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Gynecol Oncol. Author manuscript; available in PMC 2016 October 01.
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8NRG Oncology Statistics and Data Management Center, Roswell Park Cancer Institute, Buffalo,
NY
9Program in Women's Oncology, Department of Obstetrics and Gynecology, Women and Infants
Hospital/Brown University, Providence, RI
10Gynecologic Oncology, University of Minnesota, Minneapolis, MN
11Anatomical Pathology, University of Maryland, College Park, MD
12Surgical Pathology, Memorial Sloan Kettering Cancer Center, New York, NY
13Breastand Gynecologic Cancer Research Group, Division of Cancer Prevention, National
Cancer Institute, National Institutes of Health, Rockville, MD
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Abstract
Corresponding author: Ashley S. Felix, PhD, 1841 Neil Avenue, 300-C Cunz Hall, Columbus, OH 43210, Felix.20@osu.edu,
Telephone: 614-688-1477.
3Current affiliation: Division of Epidemiology, The Ohio State University College of Public Health, Columbus, OH
Publisher's Disclaimer: This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our
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Conflict of Interest The authors have no conflict of interests to disclose with the exception of Dr. Richard Moore who wishes to
disclose funding received from NRG Oncology/GOG by his Institution (Women and Infants Hospital) for patient accrual.
Felix et al. Page 2
Background—Few studies have analyzed relationships between risk factors for endometrial
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Results—Median follow-up was 60 months after enrollment (range: 1 day – 118 months).
Among 4,609 participants, a total of 854 deaths occurred, of which, 582 deaths were attributed to
endometrial carcinoma. Among low-grade endometrioid cases, endometrial carcinoma-specific
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subhazards were significantly associated with age at diagnosis (HR=1.04, 95% CI=1.01–1.06 per
year, P-trend) and BMI (class II obesity vs. normal BMI: HR=2.29, 95% CI=1.06–4.98, P-
trend=0.01). Among high-grade endometrioid cases, endometrial carcinoma-specific subhazards
were associated with age at diagnosis (HR=1.05, 95% CI=1.02–1.07 per year, P-trend<0.001).
Among non-endometrioid cases, endometrial carcinoma-specific subhazards were associated with
parity relative to nulliparity among serous (HR=0.55, 95% CI=0.36–0.82) and carcinosarcoma
cases (HR=2.01, 95% CI=1.00–4.05).
Discussion—Several endometrial carcinoma risk factors are associated with prognosis, which
occurs in a tumor-subtype specific context. If confirmed, these results would suggest that factors
beyond histopathologic features and stage are related to prognosis.
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INTRODUCTION
Accepted prognostic factors for endometrial carcinoma include tumor characteristics, such
as histology, grade, lymphovascular space invasion, and stage (1). Less is known about the
role that etiologic risk factors may have on survival following an endometrial carcinoma
diagnosis, which could be of use to clinicians to guide treatment decisions and inform
surveillance schedules.
High body mass index (BMI), a strong risk factor for endometrial carcinoma development,
has inconsistently been associated with prognosis following an endometrial carcinoma
diagnosis (2–14). A systematic review (15) found that eight studies reported no association
(2–5, 7–10) while four studies demonstrated increased all-cause mortality associated with
high BMI (16–19). Seven studies that were not included in this review found equally mixed
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results: no association for three (11–13) and increased risk of death with higher BMI in four
(14, 20–22). Studies reporting an association between higher BMI and increased mortality
more frequently controlled for stage, histologic subtype, and adjuvant therapy compared
with studies that did not detect relationships, although exceptions are evident. Most studies
did not include sufficient numbers of non-endometrioid carcinomas to fully examine
relationships among rare aggressive subtypes and differences in categorization of BMI,
small sample sizes, and short follow-up times hamper interpretation of the literature.
Few studies have examined relationships between other endometrial carcinoma risk factors
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and prognosis. Diabetes, a factor related to increased endometrial carcinoma risk, has been
associated with increased mortality in some studies (11, 14, 17, 23, 24). Although smoking
is inversely related to endometrial carcinoma risk, smokers may develop more advanced-
stage tumors and experience increased endometrial carcinoma mortality than non-smokers
(25, 26). Relationships between parity and endometrial carcinoma specific survival have
been mixed (11, 17, 27–32), with one study reporting increased survival among women with
endometrioid carcinomas, but non-significantly decreased survival among women with non-
endometrioid tumors (29). Similarly, relationships between menopausal hormone use and
survival among endometrial carcinoma patients remain unclear and potentially vary by
preparation type (estrogen-only vs. estrogen plus progestin) (33–36).
serous carcinomas spread on peritoneal surfaces, much like their ovarian/tubal primary
counterparts (37). Given that the behavior of different endometrial carcinoma subtypes
varies, we hypothesize that risk factors that might influence survival for these tumors would
also likely vary. Due to the low prevalence of aggressive tumor subtypes in single institution
cohorts, we utilized data from the NRG Oncology/Gynecologic Oncology Group (GOG)
210 trial, which included a large number of women with rare but aggressive endometrial
tumors, to examine associations between established etiologic risk factors for disease
development and prognosis in a large trial of clinically and pathologically well-characterized
endometrial carcinoma patients.
METHODS
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enrollment of poor prognosis tumor subtypes and cancers occurring among non-obese and
non-white patients (38).
Of 6,124 cases enrolled between October 23, 2003 and November 30, 2011, 5,492 (89.7%)
completed and returned the questionnaire. We excluded women for the following reasons:
incomplete surgical staging (n=20), final diagnosis not endometrial carcinoma (n=53),
benign diagnoses (n=6), diagnosis of a second primary (n=2), misclassified pathologic
diagnosis based on central pathology review (n=49), inadequate material for pathology
review (n=22), protocol deviations (n=17), and improper pre-protocol treatment (n=1). We
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excluded cases with missing grade (n=23), mixed epithelial cancers (n=556), mucinous
cancers (n=18), unusual histologic types (including squamous cell, undifferentiated, and de-
differentiated histologies) (n=111), and missing stage (n=5), leaving 4,609 patients for
analysis. For this analysis we excluded mixed epithelial cancers as the components of these
tumors were not recorded in the 60% of cases with admixtures of endometrioid and
adenocarcinoma histology. This study was approved by institutional review boards at the
National Cancer Institute and participating study centers.
reproductive and menstrual characteristics, exogenous hormone use, smoking status, and
medical conditions.
carcinosarcoma. Information on vital status, date, and cause of death was obtained from
medical records and supplemented with cancer registry information. Follow-up information
was available through December 31, 2013. Time to event (in months) was calculated as the
difference between enrollment date and date of death, date last seen, or December 31, 2013,
whichever occurred first.
Statistical Analyses
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the underlying time metric and proportional subhazards were assessed by including the risk
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factors as time varying covariates and evaluating the Wald p-value (41).
We first examined relationships between known prognostic factors, including age, stage,
tumor subtype, and adjuvant therapy, with cause-specific subhazards in minimally adjusted
models. We then examined relationships between etiologic factors and endometrial
carcinoma-specific mortality stratified by tumor subtype. We built a regression model
including endometrial carcinoma risk factors that were considered a priori: age at diagnosis,
race, parity, BMI, measured in kg/m2 (one year before diagnosis), diabetes, smoking status,
breast cancer diagnosis and tamoxifen use, oral contraceptive use, and menopausal hormone
use. These models were also adjusted for stage, highest education level attained, and annual
income. Linear trend tests were performed for BMI, parity, and duration of OC use by
including the ordinal form of each categorical variable in the model. As no significant linear
trends were observed for parity or duration of OC use, we present dichotomous categories
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for these exposures. Adjuvant therapy was not included as an adjustment factor in the cause-
specific subhazards models as it was not a significant predictor in minimally adjusted
models. Missing values for each covariate were modeled as a separate category.
RESULTS
Among the 4,609 endometrial carcinoma patients eligible for inclusion in the current
analysis, median follow-up was 60 months after diagnosis of endometrial carcinoma (range:
1 day – 118 months). In the multivariable analysis considering established prognostic
factors, endometrial carcinoma-specific subhazards were significantly associated with age at
diagnosis (HR=1.03, 95% CI=1.02–1.04 per year, P-trend <0.001), stage (HR comparing
stage IV to stage I=7.94, 95% CI=5.25–12.00, P-trend <0.001), and tumor subtype
(P<0.001) (Table 1). Relative to women diagnosed with low-grade endometrioid tumors,
endometrial carcinoma-specific subhazards were increased among women diagnosed with
high-grade endometrioid (HR=3.95, 95% CI=2.78–5.62), serous (HR=4.88, 95% CI=3.45–
6.90), carcinosarcoma (HR=7.52, 95% CI=5.05–11.20), and clear cell tumors (HR=4.39,
95% CI=2.51–7.68). Adjuvant therapy was not associated with endometrial carcinoma-
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Table 2 presents associations between established endometrial carcinoma risk factors and
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Finally, among clear cell cases, increased endometrial carcinoma-specific subhazards were
observed for underweight (HR=4.87, 95% CI=1.64–14.48) and class III obesity (HR=11.96,
95% CI=3.51–40.75) compared with normal-weight; however the confidence intervals were
wide due to the small number of cases and events for this tumor subtype. We also observed
decreased endometrial carcinoma-specific subhazards related to a history of breast cancer
with tamoxifen treatment compared with lack of both exposures (HR=0.07, 95% CI=0.01–
0.48); however this finding was based on 1 death among 9 exposed clear cell cases.
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Supplemental Tables 2–6 show associations between risk factors and endometrial
carcinoma-specific subhazards by enrollment period. Only among serous cases did the
relationship between endometrial carcinoma-specific subhazards and risk factors (MHT use)
significantly differ in the pre-amendment vs. post-amendment period (Supplemental Table
4).
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DISCUSSION
Our study confirms the established findings that non-endometrioid histologic subtype,
advanced stage and older age are associated with worse prognosis. In the U.S. population,
low-grade endometrioid carcinomas comprise approximately 72% of malignant endometrial
tumors, and despite an overall favorable prognosis, these tumors account for 26% of cancer-
specific deaths (42). Accordingly, identifying non-traditional factors associated with worse
prognosis in this group is particularly important, as these women may benefit from more
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In agreement with some (14, 16–22), but not all prior analyses (2–5, 7–13), our findings
demonstrate that obesity is associated with an increased risk of death among women with
low-grade endometrioid tumors. Furthermore, older age was related to increased risk of
death, a finding well supported by the literature (43–51). The possible reasons for the worse
prognosis for older or obese low-grade endometrioid endometrial carcinoma patients are
speculative. Given that BMI and circulating estrogen levels are positively correlated among
postmenopausal women, we hypothesize that tumors among heavier women have increased
capacity to grow in metastatic environments. In addition, BMI is posited to represent a pro-
inflammatory state and insulin resistance, which may drive carcinogenesis through
mechanisms independent of hormones. The associations of worse prognosis with age could
represent residual confounding related to more advanced disease within stage.
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with mutations in PTEN and ARID1A and one that is serous-like, with mutations in TP53
and PPP2R1A(53).
Similar to the etiology of carcinosarcomas, some pathology investigators have posited that
clear cell carcinoma is not readily classifiable as a Type I or Type II tumor (54). Data
suggest that these tumors have some specific genetic abnormalities that distinguish them
from endometrioid carcinomas, and these tumors portend a worse prognosis (42). Perhaps
the better prognosis of clear cell carcinomas associated with use of estrogen plus progestin
menopausal hormones is an indicator of a more indolent Type I phenotype.
The underlying causes of non-endometrial carcinoma death, while unknown in our study
population, are likely to be driven by cardiovascular events, the leading cause of death
among women with endometrial carcinoma (55). In line with this notion, we observed that
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older age, elevated BMI, smoking, and diabetes – exposures that affect longevity more
generally – were associated with non-endometrial carcinoma mortality among endometrial
carcinoma patients.
Our results demonstrate that etiologic risk factors known to influence endometrial
carcinogenesis have prognostic impact following a diagnosis. Overall, women with low-
grade endometrioid tumors have excellent prognosis; however, incorporating information on
additional prognostic factors may identify women who can safely avoid adjuvant therapy.
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Several endometrial carcinoma prediction models have been developed for overall survival
(56, 57), lymph node metastasis (58–60), loco-regional or distant recurrence (61), and
receipt of radiotherapy (62). On the whole, these models only incorporate information on
pathologic characteristics obtained from surgery with the exception of a recent risk-scoring
model that included patient-level characteristics. (57). Our results, along with those from
AlHilli et al. (57) suggest that patient-level factors are relevant for endometrial carcinoma
prognosis, and that histology-specific risk-scoring models integrating these factors may be
more accurate for individualized treatment planning and follow-up. Conversely, women
with high-grade endometrioid and non-endometrioid tumors have a poor prognosis
regardless of stage or age. An identification of non-traditional factors related to prognosis
may enhance our understanding of the underlying biology of these tumors as well as suggest
tailored treatment strategies.
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Our study had several strengths including a large overall sample of patients, standardized
review of histologic diagnoses by a panel of experts, and information on numerous
epidemiologic risk factors. Furthermore, our ability to examine associations separately by
tumor subtype is a major advantage over previous studies which either considered overall
estimates or stratification by broad categories (Type I and Type II). Finally, we
demonstrated that these risk factors are independently related to outcomes after adjustment
for clinical factors such as stage and measures of socioeconomic status, which are known to
influence endometrial carcinoma survival (1, 63). Despite the large overall sample size,
some exposure categories for non-endometrioid subtypes had small numbers, resulting in
imprecise estimates. Further, changes in enrollment criteria affected the distribution of
tumor subtypes we observed in our study as compared with national estimates; however, our
sensitivity analyses did not demonstrate major differences in relationships between risk
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factors and prognosis before and after these changes occurred. Finally, we lacked
information on causes of death other than endometrial carcinoma which limits our ability to
interpret relationships observed for this outcome.
Supplementary Material
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ACKNOWLEDGEMENTS
This study was supported by National Cancer Institute grants to the Gynecologic Oncology Group Administrative
Office (CA 27469), the Gynecologic Oncology Group Statistical and Data Center (CA 37517) and the NRG
Oncology Grant number: U10 CA180822. In addition, this research was supported in part by funds provided by the
intramural research program of the National Cancer Institute, National Institutes of Health.
The following institutions participated in this study: Roswell Park Cancer Institute, University of Alabama at
Birmingham, Duke University Medical Center, Abington Memorial Hospital, Walter Reed Army Medical Center,
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Wayne State University, University of Minnesota Medical School, Northwestern University, University of
Mississippi, University of Colorado-Anschutz Cancer Pavilion, University of California at Los Angeles, Fred
Hutchinson Cancer Research Center, Penn State Milton S. Hershey Medical Center, University of Cincinnati,
University of North Carolina, University of Iowa Hospitals and Clinics, University of Texas Southwestern Medical
Center, Indiana University Medical Center, Wake Forest University Health Sciences, University of California
Medical Center at Irvine – Orange Campus, Magee Women's Hospital – University of Pittsburgh Medical Center,
University of New Mexico, Cleveland Clinic Foundation, State University of New York at Stony Brook,
Washington University School of Medicine, Cooper Hospital/University Medical Center, Columbus Cancer
Council/Ohio State, University of Massachusetts Memorial Health Care, Fox Chase Cancer Center, Women's
Cancer Center of Nevada, University of Oklahoma Health Sciences Center, University of Virginia, University of
Chicago, Mayo Clinic, Case Western Reserve University, Moffitt Cancer Center and Research Institute, Yale
University, University of Wisconsin Hospital, Women and Infants' Hospital, The Hospital of Central Connecticut at
New Britain General, GYN Oncology of West Michigan, PLLC and Community Clinical Oncology Program.
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Research highlights
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Non-endometrioid histologic subtype, advanced stage and older age are associated
with worse endometrial carcinoma prognosis.
Parity is associated with lower mortality in serous cases but higher mortality in
carcinosarcoma cases.
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Table 1
Multivariable subhazard ratios (HRs) and 95% confidence intervals (CIs) for cause-specific mortality by age, tumor characteristics, and adjuvant therapy
among 4,609 women with endometrial carcinoma enrolled in the NRG Oncology/GOG 210 trial, 2003–2011
Felix et al.
deaths=582 deaths=272
deaths/N 1 deaths/N 1
HR (95% CI) HR (95% CI)
Age at diagnosis, per year 1.03 (1.02, 1.04) 1.08 (1.06, 1.09)
Stage
I 184/3344 1.00 170/3344 1.00
Tumor subtype
Low-grade endometrioid 100/2778 1.00 126/2278 1.00
High-grade endometrioid 116/614 3.95 (2.78, 5.62) 34/614 1.16 (0.78, 1.73)
Clear cell 37/174 4.39 (2.51, 7.68) 9/174 0.96 (0.47, 1.96)
chi-square p <0.001 0.03
Chemotherapy and radiation 11/573 1.18 (0.79, 1.75) 33/573 0.63 (0.41, 0.98)
1
HRs from Fine and Gray semi-proportional competing risk model adjusted for age (continuous), stage (I, II, III, IV), tumor subtype (low-grade endometrioid, high-grade endometrioid, serous,
carcinosarcoma, clear cell), adjuvant therapy (none, chemotherapy, radiation, chemotherapy plus radiation, unknown)
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Table 2
Multivariable subhazard ratios (HRs) and 95% confidence intervals (CIs) for associations between etiologic risk factors and endometrial carcinoma-
specific mortality stratified by tumor subtype in the NRG Oncology/GOG 210 trial, 2003–2011
Felix et al.
Low-grade endometrioid High-grade endometrioid Serous n=712 deaths=210 Carcinosarcoma n=331 deaths=119 Clear cell n=174 deaths=37
n=2,278 deaths=100 n=614 deaths=116
Characteristic 1 p2 1 p2 2 p2 2 p2 2 P2
HR (95% CI) HR (95% CI) HR (95% CI) HR (95% CI) HR (95% CI)
Age at diagnosis, per year 1.04 (1.01, 1.06) 0.002 1.05 (1.02, 1.07) <0.001 1.01 (0.99, 1.02) 0.48 1.00 (0.97, 1.03) 0.77 1.05 (0.98, 1.13) 0.16
Black 1.55 (0.74, 3.26) 1.44 (0.80, 2.61) 1.13 (0.77, 1.64) 1.12 (0.67, 1.87) 0.24 (0.05, 1.25)
Other 1.71 (0.58, 5.06) 2.58 (0.87, 7.70) 1.00 (0.51 (1.96) 1.04 (0.31, 3.47) 2.73 (0.04, 189.77)
Parous 0.94 (0.54, 1.62) 1.09 (0.61, 1.94) 0.55 (0.36, 0.82) 2.01 (1.00, 4.05) 0.25 (0.05, 1.25)
Underweight (<18.5) 3.61 (0.53, 24.61) 2.94 (0.19, 45.13) 1.47 (0.25, 8.68) 1.04 (0.06, 17.23) NE
Overweight (25–29.99) 1.04 (0.47, 2.30) 1.24 (0.69, 2.22) 0.98 (0.63, 1.54) 0.78 (0.42, 1.44) 4.87 (1.64, 14.48)
Class I Obese (30–34.99) 0.86 (0.38, 1.91) 1.01 (0.52, 1.95) 1.01 (0.63, 1.60) 0.62 (0.30, 1.29) 2.21 (0.29, 16.93)
Class II Obese (35–39.99) 2.29 (1.06, 4.98) 1.02 (0.47, 2.23) 1.14 (0.70, 1.84) 1.05 (0.51, 2.15) 0.55 (0.04, 7.63)
Class III Obese (≥40) 1.92 (0.86, 4.31) 1.30 (0.66, 2.54) 0.79 (0.43, 1.45) 1.55 (0.74, 3.24) 11.96 (3.51, 40.75)
3 0.01 0.63 0.86 0.38 0.17
p-trend
Ever 0.73 (0.38, 1.92) 0.92 (0.55, 1.54) 0.99 (0.69, 1.41) 0.66 (0.38, 1.15) 0.56 (0.10, 2.96)
Current smoker 1.65 (0.73, 3.74) 1.59 (0.74, 3.41) 1.11 (0.53, 2.31) 1.47 (0.63, 3.44) 0.41 (0.11, 1.45)
Former smoker 0.88 (0.53, 1.44) 1.00 (0.64, 1.57) 1.00 (0.72, 1.37) 1.23 (0.78, 1.95) 0.37 (0.05, 2.75)
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Author Manuscript Author Manuscript Author Manuscript Author Manuscript
Low-grade endometrioid High-grade endometrioid Serous n=712 deaths=210 Carcinosarcoma n=331 deaths=119 Clear cell n=174 deaths=37
n=2,278 deaths=100 n=614 deaths=116
Breast cancer/no tamoxifen 2.45 (1.00, 5.99) 0.76 (0.27, 2.26) 0.09 (0.01, 0.71) 1.21 (0.39, 3.74) NE
Breast cancer/tamoxifen use 0.98 (0.24, 3.94) 0.77 (0.22, 2.72) 1.15 (0.70, 1.87) 1.55 (0.85, 2.83) 0.07 (0.01, 0.48)
Ever 0.79 (0.50, 1.27) 0.88 (0.56, 1.37) 1.15 (0.81, 1.61) 0.83 (0.49, 1.41) 1.38 (0.40, 4.78)
Estrogen only 0.87 (0.42, 1.68) 1.19 (0.57, 2.45) 0.72 (0.37, 1.40) 1.01 (0.48, 2.13) 0.20 (0.03, 1.25)
Progestin only 1.33 (0.46, 3.86) 0.58 (0.06, 5.93) 0.20 (0.02, 1.83) 1.92 (0.50, 7.30) NE
Estrogen plus progestin 1.07 (0.57, 1.98) 0.87 (0.53, 1.43) 0.84 (0.54, 1.31) 0.75 (0.41, 1.36) 0.09 (0.01, 0.85)
NE=not estimable
1
HRs from Fine and Gray semi-proportional competing risk model adjusted for all variables shown in the table, stage (I, II, III, IV), education (High school/GED, some college/technical school, college
graduate/beyond), income ($20,000–$39,999, $40,000–$69,999, ≥$70,000)
2
Wald chi-square p-value excluding the unknown category
3
p-value (two-sided) for trend was calculated using the Wald test for the ordinal variable based on the categories (excluding underweight) and referent group shown