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Submitted by
Vishal S (118009235)
Ayalasomayajula Sanjeev Anand (118009048)
SASTRA UNIVERSITY
BONAFIDE CERTIFICATE
This is to certify that the project work entitled “MATHEMATICAL MODELLING OF GEAR
TOOTH STIFFNESS” is a bonafide record of the work carried out by
Vishal S (118009235)
Ayalasomayajula Sanjeev Anand (118009048)
students of final year B.Tech., Mechanical Engineering, in partial fulfillment of the requirements for
the award of the degree of B. Tech in Mechanical Engineering of the SASTRA DEEMED TO BE
UNIVERSITY, Tirumalaisamudram, Thanjavur - 613401, during the year 2017-2018.
SIGNATURE
Examiner - I Examiner - II
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TABLE OF CONTENTS
1. Introduction
2. Literature Review
3
Abstract
Gears are important components in the power transmission systems of modern machinery. Gear
systems are used widely in industry, especially in automotive, aircraft, and energy sectors. One
of the most important objectives is to design gears with high efficiency in order to reduce power
losses, operating temperatures, noise and wear. There is an industrial demand in the increased
performance of mechanical power transmission devices. This need in high performance is driven
by high load capacity, high endurance, low cost, long life, and high speed. The stiffness of a gear
is one of its most basic properties that decides the characteristics of the gear during loading.
response to an applied force. The stiffness of a body is a measure of the resistance offered by an
elastic body to deformation. Gear tooth stiffness is the bedrock for understanding the dynamic
properties of gears. This is necessary to reduce noise, vibration and harshness, and improve
efficiency, bringing down emissions and power loss in gear transmission system. Gearboxes are
prone to numerous faults that require vibration health monitoring to ensure proper operation.
This study entitles the mathematical modelling of a gear tooth and calibrating the stiffness value
based on the load applied. The study also involves generating an FE model of the gear with
similar parameters and subjecting it to similar load conditions and studying the stiffness.
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Objective:
To device a method of predicting stiffness that is accurate, fast and requires less computing
power.
Methodology:
Writing a MATLAB code based on the studies on gear stiffness by NASA that can be altered by
changing various parameters of the gear, like number of teeth module, face width etc.
Result:
A code to calculate the stiffness of a gear is created. The output of the code is verified against
three different empirical formulae and are found to show identical characteristics. A Finite
Element Model is created and several cases of force application and the code was found to be in
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ACKNOWLEDGEMENT
While presenting our Project Report on “Mathematical Modelling of Gear Tooth Stiffness” we
the Defense Research and Development Organization, for his kind permission to carry out this
Also, we are thankful to Dr. N. MUTHUVEERAPPAN, Associate Director (Comb & ABES)
Sc ‘G’, GTRE ,Bangalore, for his kind permission to utilize various facilities and providing
We feel it as our sincere duty to thank Mr. BENNY THOMAS, Sc’F’, Gearbox Division,
GTRE, Bangalore, for helping us in improving our skills under his able guidance whenever we
We owe a debt of gratitude to, Mr. SANJEEV LAL DAS, Sc ‘D’ and Mr. KUMARAH, Sc ‘E’
Gearbox Division, GTRE, Bangalore, for effectively guiding and supervising us through this
project endeavor by imparting his prudent knowledge and personalized guidance coupled with
sincere efforts.
We also thank the group head HRD and the staff of HRD for providing us with all necessary
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Our sincere gratitude to our mentor, Mr. S. N. HARIHARAN. His proper guidance and
motivation, helped us in pursuing this project. His ever-helping tendency and student friendly
attitude made us achieve our target. His support and guidance played an important role in the
department, SASTRA University for permitting us to undergo this project work at GTRE.
Finally, we would like to take this opportunity to thank our family members, friends and well-
wishers who have helped us directly or indirectly in the successful completion of this project.
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LIST OF TABLES
LIST OF FIGURES
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CHAPTER 1
INTRODUCTION
A gear also known as "gear wheel" is a rotating machine part having cut teeth, or cogs,
which mesh with another toothed part in order to transmit torque. Two or more gears working in
tandem are called a transmission and can produce a mechanical advantage through a gear
ratio and thus may be considered a simple machine. Gears are generally employed for power
transmission as they are known to have a very high efficiency in the range of 98-99%
Depending on the number of stages, type of design and size, this type of gearing can have
output up to 18000 kW, speed up to 100000 rpm and circumferential velocity up to 200 meter
In engineering and technology, the term “gear” is defined as a machine element used to transmit
motion and power between rotating shafts by means of progressive engagement of projections
called teeth. Primitive forms of gear were known to Archimedes before the Christian era.
Leonardo da Vinci also used the concept of a gear system in many of his proposed appliances
and machines. In recent times, however, inventors have concentrated their efforts to devise
curves for the gear teeth which would provide constant relative velocity of the gear tooth faces.
The unique property applicable to all these curves is that the common normal to the curves of the
two teeth in contact at their point of contact must pass through the point of contact of the two
pitch circles of the mating gears. In recent times, the gear design has become a highly
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The designer of a modern gear drive system must remember that the main objective of a gear
drive is to transmit higher power with comparatively smaller overall dimensions of the driving
system which can be constructed with minimum possible manufacturing cost, runs reasonably
free of noise and vibration, and which requires little maintenance. He has to satisfy, among
others, the above conditions and design accordingly, so that the design is sound as well as
economically viable. The most important contributing factor of dynamic behavior is the stiffness
of the teeth, which changes constantly throughout the operation. The calculation of gear stiffness
is important for determining the load distribution between the gear teeth when two sets of teeth
are in contact.
This study presents crucial results to gear researchers for understanding spur gears with involute
symmetric teeth, and the results will provide researchers with input data for dynamic analysis.
When a pair of mating gear teeth act against each other, rotary motion is produced which is
transmitted from the driver to the driven gear. If such a pair of gears have tooth profiles which
are so designed that a constant angular velocity ratio is produced and maintained during
meshing, the two gears are said to have conjugate action and the tooth profiles are said to have
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TERMINOLOGY OF A GEAR
The following terms, which are mostly used to describe a gear, are as follow.
Fig 1.
Face of tooth:
It is defined as the surface of the tooth above the pitch circle is known as face.
Flank of tooth:
The surface of the tooth below the pitch circle is known as flank.
Top land:
The top most surface of the tooth is known as the top land of the tooth.
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Face width:
Pitch Circle:
It is an imaginary circle which is in pure rolling action. The motion of the gear is described by the
The diameter of the pitch circle from the center of the gear is known as pitch circle diameter. The
Pitch point:
When the two gears are in contact, the common point of both of pitch circle of meshing gears is
Pressure angle is the angle between common normal to the pitch circle to the common tangent to
Addendum:
Distance between the pitch circle to the top of the tooth in radial direction is known as addendum.
Dedendum:
Distance between the pitch circle to the bottom of the tooth in radial direction, is known as
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Addendum circle:
The circle passes from the top of the tooth is known as addendum circle. This circle is concentric
Dedendum circle:
The circle passes from the bottom of the tooth is known as dedendum circle. This circle is also
Circular pitch:
The distance between a point of a tooth to the same point of the adjacent tooth, measured along
circumference of the pitch circle is known as circular pitch. It is plays measure role in gear
meshing. Two gears will mesh together correctly if and only they have same circular pitch.
Diametrical pitch:
The ratio of the number of teeth to the diameter of pitch circle in millimeter is known as diametrical
pitch.
Module:
The ratio of the pitch circle diameter in millimeters to the total number of teeth is known as module.
Clearance:
When two gears are in meshing condition, the radial distance from top of a tooth of one gear to the
bottom of the tooth of another gear is known as clearance. The circle passes from the top of the
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Total depth:
The sum of the addendum and dedendum of a gear is known as total depth. It is the distance
between addendum circle to the dedendum circle measure along radial direction.
Working depth:
The distance between addendum circle to the clearance circle measured along radial direction is
Tooth thickness:
Distance of the tooth measured along the circumference of the pitch circle is known as tooth
thickness.
Tooth space:
Distance between the two adjacent tooth measured along the circumference of the pitch circle is
Backlash:
It is the difference between the tooth thickness and the tooth space. It prevents jamming of the
Profile:
It is the curved formed by the face and flank is known as profile of the tooth. Gear tooth generally
Path of contact:
The curved traced by the point of contact of two teeth form beginning to the end of engagement is
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Arc of contact:
It is the curve traced by the pitch point form the beginning to the end of engagement is known as
arc of contact.
Arc of approach:
The portion of the path of contact from beginning of engagement to the pitch point is known as
arc of approach.
Arc of recess:
The portion of the path of contact form pitch point to the end of the engagement is known as arc
of recess.
METHODOLOGY
The primary task is to generate a mathematical model of the involute profile of the gear tooth
and also generate the gear profile. The primary step is taken to generate the points on the
involute profile in order to apply the load on the points. The load application ensures deflection
at the application points and thus deflection is produced in the gear. This is similar to the loads
experienced by the gear when in operation. The gear generation is done in MATLAB software.
The tooth thickness at any angle phi, where phi is the pressure angle is given by Maitra’s formula
as:
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rb is the instantaneous radius of gear b
The involute is generated using the above formula, the Cartesian points are used and joined
DEFLECTION CALCULATION
The calculation of deflection is done by the addition of load to each generated point of the
involute curve. The static deflection of a pair of mating teeth is assumed to be composed of the
following components:
1. Cantilever beam deflection of gear teeth including bending, shear, and compression
deformation.
2. Deflection due to rotation of tooth base because of the flexibility of tooth foundation.
4.
The deflection of a gear tooth is calculated normal to the tooth profile. The foundation effect and
the shear effect are important because of the "stubbiness" of a gear tooth. In this research phase
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we consider only Low Contact Ratio Gears (LCRG), with contact ration between 1.0 and 2.0.
However, the analysis can easily be extended to higher contact ratio gears.
PART 1
The gear tooth is considered as a cantilever beam divided into several sections and each section
is subjected to the load as experienced by a cantilever beam. Basically the involute of a gear is
modelled as a non-uniform cantilever beam. The deflection can be obtained by using the
principle of elementary strength of materials. Let the beam be divided into segments as shown in
the figure.
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𝐴𝑖’ = (𝐴(𝑖) + 𝐴(𝑖 + 1)) / 2 = 2𝐹 ∗ 𝑌(𝑖)
Where F is the face width of the gear. These values are taken as an average for both of the faces
of the gear tooth according to equation. The deflection at the loading point, in the direction of
load, is obtained by superimposing the deflection contribution of the individual segments. Each
segment itself is considered as cantilever beam having the inner end fixed and the remainder of
the tooth adjacent to the other end of the segment, as a rigid overhand.
As shown in the diagram, the load component applied to the involute profile can be resolved into
its equivalent system of forces and moments at the outer face of the tooth.
𝑊₁𝑗 = 𝑊𝑗 ∗ 𝑐𝑜𝑠 𝛽 𝑗
𝑊₂𝑗 = 𝑊𝑗 ∗ 𝑠𝑖𝑛 𝛽𝑗
Where i refers to the segment, j refers to the loading position, 𝐿𝑖𝑗 is the distance from j to i, 𝑊𝑗 is
the transmitted load, 𝑊₁𝑗 and 𝑊₂𝑗 are the component loads at i, and 𝑀𝑖𝑗 is the moment at i due
to the load at j.
Bending Deformation
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The bending deformation at the load point j due to the deformation of the segment i is the sum of
the following:
𝑊𝑗 cos 𝛽𝑗 3
(𝑞𝐵1 )𝑖𝑗 = (𝑇𝑖 )
3𝐸 𝐼′𝑖
𝑊𝑗 cos 𝛽𝑗 2
(𝑞𝑅1 )𝑖𝑗 == (𝑇𝑖 ∗ 𝐿𝑖𝑗)
2𝐸 𝐼′𝑖
Here 𝑇𝑖 is the thickness of the segment i, 𝑞𝐵 is the displacement due to bending and 𝑞𝑅 is the
displacement due to rotation. The term E is the “Effective Young’s Modulus of Elasticity” and
varies depending on whether the tooth is wide or narrow. The model under study is taken to be a
narrow one. As narrow tooth is considered, the Young’s Modulus is taken as the Effective
Young’s Modulus.
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Shear Deformation
The shear deformation (𝑞𝑠 )𝑖𝑗 is caused by the transverse component of the applied load. The
𝐸
Here G is the shear modulus, G =
2(1+𝜈)
𝜈 = Poisson Ratio
Axial Compression
The axial compression is given by (𝑞𝑐 )𝑖𝑗 caused by the component 𝑊𝑗 ∗ 𝑠𝑖𝑛 𝛽𝑗 and is given by:
𝑊 𝑗𝑇𝑖 𝑠 𝑖 𝑛𝛽 𝑗
(𝑞𝑐 )𝑖𝑗 =
𝐸𝐴𝑖’
Total Displacement
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The total displacement at the load position j, in the direction of the load, due to deformation of
𝑇𝑖 2 𝑌𝑗 𝑇𝑖
+𝑇𝑖 𝐿𝑖𝑗+𝐿𝑖𝑗 2 −tan 𝛽𝑗∗(
(𝑞1 )𝑖𝑗 =
𝑊𝑗𝑇𝑖 cos2 𝛽𝑗
𝐸
{ 3
𝐼′𝑖
2
+𝑌𝑗 𝐿𝑖𝑗)
+
2.4(1+𝜈)+tan 𝛽𝑗
𝐴𝑖’
}
The above expression gives the total displacement at load position j due to deformation of
segment i.
PART 2
Another important factor influencing the deformation of the gear tooth is the effect of flexibility
of the foundation upon the deformation at the load points which is a function of fillet geometry
and load position and direction. The deformation is influenced by fillet length and filler angle.
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Fig 2. Fillet and Foundation
Figure shows a model of a gear tooth, its fillet, and its foundation. Using the notation of the
figure, deflection in the direction of load at the loading point due to beam compliance of fillet
2 2
(𝑇𝑓𝑏 ) (𝑇𝑓𝑏 ) 𝑌𝑗
𝑖 𝑖
𝑊𝑗(𝑇𝑓𝑏 )𝑖 cos2 𝛽𝑗 +(𝑇𝑓𝑏 ) +(𝐿𝑓𝑏 )𝑖𝑗 + (𝐿𝑓𝑏)2 +𝑌𝑗 (𝐿𝑓𝑏 )
3 𝑖 𝑖𝑗 2 𝑖𝑗
(𝑞𝑓𝑏 )𝑖𝑗 = { - tan 𝛽𝑗 [ (𝐿𝑓𝑏 )
]
𝐸 (𝐼’𝑓𝑏 )𝑖
𝑖𝑗
2.4(1+𝜈)+𝑡𝑎𝑛2 𝛽𝑗
+ }
(𝐴’𝑓𝑏 )𝑖
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Similarly the deflection due to the foundation flexibility (𝑞𝑓𝑒 ) is given by:
2
𝑊𝑗cos 2 𝛽𝑗 16.6 (𝐿𝑓 )𝑖 (𝐿𝑓 )
𝑖 𝑡𝑎𝑛2 𝛽𝑗
(𝑞𝑓𝑒 )𝑖𝑗 = [ ∗ + 2(1 − 𝜈) + 1.534(1 + ]
𝐸𝐹 𝜋 ℎ𝑓 2 ℎ𝑓 2.4(1 + 𝜈)
And
ℎ𝑓 = ℎ′ + 2𝑟(cos 𝛾 ′ + cos 𝛾𝑓 )
Where 𝐿𝑖 is equal to
(ℎ𝐿 ) tan 𝛽𝑗
𝐿𝑖 = (𝑅𝐿 )𝑖 cos(𝛼𝐿 )𝑖 − − 𝑅 ′ cos 𝛼′
2
The total deflection in the direction of the load due to the flexibility of the fillet and the
PART 3
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This consists of two elements one is the Hertz deformation and the second is due to the general
compression of tooth between the contact point and tooth center line. The local deformation of
1.275
(𝑞3 )𝑖𝑗 =
𝐸12 0.9 𝐹 0.8 𝑊𝑗 0.1
Where 𝐸1 𝑎𝑛𝑑 𝐸2 are the young’s modulus of the driving and driven gears.
The total deformation (𝑞𝑡 )𝑗 at load position j in the direction of load is the sum of all the
The equivalent stiffness of the gear tooth is defined as the ratio of transmitted load and total
deformation.
𝑊𝑗
Stiffness =
(𝑞𝑡)𝑗
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Empirical:
In literature, different methods and empirical equations are used to calculate the tooth deflections
of spur gears. These methods are often based on the classical theory of elasticity and numerical
approaches. Kuang and co-workers developed an alternative method and introduced a semi-
empirical equation for the single tooth stiffness with and without modification. In this approach,
the analytical expression is proposed by using the curve fitting techniques on the data drown
By using these equations for gears with symmetric teeth, teeth stiffness can be easily calculated.
A study by Karpat et al is also used to check the correctness of the results obtained from the
MATLAB code. In that study, here were four different cases for each contact point. In all cases,
the number of teeth selected was between 20 and 60 for pinion and gear, and the module was
10mm. In addition, different modules were used to test for accuracy, and the results of the
different modules demonstrated a high degree of similarity. The pressure angle on the drive side
(αd) and the pressure angle on the coast side (αc) were variables. In the first case, ad and ac were
20°–32° and 20°, respectively. In the second case, ad varied from 25° to 30°, and αc was held
constant at 25°. In the third case, αd and αc were 20°–26° and 18°, respectively. In the fourth
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case, ad was held at 20° and αc varied from 20° to 30°. By using the FEA results for each case,
four different equations were developed. The new equation (19) was derived to estimate the
Where f (ad) and l(t)C are the factors of pressure angle and stiffness, respectively. K0 and Ki are
the empirical values. By using equation (19), the tooth stiffness values were obtained for
standard addendum (1 * mm), dedendum (1.25 * mm), and standard cutter tooth radius (0.3 *
mm).
For our study, case 1 is most suited. The resultant equations are:
Karpat later gave modified equations to calculate the stiffness of asymmetric teeth. The formulae
are as follows:
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The equations proposed are obtained for standard addendum (1.mn), dedendum (1.25.mn) values
All the above mentioned equations are used to verify the correctness of the result obtained.
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Working Angle vs Stiffness
Introduction:
The Finite Element Analysis (FEA) is the simulation of any given physical phenomenon using
the numerical technique called Finite Element Method (FEM). It is used to reduce the number of
physical prototypes and experiments and optimize components in their design phase to develop
comprehensively understand and quantify any physical phenomena such as structural or fluid
behavior, thermal transport, wave propagation, the growth of biological cells, etc. Most of these
processes are described using Partial Differential Equations (PDEs). However, for a computer to
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solve these PDEs, numerical techniques have been developed over the last few decades and one
of the prominent ones, today, is the Finite Element Analysis. These partial differential equations
(PDEs) are complicated equations that need to be solved in order to compute relevant quantities
of a structure (like stresses (ϵϵ), strains (ϵϵ), etc.) in order to estimate a certain behavior of the
investigated component under a given load. Simplified, FEA is a numerical method used for the
prediction of how a part or assembly behaves under given conditions. It is used as the basis for
modern simulation software and helps in finding weak spots, areas of tension, etc. in their
designs. The results of a simulation based on the FEA method are usually depicted via a color
scale that shows for example the pressure distribution over the object.
Flow of processes:
To validate the MATLAB code written earlier, a Finite Element Analysis is conducted for a
specific case and the results are tested against the results obtained from the code. The following
flow chart is used for the development of the Finite Element Model and its analysis:
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Material properties and assumptions:
The material is linear, elastic, homogeneous, isotropic and has following properties:
Young’s modulus of 2.1e5 N/mm2, Poisson’s ratio of 0.3 and density of 7.9e9 kg/mm3.
Uniform load distribution along the face width of the gear tooth.
John J Coy and Charles Hu-Chin Cho studied the relation between Hertzian deformation
minimum size of the mesh. They found that Hertzian deformation can account for up to 25% of
the total deformation. A Finite Element Analysis of a cylinder was conducted to determine the
optimal grid spacing for deflection analysis. Cylindrical geometry was chosen because the
geometry of line of contact is similar to the line of contact between two gear teeth.
They gave the following conditions while selecting the mesh size:
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𝑒⁄ = 0.2 * 𝑐⁄ + 1.2
𝑏 𝑒
𝑝𝐾𝑑⁄
b = 2.15 √( 𝐸)
2∗𝜌1∗𝜌2
Kd = 𝜌1+𝜌2
on solving the above equations, for a load of 400N, the patch of Hertzian contact width comes to
be 0.1328mm.
Creating a 2D sketch:
The gear profile is generated using equations in MATLAB and saved as .DAT files.
These files are then imported into Siemens NX. A three-tooth gear profile is generated
Construction lines are drawn along the profile to act as reference for easy mesh control in
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Points of application of force (HPC, MP, HPSTC, PP, LPSTC, LPC) are calculated and
Force needs to be applied tangential to the base circle, so tangential lines to the base
The sketch is imported into HyperMesh as a new geometry. The surface of the geometry is split
along the lines previously made in NX. The region of 0.618mm from the profile is finely meshed
to simulate contact conditions. A secondary mesh and quad element type is chosen for more
accurate results. The body region is meshed after this. The mesh is checked for failure, and the
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The 2D mesh is then dragged into a 3D mesh of width 1mm. The 2D elements are then deleted.
Six local coordinate systems are created, with the node of application of contact being the origin,
the line of application of force being the x-axis and the face XY plane being the plane
perpendicular to the axis of rotation of the gear. The model is constrained from the bottom and
two sides. Six forces are applied along the positive X direction of their respective local
The material and material properties are then added to the geometry. The required load steps are
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Finite Element Analysis Results:
34
Fig 10. Force applied at HPSTC
35
Fig 12. Force applied at LPSTC
36
Deflection at each point is obtained and the average value for each point of application is
calculated. After obtaining the average deflection, the stiffness can be calculated using the
formula:
𝐹𝑜𝑟𝑐𝑒
Stiffness = 𝐷𝑒𝑓𝑙𝑒𝑐𝑡𝑖𝑜𝑛
RESULTS
Deflection
S.No Stiffness (mm) Radius (mm)
(mm)
1 6.00E-03 1.33E+04 42
2 3.59E-03 2.23E+04 41
4 2.60E-03 3.07E+04 40
The calculated values are then plotted against the radius at the point of application of load to
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5.00E+04
4.50E+04
Stiffness vs Radius
4.00E+04
3.50E+04
Stiffness (N/mm)
3.00E+04
2.50E+04
2.00E+04
1.50E+04
1.00E+04
5.00E+03
0.00E+00
38 39 40 41 42 43
Radius (mm)
When the FEM plot is compared with the plots obtained by empirical calculations, it is found
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Fig 15. Comparison of FEM results with Empirical results
The deviation of FEM results and empirical results lie within a range of 6% to -8%. Maximum
deviations occur in the older empirical methods, with deviations being under the approvable limit
of 3% in the newer empirical method. This shows that the Finite Element Model is correct.
The Model is constrained from three sides, which means that the properties of the core of
Conclusion
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