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G.R. No. 162203. April 14, 2004 Sec. 5. Registration.Any organized group of persons may register as
a party, organization or coalition for purposes of the party-list
FACTS: system by filing with the COMELEC not later than ninety (90) days
before the election a petition verified by its president or secretary
On November 20, 2003, Aklat filed a Petition for declaration of re- stating its desire to participate in the party-list system as a national,
qualification as a party-list organization for purposes of the May 2004 regional or sectoral party or organization or a coalition of such
elections. It alleged in its petition that it participated in the 2001 elections parties or organizations, attaching thereto its constitution, by-laws,
but was disqualified by the Comelec as it was found not to have complied platform or program of government, list of officers, coalition
with the guidelines set by the Court in the Bagong Bayani case for party-list agreement and other relevant information as the COMELEC may
organizations to qualify and participate as such in the party-list elections. require: Provided, That the sectors shall include labor, peasant,
Accordingly, Aklat re-organized itself in order that it will comply with the 8- fisherfolk, urban poor, indigenous cultural communities, elderly,
point guidelines enunciated by the SC in the said case. handicapped, women, youth, veterans, overseas workers, and
professionals.
Comelec dismissed the petition stating that Aklat cannot be considered as
an organization representing the marginalized and underrepresented groups By its wording, R.A. 7941 itself supports the Comelec’s position that
as identified under Section 5 of R.A. 7941. According to the Comelec, Aklats the period stated therein refers to the prohibitive period beyond
statement that it has re-organized itself does not cure this defect as there which petitions for registration should no longer be filed nor
is nothing in the petition which will help us identify what particular entertained. Put elsewise, it is simply the minimum countback
marginalized and underrepresented group AKLAT is now representing. period which is not subject to reduction since it is prescribed by law,
Further, the Comelec held that AKLAT lumped all the sectoral groups but it is susceptible of protraction on account of
imaginable under the classification of regular members just to convince us administrative necessities and other exigencies perceived by
that it is now cured of its defect. the poll body.
Aklat filed a Motion for Reconsideration substantially averring that it has Verily, the Comelec has the power to promulgate the necessary
reorganized itself and taken the necessary steps to make it an organization rules and regulations to enforce and administer election laws. This
of, by and for the marginalized and underrepresented groups of society, power includes the determination, within the parameters fixed by
particularly the indigenous cultural communities and the youth. To this end, law, of appropriate periods for the accomplishment of certain pre-
it has allegedly effected a fundamental change in its purposes as an election acts like filing petitions for registration under the party-list
organization, nature of its membership and focus of its programs. system. This is exactly what the Comelec did when it issued its
Resolution No. 6320 declaring September 30, 2003, as the deadline
The Comelec denied the motion in its questioned Resolution on three for filing petitions for registration under the party-list system.
grounds, namely: the petition was filed beyond the deadline set by the Considering these, as well as the multifarious pre-election activities
Comelec in Resolution No. 6320 for registration of party-list organizations; that the Comelec is mandated to undertake, the issuance of its
the petition was not one for re-qualification as Aklat was never a Resolution No. 6320 cannot be considered tainted with grave abuse
registered party-list organization having failed to meet the eight-point of discretion.
guidelines set by the Court in the Bagong Bayani case; and that its decision
not to extend the deadline for registration of party-list organizations 2. NO. It should be noted that it was Aklat which asserted in its petition
is valid, the Comelec being in the best position to make such a before the poll body that it has re-organized and is now applying for
determination. re-qualification after its de-registration for failure to comply with the
guidelines set forth in the Bagong Bayani case. Thus, the Comelec
ISSUES: cannot be faulted for relying on its earlier finding, absent any
1. Is the petition filed out of time? evidence in Aklats petition to the contrary, that Aklat is not an
2. Does AKLAT meet the eight-point guidelines set by the Court in the organization representing the marginalized and underrepresented
Bagong Bayani case? sectors, but is actually a business interest or economic lobby group
which seeks the promotion and protection of the book publishing
industry.
In this regard, the Court notes with approval the OSGs contention
that Aklat has no track record to speak of concerning its
representation of marginalized and underrepresented constituencies
considering that it has been in existence for only a month prior to
the filing of its petition for re-qualification.
On 27 June 2002, BANAT filed a Petition to Proclaim the Full Number of BAYAN MUNA ET AL rejected the 3 seat cap but accepts the 2% threshold.
Party-List Representatives Provided by the Constitution before the NBC. After determining the qualified parties, a second percentage is generated
by dividing the votes of a qualified party by the total votes of all qualified
On 9 July 2007, the COMELEC, sitting as the NBC, promulgated NBC parties only. The number of seats = total party list seats x the total party-
Resolution No. 07-60 which proclaimed thirteen (13) parties as winners list seats available with the second percentage.
in the party-list elections.
There will be a first round of seat allocation, limited to using the whole
Pursuant to said resolution, the COMELEC, acting as NBC, promulgated NBC integers as the equivalent of the number of seats allocated to the concerned
Resolution No. 07-72, which declared the additional seats allocated to the party-list. After all the qualified parties are given their seats, a second round
appropriate parties. Such additional seats were computed by the COMELEC of seat allocation is conducted. The fractions, or remainders, from the whole
through the interpretation of the Veterans Ruling. integers are ranked from highest to lowest and the remaining seats on the
basis of this ranking are allocated until all the seats are filled up.
Acting on BANATs petition, the NBC promulgated NBC Resolution No. 07-
88 denying the petition for being moot and academic. The petition was
resolved in NBC Resolution No. 07-60 stating that the total number of
seats of each winning party, organization or coalition shall be determined RULING:
pursuant to the Veterans Case formula upon completion of the canvass of
NUMBER OF PARTY-LIST REPRESENTATIVES: FORMULA
the party-list results.
BANAT filed a petition for certiorari and mandamus assailing the ruling in Number of seats Number of seats available to
NBC Resolution No. 07-88. (Did not file an MR) available to legislative x .20 = party-list representatives
districts
In the second case, petitioners asked the COMELEC, acting as NBC, to
reconsider its decision to use the Veterans formula as stated in its NBC .80
Resolution No. 07-60 because the Veterans formula is violative of the This formula allows for the corresponding increase in the number of seats
Constitution and of RA 7941. available for party-list representatives whenever a legislative district is
created by law.
ALLOCATION OF SEATS First, the percentage is multiplied by the remaining available seats, 38,
which is the difference between the 55 maximum seats reserved under the
This Court finds that the two percent threshold makes it mathematically Party-List System and the 17 guaranteed seats of the two-percenters. The
impossible to achieve the maximum number of available party list seats whole integer of the product of the percentage and of the remaining
when the number of available party list seats exceeds 50. The continued available seats corresponds to a partys share in the remaining available
operation of the two percent threshold in the distribution of the additional seats.
seats frustrates the attainment of the permissive ceiling that 20% of the
members of the House of Representatives shall consist of party-list Second, we assign one party-list seat to each of the parties next in rank
representatives. We therefore strike down the two percent threshold only until all available seats are completely distributed. We distributed all of the
in relation to the distribution of the additional seats as found in the remaining 38 seats in the second round of seat allocation.
second clause of Section 11(b) of R.A. No. 7941. The two percent threshold
presents an unwarranted obstacle to the full implementation of Section 5(2), Finally, we apply the three-seat cap to determine the number of seats each
Article VI of the Constitution and prevents the attainment of the broadest qualified party-list candidate is entitled.
possible representation of party, sectoral or group interests in the House of
Representatives. PARTICIPATION OF MAJOR POLITICAL PARTIES IN PARTY-LIST
ELECTION
In determining the allocation of seats for party-list representatives under
Section 11 of R.A. No. 7941, the following procedure shall be observed: By a vote of 8-7, the Supreme Court continued to disallow major political
parties (the likes of UNIDO, LABAN, etc) from participating in the party-list
1. The parties, organizations, and coalitions shall be ranked from elections.
the highest to the lowest based on the number of votes they garnered during
the elections. Although the ponencia (Justice Carpio) did point out that there is no
prohibition either from the Constitution or from RA 7941 against major
2. The parties, organizations, and coalitions receiving at least political parties from participating in the party-list elections as the word
two percent (2%) of the total votes cast for the party-list system shall be “party” was not qualified and that even the framers of the Constitution
entitled to one guaranteed seat each. in their deliberations deliberately allowed major political parties to
participate in the party-list elections provided that they establish a sectoral
3. Those garnering sufficient number of votes, according to the wing which represents the marginalized (indirect participation), Justice
ranking in paragraph 1, shall be entitled to additional seats in proportion to Puno, in his separate opinion, concurred by 7 other justices, explained that:
their total number of votes until all the additional seats are allocated.
1. We interpret the Constitution to give utmost deference to the
4. Each party, organization, or coalition shall be entitled to not democratic sympathies, ideals and aspirations of the people. More than
more than three (3) seats. the deliberations in the Constitutional Commission, these are expressed
in the text of the Constitution which the people ratified. Indeed, it is
In computing the additional seats, the guaranteed seats shall no the intent of the sovereign people that matters in interpreting
longer be included because they have already been allocated, at one seat the Constitution. In Civil Liberties Union vs Exec Sec, debates in
each, to every two-percenter. Thus, the remaining available seats for constitutional convention "are of value as showing the views of the
allocation as additional seats are the maximum seats reserved individual members, and as indicating the reason for their votes, but
under the Party List System less the guaranteed seats. Fractional they give us no light as to the views of the large majority who did
seats are disregarded in the absence of a provision in R.A. No. 7941 allowing not talk, much less of the mass or our fellow citizens whose votes at
for a rounding off of fractional seats. the polls gave that instrument the force of fundamental law.
In declaring the two percent threshold unconstitutional, we do not limit 2. Party-list system as a social justice vehicle, the Court batted for the
our allocation of additional seats to the two-percenters. empowerment of the masses:
% of votes of PL= no. of votes of each PL/ total no. of votes for all PL Similarly, limiting the party-list system to the marginalized and
excluding the major political parties from participating in the election
There are two steps in the second round of seat allocation. of their representatives is aligned with the constitutional mandate to
reduce social, economic, and political inequalities, and remove cultural
inequalities by equitably diffusing wealth and political power for the
common good. Party list system was enacted to give hope to the
marginalized and underrepresented in the society.
3-SEAT CAP
The three-seat cap, as a limitation to the number of seats that a qualified
party-list organization may occupy, remains a valid statutory device that
prevents any party from dominating the party-list elections. Seats for party-
list representatives shall thus be allocated in accordance with the procedure
stated above.
ROSALINDA A. PENERA vs. COMMISSION ON ELECTIONS and EDGAR For this purpose, the Commission shall set the deadline for the
T. ANDANAR filing of certificate of candidacy/petition for
G.R. No. 181613 November 25, 2009 registration/manifestation to participate in the election. Any person
who files his certificate of candidacy within this period shall only be
considered as a candidate at the start of the campaign period for
FACTS: Penera and private respondent Edgar T. Andanar were mayoralty which he filed his certificate of candidacy: Provided, That, unlawful
candidates in Sta. Monica during the 14 May 2007 elections. On 2 April 2007, acts or omissions applicable to a candidate shall take effect only
Andanar filed before the Office of the Regional Election Director, Caraga upon the start of the aforesaid campaign period: Provided, finally,
Region (Region XIII), a Petition for Disqualification against Penera, as well That any person holding a public appointive office or position,
as the candidates for Vice-Mayor and Sangguniang Bayan who belonged to including active members of the armed forces, and officers and
her political party, for unlawfully engaging in election campaigning and employees in government-owned or -controlled corporations, shall
partisan political activity, i.e. motorcades conducted after filing of the be considered ipso facto resigned from his/her office and must
certificate of candidacy, prior to the campaign period. vacate the same at the start of the day of the filing of his/her
certificate of candidacy.
Penera filed a motion for reconsideration of this Court’s Decision of 11
September 2009.The assailed Decision dismissed Penera’s petition and In RA 9369, Congress inserted the word "only" so that the first proviso now
affirmed the Resolution dated 30 July 2008 of the COMELEC En Banc as well reads —
as the Resolution dated 24 July 2007 of the COMELEC Second Division. The
Decision disqualified Penera from running for the office of Mayor in Sta. x x x Provided, That, unlawful acts or omissions applicable to a candidate
Monica, Surigao del Norte and declared that the Vice-Mayor should succeed shall take effect only upon the start of the aforesaid campaign period x x x.
Penera. (Emphasis supplied)
ISSUE: Is Penera guilty of premature campaigning? Thus, Congress not only reiterated but also strengthened its mandatory
directive that election offenses can be committed by a candidate "only" upon
RULING: NO. the start of the campaign period. This clearly means that before the start of
the campaign period, such election offenses cannot be so committed.
In Lanot v. COMELEC, it was held that a person who files a certificate of
candidacy is not a candidate until the start of the campaign period. In Lanot, When the applicable provisions of RA 8436, as amended by RA 9369, are
this Court explained: read together, these provisions of law do not consider Penera a candidate
for purposes other than the printing of ballots, until the start of the campaign
Thus, the essential elements for violation of Section 80 of the
period. There is absolutely no room for any other interpretation.
Omnibus Election Code are: (1) a person engages in an election
campaign or partisan political activity; (2) the act is designed to We quote with approval the Dissenting Opinion of Justice Antonio T. Carpio:
promote the election or defeat of a particular candidate or
candidates; (3) the act is done outside the campaign period. x x x The definition of a "candidate" in Section 79(a) of the Omnibus Election
Code should be read together with the amended Section 15 of RA 8436. A
The second element requires the existence of a "candidate." Under Section "‘candidate’ refers to any person aspiring for or seeking an elective public
79(a), a candidate is one who "has filed a certificate of candidacy" to an office, who has filed a certificate of candidacy by himself or through an
elective public office. Unless one has filed his certificate of candidacy, he is accredited political party, aggroupment or coalition of parties." However, it
not a "candidate." The third element requires that the campaign period has is no longer enough to merely file a certificate of candidacy for a person to
not started when the election campaign or partisan political activity is be considered a candidate because "any person who files his certificate of
committed. candidacy within [the filing] period shall only be considered a candidate at
the start of the campaign period for which he filed his certificate of
Congress wanted to insure that no person filing a certificate of candidacy
candidacy." Any person may thus file a certificate of candidacy on any day
under the early deadline required by the automated election system would
within the prescribed period for filing a certificate of candidacy yet that
be disqualified or penalized for any partisan political act done before the
person shall be considered a candidate, for purposes of determining one’s
start of the campaign period. Thus, in enacting RA 9369, Congress expressly
possible violations of election laws, only during the campaign period.
wrote the Lanot doctrine into the second sentence, third paragraph of the
Indeed, there is no "election campaign" or "partisan political activity"
amended Section 15 of RA 8436, thus:
designed to promote the election or defeat of a particular candidate or
xxx candidates to public office simply because there is no "candidate" to speak
of prior to the start of the campaign period. Therefore, despite the filing of
her certificate of candidacy, the law does not consider Penera a candidate
at the time of the questioned motorcade which was conducted a day before
the start of the campaign period. x x x
The campaign period for local officials began on 30 March 2007 and ended
on 12 May 2007. Penera filed her certificate of candidacy on 29 March 2007.
Penera was thus a candidate on 29 March 2009 only for purposes of printing
the ballots. On 29 March 2007, the law still did not consider Penera a
candidate for purposes other than the printing of ballots. Acts committed by
Penera prior to 30 March 2007, the date when she became a "candidate,"
even if constituting election campaigning or partisan political activities, are
not punishable under Section 80 of the Omnibus Election Code. Such acts
are within the realm of a citizen’s protected freedom of expression. Acts
committed by Penera within the campaign period are not covered by Section
80 as Section 80 punishes only acts outside the campaign period.