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154205/2019
NYSCEF DOC. NO. 1 RECEIVED NYSCEF: 04/24/2019
Defendants.
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You are hereby summoned to answer the complaint in this action and to
serve a copy of your answer, or, if the complaint is not served with this summons, to
serve a notice of appearance, on the plaintiffs’ attorneys within 20 days after the
service of this summons, exclusive of the date of service (or within 30 days after the
service is complete if this summons is not personally delivered to you within the State
of New York). In case of your failure to appear or answer, judgment will be taken
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The basis of venue is the location of the subject property, 36 West 66th
_______________/s/________________
JOHN R. LOW-BEER
415 8th Street
Brooklyn, NY 11215
(718) 499-2590
jlowbeer@yahoo.com
________________/s/_______________
CHARLES N. WEINSTOCK
8 Old Fulton Street
Brooklyn, NY 11201
(323) 791-1500
cweinstock@mac.com
To:
-2-
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Defendants.
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Preliminary Statement
adjoining the site of Extell’s proposed building, and immediate neighbors, bring this action for
declaratory and injunctive relief to stop defendants Extell Development Company and West
66th Sponsor LLC (collectively, “Extell”) from continuing their ongoing construction of a 775-
foot-tall luxury residential tower at 36 West 66th Street – the would-be tallest building on the
Upper West Side of Manhattan – in violation of the Zoning Resolution. Extell’s building is
hundreds of feet taller than allowed in the Special Lincoln Square District, driven by greed and
the desire to build ever-higher apartments with commanding views and higher prices. The
misconstruing three words in the Zoning Resolution, “Within the Special District, . . .” to mean
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“Everywhere within the Special District, . . .”, Extell has obtained a permit to build a tower
3. The Bulk Packing Rule and the related Tower Coverage Rule were enacted
in 1993 as integral parts of the “tower-on-a-base” regulations that replaced the “tower on a
plaza” building form with a lower, squatter, more contextual building form. A tower-on-a-
base building has a box-shaped base fronting on the street, and a tower above the base.
regulates bulk by limiting the amount of floor area that can be built on a lot. This allowable
floor area is a multiple of the lot’s area, generally referred to as the “floor area ratio” or “FAR.”
Hereinafter, the terms “FAR,” “bulk,” “floor area” and “square footage” are used
interchangeably.
5. The Bulk Packing and Tower Coverage Rules further regulate how that
bulk must be distributed within the allowable envelope. The Bulk Packing Rule requires that
most of the allowable floor area – 60 percent – be in the base of such buildings, below 150
feet, leaving no more than 40 percent for the tower portion. But the Rule only achieves its
purpose if the floor area of the tower and base add up to the total allowed: one more square
foot of floor area in the base is one square foot less in the tower. The Tower Coverage Rule
requires that the tower built on the base have a footprint of a minimum size – it must cover at
least 30 percent of the lot area. This ensures that the tower will not be too tall and narrow, and
will broaden as the lot grows larger, so that the tower’s height remains constant no matter the
6. The two rules form an integrated mechanism that limits the number of
floors in the tower portion of the building. But for it to work as intended, the total allowable
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floor area, the tower coverage, and the bulk packing must all be based on a common
denominator: one lot size, one FAR, and one set of rules applicable to the entire envelope.
7. Extell attempts to evade the Bulk Packing Rule by taking advantage of the
fact that its zoning lot straddles two zoning districts: one in which tower-on-a-base buildings
are allowed and one in which they are not. Extell properly calculates both total allowable floor
area and tower coverage based on the portion of its lot where towers are allowed. However,
in counting the required bulk below 150 feet, Extell takes floor area from the portion where
towers are not allowed, and counts that toward the required amount. Instead of reducing the
size of the tower, adding to the base in this way actually allows the tower to grow in size. This
8. Extell’s second zoning violation is that the tower contains, in the floors
just above the base, four cavernous volumes purportedly necessary for mechanical equipment
that total 196 feet in height. Two of these voids are 64 feet high, a third is 48 feet high, and a
fourth is 20 feet high. Their real purpose is to raise the height, and the prices, of the apartments
above them.
9. Such huge voids are illegal because they are “not customarily found in
connection with residential uses,” as the Zoning Resolution requires for an “accessory use.”
Nor are they “space[s] used for mechanical equipment,” as defined by ZR § 12-10.
Parties
organization founded in 1892. It is well-known for its work in improving the quality of the
City’s government and urban planning and environment. The City Club has members who live
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pursuant to New York Business Corporation Law that owns the building at 10 West 66th Street,
New York, New York. The building is directly adjacent to the site of Extell’s proposed
building.
12. Plaintiff James C.P. Berry lives at 10 West 65th Street, across the street
13. Plaintiff Jan Constantine has lived at 10 West 66th Street since 1981. Her
14. Plaintiff Victor A. Kovner has lived at 27 West 67th Street, just over 300
feet from Extell’s proposed building, since 1974. If built, the building would be very visible
15. Plaintiff Agnes C. McKeon has lived at 10 West 65th Street, located
directly across West 65th Street from the building site, since 1992. Her apartment is in the
16. Plaintiff Arlene Simon has been active for 50 years in fighting to protect
the quality of the built environment and for preservation of landmarks on the Upper West Side.
She has lived at 27 West 67th Street since 1969. Her apartment faces south, toward Extell’s
building.
limited liability company with offices c/o Extell Development Company, 805 Third Avenue,
New York, New York 10022. It is the owner of record of the properties in question, and on
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corporation with offices in New York City at 805 Third Avenue, New York, New York 10022.
FACTS
A. The Special Lincoln Square District, the Proposed Building and the Site
19. On the south side of West 66th Street, just west of Central Park, Extell
be the tallest on the Upper West Side, 230 feet higher than the Millennium Tower, a 47-story,
545-foot-tall tower a block and a half away that outraged the community and contributed to
the enactment in 1993 of rules intended to limit building height, including the Bulk Packing
20. The building would achieve its exceptional height in substantial part by
virtue of two illegalities that would add approximately 276 vertical feet: its evasion of the
Bulk Packing Rule and its largely empty mechanical spaces located above its base and below
the residential floors of the tower section. There would be three contiguous supposed
mechanical floors (17, 18, and 19), two 64 feet high and one 48 feet high. Just below these,
on the 16th floor, would be a “residential amenity space” 42 feet high, and below that, on the
15th floor, yet another mechanical space, 20 feet high. In addition, the building would have
21. Extell’s zoning lot is a through lot running between West 65th and 66th
Streets, 100 yards west of Central Park. It comprises six tax lots: five lots fronting on 66th
Street, and one fronting on 65th Street. The five lots fronting on 66th Street include three lots,
formerly the site of three small buildings that Extell purchased from the Walt Disney Company,
parent of American Broadcasting Companies, Inc. (“ABC”). Also fronting on 66th Street are
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the former site of the Habonim Synagogue and, to the west, the landmarked First Battery
Armory. Although the Armory is still owned by ABC, Extell obtained its development rights
through a zoning lot merger. The sixth lot, formerly the site of the Jewish Guild for the Blind,
is large, fronting on 65th Street, with the panhandle of a former driveway extending on its
western edge north and through to 66th Street. Extell purchased that lot in 2016, and
established in 1969 to guide new growth and uses in a way that would complement the newly
sited institutions of Lincoln Center. The great majority of the District is zoned C4-7 (R10
equivalent) (“C4-7/R10”), a commercial designation which also allows the highest level of
residential density in the City. Towers are allowed in this area. Only a very small portion of
the Special District – parts of two blocks comprising 5.3 percent of the District’s area – is
zoned R8, a lower density residential designation where towers are not allowed.
23. Extell’s zoning lot is split between two districts: 64.2 percent of the lot
area is in the C4-7/R10 district and 35.8 percent is in the R8 district. The dividing line between
the zoning districts runs east-west right through the middle of Extell’s zoning lot, with the
northern side zoned C4-7/R10 and the southern side zoned R8.
24. The current zoning rules for the Special District are the result of
amendments enacted in 1993, when residents outraged by the Millennium Tower urged the
City Planning Department to downzone the District. The Department then conducted a Zoning
Review which proposed the Bulk Packing and Tower Coverage Rules to regulate the height of
towers. The Department’s proposals were drafted with a view toward regulating six potential
development sites that the Zoning Review had identified within the District. All six potential
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sites were in the highest residential density (C4-7/R10) portion of the Special District, where
towers are allowed. One of the sites was the “ABC assemblage,” comprising three lots with
small buildings fronting on 66th Street, which now forms part of Extell’s development lot.
None of the sites identified for potential development were located in the R8 portion of the
25. On November 24, 2015, Extell applied for a permit to build a relatively
modest 25-story, 292-foot-tall residential building with a community facility on four small tax
lots along 66th Street. On June 7, 2017, the Department of Buildings (“DOB”) issued a New
Building permit for that anodyne building. Thereafter, Extell proceeded with foundation work
on the site.
26. In fact, Extell never intended to build this building. Already in April 2015,
seven months before it filed for that permit, it had completed plans for the much larger building
at issue here – a building more than twice the size. In June 2016, a year before DOB approved
Extell’s supposed plans for the smaller building, the Attorney General had approved the Jewish
27. On December 13, 2017, Extell filed its plans for the 775-foot building.
Meanwhile, it continued to build pursuant to its June 7, 2017 permit. Under this disingenuous
cover, it has been able to work undisturbed for almost two solid years.
28. On July 26, 2018, DOB approved one piece of Extell’s permit application
for its 775-foot building: the Zoning Diagram (known as a “ZD1”). This gave the public its
first detailed look at Extell’s proposal and its first opportunity to challenge it. In response, on
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September 9, 2018, Landmark West! (LW!), an Upper West Side advocacy organization, and
Plaintiff 10 West 66th Street Corporation, filed a Zoning Challenge with DOB. Meanwhile,
Extell continued to work pursuant to its permit for the 25-story building.
29. The challengers raised two issues that remain of concern to Plaintiffs:
first, that Extell’s building design relied on an illegal methodology for applying the Bulk
Packing and Tower Coverage Rules; and second, that the building as then proposed had an
enormous 160-foot void that was not a legitimate mechanical space and was not allowed under
30. On November 19, 2018, DOB rejected the challenge on all points. With
respect to the 160-foot void, DOB simply stated, “The Zoning Resolution does not prescribe a
31. With respect to the Bulk Packing Rule, DOB’s response was more
extensive. The challengers had raised the fact that Extell had calculated the bulk below 150
feet based on the entire zoning lot while calculating tower coverage based only on the C4-
7/R10 portion of the lot. They argued that the Bulk Packing and Tower Coverage Rules must
Karnovsky, now in private practice but for many years previous General Counsel at the
Department of City Planning. Mr. Karnovsky set forth his argument in a December 18, 2017
email to Council Member Helen Rosenthal’s staff. He and DOB correctly pointed out that
under the Zoning Resolution’s provisions governing split lots (ZR §§ 33-48 and 77-02), the
Tower Coverage Rule can only apply to the C4-7/R10 portion of the zoning lot, where towers
are permitted.
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33. However, following Extell’s counsel, DOB argued that the split lot
provisions did not apply to the Bulk Packing Rule, because the Special District’s version of
that rule “would be applicable to all portions of a zoning lot located within the Special District
regardless of zoning district designations.” Extell’s counsel based his assertion on the fact that
the Bulk Packing Rule for the Special District begins with the phrase “Within the Special
District, . . . .” Because both the R8 and the C4-7/R10 portions of the lot are “within the
Special District,” he argued, the bulk packing calculation must be based on both portions,
34. LW! timely appealed to the Board of Standards and Appeals (“BSA”) from
35. However, before the BSA could address the issue, DOB reversed itself: on
January 14, 2019, it issued a Notice of Intent to Revoke Approval of the zoning diagram that
had been the object of LW!’s Zoning Challenge and subsequent appeal to the BSA. The Notice
stated DOB’s intent to revoke the approval within 15 calendar days “unless sufficient
information is presented to the Department to demonstrate that the approval should not be
The proposed mechanical space on the 18th floor of the Proposed Building does
not meet the definition of ‘accessory use’ of § 12-10 of the New York City
Zoning Resolution. Specifically, the mechanical space with floor-to-floor
height of approximately 160 feet is not customarily found in connection with
residential uses.
36. The Notice did not, however, reconsider whether Extell’s methodology for
calculating the required floor area below 150 feet and the allowable tower floor area violated
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37. The Notice also announced that it was rescinding its denial of LW!’s
zoning challenge, from which LW! had appealed. As a result, LW!’s appeal to the BSA ground
to a halt.
39. Three months later, on April 4, 2019, DOB reversed itself yet again,
withdrawing its Notice of Intent to Revoke and, on April 11, 2019, for the first time, issuing a
building permit for the 775-foot tower. The architectural plans had changed, though for present
purposes not materially. Apparently in response to objections by the Fire Department, which
had raised safety concerns about the proposed 160-foot void, Extell replaced it with three
smaller ones totaling 176 feet, 16 feet more than the original 160-foot void.
40. The aggregate of these voids and a 20-foot “mechanical” floor below it is
196 feet. In other words, fully one quarter of the height of Extell’s building is taken up by
purported mechanical spaces. The total height of these spaces is unique in the City. A City
Planning Department survey of mechanical spaces in 797 buildings constructed between 2007
and 2018 showed that only seven buildings had mechanical spaces higher than 25 feet, and all
amendments, which were intended to limit building height definitively, not only in the Special
The amendments included the Bulk Packing and Tower Coverage Rules as well as other rules
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December 20th, in two different versions, one for the Special Lincoln Square District and
another for Manhattan’s high density (R9 and R10) residential districts generally. ZR §§ 82-
43. The Bulk Packing and Tower Coverage Rules govern the distribution of
the allowable square footage within an envelope the size of which is determined by the size of
44. The Bulk Packing Rule ensures that, of the total allowable floor area that
could otherwise go into the tower, 60 percent will be in the base, below 150 feet. Thus each
square foot of floor area required for the base must come out of the tower, reducing its bulk
and height.
45. The Tower Coverage Rule requires that the tower portion of the building
46. When applied correctly, these two rules ensure that the number of stories
in the tower portion of the building (i.e., the portion above 150 feet) remains constant
regardless of lot size. As the envelope grows bigger, the square footage in the tower and base
grow proportionately, but the Tower Coverage Rule applied over the larger lot broadens and
extends the tower’s floorplates, keeping its height constant regardless of lot size.
47. The purpose of this legislation was to limit building heights to “the low-
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48. Extell’s proposed building violates Sections 82-34 (Bulk Packing Rule)
and 77-02 and 33-48 (split lot rules) of the New York City Zoning Resolution.
relies on lot area and FAR, bulk packing and tower coverage, to shift bulk within the building’s
envelope from the tower to the base. The Tower Coverage Rule requires that the tower portion
50. This mechanism can work only if the total allowable floor area, tower
coverage and bulk packing are calculated based on a common denominator: one lot size, one
FAR and one set of rules applicable to the entire envelope. Only in this way can it keep the
51. The logic of this mechanism dictates that the common denominator in this
case must be that portion of the lot in which towers are allowed. That is the area in which
Extell in fact proposes to put its tower. Extell correctly calculated the total allowable floor
area for the tower portion of the tower-on-a-base based on that area. This is the envelope
within which its tower must fit. It also correctly calculated the minimum coverage requirement
52. However, when Extell did its bulk packing calculation, it did not calculate
the amount permissible in the tower as 40 percent of the FAR allowed in the tower-on-a-base
portion of its lot, but rather as 40 percent of the FAR allowed on the entire lot. Taking
advantage of the split lot situation, it fulfilled the requirement of “60-below-150” with floor
area much of which is outside the envelope, in the portion of its zoning lot where towers are
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not allowed. This not only does not reduce the size of the tower, but actually allows Extell to
add to it.
53. This erroneous methodology negates the rule’s purpose. To work right,
the calculation must be zero-sum: the total square footage of the tower and base must add up
54. Extell’s own 2019 Zoning Diagram shows how its tower fails to comply
with the required 60/40 ratio between tower and base. All the numbers in what follows are
taken from Extell’s 2019 Zoning Diagram. The amount allowed on the C4-7 portion of the lot
is 421,260 square feet. That same document shows a building base with 329,132 square feet
and a tower with 219,403 square feet, adding up to 548,535 square feet.
55. The result of Extell’s mix-and-match approach is that instead of 60/40, the
ratio of the base to the tower is 48/52 ratio. Only 48 percent of the bulk is in the base and a
56. Moreover, the tower-on-a-base rules’ basic requirement that the total
square footage of the tower and the base not exceed the total allowable square footage is not
met. The square footage of the tower and the base (548,535) adds up to 30 percent more than
the allowed 421,269. The excess tower square footage (50,899) increases the height of the
tower, while the excess base square footage is in a district where towers are not allowed.
57. Removing the excess square footage from the tower and leaving everything
else unchanged would reduce the height of the tower by five floors. At 16-foot floor-to-floor
heights, that adds up to 80 feet, and would bring the building’s height down from 775 feet to
695 feet.
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58. The split lot rules dictate that when a zoning lot is split between two
districts, the rules of each portion of the lot apply to that portion and to that portion alone.
Section 33-48 applies this same rule to the precise situation here, stating specifically that the
59. These rules flatly prohibit what Extell has done here.
of purported mechanical spaces make up fully one quarter of the height of its building. These
spaces violate both use and bulk restrictions in the Zoning Resolution.
61. These supposed mechanical floors in the middle of the proposed building
are illegal because they do not fall within any Use Group in the Zoning Resolution. Extell
claims that they fall within the Zoning Resolution’s Use Group 2. Use Group 2 allows
residential uses and “accessory uses.” ZR § 22-12. “Accessory uses” is a defined term in the
Zoning Resolution: “An ‘accessory use’: (a) is a use conducted on the same zoning lot as the
principal use . . . ; and (b) is a use which is clearly incidental to, and customarily found in
connection with, such principal use . . . .” ZR § 12-10. These spaces violate the use restrictions
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because they are not a use “customarily found in connection with residential uses,” and
therefore do not fit within the Zoning Resolution’s definition of “accessory use.
62. This was what DOB determined when, on January 14, 2019, it issued a
Notice of Intent to Revoke its prior approval of Extell’s 2018 Zoning Diagram:
The proposed mechanical space on the 18th floor of the Proposed Building does
not meet the definition of “accessory use” of § 12-10 of the New York City
Zoning Resolution. Specifically, the mechanical space with floor-to-floor
height of approximately 160 feet is not customarily found in connection with
residential uses.
Although it reversed itself on April 4, 2019, it has not explained why it did so.
63. DOB’s determination that such spaces are not “customarily found in
connection with” residential uses is supported by the City Planning Department’s survey of
mechanical voids, which found that of 797 buildings surveyed, only seven had “excessively
tall” voids. Those were buildings that used the same stratagem as Extell here, placing the
voids below the residential apartments so as to increase their height. Typically, the survey
found, mechanical spaces were only 12 to 15 feet high. In no building other than the seven
did the height of a mechanical space exceed 25 feet. Moreover, not even among those seven
buildings was there one with as much mechanical space height as this building: the survey
found that in no building in the entire city did any of these voids, whether single or multiple
64. Nor are these enormous voids permissible as “space used for mechanical
equipment,” as provided for in ZR § 12-10. That section excludes such space from the
definition of “floor area” for the purposes of calculating FAR, the basic measure of bulk in the
Zoning Resolution. To qualify for the exclusion, however, the space must actually be “used
documents supports its claim that this space is necessary to house mechanical equipment.
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Indeed, there is no mechanical equipment yet imagined by humans that requires a 48- or 64-
65. Extell’s mechanical void is not only contrary to the plain language of the
Zoning Resolution, but also contrary to the purpose of the 1993 tower-on-a-base amendments,
which was to limit building heights to “the low-30 stories.” As the Chair of the Planning
Commission, Marisa Lago, stated at a town hall meeting about the proposed zoning text
amendment, the legislative proposal now going through the legislative process is a
clarification, not new law: “The notion that there are empty spaces for the sole purpose of
making the building taller for the views at the top is not what was intended [by the City's
zoning laws].” No one in 1993 anticipated that a developer might insert enormous volumes of
(1) On the first cause of action, enter a judgment pursuant to CPLR § 3001
packing) and ZR §§ 77-02 and 33-48 (split lot rules), and an order
3001 declaring that the excessive height, both singly and in total, of
Uses) and 12-10 (definitions of “accessory use” and “space used for
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further steps in the construction of 36 West 66th Street, New York, New
York
(4) Grant such other and further relief as this Court may deem necessary.
Respectfully submitted,
______________/s/_______________
JOHN R. LOW-BEER
415 8th Street
Brooklyn, NY 11215
(718) 499-2590
jlowbeer@yahoo.com
______________/s/_______________
CHARLES N. WEINSTOCK
8 Old Fulton Street
Brooklyn, NY 11201
(323) 791-1500
cweinstock@mac.com
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VERIFICATION
action. I have read the foregoing Complaint and know the contents thereof. The
YELENA SVERDLCM.
Notary Public. State tA New York
No. 01SV6303481
Qualified in RichmOnd Countt .
CommiSSiOn ExpireS 05112120-'A,l
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