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Journal of Photochemistry & Photobiology, B: Biology 183 (2018) 201–221

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Journal of Photochemistry & Photobiology, B: Biology


journal homepage: www.elsevier.com/locate/jphotobiol

A review on bio-synthesized zinc oxide nanoparticles using plant extracts as T


reductants and stabilizing agents

Parita Basnet, T. Inakhunbi Chanu, Dhrubajyoti Samanta, Somenath Chatterjee
Centre for Material Science and Nanotechnology, Sikkim Manipal Institute of Technology, Sikkim Manipal University, Sikkim, India

A R T I C LE I N FO A B S T R A C T

Keywords: In the age of technology, nanoparticles have proven to be one of the essential needs for development. These
Biosynthesis nanoparticles have the potential to be used for a wide variety of applications, thereby, development in improving
Plant extracts the quality of nanoparticles, to make them more application specific, is still under research. In this regard, an
ZnO nanoparticles important point to note is that the procedures employed in synthesizing nanoparticles require to be cost-effective
Anti-microbial activity
and less-steps involved and have an additional advantage, i.e. they should be eco-friendly. This means that the
Photocatalysts
synthesis procedure needs avoiding the use of harmful chemicals, and negligible generation of any noxious by-
products. The green synthesis (biosynthesis) method employs simple procedures, easily available raw materials
and ambiance for the synthesis process, where the precursors used are safe, with minute possibility for the
production of harmful by-products. Considering these advantages, the current review includes a brief description
on the various chemical and physical synthesis method of zinc oxide (ZnO) nanoparticles with emphasis on the
biosynthesis of ZnO nanoparticles using plant extracts (and briefly microbes), the phytochemicals present in the
plant extracts, the plausible mechanisms involved in the formation of ZnO nanoparticles and applications of the
as-synthesized ZnO nanoparticles as photocatalysts and microbial inhibitors.

1. Introduction example, silver (Ag) nanoparticles are known to have anti-microbial


activity more pronounced than the bulk Ag [6]. Although these novel
Nanotechnology is the design, characterization and application of nanoparticles are very effective, their production involves the use of
structures, systems and devices by controlled manipulation of size and expensive precursors. An alternative to this may be the use of metal-
shape of particles at the nanometric scale (10−9 m). The particles are oxide semiconductor materials like zinc oxide (ZnO) nanoparticles,
scaled down to the nano-regime due to their superior characteristic(s) whose production is more cost-effective than those mentioned above.
as compared to the bulk particles [1]. Owing to the highly enhanced They also have good anti-microbial activity, in addition to several other
properties of nanoparticles with regard to their bulk counterparts (like applications (listed in Section 1.2) [7]. Considering these factors, the
higher chemical reactivity [2,3]), there has been an extensive research current review mainly focusses on the importance of ZnO nanoparticles,
for synthesizing and optimizing particles belonging to the nano-size different methods of synthesis with emphasis to the biological methods,
regime. In addition, the fabrication of nanoparticles is cheaper, simpler characterization techniques involved, parameters affecting the nature
and the amount required for an application is much lower. From lit- and size of biosynthesized ZnO nanoparticles, applications (as reported
erature, it is well known that the properties of nanoparticles are de- in the literature), and finally, some prospects of the biological method
pendent on their morphology and size [4,5]. Thus, there has been a and as-synthesized ZnO nanoparticles for future applications.
progressive improvement in obtaining nanoparticles of the desired
morphology and size so to make them application specific. However, 1.1. Zinc Based Semiconductor Nanostructures
concerning environment and problems associated with it, the produc-
tion of nanoparticles should be such that, the methods involved are eco- Zinc based semiconductor nanostructures, such as zinc oxide (ZnO)
friendly and the nanoparticles are themselves non-hazardous. In this and zinc sulphide (ZnS), have never ceased to interest researchers
regard, many metal nanoparticles (like silver, gold, platinum) have across the globe. The potential that these nanostructures possess make
been the topics of discussion and research. They have novel properties them applicable in various field of science and technology as well as
and are several folds more effective than their bulk counterparts. For medicine. For example, the degradation of industrial wastes such as


Corresponding author.
E-mail address: somenath@gmail.com (S. Chatterjee).

https://doi.org/10.1016/j.jphotobiol.2018.04.036
Received 16 November 2017; Received in revised form 28 March 2018; Accepted 21 April 2018
Available online 24 April 2018
1011-1344/ © 2018 Elsevier B.V. All rights reserved.
P. Basnet et al. Journal of Photochemistry & Photobiology, B: Biology 183 (2018) 201–221

dyes, has been quite effectively carried out with both the nanos- processes involved.
tructures of zinc, i.e. ZnO [8,9] and ZnS [10–12]. Optimization in the
green synthesis method (like biosynthesis of ZnO [13–15] and ZnS 2.1.1. Physical Top-down Method
[16]) is being carried out so to obtain the desired morphology or The conventional technique of metallurgy falls under this category.
characteristics of the nanoparticles required in a particular application. The synthesis of ZnO nanoparticles using the metallurgical process is
Although both ZnO and ZnS nanostructures possess appreciable prop- further divided into two types; the direct (American) process, in which
erties and various applications, this review especially focuses on ZnO zincite (or any other ore of zinc) is reduced by heating with anthracite,
nanostructures prepared by the most environment friendly method of followed by the oxidation of zinc vapour, leading to the formation of
synthesis, i.e. biosynthesis using plant extracts. ZnO powders [31], and the indirect (French) process, which involves
the melting of metallic zinc, followed by its vaporization at around
1.2. Importance of Zinc Oxide Nanoparticles 910 °C to give ZnO powders. In terms of purity, the indirect process is
superior to the direct process. However, in both these methods, the
In this era, industries are flourishing and developing at the price of synthesis of ZnO nanoparticles still remains a huge challenge due to the
pollution in an alarming rate. Therefore, the choice of materials to be rapid agglomeration of the particles [32,33].
used for the sake of bringing normalcy in the environment must be very Another physical top-down method of ZnO nanoparticle synthesis is
carefully made. In this regard, ZnO nanoparticles have proven to pos- the pulsed laser ablation method (Fig. 2). In this, a high purity metallic
sess the potential to be used for different applications since ZnO is non- zinc plate, well-polished with emery paper, is placed at the bottom of an
toxic and environment-friendly. The attractive characteristics of ZnO open glass cell filled with an aqueous solution of a surfactant, like cetyl
nanoparticles like chemical sensitivity to different adsorbed gases, trimethyl ammonium bromide (CTAB). A laser is then focused onto this
amenability to doping and high chemical sensitivity have solved the target plate surface using a quartz lens for a certain period of time (20/
problem of fatal gases like NOx, CO2, CO, NH3 and others, when used as 30/60 min). The products formed in the process are left for aging and
gas sensors [17]. The large band gap energy of ZnO nanoparticles after a period of time, white precipitate of ZnO nanoparticles are ob-
(≥3.37 eV) make them a promising material in opto-electronic devices tained [34–37]. A schematic view of this method is presented in Fig. 2.
(like solar cells) [18]. The ability of ZnO nanoparticles to efficiently
create electron-hole pairs, in the presence of UV-light, allows their use 2.1.2. Chemical Top-down Method
as a photocatalyst, either for the water-splitting purpose (hydrogen gas One of the chemical top-down methods for ZnO nanoparticles
generation) [19] or for the degradation of textile wastes (dyes) [20]. synthesis is the mechanochemical (or mechanical attrition) method. A
Since ZnO nanoparticles can effectively absorb UV-radiation, is trans- typical synthesis process of ZnO nanoparticles through this process has
parent, less adhesive and may be easily rubbed on the skin, its use in the been depicted in Fig. 3. In this method, the precursors, i.e. zinc chloride
cosmetic industry, to produce sunscreen lotions, is understandable (ZnCl2) and sodium bicarbonate (Na2CO3) are milled by giant ball mills.
[21]. Owing to the anti-bacterial and disinfecting properties of ZnO Sodium chloride (NaCl), a thinner, is simultaneously ground which acts
nanoparticles, it is also used in the production of different kinds of as the reaction medium and also, separates the reaction mixture being
medicine like dermatological substances for curing inflammation and formed. Thereafter, the product is heated at around 170–380 °C so to
itching. In earlier ages, epilepsy and diarrhoea were treated using ZnO obtain ZnO powders. Although, mechanochemical process is econom-
[22]. Due to the high binding energy (60 meV) of ZnO nanoparticles at ical and simple method to obtain ZnO nanoparticles in large quantities,
room temperature [23,24], they are used in photoelectronics [25], uniform grinding of the ZnO powder and reduction of grains to the
surface acoustic wave devices [26], field emitters [27], solar cells [28]. required size may not be achieved quickly, thereby, leading to longer
ZnO nanoparticles undergo photoluminescence when exposed to elec- milling time. This ultimately leads to a greater quantity of impurities
tromagnetic radiation with high electrical conductivity, it is used in [38].
field emission display equipment like television [29,30]. Thus, ZnO Solid state method (also called the ground process) of synthesis is
nanoparticles may be called a multi-functional material having appli- yet another type of chemical top-down method available for the
cations in a wide variety of fields. Although bulk-ZnO may also be used synthesis of ZnO nanoparticles. In one such synthesis reported by Sun
in place of nano-ZnO, the efficiency achievable with nano-ZnO is sev- et al. [39], zinc acetate dihydrate (zinc source), CTAB (capping agent)
eral folds greater than the bulk (due to high surface to volume ratios of and sodium hydroxide (NaOH) (hydroxide source) were mixed in the
the former), hence, ZnO nanoparticles have almost replaced bulk ZnO molar ratios of 1:0.4:3, followed by 50 min ground in a mortar, and
in applications as stated above. These mentioned applications of ZnO finally, drying at 60 °C for 2 h so to obtain ZnO powders.
nanoparticles are schematically presented in Fig. 1.
The various properties and applications of ZnO nanoparticles have 2.2. Bottom-up Method of ZnO Nanoparticles Synthesis
led to a progressive improvement in its synthesis techniques. The next
section, therefore, deals with the various kind of methods involved in This method is perhaps the most flexible and simple method of
the synthesis of ZnO nanoparticles. producing impurity free ZnO nanoparticles amongst the methods pre-
viously discussed. Various morphology of ZnO nanoparticles including
2. Synthesis Methods of ZnO Nanoparticles forests, bunches, brushes, whiskers, ribbons, wires, rods, spheres (i.e.
1D, 2D and 3D nanostructures) [40–45] may be obtained by employing
The synthesis methods of ZnO nanoparticles may be broadly divided this method of synthesis. In this review, some very important chemical
into two major categories, namely, the top-down approach and the and biological bottom-up methods are described like precipitation, sol-
bottom-up approach. Table 1 gives a brief outline on the major methods gel, hydrothermal, and others.
of ZnO nanoparticles synthesis comprising the top-down and bottom-up
approaches. 2.2.1. Chemical Bottom-up Method
In co-precipitation/Controlled precipitation method of ZnO nano-
2.1. Top-down Method of ZnO Nanoparticles Synthesis particles synthesis nucleation, coarsening, growth and/or agglomera-
tion processes occur simultaneously. In a typical synthesis, to an aqu-
Industrially, this method of synthesis is considered to be the most eous solution of a zinc precursor (like zinc acetate, zinc nitrate), an
promising since it is cheap, easy and gives very high production yields. aqueous solution of hydroxide source (such as sodium hydroxide, am-
The top-down method may be further divided into two major cate- monium hydroxide), is added drop wise while stirring. The solution is
gories, namely, physical and chemical, on the basis of the type of left in stirring condition for 1 h or 2 h. The white precipitate is then

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Fig. 1. Few applications of ZnO nanoparticles.

washed several times with deionised or distilled water to remove the example, in the synthesis reported by K. Akhil et al., the formation of
impurities (like salt) and finally with methanol (or ethanol) to remove ZnO nanoparticles has been carried out both w/o the use of capping
the organic impurities (if any). The final product is then dried, ground agents, wherein, the particles formed using capping agents, like ethy-
and stored; or it may also be calcined [46]. Experimental parameters lene glycol (EG), gelatine (GE), polyvinyl alcohol (PVA) and polyvinyl
such as pH, drying temperature (or calcinations temperature), time of pyrrolidone (PVP), showed smaller particle size distribution and pos-
precipitation, ratio of precursors and choice of precursors determine the sessed better morphology [47]. The process has been shown in Fig. 4.
process of precipitation. However, agglomeration, leading to the for- Another very simple and convincing method of ZnO nanoparticles
mation of bulk molecules, is a serious problem in this process. A synthesis is the hydrothermal process through which high purity ZnO
modified method thus involves the use of capping agents which would nanoparticles may be obtained. In this, the solution obtained through
bind with the formed nanoparticles, thereby providing steric hindrance, co-precipitation method after 1 h or 2 h of stirring, is transferred to a
leading to the formation of stable nano-sized ZnO particles. For Teflon-lined autoclave at 60 °C to 150 °C for 1, 2 or 3 h; the pressure

Table 1
An overview of ZnO nanoparticles synthesis methods (as reported so far).

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Fig. 2. Set-up of the pulsed laser ablation method for ZnO nanoparticles synthesis.

maintained in the autoclave allows the boiling point of the aqueous Another interesting class of bottom-up method of ZnO nanoparticles
solution to increase, thereby preventing evaporation and allowing nu- synthesis is the sol-gel method. In one such synthesis, a sol is prepared
cleation to occur. The final product is then dried (after which it may be by mixing the aqueous or ethanolic solutions of the precursors of ZnO
grinded and stored or calcined). Optimization of the structures and sizes like zinc acetate, zinc nitrate, followed by stirring and finally aging
of the ZnO nanoparticles may be achieved through changes in the ex- [52–55]. A typical synthesis reported by J. N. Hasnidawani et al. states
perimental parameters like experimental pH, mixing time, heating the preparation of sol by mixing the aqueous solutions of zinc acetate
temperature and heating duration. In this regard, a relevant example (Zn(CH3COO)2) and sodium hydroxide (NaOH) followed by the drop
would be the work reported by B. Baruwati et al., where they have wise addition of ethanol. The formation of ZnO nanostructures was
optimized the pH using ammonium hydroxide (NH4OH). Also, the possible by the complete hydrolysis of Zn(CH3COO)2 by NaOH in
duration of autoclave heating was varied from 6 to 24 h [48]. An il- ethanolic solution, resulting in the formation of ZnO colloid and, the
lustration of this method is presented in Fig. 5. final product was obtained because of the equilibrium between hy-
Similar to this method of synthesis is the solvothermal process. In drolysis and condensation reactions [56]. A depiction of this synthesis
this process, a solvent is used instead of water like ethanol, methanol, method is given in Fig. 6.
butanol, propanol, ethylene glycol, and others [49–51]. In addition to these methods of synthesis, the bottom-up approach

Fig. 3. A simple method of ZnO nanoparticles synthesis via the Mechanochemical process.

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Fig. 4. ZnO nanoparticle synthesis by a simple co-precipitation method.

Fig. 5. A simple hydrothermal method for ZnO nanoparticle synthesis.

includes microemulsion technique [57], microwave technique [58], ZnO nanoparticles using plant extracts. A schematic process and char-
spray pyrolysis [59], and others (as shown in Table 1). All these tech- acterization of ZnO nanoparticles synthesis using plant extracts are
niques are although simple and cost-effective, the use of chemicals in shown in Fig. 7.
these methods may be avoided by considering the biosynthesis tech- With the onset of green chemistry bearing its twelve principles,
nique. researchers around the globe are developing green synthesis methods
for producing nanoparticles. This method of synthesis does not involve
2.2.2. Biological Bottom-up Method the use of noxious chemicals rather, materials which are en-
Owing to the day-to-day degrading quality of environment, a small vironmentally benign like plant parts (leaves, flowers, roots and other
miniaturisation in toxicity would, to some extent, help in overcoming parts) having biomedical applications and microbes (fungi, algae,
many of the fatal conditions faced today. One way to contribute is to bacteria) [69,70]. Moreover, the production of harmful by-products is
explore the biological methods of nanoparticles synthesis. Even though, also checked by this method of synthesis unlike the chemical method.
the greener methods would not substitute all of the existing chemical The advantages of this method over others, in addition to being safe,
methods, a lesser damage to the environment could be reached. The are cost-effectiveness (as it does not involve the use of expensive che-
next section thus deals with the greener methods or the biosynthesis of micals but the use of naturally occurring substances), large scale

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Fig. 6. A simple Sol-gel method of ZnO nanoparticle synthesis.

Fig. 7. An overview on the biosynthesis of ZnO nanoparticles using plant extracts.

Table 2
Comparison between the chemical and biological methods of nanoparticles synthesis.
Sl. no. Properties Chemical method Biological method

1. Particle size Comparatively smaller [48] Comparatively larger [64]


2. Cost-effectivity Comparatively higher experimental duration; thermal-budget in- Comparatively lower experimental duration; thermal-budget
efficient [64] efficient [64]
3. Toxicity Toxic: involves the use of base compounds or solvents or other noxious Non-toxic: involves the use of plant extracts [64] or microbes [65]
chemicals [64]
4. Stability Unstable (without the use of capping agents) or stable (with the use of Stable (since the plant extracts act as both reducing as well as
capping agents) [66] capping agent) [66]
5. Application in terms of i. Comparatively higher photocatalytic degradation efficiency [67] i. Comparatively lower photocatalytic degradation efficiency [68]
i. photocatalytic efficiency
ii. anti-microbial activity ii. Comparatively lower anti-microbial activity [66] ii. Comparatively higher anti-microbial activity [66]

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Fig. 8. Mechanism involved in the biosynthesis of ZnO nanoparticles as reported; figures: (a). Ref. [60] (b). Ref. [61] (c). Ref. [62] (d). Ref. [63].

production of nanoparticles free from impurities, easy availability of to the desired concentration). Another way is by weighing some amount
the raw materials required (may be found even in the surrounding). of the dried sample, ground in a mortar, converting it into powder, then
Table 2 provides comparison between the chemical and biological boiling it according to the desired concentration under continuous
methods based on most important factors. stirring condition. After this, the solution is filtered using a whatman
ZnO nanoparticles have been successfully synthesized using the paper and the filtrate (liquid part) is used in the experiments. In a ty-
green method. Exact mechanisms explaining the biosynthesis procedure pical experiment for the preparation of ZnO nanoparticles using plant
of ZnO nanoparticles is still under research, however, the main idea extract, 2 g of a zinc precursor (like zinc acetate, zinc nitrate) is put to
behind the biosynthesis of ZnO nanoparticles may be that the natural 40 mL of the extract solution and the resulting solution is stirred for
materials contain phytochemicals (like saponins, polyphenols, terpe- 15 min then placed in a water bath shaker for about 3 h to 6 h at about
noids) which act as both reducing as well as stabilizing (capping) 60 to 80 °C. The solution is then heated and finally calcined at 400 °C. In
agents. They reduce the metal (zinc) to the 0-valence state and then another type, same amount of the zinc precursor is added into the ex-
through calcinations, oxide may be added to the metal. Another very tract, then boiled at the desired temperature and time to ensure effi-
convincing mechanism is that zinc ions in the solution of the natural cient mixing. The period of incubation causes the colour of the mixture
extract form complexation with the polyphenols (or other phytochem- to change into yellow, indicating the formation of ZnO nanoparticles.
icals) with zinc in the form of Zn+2. This is then followed by the for- Another biological method of ZnO nanoparticles synthesis involve
mation of zinc hydroxide (Zn(OH)2) through hydrolysis and finally after the use of microbes. However, as compared to the synthesis using plant
calcinations, the complex decomposes, thereby favouring the formation extracts, this method has many disadvantages. The screening of the
of ZnO nanoparticles [71]. Several mechanisms for possible formation microbes is necessary which certainly is a time-consuming process,
of ZnO nanoparticles using bio-extracts are depicted in Fig. 8, as col- contamination in this process is to be strictly avoided, especially in the
lected from different literature [60,61,63,72]. Moreover, the images culture broth, and, the entire process is not very cost-effective as
from reported work have been shown in Fig. 8, depicting the me- compared to the synthesis involving plant extracts, [15]. A typical
chanisms involved in the biosynthesis process. method involving the synthesis using fungal strain has been depicted by
Generally, in the biosynthesis of ZnO nanoparticles using plant parts Moghaddam et al. using Pichia kudriavzevii yeast strain [65]. Their
(for example leaves), the leaves are washed thoroughly with deionised process involves the use of fungal cell-free filtrate mixed with aqueous
or distilled water. These leaves are then uniformly cut into small pieces solution of zinc acetate dihydrate, incubated at 35 °C in a shaking in-
and then dried (either sundried or room temperature drying). The cubator, agitated for different hours of time. The confirmation about
preparation of extract involves weighing some amount of the dried the completion of the reaction was indicated by the colour change of
sample and then boiling it with deionised or distilled water (according the solution from light brown to pale and deep white. The resulting

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precipitate was then collected, followed by drying at 150 °C for 6 h. The 3.1. Procedure for the Biosynthesis of ZnO Nanoparticles Using Plant
resulting product was stored at 5 °C for further experiments and char- Extracts
acterizations.
The following section deals in detail about some of the methods For the biosynthesis of ZnO nanoparticles, the plant extracts are
used for the preparation of plant extracts, followed by the biosynthesis used as reductants of the zinc salts (like zinc acetate, zinc nitrate, zinc
of ZnO nanoparticles, as given in the literature. chloride). The main idea is to reduce the zinc salt, without using any
perilous chemicals or base (like sodium hydroxide, ammonium hydro-
3. Preparation of the Plant Extract to be Used as a Reducing and/ xide), then allow the complexation of zinc ion with the complexes
or Capping Agent present in the plant extract and finally, produce ZnO nanoparticles,
where the bio-complexes would act as capping agents and prevent the
The type of preparation of the plant extracts depend on what plant particles from agglomerating. Most of the methods presented in lit-
part is to be employed for the experiment. As far as comparison of the erature show similarity in the synthesis procedure of ZnO nanoparticles
final product is concerned, the extracts may be prepared in different with little or minute modifications. Sangeetha et al. [64], used zinc
ways even when the same plant part is being employed, since the nitrate [Zn(NO3)2] as a precursor of zinc and dissolved it in the as-
concentration of the phytochemicals present may vary accordingly. prepared Aloe vera extract solution under constant stirring. When the
This section deals with the methods reported in literature for the pre- dissolution of the mixture was complete, the solution was then vigor-
paration of plant extract to be employed for the biosynthesis of ZnO ously stirred at 150 °C for 5–6 h. This was then cooled at room tem-
nanoparticles. perature, centrifuged, washed and finally dried at 80 °C for 7–8 h, and
The preparation of Aloe vera extract, reported by Sangeetha et al. thereby, ZnO nanoparticles were obtained. N. Ain Samat and R. Md Nor
[64], consists of two different methods. In one method, they have taken [73] used zinc acetate (Zn(OAc)2.2H2O) as a zinc precursor. They
the Aloe vera leaves, chopped them into fine and even pieces, and then added varying concentrations of zinc acetate into the as-prepared ex-
boiled with de-ionised (DI resistivity 18.5 MΩ-cm) water. In another tract of Citrus aurantifolia, then stirred the solution at 90 °C for 3 h. This
method, they took the inner portion of the leaves (i.e. the gel part), resulted in the formation of white precipitate, which was washed and
crushed it, and then made a thin paste by grinding it along with the finally dried at 100 °C for 6 h. This method also resulted in the forma-
addition of DI water. They have, therefore, used two different methods, tion of ZnO nanoparticles. The difference between the above two
utilizing the same leaves of the Aloe vera plant, to find out the efficiency methods is the use of two different precursors, namely, zinc nitrate and
of the methods employed. N. Ain Samat and R. Md Nor [73] used the zinc acetate, temperature and heating time of the mixture solution, and
fruits of Citrus aurantifolia to prepare the extract. These fruits were also, different drying temperatures of the white precipitate obtained.
peeled, the fruit-skin discarded, and the pulp was cut and blended with Thus, it can be inferred that, according to the choice and availability of
DI water. This was then filtered, and the filtrate was used for the ex- resources with the researcher, these conditions may be varied. With
periments. P. Rajiv et al. used the leaves of Parthenium hysterophorus certain modifications, similar procedure was followed by P. Rajiv et al.
plant [74]. They cut the leaves finely, then ground in a mortar-pestle [74], R. Yuvakkumar et al. [72], T. Karnan et al. [62], A. Diallo et al.
using DI water, heated, and when cooled, filtered the extract to be used [75], Y. Zheng et al. [76], F.T. Thema et al. [77], S. Vijayakumar et al.
for further experiments. The peels (or covers) of fruits are often thrown [78], P.C. Nagajyothi et al. [79]. Some other procedures employed for
away after eating the inside pulps, being regarded as wastes. But since the biosynthesis of ZnO nanoparticles include the synthesis procedure
these wastes are non-toxic and environment friendly, their utilization followed by S. Ambika and M. Sundrarajan [63], where they mixed a
may prove to be rewarding. R. Yuvakkumar et al. [72], understanding solution of zinc acetate to the already prepared extract solution of Vitex
the potential of fruit peels, synthesized ZnO nanocrystals using Nephe- negundo leaves under vigorous stirring for nearly 5 h. The resultant
lium lappaceum L. (rambutan) peel extract. Realising the components precipitate was then left undisturbed for 24 h. This was then followed
present in the peel of this fruit, like powerful phenolic antioxidants, by centrifugation, filtration and drying processes. Finally, the resultant
such as ellagic acid, corilagin, geranin and ellagitannins, making them product was calcined at 450 °C so to obtain the ZnO nanoparticles. As
potential candidates in the food and medical industry, and the fact that may be observed, in addition to the drying process, calcination of the
they possess convincing anti-bacterial activity, the biosynthesis of ZnO sample has also been carried out in their process. Similar processes
nanoparticles using N. lappaceum peel extract was an intelligent ap- were followed by many other researchers [80–82]. An approach, dif-
proach (since the higher constituents of polyphenols are necessary for ferent from the previously defined ones, has been put forward by D.
the formation of metal oxide nanocrystals through the ligation of Suresh et al., where they have employed the solution-combustion
transition metal ions). The preparation of the peel extract was initiated technique/green-combustion technique using the leaf extract of Cassia
by thoroughly washing the peels, slicing it into fine pieces and then fistula. The extract was used as the fuel [83]. Their process involved the
drying at 50 °C until it was completely dried. Then 3 g of this dried peel use of zinc nitrate as the zinc precursor, which was dissolved in the as-
was weighed after which, it was boiled for 10 min in a mixture con- prepared aqueous leaf extract solution. This mixture was then subjected
taining ethanol and double distilled water (ratio of 1:2). Finally, the to combustion in a pre-heated muffle-furnace (maintained at
resulting mixture (i.e. the required extract) was filtered to be used for 400 ± 10 °C). After 5 min, the completion of the reaction was con-
the biosynthesis process. The difference of this method with the former firmed by the appearance of white coloured precipitate, indicating the
methods of extract preparation is clearly the use of dried powder in- formation of ZnO nanoparticles. There are still other methods available
stead of the fresh plant parts. Similarly, S. Ambika and M. Sundrarajan in literature whose inclusion has not been made in this review owing to
used the dried powders of Vitex negundo leaves [63] for the biosynthesis their similarity with the ones presented here.
of ZnO nanoparticles. However, in their method, after the leaves were Through the explanations given above, it may be concluded that the
dried and converted into the powder form, the extract powder was use of only plant extracts and a zinc precursor, nanoparticles of ZnO
mixed with ethanol, left for 2 h at 60 °C and finally, filtered. According may be formed. Depending on the type of plant extracts, zinc pre-
to them, the as-prepared extract could be used as a capping or hydro- cursors, experimental parameters, and most importantly, the methods
lysing agent for the biosynthesis of ZnO nanoparticles. employed, variations in the morphology and size of the nanoparticles
The extract preparation from plant parts therefore follows either of may be obtained. However, the use of low temperature synthesis pro-
the two basic procedures; i) washing the plant part, finely cutting, then cess as described by many of the researchers [62,64,72–79] may be
boiling and, ii) washing, drying, grinding and finally, boiling. However, more considerate than those methods involving higher temperatures,
differences amongst the synthesized plant extracts exist as a result of i.e. calcination [80–82].
using different plants or plant parts or boiling temperature and time. Further, confirmation on the formation of ZnO nanoparticles may be

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obtained from characterization techniques like UV–Visible (UV–Vis) Zinc metal salts with themselves. Alternatively, these phytochemicals
spectroscopy, Transmission electron microscopy (TEM), Scanning are the main biochemicals responsible for the reduction of the metal
electron microscopy (SEM), Energy dispersive X-ray analysis (EDX), X- salts leading to the formation of ZnO nanoparticles. Moreover, these
ray photo-electron spectroscopy (XPS), X-ray diffraction spectroscopy phytochemicals play the role of capping agents, thereby, producing ZnO
(XRD), and others. nanoparticles having narrow size distribution. The common phyto-
The following sections deal with differences and similarities be- chemicals present in plants belonging to the Rutaceae family include
tween biosynthesized ZnO nanoparticles based on reports available in carotenoids, coumarins, limonoids, flavonoids, etc. [14,81,86,87].
literature. The biosynthesis of ZnO nanoparticles are, however, not possible
with every plant present in the surrounding. There is a maximum
probability of succeeding by using plants which contain polyphenols (or
4. Common Plants Used in the Biosynthesis of ZnO Nanoparticles flavonoids) [60,61,63,72], since they are very good reducing as well as
and its Probable Cause good capping/stabilizing agents. In addition, they easily form com-
plexation with zinc metal salts and thereby, on carrying out hydrolysis
The relation between different plants may be accounted by the type followed by calcinations, the formation of ZnO nanoparticles may be
of family (eight major taxonomic ranks) they are classified into, as achieved.
majority of plants belonging to the same family often have similar
patterns, chemicals and medicinal properties (for example, the Rosa 5. The Experimental Parameters during Biosynthesis Affecting the
family have five petals, typically numerous stamens, and contain tannic UV–Visible Spectra
acid, which is used as an astringent). From literature, most common
family that were used for the biosynthesis of ZnO nanoparticles are An important optical characterization technique is the UV–Visible
Fabaceae (which include Aspalathus linearis, Cassia fistula, Pongamia (UV–Vis) absorption spectroscopy through which absorbance and op-
pinnata and Trifolium pratense) and Rutaceae (which include Citrus tical band gap energy of the nanoparticles under study may be ob-
aurantifolia, Agathosma betulina, Citrus limon and Limonia acidissima), tained. The literature survey on the UV–Vis analysis of the biosynthe-
followed by Apocynaceae, Solanaceae and Lamiaceae (list of plants, sized ZnO nanoparticles provide evidence for the formation of ZnO
their families and plant's parts used for the biosynthesis of ZnO nano- nanoparticles. According to Sangeetha et al. [64], the as-synthesized
particles are given in Table 3). Fig. 9 presents the pictures of plants ZnO nanoparticles using Aloe vera extract had a wider band gap energy
commonly used for producing ZnO nanoparticles. as compared to the chemically synthesized one. This further indicates
Plants belonging to the family Fabaceae are rich in polyphenols, that the size of the nanoparticles formed through biosynthesis was
flavonoids, alkaloids, saponins, etc. [75,83–85]. These phytochemicals much smaller than the latter. Madan et al. [61] reported the band gap
are the main ingredients responsible for the formation of complexes of energy of ZnO nanoparticles biosynthesized using Azarichta indica, be-
longing to the family Meliaceae, to be 3.87 eV, corresponding to the
Table 3 absorption peak at 377 nm, which they infer to the quantum size effects
List of plants and their parts used for the biosynthesis of ZnO nanoparticles in the nano-regime. Many researchers have reported that on increasing
(already reported in literature).
the extract concentration, the formation of smaller particles with wider
Sr. no. Family Botanical name Plant part used band gap energies may be achieved [61,74,90]. In the work reported by
Madan et al., the amount of neem (Azarichta indica) extract was varied
1. Acanthaceae Adhotoda vasica [21] Leaf
2. Amaryllidaceae Allium sativum Leaf
from 4, 10, 12, 15 and 20 mL. The UV–Vis spectra obtained from these
Allium cepa [80] Leaf samples showed absorption bands at 376, 373.55, 372.34, 372 and
3. Apiaceae Petroselinum crispum [80] Bulb 371.98 nm, respectively. From this, it may be observed that the ab-
4. Apocynaceae Calotropis procera [88] sorption peak shifts towards the lower wavelengths with an increase in
Carissa edulis [89] Fruit
the extract amount, thereby, leading to a steady increase in their optical
6. Asphodelaceae Aloe barbadensis miller [64,90] Leaf
7. Asteraceae Parthenium hysterophorus L [74] Leaf band gap energies. The corresponding band gap energies were 3.29,
8. Boraginaceae Anchusa italic [91] Flower 3.31, 3.33, 3.33 and 3.33 eV, respectively. However, in this report,
9. Burseraceae Boswellia ovalifoliolata [92] Bark there is not much difference in the band gap energy. This may be be-
10. Caricaceae Carica papaya [93] Milk cause of the fact that only when the particle size is comparable to the
11. Combretaceae Terminalia chebula [94] Fruit
14. Fabaceae Aspalathus linearis [75] Flower
Bohr exciton radius, does the particle truly show quantum confinement
Cassia fistula [83] Leaf effects.
Pongamia pinnata [84] Leaf The UV–Vis absorption spectra, as collected from earlier reports
Trifolium pratense [85] Flower have been represented in Fig. 10 (refs. [61,64,74,90]). Another inter-
16. Lamiaceae Vitex negundo [63] Flower
esting observation has been reported by K. Ali et al. [90]. They have
Plectranthus amboinicus [78] Leaf
18. Malvaceae Hibiscus sabdariffa [71] Leaf studied the variation of both concentration and pH on the formation of
19. Meliaceae Azarichta indica [61] Leaf ZnO nanoparticles using Aloe vera skin extract.
20. Moringaceae Moringa oleifera [95,96] Leaf pH variation from 5.0 to 10.0 was studied. Their work revealed that
21. Myrtaceae Corymbia citriodora [76] Leaf the optimum pH required for the biosynthesis of ZnO nanoparticles was
22. Oleaceae Nyctanthes arbortristis [97] Flower
8.0. Low absorption was noticed for lower pH range (5.0 to 7.0). Based
23. Phyllanthaceae Phyllanthus niruri [82] Leaf
24. Polygalaceae Polygala tenuifolia [79] Root on this observation, they concluded that at a lower pH, instead of nu-
25. Rosaceae Rosa canina [99] Fruit cleation, aggregation was dominant. Calcination temperature is yet
26. Rubiaceae Coffea arabica [100] Fruit another factor which equally determines the size of the as-synthesized
27. Rutaceae Citrus aurantifolia [73] Fruit
ZnO nanoparticles [104–106]. Azizi et al. [91] observed the decrease in
Agathosma betulina [87] Leaf
Citrus limon [81] Fruit band gap energy from 3.30 eV to 3.27 eV with increasing calcination
Limonia acidissima [14] Leaf temperature, from 100 °C to 200 °C, respectively. The same reason (as
29. Sapindaceae Nephelium lappaceum L. [62,72] Fruit peel above) may be applicable here as well, i.e. the agglomeration of par-
30. Solanaceae Physalis alkekengi [101] Leaf ticles at comparatively higher temperature. In the work reported by D.
Solanum nigrum [102] Leaf
Suresh et al., the intrinsic band-gap absorption of ZnO nanoparticles
Solanum lycopersicum [103] Flower
31. Theaceae Camelia sinensis [18,60] Leaf was obtained at 370 nm using Cassia fistula extract [83]. The appear-
ance of this peak has been attributed to the electron transitions from the

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P. Basnet et al. Journal of Photochemistry & Photobiology, B: Biology 183 (2018) 201–221

Fig. 9. Common plants belonging to the families Fabeaceae and Rutaceae used in the biosynthesis of ZnO nanoparticles as reported; figures: (a). Asphalathus linearis,
(b). Cassia fistula, (c). Pongamia pinnata, (d). Trifolium pratense, (e). Citrus aurantifolia, (f). Agathosma betulina, (g). Citrus limon, (h). Limonia acidissima.

valence band to the conduction band (O2p-Zn3d). According to Azizi smaller particles while, an increase in the calcination temperature re-
et al., the wavelength peaks of ZnO nanoparticles synthesized using sulted into agglomeration (or the formation of larger particles); higher
Anchusa italic [91] increased from 372 nm to 382 nm with increasing pH supported optimum absorbance rather than lower pH. When nu-
annealing temperature. This change in the peak position indicated cleation was oppressed by agglomeration, larger particles resulted.
changes in morphology, size, and surface microstructure of the parti- Considering all these factors and optimizing the same, one may obtain
cles. ZnO nanoparticles of the desired size.
The explanations presented above, clearly states that the bio- However, in these works, UV–Vis studies has only been applied to
synthesized ZnO nanoparticles may have smaller particle size dis- confirm the formation of ZnO nanoparticles and to calculate the optical
tribution as compared to the chemically synthesized ones [64]. As has band gap energy. Although, XRD analysis provides the particle size of
been observed, many factors were responsible for the formation of the nanoparticles under study, confirmation of the same may be put
smaller particles; increasing the concentration of plant extracts led to forward through UV–Vis studies [107,108].

Fig. 10. Examples of UV–Vis absorption spectra (as reported); figures: (a). Ref. [64], (b). Ref. [61], (c). Ref. [90], and (d). Ref. [74], respectively.

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P. Basnet et al. Journal of Photochemistry & Photobiology, B: Biology 183 (2018) 201–221

Fig. 11. FTIR spectra of biosynthesized ZnO nanoparticles, as reported; figures: (a). Ref. [102], (b). Ref. [80], (c). Ref. [109], and (d). Ref. [96], respectively.

5.1. Importance of FTIR Spectra for the Biosynthesized ZnO Nanoparticles et al. [96] further confirmed not only the formation of ZnO nano-
particles through FTIR studies, but they also showed which phyto-
Fourier transform infrared spectroscopy (FTIR) is another very im- chemicals were responsible for the synthesis and which for the stabi-
portant characterization technique through which the presence of plant lization purpose. According to them, those phytochemicals whose
extracts may be confirmed through the bonding information, in addi- bands were seen larger in the spectrum of the extract but small in the
tion to the presence of ZnO bonds. FTIR figures extracted from litera- spectrum of the synthesized ZnO nanoparticles were the ones re-
ture of the biosynthesized ZnO nanoparticles have been given in sponsible for reducing the zinc salt (zinc nitrate) into ZnO. In their
Fig. 11. study, L-ascorbic acid, chlorogenic acid and quercetin were involved in
As far as getting an idea about the mechanism through which the the formation of ZnO nanoparticles.
biosynthesis of ZnO nanoparticles is taking place, a comparison be- These descriptions clearly indicate that the presence of phyto-
tween the FTIR spectra of the extract before synthesis, and the FTIR chemicals, like proteins, terpenoids, acids, and other polyphenols pro-
spectra of the biosynthesized sample could be helpful. Through com- vide an ambience for ZnO nanoparticles formation and stabilization.
parison, it might be possible to point out those phytochemicals re-
sponsible for the reduction of zinc salts (i.e. as reducing agents) and 5.2. Particle Size as Calculated from XRD Studies and TEM/SEM Analysis
those responsible for the stabilization process (i.e. as capping/stabi-
lizing agents). However, not many researchers have shown this com- X-ray diffraction (XRD) studies is yet another very important char-
parison; the work reported by M. Stan et al. [80] or Sangeetha et al. acterization tool for phase identification and crystallite-size determi-
[64] and still many others present the FTIR spectra of only the sample nation. In addition to XRD, TEM and SEM are useful techniques as far as
after biosynthesis. In the work reported by M. Ramesh et al. [102], a the studies related to morphology, structure, shape, size, orientations,
comparison between the FTIR spectra of the leaf extract of Solanum microstructures, and others are concerned.
nigrum and ZnO nanoparticles after biosynthesis has been depicted. In From literature, it may be observed that, most of the as-synthesized
both the spectra, presence of amide III band was observed, which may ZnO nanoparticles do not share accord with the crystallite size calcu-
be attributed to the random coil of protein (1240–1261 cm−1). They lated from XRD and the particle size calculated from SEM/TEM. The
also found carboxyl side groups in the amino acid residues of protein probable reason may be the agglomeration of ZnO nanoparticles due to
molecules (1404 cm−1) and the bands representing the carbonates which the particle size becomes bigger than the crystallite size. Fig. 12
(1126, 1030 and 605 cm−1). Through this observation, they confirmed provides the XRD pattern and TEM images [64,102].
that the biosynthesized ZnO nanoparticles using Solanum nigrum leaf ZnO samples, formed using Aloe barbadensis Miller leaf extract, as
extract was surrounded by phytochemicals (like proteins) and meta- reported by Sangeetha et al. [64], showed similar particle size of about
bolites (like terpenoids) containing functional groups. They further 35 nm in both XRD and TEM analysis. This may be possible due to the
confirmed that the carbonyl groups from the amino acid residues and stability of the as-prepared sample. A similar observation has been re-
proteins had a strong ability to bind with zinc metal ion. Therefore, the ported by M. Ramesh et al. where the synthesis of ZnO nanoparticles
proteins could be responsible for the formation and stability of ZnO was performed using Solanum nigrum extract [102]. In their study, both
nanoparticles, in accordance to their study. According to K. Elumalai TEM and XRD studies revealed particle/crystallite size of about
et al. [95], changes in the IR absorption and shifts in the band positions 29.79 nm. Contrary to this, the study reported by R. Yuvakkumar et al.
provide evidence for the presence of functional groups of alcohols, using rambutan (Nephelium lappaceum) peel extract for the biosynthesis
phenols, amines, in the biosynthesized ZnO nanoparticles. N. Matinise of ZnO nanopowders [72], crystallite size of approximately 50 nm was

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P. Basnet et al. Journal of Photochemistry & Photobiology, B: Biology 183 (2018) 201–221

Fig. 12. Comparison of the XRD and TEM analysis; figures: (a). Ref. [64], and (b). Ref. [102].

obtained through XRD, while SEM analysis provided particle size of Solanum nigrum [102], P. Sutradhar and M. Saha using tea leaves ex-
about 440 nm. In this case, it may, therefore, be understood that ag- tract [112], P. C. Nagajyothi et al. using Polygala tenuifolia [79], Thema
glomeration of the crystals might have taken place. et al. using Agathosma betulina [87], T. Taranath and B. N. Patil using
Agglomeration, leading to the formation of aggregates, is undesir- Limonia acidissima [14], T. Karnan and S. Selvakumar using Nephelium
able in nanoparticle fabrication [111]. A higher concentration of the Lappaceum L [62]., O. J. Nava et al. using Camellia sinensis [112], Rana
bio-extract may lead to more stable nanoparticles because of the ex- et al. using Terminalia chebula fruit extract [94] and N. Matinise et al.
istence of higher number of capping agents. As has been observed, si- using Moringa oleifera [96].
milarity in the size, as calculated through XRD and SEM/TEM studies, Some researchers have obtained hexagonal ZnO nanoparticles like
may be inferred to the stability of the ZnO nanoparticles. S. Azizi et al. using Anchusa italic [91], M. H. Koupaei et al. using coffee
A table proving information about the plants used, type of mor- extract [100] while other researchers have obtained particles with a
phology of the nanoparticles, their size from XRD and SEM/TEM ana- combination of morphologies; for example, K. Ali et al. obtained
lysis, in addition to the functional groups responsible for the bio- spherical, oval and hexagonal ZnO nanoparticles using Aloe vera extract
synthesis and stabilization has been given in Table 4. [90], H. R. Madan et al. obtained mushroom, bullet-shaped, nanobuds
and nanobundles morphologies of ZnO nanoparticles using Azarichta
5.3. Formation of Different ZnO Nanostructures Using Different Plant indica [117], S. M. Hassan et al. obtained rod-shaped ZnO nanoparticles
Extracts Based on Literature using black solid tea waste [118], S. C. Sharma obtained hexagonal to
prism to nanobuds to nanoflowers of ZnO nanoparticles using Carica
Morphologies or structures of nanoparticles depend on a number of papaya milk extract [93], J. Fowsiya et al. obtained flower shaped ZnO
factors [113–115]. Nanoparticles may form any structure, such as nanoparticles using Carissa edulis [89], H. Colak and E. Karakose ob-
spheres, rods, tubes, wires, forests, bunches, brushes, needles. In this tained pyramid-like ZnO nanoparticles using Citrus aurantifolia [73], B.
review, different structures formed, as a result of different plant extracts Banumathi et al. and S. Sonia et al. obtained a mixture of spherical and
used, have been given. Some images of spherical ZnO nanoparticles hexagonal ZnO nanoparticles using Rhipicephalus (Boophilus) microplus
have been shown in Fig. 13. extract [119] and Adhatoda vasica leaf extract [21], respectively.
Many researchers have obtained spherical ZnO nanoparticles like Therefore, through this observation, it may be concluded that the
Sangeetha et al. using Aloe barbadensis miller [64], N. Ain Samat, R. Md desired morphologies of ZnO nanoparticles may be obtained using
Nor using Citrus aurantifolia [73], Davar et al. using Citrus limon extract different plant extracts, acting as reducing and stabilizing agents, and
[81], M. Anbuvannan using Phyllanthus niruri [82], S. Ambika, M. other experimental factors, like differences in extract preparation, cal-
Sundrarajan using Pongamia pinnata [84], M. Ramesh et al. using cinations, experimental duration and temperature. Fig. 14 shows the

212
Table 4
P. Basnet et al.

Morphology, crystallite size, particle size of the ZnO nanoparticles synthesized using the corresponding plant extracts and the functional groups present.
Sl. no. Plants used for the bio-synthesis Morphology of the nano- Crystallite size of XRD Particle size of TEM/SEM studies Functional groups/phytochemicals present Ref.
of ZnO nanoparticles particles studies (nm) (nm)

1. Aloe barbadensis Miller Spherical 35 25–40 OeH of phenol, amines, OeH of alcohol and CeH of alkanes, the amide of protein and [64]
enzymes.
2. Physalis alkekengi Triangular and elongated 72.5 50–200 – [101]
3. Citrus aurantifolia Spherical 100 50–200 – [73]
4. Parthenium hysterophorus L. Spherical and hexagonal 22–35 and 75–90 27 ± 5 and 84 ± 2 NeH bending & NeH stretching mode, phosphorus compound, secondary sulfonamide, [74]
monosubstituted alkyne, amine salt, vinyl cis-tri substituted
5. Nephelium lappaceum L. Needle like 50.95 447 OeH stretching, HeOeH bending [72]
6. Solanum nigrum Quasi-spherical 20–30 29.79 OeH, aldehydic CeH, amide III bands of protein, carboxyl side group, CeN of amine, [102]
carbonyl group
7. Vitex negundo Spherical 38.17 75–80 OH, CeH, C = C stretching band [63]
8. Allium sativum Spherical 9 14 OeH bending of adsorbed water molecules, CeOeH bending of carboxylic acid, CeN [80]
stretching vibrations of amines, CeH due to the asymmetric stretching, COO–
stretching of polyphenols, SeC due to organo sulfur compound
9. Allium cepa Spherical 18 21 OeH bending of adsorbed water molecules, CeOeH bending of carboxylic acid, CeN [80]
stretching vibrations of amines, CeH due to the asymmetric stretching, –CH2OH
vibrational frequency of carbohydrates, left-handed helix of DNA
10. Petroselinum crispum Spherical 55 70 OeH bending of adsorbed water molecules, CeOeH bending of carboxylic acid, CeN [80]
stretching vibrations of amines, CeH due to the asymmetric stretching, COO–
stretching of polyphenols and carbohydrates bands
11. Azarichta indica Spherical 8.4 9.6–25.5 Amide II stretching bands, CeN stretching band of aliphatic, aromatic amide, an [61]
aliphatic amine, alcohol, phenol, secondary amine, CeH of alkane and aromatic,
C]CeH of alkynes, C]O, CeC of an alkane.

213
12. Cassia fistula Sponge-like 5–15 5–15 – [83]
13. Corymbia citriodora Polyhedron 21 20–120 OH– stretching and NeH bending functional groups, –CeH stretching of (alkanes), [76]
CeH (aromatics) and –C]CeH (alkynes), C]C bending and CeC stretching of
aromatic rings, CeN stretching mode of aliphatic amines
14. Agathosma betulina Quasi-spherical 19.4 12–26 OeH of hydroxyl group, ZneO stretching band [87]
15. Citrus limon Semi-spherical 20 50 OeH stretching vibration, asymmetry and symmetry vibration of –COOH group, One [81]
transmission band due to CeO bond; citric acid and sucrose residues
16. Moringa oleifera Cauliflower-like 16–37 16–31 OeH, CeH of alkane, C]O of alcohol, carboxylic acid [96]
17. Phyllanthus niruri Quasi-spherical 25.61 25.61 OeH, CeH, CeO stretching, aromatic aldehyde. [82]
18. Plectranthus amboinicus Spherical and hexagonal 20–50 20–50 ZneO, CeO of CeOeSO3, phosphorus compound [78]
19. Pongamia pinnata Spherical 26 100 OeH stretching, C]O stretching of carboxylic acid or their ester, CeOeH bending [84]
mode.
20. Solanum lycopersicum Spherical 60–70 40–100 polyphenols, carboxylic acid, polysaccharide, amino acids and proteins [103]
21. Aloe vera Spherical, oval and hexagonal 15 8–18 OeH of phenol, amines, OeH of alcohol and CeH of alkanes, the amide of protein and [90]
enzymes
22. Anchusa italic Hexagonal 10.8 and 16.2 8 and 14 tannins, saponins, fatty acids, flavonoids, diisobutyl phthalate, hexahydrofarnesyl [91]
acetone, tannins and flavonoid
23. Azarichta indica Plates, bullets, flower, prismatic 9–38 10–30 –OH group of H2O molecules, CO2, carbonate moieties [61]
tip, closed pine cone
24. Carica edulis Flower 50–55 50–55 flavonoids, phenolic and terpenoid [15]
25. Citrus aurantifolia Pyramid-like 35 50 – [86]
26. Coffee Hexagonal 27.9 20–38 citric acid, chlorogenic acid and caffeic acid [100]
27. Limonia acidissima Spherical 12–53 12–53 amino acid residue, peptide of protein, phenol molecules, SieOeSi stretching vibration [14]
of proteins, aromatic ring proteins and amide bonds
28. Nephelium lappaceum Spherical 25.67 25–40 polyphenols, alkaloids, flavanoids and vitamins [62]
(continued on next page)
Journal of Photochemistry & Photobiology, B: Biology 183 (2018) 201–221
P. Basnet et al. Journal of Photochemistry & Photobiology, B: Biology 183 (2018) 201–221

different morphologies of the as-synthesized ZnO nanoparticles

[112]
[97]

[94]

[21]
[88]
Ref.
[21,61,100].

OeH vibrations, phenolic hydroxyl group, carbonyl group (C]O) (phenolic acids and
tannins), aromatic C]C stretching vibrations, CeO group (carboxylic acid and esters)
–OH, alkynes, stretching bands of C‚O functional groups, amine of the protein amide
6. Applications of the Biosynthesized ZnO Nanoparticles: A

Hydroxyl group, aldehydes, amines, aromatic ring, aldehydes, terpenoids, phenolic


C]C stretch in aromatic rings and a C]O stretch in polyphenols, CeH (aromatic) Photocatalyst and an Antimicrobial Agent

ZnO nanoparticles have lot of applications in different field as dis-


cussed in Introduction (Section 1.2) part. However, the photocatalytic
and antimicrobial activities of biosynthesized ZnO nanoparticles are
very prominent now a days. Accordingly, in this review, only these two
alkaloids, glycosides, phenols, reducing sugars and proteins

applications have been specified.


Dyes, emanating as a waste from the textile industry, may not be
functional groups, CeC stretching of aromatic rings

properly disposed resulting in, deteriorated quality of water, en-


dangering the lives of aquatic species. In this regard, research for a
linkages, aromatic amines, aliphatic amines

method to overcome such problem, without causing any harm to the


Functional groups/phytochemicals present

environment, has led to the discovery of photocatalysis, a method to


degrade organic pollutants (dyes) [120]. ZnO nanoparticles are
amongst the most preferred photocatalysts, because of their properties
like non-toxicity, high electron-hole mobility, better stability, and cost
effectiveness. An overview of the degradation of methylene blue dye by
ZnO nanoparticles has been presented in Fig. 15.
M. Stan et al. [80] conducted a comparative study of the bio-
synthesized ZnO nanoparticles using Allium sativum, Allium cepa and
compounds

Petroselinum crispum and bare ZnO based on the degradation efficiency


of methylene blue dye. In their research, they revealed the order of
degradation as ZnO (Allium sativum) > ZnO (Allium cepa) > ZnO
(Petroselinum crispum) > ZnO. The superiority of these biosynthe-
Particle size of TEM/SEM studies

sized ZnO nanoparticles as compared to bare ZnO was attributed to the


small size of the particles and number of defects, since both these fac-
tors would lead to higher number of reaction sites on the surface of the
catalyst. An important parameter in photocatalysis is the amount of
catalyst loading and concentration of the dye under consideration. It
has been reported by D. Suresh et al. [83] that the concentration of dye
in solution was inversely proportional to the photocatalytic degradation
8 ± 0.5

efficiency because as the concentration of the dye solution increases,


12–32

10–12
15–25
(nm)

path of photons entering the solution decreases, thereby, resulting in a


12

lower number of active species (OH radicals and holes) available for the
degradation process. They also reported the effect of catalyst loading,
Crystallite size of XRD

i.e. effect of the amount of catalyst in the dye solution. With increase in
the amount of catalyst (ZnO nanoparticles), the degradation efficiency
studies (nm)

increased markedly. However, after a certain point, the saturation level


was achieved. An explanation may be attributed to the fact that as the
10–12
16.58

9.04

amount of catalyst increased, more number of reaction sites were


12

24

available and hence, the photocatalytic activity was enhanced. This


enhancement then decreased sharply because increased amount of the
catalyst formed agglomerates and then sediment, causing the surface
Morphology of the nano-

area to decrease, thereby, decreasing the number of reaction sites.


Another important parameter is the morphology of ZnO nano-
Roughly spherical

particles because different structures possess various degrees of reac-


tion sites wherein, the adsorption and reactions of the reactive species
and dye molecules occur. S.C. Sharma [93] reported an experiment
Spherical

Spherical

Spherical
particles

Round

where different structures of ZnO nanoparticles were synthesized and


their photodegradation efficiency towards Alizarin Red-S dye was stu-
died. One may notice the degradation efficiency to be in the order:
Plants used for the bio-synthesis

nano-flower > agglomerated nano-buds > agglomerated prismatic


tip > nano-buds > prismatic tip [87]. Nano-flowers proved to be the
most efficient photocatalyst amongst others, probably because of the
Nyctanthes arbor-tristris
of ZnO nanoparticles

higher number of reaction sites. Determination of the end products of


Terminalia chebula

Calotropis procera

degraded dye must be carried out so to provide evidence for the ex-
Adhatoda vasica
Camelia sinensis

istence of non-harmful yield. J. Fowsiya et al. [89] performed a study to


Table 4 (continued)

determine the final products of the degraded Congo red dye using its
mass fragment via cleavage of the benzene ring, cleavage of C]S bonds
of the aromatic ring, cleavage of C]N and C]C bonds of the chro-
mophore and NeN cleavage. T. Karnan et al. [62] reported the pho-
Sl. no.

tocatalytically degraded products of methyl orange dye solution by ZnO


29.

30.

31.

32.
33.

nanoparticles to be CO2, NO2 and NO. The UV–Vis plots of some

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P. Basnet et al. Journal of Photochemistry & Photobiology, B: Biology 183 (2018) 201–221

Fig. 13. Spherical ZnO nanoparticles formed through biosynthesis; figures: (a). Ref. [14], (b). Ref. [112], (c). Ref. [94], (d). Ref. [116].

photocatalytically degraded dyes and the mechanism involved have were prepared using Limonia acidissima L. leaf extract and its effect
been presented in Fig. 16. towards a highly pathogenic bacterium, namely, Mycobacterium tu-
Considering parameters, such as size and morphology of ZnO na- berculosis (responsible for causing tuberculosis) was studied. Their
noparticles, amount of ZnO nanoparticles taken for the study, con- study revealed that higher the concentration of ZnO nanoparticles,
centration of the dye solution, and intensity of the light source em- more was the inhibition. Moreover, a detailed mechanism of the effect
ployed, efficiency of the degradation process may be increased. It is of ZnO nanoparticles against M. tuberculosis bacterium has been cited in
desirable that the photocatalyst taken should be stable and should their work [14]. The effect of concentration was mainly attributed to
provide more than at least three times comparable efficiency to the first the fact that the membrane permeability of the microbes increased,
time. Therefore, turn over number of the catalyst should be considered thereby, facilitating more number of ZnO nanoparticles to enter. This
while carrying out the photocatalytic degradation processes. eventually caused membrane disruption changing the cell's metabolism,
The anti-microbial activity of ZnO may be enhanced many-folds by which finally led to cell death [61]. There are still many other works
employing the biosynthesis using plant extracts [109,110]. Anti- reported in literature stating the size dependent effect of ZnO nano-
microbial activity may be tested against pathogenic fungus or bacteria, particles towards bacterial inhibition [21,65,85,91,93]. The bacterial
since most of them are harmful to the environment, agriculture and colony found in cotton fabrics were inhibited in the study reported by
human beings. When outer portion of the bacterial cell, i.e. the plasma R. Yuvakkumar et al., using the biosynthesized ZnO nanoparticles
membrane, encounter ZnO nanoparticles, the structure disrupts and the prepared by Nephelium lappaceum peel extract [72]. They made a
cell's permeability changes. ZnO nanoparticles then moves up to the comparison between commercial nano ZnO, a standard antibiotic and
cytoplasm, where it builds up and hinder the normal functioning of the biosynthesized ZnO nanoparticles. They found the results to be similar
cell. It generates species like hydrogen peroxide and reactive oxygen in all the cases. This, therefore, indicates that the use of biosynthesized
species (like hydroxyl radicals and singlet oxygen), which in turn causes ZnO nanoparticles could be a substitute to other agents, owing to ad-
cell death [97,98]. The effect of the as-synthesized ZnO nanoparticles ditional advantages of the former, i.e. eco-friendliness and cost-effec-
against microbes may be confirmed through the zone of inhibition; the tiveness. Fig. 17 presents the action of ZnO nanoparticles over bacteria
higher the zone of inhibition, the greater the effect of ZnO nano- and the possible action mode [14,21].
particles. The zone of inhibition is inversely proportional to the size of The enhancement of anti-microbial activity of ZnO nanoparticles
the nanoparticles under investigation [74], i.e. smaller the particles, employing plant extracts may be mainly due to the presence of in-
greater the zone of inhibition. The size-dependent antifungal activity of gredients (phytochemicals) which are themselves resistant against the
ZnO nanoparticles, biologically synthesized using Parthenium hyster- microbes. Using ZnO nanoparticles of smaller size is advantageous, as
ophorus, was studied by P. Rajiv et al., where they observed greater has been described earlier. In addition, through the concentration de-
anti-fungal activity of smaller sized ZnO nanoparticles as compared to pendent results, it is well established that higher concentration leads to
those having larger particle size. Moreover, through their study, it was better outcome. Moreover, biologically synthesized ZnO nanoparticles
observed that the resistance of fungus towards the adverse effects of presented results similar to the conventional anti-biotics, with more
ZnO nanoparticles varied from one species to another; higher zone of research in this field, ZnO nanoparticles may provide a solution (as a
inhibition was achieved with A. flavus as compared to F. culmorum. substitute to anti-biotics) with negligible side-effects.
Another parameter which determines the extent of zone of inhibition is
the concentration of ZnO sample. The concentration dependent result
was described by T.C. Taranath and B. Patil, where ZnO nanoparticles

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Fig. 14. Different morphologies of ZnO nanoparticles formed by biosynthesis; figures: (a). Ref. [100], (b). Ref. [61], and (c). Ref. [21], respectively.

Fig. 15. An overview of the photocatalytic dye degradation process by ZnO nanoparticles.

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Fig. 16. (a). Degradation of Methylene blue dye by ZnO nanoparticles confirmed by UV–Visible absorption plot (ref [80]), (b). Photocatalytic degradation of congo
red by ZnO nanoparticles confirmed by UV–Visible absorption plot (ref [89]), (c). Photocatalytic degradation of methyl orange dye by ZnO nanoparticles (ref [88]),
and (d). Mechanism of photocatalytic degradation of Methyl orange dye by ZnO nanoparticles (ref [116]).

7. Conclusions regard, biosynthesized ZnO nanoparticles has proven its efficiency to-
wards a variety of pathogenic organisms, such as pathogenic Escherichia
The novel properties of nanoparticles have led to new possibilities, coli, Salmonella aureus, Mycobacterium tuberculosis, and others.
be it in the field of technology, science, medicine, or industries. On one Another potential application of ZnO nanoparticles is in the pho-
hand, the amount required to carry out a certain operation has reduced tocatalytic degradation of dyes. Improperly treated dye wastes are
drastically and on the other hand, the resulting effects have enhanced discarded in the water bodies, wherein they endanger the life of aquatic
many-folds. The additional advantage possessed by the biosynthesized species and deteriorate water quality. Although, chemically synthesized
ZnO nanoparticles is their non-toxic and environmentally benign ZnO nanoparticles have excellent degradation efficiency of these water
nature, moreover, the economic and simple synthesis procedures have pollutants, the use of biosynthesized ZnO nanoparticles is more fa-
led to more researches in the field of green synthesis. The mechanism of vourable because of the additional non-toxic and environmental
synthesis involves reduction of a zinc salt into Zn2+, followed by the friendly nature. Therefore, focus should be made more on the green
formation of a complex with the most active and abundant phyto- synthesis of ZnO nanoparticles, which would, to some extent, help in
chemical present in the plant. Hydrolysis then results in the separation limiting toxicity towards the environment.
of the phytochemical and Zn2+, wherein the ion forms Zn(OH)2.
Calcination ultimately leads to the formation of ZnO nanoparticles. As
has been described, increase in the concentration of the plant extracts, 8. Future Prospects
smaller sized ZnO nanoparticles may be formed. Also, calcination of the
so-formed ZnO nanoparticles lead to agglomeration. Biosynthesis of As has been observed, biosynthesis of ZnO nanoparticles provide an
ZnO nanoparticles is gaining momentum due to the enhancement in its alternative to the conventional (physical and chemical) methods of ZnO
anti-microbial activity. Microbial inhibition is a necessity, since mi- nanoparticles synthesis. Further, this method may be developed if more
crobes, e.g. fungi are pathogenic in nature, which in addition to causing emphasis would be paid on the study of accurate mechanisms involved,
harm to humans, deteriorate agriculture, in the world where scarcity of control the experimental parameters for optimization of morphology
food has always posed a global problem, and bacteria, which causes a and size of the ZnO nanoparticles, extension of applications more to-
variety of infections in humans and other living creatures. In this wards the bio-medical field and photocatalytic activity.

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Fig. 17. (a). Photograph showing antibacterial activity using ZnO NPs 4 mL neem plant extract (L.H·S: Gram negative bacteria and R.H·S: Gram positive bacteria)
[21]; (b). Possible mechanism of ZnO nanoparticle's activity on Mycobacterium tuberculosis [14].

Acknowledgement of malachite green dye under solar light, Appl. Catal. A Gen. 490 (2015) 42–49,
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Authors sincerely acknowledge Dr. Ramdas Pai & Mrs. Vasanthi Pai device for photocatalytic degradation and full mineralization of priority pollutants
Endowment fund reference no. SMU/VC/2015-70 and Department of in water, Desalin. Water Treat. 57 (2016) 16424–16434, http://dx.doi.org/10.
Science & Technology, Government of India vide reference no SR/WOS- 1080/19443994.2015.1077749.
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A/CS-120/2013 under Women Scientist Scheme for financial support. photoluminescence and photocatalytic activity of zinc sulfide nanosphere syn-
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