NSE ACADEMY'S CERTIFICATION IN FINANCIAL MARKETS (NCFM)

REGISTRATION FORM
(Please read instructions carefully before filling up the form)
FIRST NAME MIDDLE NAME

LAST NAME

PART-I PERSONAL DETAILS

NAME TO BE PRINTED ON CERTIFICATE
(WILL BE PRINTED SAME AS 'FIRST NAME MIDDLE NAME LAST NAME')
Recent
DATE OF BIRTH (DD-MMM-YYYY) MALE/FEMALE Passport size
Colour Photograph
- -
ADDRESS
FLAT NO/ H.NAME & NO.
STREET NAME :
VILLAGE/AREA/DISTRICT :
LANDMARK :
STATE : ________________________________________________________ (Candidates Signature- Sign inside the box)

CITY PINCODE (Mandatory) RESIDENCE/MOBILE NO: (WITH STD CODE)

OFFICE NUMBER (WITH STD CODE) E MAIL - (MANDATORY)

PAN

QUALIFICATION DETAILS Below Higher Secondary Higher Sec / Technical Diploma Graduate Post Graduate

BELOW HIGHER SECONDARY ONLY Yes No

HIGHER SECONDARY / TECHNICAL DIPLOMA
MAJOR SUBJECT YR OF PASSING UNIVERSITY / INSTITUTE % / GRADE

GRADUATION DETAILS
MAJOR SUBJECT YR OF PASSING UNIVERSITY / INSTITUTE % / GRADE

POST-GRADUATION DETAILS
MAJOR SUBJECT YR OF PASSING UNIVERSITY / INSTITUTE % / GRADE

OCCUPATIONAL DETAILS

OCCUPATION Student Self Employed Service Others ____________________(pls specify)

IF EMPLOYED, KINDLY PROVIDE CURRENT EMPLOYMENT DETAILS:

NAME OF THE ORGANISATION

DESIGNATION FROM DATE (DD-MMM-YYYY)
- - -

ADDRESS OF THE ORGANISATION

CITY PIN TELEPHONE NO. (WITH STD CODE)

FAX NO. (WITH STD CODE)

 NSE ACADEMY'S CERTIFICATION IN FINANCIAL MARKETS (NCFM)
(Please read instructions carefully before filling up the form)
Page 2

PART-II TEST DETAILS

NCFM- (specify registration number, if already registered under NCFM.)

MODULE NAME (Tick the desired Module)

FOUNDATION
Financial Markets: A Beginners' Module Macroeconomics for Financial Markets Module

Mutual Funds : A Beginners' Module NSDL- Depository Operations Module

Currency Derivatives: A Beginner's Module Commodities Market Module For Office Use only
Equity Derivatives: A Beginner's Module Surveillance in Stock Exchanges Module Hand Del/ Courier
Interest Rate Derivatives: A Beginner's Module Technical Analysis Module Mails of the Day
Commercial Banking in India: A Beginner's Module Mergers and Acquisitions Module Chkd/Reg./Scanned
FIMMDA-NSE Academy Debt Market (Basic) Module Back Office Operations Module Enrollment/DD Entry
Securities Market (Basic) Module Wealth Management Module SM Issued/SM Sent
Clearing Settlement and Risk Management Module Project Finance Module

Algorithmic Trading Module Venture Capital and Private Equity Module

Banking Fundamentals- International

Capital Markets Fundamentals - International ADVANCED

INTERMEDIATE Financial Markets (Advanced) Module

Capital Market (Dealers) Module Securities Markets (Advanced) Module

Derivatives Market (Dealers) Module * Derivatives (Advanced) Module

Investment Analysis and Portfolio Management Module Mutual Funds (Advanced) Module

Fundamental Analysis Module Options Trading (Advanced) Module

Options Trading Strategies Module Investment Banking Operations - International
Operations Risk Management Module Business Analytics Module
Banking Sector Module
Treasury Management Module
Insurance Module

* NISM has specified the NISM-Series-VIII-Equity Derivatives Certification Examination as the requisite standard for associated persons
functioning as approved users and sales personnel of the trading member of an equity derivatives exchange or equity derivative segment
of a recognized stock exchange.

PREFERRED TEST CENTRE (mandatory)

TEST SCHEDULE
TEST CENTRE TEST DATE TEST TIME
- - :
D D M M M Y Y Y Y H H M M
Once the test details has been specified by the candidate, the test cannot be rescheduled
Fees once paid shall not be refunded. With effect from July 1, 2018 the validity of the NCFM test fees is revised from 180 days to 90 days from
the date of receipt of payment. Candidates need to enroll for the test(s) within 90 days from the date of receipt of payment of fees.
PART-III PAYMENT DETAILS

DD NUMBER 1 DD NUMBER 2 DD NUMBER 3 DD DATE ( DD-MM-YY) TOTAL DD AMOUNT

- -
ISSUING BANK (NAME AND BRANCH)

I certify that the above information provided by me is true and correct to the best of my knowledge, information and belief.
PLACE

DATE - - 2 0
(CANDIDATE'S SIGNATURE)
 NSE ACADEMY'S CERTIFICATION IN FINANCIAL MARKETS (NCFM)
(Please read instructions carefully before filling up the form)
Page 3

PART-III (How DID YOU COME TO KNOW ABOUT THE NCFM PROGRAM) MANDATORY

HOW DID YOU COME TO KNOW ABOUT THE NCFM PROGRAM (Tick the source and mention the details)

Visit to NSE
Name of the college / institution _____________________________________
Location ____________
Date __________

Investor Awareness Program

In Association with _______________________________________
Location _____________
Date __________

NSE's website

NSE Academy's Certified Capital Market Professional (NCCMP)

Name of the college / institution _____________________________________

Tie-up with University

Name of the University _____________________________________

Facebook

Continuing Professional Education (CPE) program

Location ____________
Date _________

Management Development Programme

Location ____________
Date __________

School Financial Literacy

Name of the State ____________

Corporate Financial Literacy

imoneyplant - a Dyota solution iniative

NCFM Brochure / Leaflet / Media / E-mailers / Others

 INSTRUCTIONS FOR FILLING-UP REGISTRATION FORM

Please fill in all details in the entire form only in BLOCK LETTERS. Write only one alphabet in each square provided. Leave one square blank between words. Please fill in the First Name, Middle Name, Last Name
1 and Date of Birth mandatorily. Fill in your DATE OF BIRTH in the following format :- DD-MMM-YYYY (e.g. 23 MAR 1974)

2 Name to be Printed on Certificate will be printed same as 'First Name Middle Name Last Name'.
3 You are required to paste a recent colour passport size photograph in the space provided. Do not staple the photograph. Do not sign across the photograph. Sign in the block provided for signature.

4 Please mention full contact details with city, pincode & state. Please specify your telephone no./mobile no. and email.

5 Please fill in the qualification and occupation details as may be applicable.

Fees to be paid by Demand Draft in favour of 'NSE Academy Limited’, payable at the nearest NSE office. Also keep a photocopy of the demand draft with you, before you send it to NSE Academy. Please write the
6
name of the candidate on the reverse of the demand draft.

7 Fees : (see Module table given in next sheet). Module fees are inclusive of service tax. Please note that test fees once paid are non-refundable.

8 On-line registration is also possible on www.nseindia.com. Please visit the website for complete details.

9 Please tick the box of the module you wish to appear. The details of NCFM modules are given in the next sheet

10 Fees once paid shall not be refunded. With effect from July 1, 2018 the validity of the NCFM test fees is revised from 180 days to 90 days from the date of receipt of payment. Candidates need to enroll for the
test(s) within 90 days from the date of receipt of payment of fees. Also once enrolled, tests cannot be rescheduled / postponed.
11 The original photo id proof would be required to be shown at the time of the examination.

In the space provided for TEST DETAILS (Part-II), Please mention Test Center. Test date and time may be submitted as per your choice and as per the availability at each test center. Test date can be informed by e-
12 mail or fax. Please refer the format given on the website under off-line registration procedure. The list of the candidates who have been enrolled will be displayed on the site.

13 In the space provided for HOW DID YOU COME TO KNOW ABOUT THE NCFM PROGRAM (Part-III), please tick the source and mention the corresponding details.

Forms can be sent by courier / post to any of the NSEIL offices. Form submission by hand delivery at all NSEIL offices is on Mon-Fri between 10:00 am to 5:00 pm only. (In case of Ahmedabad it is between 10:00 am
14
to 4:00 pm). In case of Mumbai office, the duly filled up form with requisite payment can also be put in a drop-box kept at the main entrance at the Bandra-Kurla office.

NCDEX distributes the training material of Commodities Market Module free of cost only to their active members and to others at a cost of Rs. 500/- plus courier charges. Kindly contact NCDEX, Akruti Corporate
15
Park, 1st Floor, Near G. E. Garden, LBS Marg, Kanjurmarg (West), Mumbai - 400078 office for this training material. Tel No: 022-66406789

Please note that the NCFM tests are conducted at the mentioned test centers from Monday to Friday only (at Mumbai - on Sat depend upon the availability). The NCFM registration forms can be sent to the
16 following NSE offices:

Time Slots (in

NSE Office Test Center hours)

1 NSE Academy C/O:National Stock Exchange of India Ltd.Exchange Plaza, Bandra-Kurla Complex, Bandra (East), NSEIT Limited – Mumbai, Trade Globe, Ground Floor, Andheri-Kurla Road, 9:30, 11:30,
Mumbai 400051 Toll Free Number : 1800 22 0051 Fax: (022) 26598393, Email : ncfm@nse.co.in For certificate Opposite Hotel VITS / Apna Dhaba, Behind Trade Star, Andheri (E), Mumbai- 13:30, 15:30
related queries: ncfmcert@nse.co.in For test center related queries : ncfmta@nse.co.in 400 059

2 National Stock Exchange of India Ltd. 4th Floor, Jeevan Vihar Building, Parliament Street, New Delhi-110001 NSEiT Limited- Delhi test centre, Jhandewalan Extension, Landmark: 9:30, 11:30,
(Landmark - Near Patel Chowk, Metro Station), Tel : 011-49393000/50, Fax : 011-23366658, Email : Jhandewalan Metro Station, New Delhi – 110055 13:30, 15:30
ncfm_delhi@nse.co.in

3 National Stock Exchange of India Ltd. 8th Floor, Arihant Nitco Park, No 90, Dr Radhakrishnan Salai, Mylapore, NSEiT- Chennai Test Center, Kaveri Complex (Ground Floor), No.96-104, 9:30, 11:30,
Chennai 600 004 Tel No : (044) 28479900 / 28479902-05, Fax No : (044) 28479926/27, Email : Nungambakkam High Road, Opp. Sterling Road Bus Stop, Nungambakkam, 13:30, 15:30
ncfm_chennai@nse.co.in Chennai – 600 034
4 National Stock Exchange of India Ltd, 304 &305 GCP Business Center, Opp Memnagar Fire Station, Navrangpur,
Ahmedabad -380009 Ph - :079-49008604, Fax :- 079- 49008660, Email : ncfm_ahmedabad@nse.co.in
5 National Stock Exchange of India Ltd. 1st Floor, Park View Apartments, 99, Rash Behari Avenue, Kolkata – 700 029
(Landmark - Deshpriya Park, Near Priya Cinema, Above GKB Opticals), Tel : (033) 24631802/40 400 400, Fax. (033)
40400440, Email : ncfm_kolkata@nse.co.in
NSE.IT Limited Ahmedabad Test Center, 302, Sutaria Complex, 3rd Floor, 23, 9:30, 11:30,
Maharashtra Society, Lane Between Medisurge Hospital (HCG) and Reliance 13:30, 15:30
Fresh, Near Mithakhali Six Road, Lions Club Road, Ellibridge, Ahmedabad-
380006
NSEiT - Kolkata Test Center, 54/1/A 1st Floor, Nav-Jeevan Apartments, Hazra 9:30, 11:30,
Road, Kolkata – 700019 Landmark: Opp. Hazra Law College / HDFC Bank 13:30, 15:30
Building

6 National Stock Exchange of India Ltd. 8-2-594/A/1, Third Floor,Urmila Heights, Opp Rainbow Hospital, Chamber NSEiT Limited, 403, 4th Floor, Moguls Court, 5-9-60, Basheerbag, 9:30, 11:30,
no.203 & 204, Road No 10, Banjara Hills, Hyderabad – 500034, Ph No: 040-23357082/ 7083, Fax No: 040-23357084, Hyderabad – 500001 Andhra Pradesh Landmark - Above Tribhovandas 13:30, 15:30
Email : ncfm_hyderabad@nse.co.in Bhimji Zaveri / Next to LB Stadium / Adjacent to Babukhan Estates

7 Any other centre (depending on demand) visit our website: nseindia.com > education> prepare for testing > test centres > tests at other locations
 NCFM Test Details

Pass Marks Certificate Fees (Rs.)

Duration No. of
Sr. No. NAME OF MODULE Max Marks Validity (in inclusive of
(in mins) Questions (%) yrs) GST)
FOUNDATION
1 Financial Markets: A Beginners' Module 120 60 100 50 5 2006
2 Mutual Funds : A Beginners' Module 120 60 100 50 5 2006
3 Currency Derivatives: A Beginner's Module 120 60 100 50 5 2006
4 Equity Derivatives: A Beginner's Module 120 60 100 50 5 2006
5 Interest Rate Derivatives: A Beginner's Module 120 60 100 50 5 2006
6 Commercial Banking in India: A Beginner's Module 120 60 100 50 5 2006
7 FIMMDA-NSE Academy Debt Market (Basic) Module 120 60 100 60 5 2006
8 Securities Market (Basic) Module 120 60 100 60 5 2006
9 Clearing Settlement and Risk Management Module 60 75 100 60 3 2006
10 Banking Fundamentals- International 90 48 48 29 2 2006
11 Capital Markets Fundamentals - International 90 40 50 30 2 2006
INTERMEDIATE
1 Capital Market (Dealers) Module 105 60 100 50 5 2006
2 Derivatives Market (Dealers) Module 120 60 100 60 3 2006

3 Investment Analysis and Portfolio Management Module 120 60 100 60 5 2006

4 Fundamental Analysis Module 120 60 100 60 5 2006
5 Options Trading Strategies Module 120 60 100 60 5 2006
6 Operations Risk Management Module 120 75 100 60 5 2006
7 Banking Sector Module 120 60 100 60 5 2006
8 Treasury Management Module 120 60 100 60 5 2006
9 Insurance Module 120 60 100 60 5 2006
10 Macroeconomics for Financial Markets Module 120 60 100 60 5 2006
11 NSDL - Depository Operations Module 75 60 100 60# 5 2006
12 Commodities Market Module 120 60 100 50 3 2124
13 Surveillance in Stock Exchanges Module 120 50 100 60 5 2006
14 Technical Analysis Module 120 60 100 60 5 2006
15 Mergers and Acquisitions Module 120 60 100 60 5 2006
16 Back Office Operations Module 120 60 100 60 5 2006
17 Wealth Management Module 120 60 100 60 5 2006
18 Project Finance Module 120 60 100 60 5 2006
19 Venture Capital and Private Equity Module 120 70 100 60 5 2006
20 Financial Services Foundation Module ### 120 45 100 50 NA 2006
21 NSE Academy Certified Quality Analyst Module $ 120 60 100 50 NA 2006
 ADVANCED
1 Financial Markets (Advanced) Module 120 60 100 60 5 2006
2 Securities Markets (Advanced) Module 120 60 100 60 5 2006
3 Derivatives (Advanced) Module 120 55 100 60 5 2006
4 Mutual Funds (Advanced) Module 120 60 100 60 5 2006
5 Options Trading (Advanced) Module 120 35 100 60 5 2006
6 Equity Research Module ## 120 65 60 55 2 2006
7 Issue Management Module ## 120 55 70 60 2 2006
8 Market Risk Module ## 120 40 65 60 2 2006
9 Financial Modeling Module ### 120 30 100 50 NA 2006
10 Investment Banking Operations - International### 120 82 100 60 2006
11 Business Analytics Module### 120 66 100 50 NA 2006
International Financial Reporting Standards Module
12 120 50 100 50 NA 2006
(IFRS) ###
13 Information Security Services Professionals #### 240 160 160 60 1 11800
14 Algorithmic Trading Module 120 100 100 60 3 7080

*In the 'Fees' column -indicates module fees inclusive of GST.

Taxes if any, as applicable from time to time, shall be change on the above fees.
# Candidates securing 80% or more marks in NSDL-Depository Operations Module ONLY will be certified as ‘Trainers’.
## Modules of Finitiatives Learning India Pvt Ltd. (FLIP)
### Modules of IMS Proschool
#### Modules of I-Sec
$ Module of SSA Business Solutions (P) Ltd.