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The student of Brazilian literature cannot fail America, for it was from this institution that such
to be struck at some point in his career by the relations were to develop.
conspicuous absence of black writers in that Firstly, it must be said that slavery was far
country. Indeed, it is strange that Brazil, with more widely based in Brazil than in North
perhaps the largest black population outside America, in terms of duration, area and the
Africa, has apparently produced no poet with the uses to which slaves were put. Slavery, which had
resonance of Langston Hughes, or novelist of the been quite common in medieval Iberia, was intro-
fame or calibre of James Baldwin, Richard duced into Brazil in the early sixteenth century
Wright, or Ralph Ellison, all of whom have and only abolished in 1888, some sixty years
made their mark on North American literature. after the country had obtained its independence
The reason for the absence of significant black from Portugal. As an institution, it existed
writers in Brazil and their presence in North throughout the territory. Slave labour was crucial
America lies undoubtedly in the greater economic to the sugar economy of the North-eastern plan-
advances made by blacks in the United States tation belt, which experienced its boom period
compared with those in Brazil and other Latin during the sixteenth and seventeenth centuries.
American countries. However, the explanation It was vital to the gold boom in the central re-
would not be complete if one did not mention gion of Minas Gerais during the course of the
that the relative progress made by blacks in the eighteenth century. Later, slaves again formed the
United States stems in part from the more overt backbone of the coffee economy in the area of
nature of the adversities which they have suffered. Rio and Sao Paulo for a brief but highly active
Greater segregation, ratified by law, has led to period in the nineteenth century. Slaves were also
greater racial cohesion, and consequently produced employed in cattle raising in the far South of the
a stronger, more united voice against the bru- territory, in the cotton plantations of the North,
talities of racial discrimination. It has also stimu- in transport as well as in a multitude of urban
lated the development of autonomous organs for and domestic occupations.
black social progress, such as businesses run by Manumission of slaves was far more frequent
blacks for blacks, colleges for black students and, in Brazil than in North America and can be
in the literary field, black publishing houses. In attributed partly to the definition of slavery in
Brazil, the absence of this original negative factor Portuguese law, and partly to the unstable nature
of legal discrimination has delayed the emergence of the economy. What is important is that a
of black writers, and certainly of writers of the population of free blacks and mulattoes develop-
calibre of those mentioned. ed during the colonial period, many of whom
This initial comparison between the black ex- were engaged in artisan industries and other ser-
perience in the United States and in Brazil is, vices which white settlers, attracted by promises of
perhaps, sufficient to explain the absence of a wealth, were not prepared to soil their hands on.
literature by black writers concerned specifically Blacks, therefore, participated in a wider range
with the problem of discrimination. However, of activities than did their counterparts in North
it does not explain why there have been writers America, who formed part of a more manageable,
of marked African descent in Brazil who com- more isolated minority, efficiently shielded from
pletely ignore such problems. This latter factor the contemplation of freedom or revolt and
requires a more detailed examination of how directed specifically towards plantation labour. In
race relations operate there, which in turn de- Brazil, blacks were instrumental not only in the
mands some mention of the characteristics of running of the colonial economy, but in a vast
slavery in Portuguese as opposed to British range of subsidiary activities, which made their
38 DAVID BROOKSHAW
and the black to an inferiority complex and to a novelist's death. The letter also serves to show
culture of self-hatred. up Nabuco's prejudice as a white and gives us
The difference between Brazil and the United an idea of the cost to the mulatto of his
States in this respect was best summed up by ' escape': ' Machado, for me, was a white, and I
the French Brazilianist, Roger Bastide, in an believe he considered himself as such; if there
article in a Sao Paulo newspaper. He wrote: was any alien blood in him, this did not affect
•In Brazil, it is by ascending into a pattern of in any way his perfect Caucasian appearance. For
bourgeois morality that the black passes what in my part, I only saw the Greek in him. Our poor
the United States, is called the colour line . . . the friend, so sensitive, would have preferred to re-
racial struggle in Brazil has assumed the ap- main unknown rather than achieve glory at the
pearance of an opposition between two morals, or cost of having his origins made public'
between morality and immorality'. Bastide's Machado was, however, bitterly criticised by
statement is a lucid one, for it dispenses with more outspoken defenders of their race. One
the notion that only the mulatto can rise social- such critic was another mulatto novelist, Lima
ly, but it does hint at the extreme price which Barreto, who was a younger contemporary of
the black or mulatto - let us say the Afro-Brazil- Machado. Lima Barreto could best be classed as
ian - has to pay in order to rise. The rigid North a conscientious objector to the comportment line.
American colour line is replaced in Brazil by what He wrote about the largely mulatto inhabitants
one could call an equally rigid comportment line. of suburban Rio at the turn of the century, and
This comportment line separates two incompati- devoted at least one of his novels to a facet of
ble cultures: the culture of a morality which is racial discrimination. At one time, he even went
enshrined in the European or Europe-loving to far as to propose a ' negrista' movement, which
Brazil, and which aspires to a white civilisa- was to be a hymn of praise to his race. Lima
tion for Brazil, and the culture of immorality, Barreto and Machado de Assis are early exam-
which is embedded in the Afro-Brazilian sub- ples of the non-conformist and conformist options
stratum. The culture of morality is the Noble, open to the Afro-Brazilian intellectual. Gilberto
that of immorality the Savage. In order to stake Freyre, a well-known supporter of Brazil's
a place above the comportment line, an Afro- apparent racial democracy, has attributed Lima
Brazilian must possess the same cultural interests Barreto's attitude to the fact that he was poorer
and affinities as the white, taking great care to and darker than Machado, and therefore obliged
behave like a noble, while implicitly apologising to project his colour. There is, no doubt, an
for his savage appearance! element of truth in this view. In gratitude for
his position as an honorary white, Machado was
The price of ' escape' sufficiently conditioned to the requirement not
It is not surprising, given these considerations, to mention his colour. Silence, however, is not
that Brazil should have produced in the nine- a privilege for those who cross the comportment
teenth century a novelist like Machado de Assis, line, but a price, whether the candidate is a
who was a mulatto but whose work is never con- mulatto or a black. An example of the latter
cerned with the question of race, or the issue of was Cruz e Souza, a black poet of the nineteenth
slavery, the abolition of which occurred during century, whose references to his colour are care-
his lifetime. On the. contrary, most of his novels fully veiled by techniques which have made him
are set among the higher ranks of the Rio bour- Brazil's leading exponent of Symbolism. Lima
geoisie. Machado, who was elected the first Pre- Barreto, for his part, had little to be grateful for.
sident of the Brazilian Academy of Letters, is the His life of poverty and his early death from
classic example of a mulatto who devoted his alcoholism were perhaps caused by his honesty
life to being accepted above the comportment on the subject of race.
line, and therefore studiously avoided any re-
ference to his origins. The complex which European influence
Machado must have felt is illustrated in a letter Just as Machado de Assis, the writer of Afro-
from the aristocratic Joaquim Nabuco to the Brazilian descent wrote about the white bourgeoi-
literary critic Jos6 Verissimo, shortly after the sie, and the black poet Cruz e Souza wrote in
40 DAVID BROOKSHAW
The contrast between the approaches of Guedes tem of what can be best described as internal
and Trindade, who were contemporaries but who colonialism, in which the black social riser per-
doubtless never met, is an interesting illustra- forms the function of an assimilated native,
tion of the totally conflicting ways in which but with no guarantee of racially democratic treat-
blacks have interpreted the meaning of libera- ment despite his assimilation. Guedes represented
tion. Freedom for Guedes was to be obtained the will to obtain the initial certificate qualifying
by the adoption of virtuous social conduct and him for assimilation. In more recent times, how-
bourgeois values. He preached a revolution within ever, the educated black, unable to fulfil his social
an ethnic class, but not against the status quo. expectations because discrimination has halted
He accepted the rules of the comportment line, his progress, has translated his frustrations into
and aspired to integration with the white bour- a self-conscious expression of his ' negritude'.
geois world. The poetry of Trindade, on the Poetry of the last twenty years represents the
other hand, is Marxist in its identification with development of such a consciousness. One can
all oppressed people, but at the same time is mention, for instance, the highly intimist sonnets
artistically rooted in Afro-Brazil. In both its form of Eduardo de Oliveira, which are full of sym-
and content, it therefore represents a subversion bolistic allusions to the problem of being black
of the comportment line. Once again, one is re- in a white industrial world, and which owe much
minded of Bastide's theory of the conflict in to the technique of Cruz e Souza, the solitary
Brazil's race relations between 'morality' and nineteenth-century black poet already mentioned.
'immorality'. Guedes and Trindade reflect this Whiteness, light, the sky, morning, are all asso-
antithesis within black intellectual tradition. ciated with the ideal, the pure, that which the
poet has been conditioned to aspire to, while
Colour line blackness, expressed as shadow, night, darkness,
The themes of contemporary black poets in Sao slime, is associated with suffering on one level,
Paulo hinge on an attempt to express a black and with impurity on another. In his earlier
consciousness. In terms of economic and social poems especially, Oliveira writes of the pain and
advance, many of the objectives of the 1930 humiliation of being culturally conditioned to hate
generation have been achieved, and blacks have his colour and love its opposite, while at the same
risen to social positions which would have been time having to carve out a niche in the class
inconceivable forty years ago. At the same time, which enshrines that opposite.
Brazil is officially more committed to multi- During the 1960s Oliveira, together with other
racialism than ever before, legislation outlaw- contemporaries in Sao Paulo such as Carlos de
ing discrimination having been passed as long Assumpcao and Oswaldo de Camargo, produced
ago as 1951. These seemingly positive factors verse of an angrier, more declamatory tone. This
compel one to ask the reason for an incipient was partly due to events in Africa, then in the
black consciousness. The answer, of course, lies process of decolonisation, and in the United
yet again in the actual process through which States, where blacks were embarking on their
blacks have to pass in order to rise socially. The campaign for civil rights. Of the three writers
crossing of the comportment line is only the gate- mentioned, only Camargo has progressed be-
way to the competitive world. It is beyond the yond this stage. He has evolved away from
comportment line that the black social riser poetry to the rather more demanding task of
encounters problems, for in his daily life he con- prose fiction. In 1972, he published his first
fronts whites who may humiliate him by ignoring volume of short stories, entitled O Cairo do
his bourgeois status and seeing only his colour. Exito ("The Road to Success'). The stories
He then discovers that beyond the comportment combine to form a chronicle of life within the
line, there lies a colour line, which is possibly even black community in Sao Paulo, the contradic-
more sinister than that which is legally defined, tions of which are viewed objectively, but not
for it is a line which takes the form of a stereo- without a gently ironic humour. Individual stories
type in the white mind. focus on such themes as the cultural alienation
It is in this way that Brazil masquerades as a of blacks in a white industrial society, the econo-
racial democracy. In fact, there operates a sys- mic dependence of blacks upon whites, the
BLACK WRITERS IN BRAZIL 43
attempts by groups of black intellectuals to appeared in the press and in an anthology, are
ameliorate the situation of their people, and the all worthy of wider acclaim. In prose fiction,
rivalries among such groups. Since the publica- only Camargo has had his work published by a
tion of O Carro do Exito, Camargo is known to well-known firm. On the other hand, ,the novel
have been working on a novel and on a play. Ifigenia estd no Fundo do Corredor (' Ifigenia is
He is undoubtedly the leading figure of his at the end of the passage'), by the Rio writer
generation in Sao Paulo, and may yet provide Nataniel Dantas, can only with a considerable
a Brazilian answer to James Baldwin. amount of searching he obtained second hand,
although it was published in 1969. Yet the novel,
White patronage which is a highly skilled and sensitive portrayal
The major difficulty is encountered by a black of alienation and loneliness in a white world and
writer when he comes to trying to get his the tragic origins of such alienation, should rank
work published in a white society in which there as a major contribution to contemporary fiction
is a good deal of nepotism. Further consideration in Brazil.
must therefore be given to the initial points made Efforts by blacks themselves to create their own
in this article, in order to clarify the practical vehicles for the expression of ideas have been
problems of being a black writer in Brazil. hindered by poor finances and the lack of racial
The radical difference between Brazil and the solidarity, which can be attributed at least in
United States, as said before, involves the factor part to Degler's ' mulatto escape-hatch'. Attempts
which has enabled black North Americans to were made, for example, during the fifties and
command a position of strength, and caused black sixties to resurrect something of the press which
Brazilians to remain economically dependent on had existed in Sao Paulo in the inter-war period,
whites. This is the factor of capital. Just as the but the journals were essentially ephemeral and
black job-seeker in Brazil has to rely on the de- did not run to more than a few numbers. Pos-
gree to which his employer may be the victim of sibly the most promising organ of the post-war
a stereotyped view of blacks, so the black writer period was the 'Teatro Experimental do Negro'
has to rely on the patronage of white intellectuals (Black Experimental Theatre), which was the
and white publishing houses. Publishers, of course, brainchild of one of Brazil's more outspoken
have commercial interests to defend, apart from black personalities, Abdias do Nascimento, now
having to guard their reputations, especially when resident in the United States. The theatre was
confronted by literature which may call into created in order to train black actors for roles
question the national creed of racial democracy, outside the traditional stereotyped parts allotted
or, as the sociologist Florestan Fernandes has to them in white plays. At the same time, it was
put it, the official 'prejudice against prejudice'. hoped that its existence would stimulate black
Consequently, black writers have invariably had playwrights. In the event, while the theatre put
to resort to smaller publishing houses, which on a production of Hamlet and several plays
print limited editions and do not have a nation- - by black North American dramatists, most of its
wide distribution. Copies of their work are there- Brazilian plays were written by whites expressly
fore hard to find, and when one is able to con- for it. In a sense, the Experimental Theatre, which
sult them, one notices more often than not, a pre- operated in Rio and Sao Paulo during the forties
face by a white intellectual figure, or a dedica- and fifties, was ahead of its time. It was designed
tion to white patrons. The result of all this is that to create a consciousness within a black popula-
most writers are restricted to a small reading pub- tion which was economically and educationally
lic within their own area. As their works are not prepared for it. As a result, it found itself
seldom republished, they are destined only to performing to largely white audiences. Ultimate-
semi-fame within their own lifetime. Admitted- ly, it was obliged to close through lack of money
ly, a poet like Lino Guedes, whose work was be- and inadequate professional organisation. Nearer
gotten of a certain epoch, would probably not to the grass roots was Solano Trindade's ' Teatro
stand the test of time. However, poets like Popular Brasileiro' (Brazilian Popular Theatre),
Eduardo de Oliveira and Solano Trindade, not which toured Eastern Europe in 1956, but which
to mention Nei Lopes whose poetry has only was criticised as being too folkloric by urban
44 DAVID BROOKSHAW
blacks from Sao Paulo, and therefore conform- cept of cultural identity. Deoscoredes dos Santos,
ing too closely to the white stereotype of blacks. the son of the high-priestess of a voodoo sect in
Finally, lack of funds put an end to the short- Salvador, has, for instance, written folktales in
lived ' Associacao Cultural do Negro' (Black a brand of Portuguese Creole which is strongly
Cultural Association) in Sao Paulo in the late reminiscent, as the critic Antdnio Olinto has
fifties, which ran a magazine, organised lectures pointed out, of the Pidgin English used by the
on Afro-Brazilian topics, housed much of the Nigerian writer Amos Tutuola. Poets, however
library of the old Black Front and even embark- like Solano Trindade and Nei Lopes, attempt to
ed on publishing activities. cross the boundaries of race. They value their
black culture as a reaction against the stifling
Regional differences impositions of the comportment line and the
Apart from the problem of lack of solidarity and continuing dependence of the urban bourgeoisie
poverty of funds, there is a further hindrance upon Europe for a cultural model. Meanwhile,
to the development of a black consciousness on in the predominantly white South, blacks have
a national scale, which can be put down to re- been concerned with trying to counter stereo-
gionalism. The distance in Brazil between the types which have consistently isolated them. Their
North-east and the South is increased by dif- reaction stems from a consciousness of race
ferences in cultural tradition as well as economic rather than culture. The different approaches of
development. The North-eastern axis, which black writers from the North-east and from Sao
spreads as far South as Rio, is the breeding Paulo respond to different priorities: the cultural
ground for a black-based nativism, a sort of independence of Brazil, and the social indepen-
black counterpart to the Modernist ethic of dence of the black and white industrial society.
the 1920s, but which flows over from poetry into Both must ultimately serve to re-educate white
contemporary popular music. It represents the Brazilians away from cultural attitudes which are
expansion of a culture, hemmed in for centuries the legacy of a long colonial history, and from
below the comportment line. In its purist form, social attitudes left over from slavery. •
it may manifest itself as a totally African con-