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The Relationship between Clndernutrition and

Behavioral Development in Children

Malnutrition and Cognitive Development: Evidence from


Experimental/Quasi-Experimental Studies among
the Mild-to-Moderately Malnourished1
KATHLEEN S. GORMAT12

Psychology Department, University of Vermont, Burlington, VT 05405

tence of such effects to understanding the processes un


ABSTRACT The purpose of this paper is to provide a derlying these effects.
review of the current literature on the relationship between This paper, then, reviews the information from these
malnutrition and cognitive development, with particular studies in light of this new evidence in an attempt to
emphasis on data from experimental and quasi-experi

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understand the processes by which malnutrition may af
mental studies. The review provides a discussion of rel fect cognition and behavior. All the studies were selected
evant issues of concern, including current knowledge re from endemic populations of mild to moderately, rather
garding the specific outcomes affected by malnutrition,
the significance of the timing of such insults, issues of than clinically, malnourished children. In most studies,
differential responsivity, the role of specific nutrients, and subjects were identified by populationwide indicators of
the potential mechanisms. The implications of such find poverty and malnutrition (e.g., anthropométrie indica
ings for policy and directions for future research are tors). With the exception of the Cali study, in which nu
discussed. J. Nutr. 125: 2239S-2244S, 1995. tritional and educational components were combined, we
will address the studies to the extent that data are avail
INDEXING KEY WORDS:
able on nutritional intervention alone. Before proceeding,
•malnutrition •cognitive development we will briefly summarize the studies, which are identi
•protein deficiency fied by geographical location.
The Guatemala study (Freeman et al. 1980, Klein et
al. 1976, Townsend et al. 1982) consisted of an early sup
plementary feeding trial in four rural Guatemalan villages
The purpose of this paper is to present what is cur between 1969 and 1977. The major hypothesis being
rently state-of-the-art knowledge on the relationship be tested was whether protein deficiency during the prenatal,
tween malnutrition and behavior. The particular focus infancy and early childhood periods affects cognitive de
is on the literature from experimental and quasi-experi velopment among moderately malnourished subjects.
mental studies, i.e., supplementation studies. The data Randomization occurred at the village level; two villages
discussed are primarily from interventions conducted in received a high-energy, high-protein supplement (Atole),
the late 1960s and early 1970s in Guatemala (Pollitt et whereas two villages received a low-calorie supplement
al. 1993), Bogotá,Colombia (Waber et al. 1981), Cali, (Fresco). Supplements were administered twice daily ad
Colombia (McKay et al. 1978), Taiwan (Jóoset al. 1983), libitum to all pregnant women, infants and children 7 y
Mexico (Chavez 1975), New York City (Rush et al. 1980) of age and under, and data were collected from over 2300
and, more recently, Jamaica (Grantham-McGregor 1991) subjects.
and Indonesia (Husaini et al. 1991). The Bogota study (Waber et al. 1981) consisted of sup
Until the late 1980s, research in the malnutrition and plementation of nutritionally at-risk pregnant women
behavior literature focused primarily on determining the
validity of this hypothesized relationship. Despite flaws 1 Paper prepared for the International Dietary Energy Consul
in methodology, design and implementation, results from tative Group (IDECG) Task Force workshop on malnutrition and
these earlier studies provided enough evidence to con behavior at the University of California, Davis, CA, December 6-
clude that early supplementary feeding of nutritionally 10, 1993. This workshop was supported by IDECG, the Nestlé
at-risk children resulted in small, yet statistically signif Foundation, Kraft Foods and the International Union for Nutritional
icant, effects on some developmental outcomes (Pollitt Science. Guest editor for this supplement was Ernesto Pollitt, De
partment of Pediatrics, University of California, Davis, CA 95616.
1988). More recent data from studies with stronger de 1 To whom correspondence should be addressed: Psychology
signs and from follow-up analyses have contributed to a Department, John Dewey Hall, University of Vermont, Burlington,
significant shift in emphasis from determining the exis VT 05405.

0022-3166/95 $3.00 ©1995 American Institute of Nutrition.

2239S
2240S SUPPLEMENT

and their infants up to 3 y of age. Food (e.g., oil, dried plantations throughout West Java, Indonesia. Day care
milk and bread) was distributed weekly in quantities suf centers were randomly assigned to either continuing their
ficient for entire families. Subjects (n = 433) were ran normal dietary practices or to allowing intervention with
domly assigned to experimental groups that received dietary supplements in the form of nutritionally prepared
supplementation during different development periods; snacks. Infants between 6 and 20 mo of age were in
two groups received early stimulation as well. The major cluded. The main hypothesis was that improved nutrition
hypothesis tested was whether the timing of the supple was associated with improved growth and mental and
mentation (i.e., prenatal vs. postnatal) is associated with motor development.
cognitive development during the first 3 y of life. A sec The Jamaica study (Grantham-McGregor et al. 1991)
ondary focus of the study was to test the independent was a 2-y nutritional supplementation of growth-stunted
and interactive effects of educational stimulation and children between 9 and 24 mo of age. Subjects (n = 129)
nutritional supplementation on cognition. were randomly assigned to either a control group, a nu
The Cali study (McKay et al. 1978) was a combined tritional supplementation group, a psychosocial stimu
nutritional, health and educational program for pre lation group or a supplementation plus stimulation group.
school-age, chronically malnourished children. Preschool- Supplementation consisted of a milk-based formula pro
age children (n = 133) were randomly assigned to treat vided weekly. At issue were the effects of nutritional
ment groups consisting of health care, preschool educa supplementation and psychosocial stimulation on chil
tion and nutritional supplementation (e.g., meals served dren's mental development.
at the preschool). Treatment groups varied by duration As is clearly illustrated in these summaries, none of
of the intervention with subjects receiving between 9 and the studies is directly comparable with any of the others
42 mo of intervention. The major focus of this study was in its critical elements: type of supplement, duration of

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to test the effects of a fairly comprehensive intervention supplementation, recipient of supplement or outcomes
on cognitive development and school achievement in assessed. (See Table 1 for descriptive data on each of the
children beyond the critical period. The study design also studies reviewed.) Therefore, a basic limitation of any
tested the differential effects of the duration of the in inferences drawn is the design and methodological char
tervention. acteristics of the studies. For example, any attempt to
The study conducted in Taiwan by Bacon Chow (Jóos make inferences about the specificity of outcomes (e.g.,
et al. 1983) consisted of nutritional supplementation of motor development) is limited by differences in the re
pregnant and lactating women (n = 294). Women were cipient of the supplement (e.g., mother vs. infant). This
randomly assigned to two treatment groups soon after limitation in turn contributes to the difficulty of making
the birth of one infant and then followed through lacta inferences about the mechanisms involved. Similarly, our
tion, the interpregnancy period, and the pregnancy and understanding of sensitive periods is limited by the spec
lactation of their next child. The supplementation con ificity inherent in each study design, e.g., all but one study
sisted of a high-calorie, high-protein drink, with a low included supplementation during at least a portion of the
calorie beverage as placebo. All women were provided sensitive period. Finally, inferences about the effects of
with a vitamin and mineral supplement. The hypothesis specific nutrients will be limited by the precision with
tested was whether improved maternal nutrition was as which actual subject intakes were measured.
sociated with improved growth and development in in In subsequent sections, we will address what is known
fants. about the specific outcomes affected by malnutrition, the
The study in Mexico (Chavez et al. 1975) was a sup significance of the timing of such insults, the issue of
plementation study of nutritionally at-risk infants during differential responsivity (i.e., individual differences), and
the first year of life in a small rural community. Pregnant the role of specific nutrients. We will then discuss po
women were provided with milk, vitamin and mineral tential mechanisms that may account for these data and
supplementation starting at 45 d gestation. Infants (n = conclude with a discussion of their implications for policy
20) began milk and food supplementation between the and future directions for research.
12th and 16th wk of life, in quantities sufficient to main
tain growth. Twenty additional dyads of mothers and in Specificity of effects
fants born during the previous year were included as con
trols. This study focused on the effects of improved nu The first question refers to what is known about the
trition on mother-child interaction. specific outcomes or processes affected by malnutrition
The New York City trial (Rush et al. 1980) identified during each particular stage of development.
nutritionally at-risk pregnant women and randomly as Infancy. One of the strongest conclusions we can
signed them to one of three treatment groups: high pro draw regarding the specific effects of supplementary
tein and calorie supplementation, moderate protein and feeding is on motor development during infancy. Despite
calorie supplementation and a control. All women (n = variation in the measures of motor development across
770) received standard multivitamin and mineral tablets. studies (e.g., Bayley Scales of Psychomotor performance,
The major hypothesis tested was whether improved ma Griffiths Subscales), a strong and consistent association
ternal nutrition is associated with improved infant out has been reported (Grantham-McGregor et al. 1991, Hu
comes, including mortality rate, growth and cognitive saini et al. 1991, Jóoset al. 1983, Pollittetal. 1993, Waber
development. et al. 1981). This finding is reinforced by the results of a
The Indonesia study (Husaini et al. 1991) consisted of meta-analysis that concluded beneficial effects on motor
a 90-d supplementary feeding trial of nutritionally at- development among younger (8-15 mo) as well as older
risk infants (n = 113) in day care centers located on tea infants (18-24 mo) (Pollitt and Oh 1994).
MALNUTRITION AND COGNITIVE DEVELOPMENT 2241S

TABLE 1
Description of studies included in this review

characteristics
supplementEducationalKCalXXXXXXXXProtXXXXXXXXMicroXXXXXXControl1
of
atinitiationGestation-79
of SS
OutcomesQ2 component

Guatemala1969-1977JamaicaCali y2y3yGestation
&. 7 MVNNNQ
C, scale,Preschool
infant
School,Psychoeducational
battery,
testX
y4y+Gestation-6
mo-2 GriffithsX3
1971-1974BogotáIndonesiaTaiwanNew WISCX Preschool battery,
mo6-20 y3 &. 3 Griffiths,
EinsteinBayleysBayleys,
moMaternal moGestation NQ
onlyMaternal &lactationGestation5yrNutrient C,
MVMVNComposite IQBayleys,5-y-old

CityMexicoAge
York onlyMaternal permanence,Play,
Obj
habit/deshabitM-I
3mo+SupplementationdurationGestation
&. activity,maternal
contract
care & concern

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1Supplement administered to control group: N, none; MV, multivitamin and mineral supplement; C, calorie.
2 Consumption quantifiable.
3 Education not separate from nutritional intervention.

Less consistent effects have been reported on mental It is important to caution that the apparent strength
development during this same developmental period with and consistency of effects may be related to types of out
the meta-analysis indicating effects of supplementary comes most frequently used and the strength of their
feeding on mental development only among the older (18 psychometric properties. Lack of evidence for effects on
mo and older) infants (Pollitt and Oh 1994). In this case, information-processing measures may reflect weaker
mental development is nonprocess specific. statistical properties of the tests used to measure these
Preschool. The available evidence (i.e., Guatemala, constructs (e.g., lower reliability and internal consistency)
Jamaica, Cali and Bogota) indicates that there are signif rather than the absence of an effect. Furthermore, it could
icant effects of supplementation on broad measures of be expected that information-processing measures, such
cognitive development during the preschool period, de as attention, would show an immediate sensitivity to
spite differences across studies. It is important to note supplementation and that these effects could potentially
that the Bogota and Guatemala studies included both pre- mediate long-term effects such as the achievement-related
and postnatal supplementation, whereas the Jamaica behaviors observed in the Guatemalan study. Further
study was solely postnatal. The Cali study, as noted, refers more, it should be pointed out that by limiting outcomes
to a combined nutritional and educational intervention. to typical developmental scales and IQ tests, those mea
Furthermore, the reported effects are limited by the na sures most sensitive to changes associated with malnu
ture of the outcome measures used, i.e., broad measures trition may have been overlooked (e.g., social and affec
of cognitive abilities (e.g., developmental quotient [DQ], tive behaviors). This is particularly important in light of
general cognitive ability, preschool battery factor scores, the research on early interventions that has shown de
vocabulary and various subscales of the Griffiths and Pre clines in IQ gains over time but long-term effects on more
school Battery) rather than more specific process vari socially mediated behaviors such as teen pregnancy, high
ables. school completion, and delinquency (Haskins 1989).
Post intervention follow-up. For three studies, fol
low-up data are available to test whether there are en Critical periods
during effects once the intervention had been discontin
ued. In the first, Taiwan, children were tested on an IQ The underlying assumption of a critical (or sensitive)
measure at 5 y of age, and no effects were reported. In period is that there is a specific time during which de
Bogota, subjects were followed up at about 6 y of age, velopment is particularly sensitive or vulnerable to insult,
and differences were reported on achievement-related and that period is one characterized by rapid brain growth
abilities (Griffiths) but not on more basic cognitive com and development. The actual definition of the boundaries
petencies (e.g., Einstein). In the longest follow-up (e.g., of this period (e.g., gestation, first 2 y of life) and the
Guatemala) through adolescence, supplementation effects degree to which it is either critical or sensitive vary from
were evident across a wide variety of tests termed psy- study to study.
choeducational reflecting skills in such domains as read Not coincidentally, with the exception of the Cali
ing, numeracy and other achievement-related areas. Fewer study, all of the studies addressing malnutrition and be
effects were evident on tests of basic processes: memory, havior focused the intervention on at least some period
simple and choice reaction time. considered part of the sensitive period, and only the Bo-
2242S SUPPLEMENT

gota study design allowed for testing contrasting periods of greater initial deprivation, hence, a catch-up type
of sensitivity. As a consequence, although most of the mechanism (cursory attempts to answer this question
reported effects occur during periods considered sensi suggest support for this latter explanation). The evidence
tive, the majority of the designs do not allow for dis from Bogota—that families with greater resources had
counting other periods or actually determining the children who responded most significantly to the supple
boundaries of these effects. mentation, although in the opposite direction—raises
Prenatal. Those studies that actually built in a spe similar questions. What were the characteristics of the
cific test of the critical period hypothesis did not find children in the Bogota study (those from families with
evidence to support it. For example, data from Bogotá greater resources) that allowed them to benefit from the
(Waber et al. 1981) found that supplementation during supplement? Although it is less likely that the effects were
the first 6 mo was not critical (e.g., subjects who began purely nutritional (dietary)—families with greater re
supplementation after 6 mo of age did comparatively sources could be expected to have had better diets—it
better) and more importantly, was not sufficient (e.g., if may be that supplementation allowed for greater utili
treatment was not continued beyond 6 months, the ben zation of either nutritional resources or other behavioral
efits were lost). resources. Methodologically, the data do not provide de
Postnatal. The significant effects reported in the Bo finitive answers to these questions.
gotástudy of supplementation beginning after a critical In the only other study to explore the issue of inter
period (defined as 6 mo) were also supported by data from actions (Jamaica), the authors focused their discussion of
Jamaica (intervention after 9 mo) and Cali (after 3 y), interactions on differences between treatment types (nu
although, again, the Cali intervention included an edu tritional vs. psychosocial) without addressing specifics of
cational intervention as well. individual differences. Further analyses are warranted to

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Prenatal and postnatal. In Guatemala, those with address these issues.
both pre- and postnatal supplementation over extended Beyond issues of differential responsivity based on SES
periods of time (e.g., minimum 2 y) evidenced the greatest and family background, individual characteristics re
effects, corroborating the data from other studies (e.g., flecting the health and nutritional status of subjects may
Bogota}. Because of design limitations, small sample sizes be important factors to consider. For example, among
precluded the ability to test hypotheses with regard to populations where the incidence of parasitic infection is
specific groups (prenatal only and postnatal only). high, malnutrition rates also tend to be high, and mal
We can conclude, then, that the periods of gestation nourished children are less able to ward off parasitic in
and the first 2 y of life continue to be important periods fections. Furthermore, treatment of parasitic infection
in the development of young children and have important has been associated with increased appetite, food intake
implications for subsequent development. The evidence and growth (Stephenson 1989, Stephenson et al. 1989).
indicates, however, that nutritional interventions can be Similarly, because the role of micronutrients is particu
effective even when initiated outside of this sensitive pe larly relevant to infection (e.g., iron and blood loss), the
riod and that our consideration of nutritionally at-risk confounding role of infection and the potential role of
children should be expanded to include children of all interactions between nutritional status and infection
ages. Furthermore, given the mixed findings regarding must be considered.
prenatal supplementation alone, efforts at improving in
fant nutrition should focus on duration as well as early Nutrients
targeting.
One of the most important advances in our under
Differential responsivity standing of the relations between malnutrition and be
havior has been in the shift in recent years from a focus
The most common analytic strategy employed in most on either calories or protein to a more complex under
of the studies reviewed has been to assume a linear re standing of nutritional needs and diets. Despite these ad
lation between nutrition and outcome, with the focus vances, all of the studies reviewed here were designed
being on testing between-group differences—very few with the notion of calories (and in some cases protein) as
attempts have been made to examine the role of individ the limiting factor. Consequently, they are seriously lim
ual differences (e.g., potential interactions). However, in ited in their ability to address concerns relating the spe
keeping with current developmental theory as well as the cific roles of micro-vs. macronutrients or dietary quality.
available evidence, those studies that tested for interac There are three major concerns in terms of our under
tions provide some interesting information regarding standing of nutrients that need to be addressed.
important individual differences that may affect respon The increased recognition of the importance of both
sivity to nutritional interventions. quality and quantity of intake has not been paralleled
For example, data from Guatemala show that children with adequate measurement of intakes. To our knowl
from lower socioeconomic status (SES) families were edge, only two studies coded the actual consumption of
more likely to respond to treatment than those from up the supplement: Guatemala and Taiwan. In Guatemala,
per SES families. The question that these analyses raise analyses led to the conclusion that no one type of nutrient
is whether the effects observed were a function of greater (e.g., protein, calorie or micronutrient) was solely re
nutritional need or of greater consumption. In other sponsible for the observed effects (Oh, S.-Y. and Pollitt,
words, did poorer children consume more and hence show E., unpublished results). In New York City, Bogota and
greater improvement (i.e., dose response), or did children Cali, the consumption data were estimated from dietary
consume equivalent amounts but improve more because recall. In general, these measures have low reliability.
MALNUTRITION AND COGNITIVE DEVELOPMENT 2243S

In addition to the issue of the accuracy of measuring collected include both process variables as well as stan
dietary and supplementation intakes, the studies re dard outcome measures.
viewed here are limited by the fact that no consideration With regard to other types of models that can be hy
was given to the potential effects of micronutrient (in pothesized and tested, it follows that the significance of
most cases, a multivitamin) supplements provided to the motor development is at least due in part to the match
control groups. Although at least five of the studies (i.e., between timing of the intervention and the sensitivity of
Guatemala, Bogotá,Cali, New York City and Taiwan) development of the particular behavior being measured.
gave supplements that included micronutrients (usually For example, motor development may be particularly
a multivitamin) in addition to protein and calories, most sensitive to intervention during the period of acquisition
of the comparisons between treatment and control groups of motor milestones and after which no effects would be
did not account for the potentially confounding role of observed. At later (or earlier) periods, the effects of nu
micronutrient supplementation to the control group. tritional deprivation will be manifested in other behav
Finally, a third difficulty is the actual role of specific iors.
nutrients. There is now evidence that clearly shows that The data reviewed here raise some important questions
micronutrients may have independent as well as cumu regarding the pathway(s) by which nutritional effects oc
lative or interactive effects on behavior (see other articles, cur. For example, how do we reconcile the fact that sup
this volume for discussions of specific nutrient effects). plementation to mothers and supplementation to infants
None of the study designs or analyses considered poten result in similar behavioral effects in infants (e.g., im
tial interactions of specific nutrient deficiencies with the proved motor development) or that different nutritional
nutritional intervention. deficiencies (e.g., iron and protein energy) appear to have
similar effects? Although one might argue that as the re

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cipient of the intervention changes, so must our inter
Mechanisms pretation of the mechanisms involved, it is also possible
to think about the possibility that there may be common
Before discussing the data in terms of mechanisms, it pathways that lead to similar outcomes. The data re
may be helpful to summarize the conclusions from the viewed here do not provide answers to these questions
previous discussion: but rather illustrate the need to explore more closely the
1. There is evidence to support nutritional effects on implications of such explanations.
behavior independent of social and environmental One of the most promising avenues for understanding
factors. mechanisms comes from the data on environment by or
2. Differential responsivity, i.e., that the effects (or re ganism interactions. The evidence, however, is not easily
sponse) of nutritional supplementation are not interpreted: whereas data from Guatemala suggest that
equally distributed across all individuals. children from poorer families benefited more from sup
3. Nutrient quality and quantity are not independent plementation, children from Bogotáseemed to benefit
contributors but rather they may be additive or in more when they came from environments that had more
teractive components. Malnutrition is the result of resources. It may well be that both need (e.g., poor SES)
the inadequate intake of foods within a diet rather and resources (e.g., maternal education) interact to influ
than simply as specific nutrient deficiency. ence outcome. In this case then, individual differences
Despite advances in many areas, the accumulated based on these characteristics (socioeconomic status,
knowledge was not particularly useful in specifying wealth and education) will determine the degree of effects
actual mechanisms (via CNS function) linking nutrition of a totally nutritional nature. Both greater specificity of
to behavior. The most common explanatory model, design and more precise clarification of hypothesized in
nutrition -*• brain development -*• behavior, suggests teractions will improve our ability to understand the
that malnutrition affects brain growth and development pathways by which behavioral, environmental and CNS
and hence future behavioral outcomes. The literature functions interact with nutritional status. Finally, the de
reviewed here provides no insight as to what brain gree of sophistication in specifying the role of particular
structures and/or brain functions were affected. A fre nutrients (see Chapters on Iron and Zinc in this volume)
quently proposed alternative explanation argues that is probably one the greatest contributions that this field
the effects of malnutrition are the result of a complex has made in the past 20 years to our understanding of
process of behavioral and socioenvironmental depri the nutrition-behavior literature. However, this notable
vation. Again, none of the studies reviewed here ac scientific advancement has not been paralleled in terms
tually collected data to support this hypothesis. of solving the problems of the endemically malnourished
In contrast, more recent studies have taken into ac poor. Although meritorious in its own right, the study
count these weaknesses and postulated actual processes of the relation of specific nutrients to specific develop
by which malnutrition may affect behavioral develop mental processes becomes significantly more meaningful
ment. Illustrative of this approach is an ongoing study in when it guides our actions to provide better diets to un
Indonesia (Pollitt, E., personal communications). In part dernourished children.
on the basis of the accumulated evidence for consistent
effects of supplementation on early measures of motor Avenues for future research
development, Pollitt and his colleagues recently hypoth
esized that the association between nutritional status and This paper attempts to highlight ongoing concerns in
cognitive development is mediated by motor maturation, understanding the relations between malnutrition and
activity level and exploratory behavior. The data being cognition and the availability of knowledge to address
2244S SUPPLEMENT

such concerns. At the present time, there is insufficient Freeman, E., Klein, R. E., Townsend, J. W. & Lechtig, A. |1980)
information available to provide definitive answers to Nutrition and cognitive development among rural Guatemalan
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Grantham-McGregor, S. M., Powell, C. M., Walker, S. P. &. Himes,
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Haskins, R. (1989) Beyond Metaphor: The efficacy of early child
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limited, suggests that these children can respond to
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