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Keywords: GSM, UMTS, Handover Performance, Handover In this paper we propose an analytical model where the signal
Algorithms. quality in the UL (uplink) is also considered as one of the
handover initiation parameters for the 3G-2G HO direction.
Abstract Real data from live networks is also used to complement the
analytical results.
One of the most interesting UMTS networks features is their
integration with the 2G networks that provides seamless End- The two handover directions; 3G-to-2G inter-RAT HO and
to-End services. Current widely deployed 2G and 3G 2G-to-3G inter-RAT HO will be considered.
networks provide InterRAT (Inter Radio Access Technology)
mechanisms enabling interoperability between them in a
manner that is almost transparent to the subscriber. These 1) 3G-to-2G Inter-RAT HO direction.
enable maximum benefit from 3G services while ensuring
wireless coverage continuity in geographically extended Due to the channel fading conditions faced by the UE,
networks, where 3G coverage halls exist. These mechanisms received signal sees fluctuations that might cause unnecessary
include InterRAT idle mode reselection, InterRAT dedicated handovers, even for non-moving mobiles. In order to reduce
mode reselection for PS (Packet Switching) services, and these unnecessary handovers, a proper design for the
InterRAT handover for voice calls. The aim of this paper is to handover initiation conditions is required. Unlike in 2G
evaluate the InterRAT hand-over (HO) performance between technology, in 3G networks, the traffic is considerable, as it
2G and 3G networks. Analysis of the performance would be has a direct effect on the network QoS. The noise level
presented in the two HO directions. We propose an analytical increases with the increase of active users in the cell. In this
model where the introduction of the 3G cell's load as one of paper we propose the consideration of the 3G-cell traffic,
the HO initiation parameters is considered. In addition, an which is related to the noise level seen at the Node_B, for the
Inter-RAT HO ping-pong defensive mechanism is proposed. 3G-to-2G HO triggering conditions, beside the signal quality
evolution done by the UE, which is specified by 3GPP
1 Introduction standard. 3G-cell traffic could be evaluated by the Node B,
based on the noise level received from each UE in the UL
The purpose of the inter-RAT HO (handover) procedure is to direction. 3G-cell capacity is usually limited by the UL
keep the service provided to the UE (User Equipment) while interference level generated by the increased number of users
moving away from the coverage are of one RAT (GSM or messaging the Node B at the same time and on the same
UMTS) to another (UMTS or GSM). Before the handover frequency. Beside the signal quality measured by the UE and
process is completely achieved, different phases should take expressed by the CPICH Ec/Jo, corresponding BER value
place; HO triggering conditions, measurements done by the could be obtained from individual link level simulations, the
mobile UE on the neighbor cells, and selection of the best cell load is also added to the HO triggering conditions. The
candidate cell that fulfills the handover criteria condition. The UE signal quality reflects only the interference level received
handover initiation could be based on several criteria; whether by the UE and not the interference level received by the
signal level, and UE distance away from the BS, or even Node-B. After the completion of the handover triggering
based on the desired service. Over facilitating the HO conditions, the UE goes into CM (Compressed Mode) status
procedures might cause the mobile terminals to handover where it could make measurements on the 2G neighbor cells.
their calls from one cell to another and return back to the first The UE sends the measurements results to the network to
cell after a very short period causing the increase of the decide which cell is the best for HO after the fulfillment of
signaling messages on the network, which is known by the the HO criteria.
Ping-Pong effect.
The HO criterion for the Inter-RAT case is the (event 3a)
In the opposite sense, handovers might be designed in a way
criteria as specified by 3GPP standard. The criteria states that,
not to be performed easily, which would increase the call "The estimated quality of the currently used 3G frequency is
drop rate due to signal level degradation received by the UE. below a certain threshold and the estimated quality of the 2G
A tradeoff between fast and easy HO and between delayed system is above a certain threshold".
HO exists.
This introduction of the 3G-cell traffic is expected to reduce performed. In this section we present the HO initiation and
the noise generated in the 3G cell and hence, the enhancement execution analytical model that will be used in this paper.
of the 3G system performance is anticipated. Two different models will be used for the two different HO
directions: 3G-to-2G HO and 2G-to-3G HO.
Different from [1], the signal quality (BER) is considered as
one of the HO initiation conditions in our analysis beside the 1) 3G-to-2G Inter-RATHO direction.
UL noise level seen by the Node B. In the next section our
proposed analytical model will be presented. The mobile UE performs measurements on the 2G neighbor
cells, once the triggering conditions are fulfilled. These
2) 2G-to-3G Inter-RAT HO direction. triggering conditions take into consideration the signal quality
at the mobile UE denoted by Qused, presented by the measured
In the GSM to UMTS direction, it's desirable to have all CPICH Ec/Jo value, and also the cell load presented by the
Mobile Station (MS) terminals that are UMTS ready to be UL interference level seen by the Node B denoted by ULin-.
served in the UMTS service layer. Nowadays operators The best cell among the neighbor cells that fulfills the HO
deploy 3G services in two strategies. The first strategy is to criteria (event 3a) is to be selected for HO execution.
extend the coverage of the deployed GSM network, and the
other is to co-locate UMTS sites side-by-side of the existing Event 3a criteria could be denoted mathematically as:
GSM sites, which aims at introducing new 3G services as a
new service layer. QUsed< ThUsed -H3a and Qtarget +CfOtarget Thtarget +±H3a>
Decision to handover the UE/MS from the serving GSM cell where Qused is the quality of the 3G cell signal measured by
to one possible target 3G cell must ensure acceptable radio the UE and presented by CPICH Ec/Jo, Qtarget is the quality of
conditions in the target 3G cell. Radio conditions of the target the target 2G cell presented by the received signal level in
3G cells is defined by two main quantities [3] CPICH Ec/Jo dBm, CIO is the Cell Individual Offset of the target 2G cell.,
and CPICH RSCP, which are the received energy per chip of H3a is the hysteresis margin for event 3a, Thused is the
the primary common pilot channel of neighbor 3G cell and threshold value for the received CPICH Ec/Jo, Thtarget is the
the Received Signal Code Power of the primary common 2G cell received signal level threshold for event 3a.
pilot channel, respectively. CPICH RSCP reflects 3G radio
propagation conditions at the UE/MS location. CPICH Ec/Jo The measured CPICH Ec/Jo reflects the signal quality
reflects 3G cell signal quality at the UE/MS location, as well received by the mobile UE. The common pilot channel
as load situation in target 3G cell [4], recalling that noise level
(CPICH) is the channel that has to be detected by all the
in 3G is affected by the number of UE/MS served by the cell. mobile UEs everywhere in the cell. If the UE is not able to
detect the CPICH of certain (x) cell, this UE is said to be: "not
Joint optimization of GSM to UMTS handover and UMTS to covered' by this (x) cell. Hence CPICH defines the coverage
GSM handover is necessary in order to minimize call drop area for the cell and it is transmitted by 10% of the total
probability encountered in both radio access technology and Node_B power.
to minimize probability of unnecessary handovers. These
unnecessary handovers result in unnecessary increase in We propose the division of the CPICH Ec/Jo range into three
signaling load, and is considered the main cause of the regions defined by two thresholds Th1 and Th2; a) HO is
undesired ping-pong phenomena. In this paper we propose a needed region, where CPICH Ec/Jo < Th1. b) No HO is
defensive mechanism to reduce the effect of ping-pong needed region, where CPICH Ec/Jo Th2. and c) HO might >
phenomena between GSM and UMTS without a great effort be needed region, where Th1 < CPICH Ec/Jo < Th2. In the
in optimizing handover detection thresholds. Such defensive third
region the UE receives somehow a degraded signal
mechanism could be implemented in either BSS, or UTRAN. quality due to the quite increased interference level. At this
The rest of this paper is organized as follows. In Section 2 we point another metric needs to be confirmed before activating
demonstrate handover process in both GSM to UMTS the CM and
triggering the measurements on the
direction and visa versa. We underpin the model by cells. This metric is the UL interference level neighbor
2G
performance metrics proposition that can be used for the presents the 3G cell load. Figure 1 shows the three (ULint) which
regions on
purpose of handover process optimization. Section 3 includes the CPICH Ec/ Jo axis.
numerical results extracted from field measurements. Section
4 proposes the ping-pong defensive mechanism. Finally, Th Th2 CPICH-EcIo
Section 5 concludes the paper.
HO might be needed
HITs nee4d 7needed
No HO
is
2 Analytical Model
The HO process passes by phases before it is completely Figure 1: CPICH Ec/Jo regions.
The handover procedures of initiation and execution for 3G- and also indicates whether these tasks shall be performed
to-2G HO direction are explained in Figure 2. when RXLEV (Received Signal level from GSM cell in dBm)
of the serving cell is below or above the threshold.
Qsearch C can take the value from two different sets. It
controls either if the UE/MS search for 3G cells if signal level
below threshold (0-7): -98, -94, ..., -74 dBm, oo (always) or
above threshold (8-15): -78, -74, ..., -54 dBm, oo (never) [2].
Appropriate setting of Qsearch C reduces number of
unnecessary measurement reporting and hence affects
handover probability.
Moreover, setting of this parameter directly reflects operator
UMTS deployment strategy. Setting Qsearch C such that
UMTS measurement is triggered only if GSM level is below a
certain threshold is a preferable scenario in case UMTS cells
are deployed in areas where GSM coverage holes exist. In
this case, it becomes reasonable to set Qsearch C in 0 to 6, as
handover becomes necessary only the UE/MS experienced
degradation in GSM signal level. In case UMTS sites are co-
located with GSM sites, it is reasonable to trigger UMTS
measurements if GSM level is above a certain threshold. This
is because in this case the GSM signal strength will be almost
always higher than UMTS signal strength. Hence it makes no
sense just to wait until the GSM signal strength is degraded,
as 3G signal won't be good anyway. Recommended setting is
"Always search for 3G neighbors".
The UE/MS measures the neighbor UMTS cells indicated by
the network. FDD REP_QUANT parameter controls which
measurement quantity (RSCP or Ec/Jo) the UE/MS shall
yes measure. In the rest of this paper we assume that the UE/MS
measures CPICH Ec/Jo. In case Transmit diversity is applied
HO execution| on primary CPICH the received energy per chip (Ec) from
each antenna shall be separately measured and summed
together into a total received energy per chip on the Primary
Figure 2: 3G-to-2G Handover initiation and execution
analytical model. CPICH, before calculating the Ec/Jo. The UE/MS reports best
UMTS cells, which is part of the neighbor cell list. The
From the previous analytical model, conditions for a HO from number of reported UMTS cells is controlled by the GSM
3G cell to 2G cell to be occurred are; network according to the value of the parameters
FDD_MULTIRAT REPORTING in case of UMTS FDD and
by TDD MULTIRAT REPORTING in case of UMTS TDD.
{[Qused < Th1] or [(Th1 < Qused < Th2) and (ULint > Ith)]} and
{Qused < Thused -H3a} and {Qtarget + ClOtarget > Thtarget + H3a} The network keeps a bookkeeping of the reported UMTS
and {Qtarget = max [Qt, t =1,.N]} (1) cells and evaluates if handover is needed to be performed
Where ULint is the UL interference level seen by the NodeB, towards a target cell. Cells are ranked for handover condition
and Ith is the interference threshold value. evaluation according to the reported value of Ec/Jo, so that
best cells are considered first. In order to compensate fast
fluctuations in radio environment the network performs a
2) 2G-to-3G Inter-RAT HO direction sliding window averaging algorithm on the reported
measurement quantity (CPICH Ec/Jo). TEC/IO is the handover
For GSM to UMTS handover the UE/ME has to measure the detection threshold. Handover to a UMTS cell is performed if
UMTS neighbour cells. UMTS cells that should be measured the condition in Equation (2) is fulfilled.
by the UE/MS are identified and sent to the mobile on
Signaling Associated Control Channel (SACCH).The network Average (Ec /IO ) > TE /Io (2)
controls the measurements of UMTS cells by the parameter
Qsearch_C sent on SACCH. Qsearch_C defines a threshold
3 Results 7lul:::: i±wI(Eb
1
N,)*R*v (3)
In this section we would present how the probability that a where ilj, is the load factor, W is the chip rate, R is the bit
connection executes a handover from 3G cell to 2G cell has
been calculated. The calculations are based on both the rate of the service, Eb /NO is the required energy per bit over
analytical model presented previously and also on the the noise power spectral density to establish a connection
measurements results from real live networks. with a service bit rate R, and activity factor v.
A. UMTS to GSM Handover
Figure 5 shows the load factor for three different services (bit
1) Handover Probability rates), Speech AMR (Adaptive Multi Rate) 12.2 kbps, PS64
kbps, and PS384 kbps, respectively. It is clear from the figure
Figure 3 shows the CDF (Cumulative Distribution Function) that the load increases with the required bit rate for the
for the received CPICH Ec/Jo, based on measurements in a different services. As the load increases, also the noise level
typical urban outdoor mobile environment. Normally the CDF in the cell increases. They are directly related by the
should change for different environments and also depending following equation:
on the number of installed base stations.
NoiseRise= 1/1 - '71u (4)
CDF
Load Factor
25%
20%
15%
10%
5%
0%
12200 64000 384000
-25 -23 -21 -19 -17 -15 -13 -11 -9 -7 -5 -3
Se rvIice Rate (bps)
CPICH EcIIO (dB)
Figure 4 shows the CDF for the obtained Qu,sed (received Figure 6 shows the PDF of the UL interference in different
signal level) in a typical outdoor rural 2G mobile 3G cells deployed in a rural radio propagation environment.
environment. We can notice that the cells are facing low UL interference
level. These curves are the output of averaging process over
several days. Actually in nowadays 3G networks the traffic is
CDF
low especially for PS services. One of these curves has been
0.9 used to calculate the HO probability in case the load exceeds
0.8 a certain threshold.
0.7
0.6
PDF
0.5
0.8|
0.4
-Cell 1 0.7
0.3
Cell 2 0.6
0.2
0.1
Cell 3
Cell 4 0.5
-120 -110 -100 -90 -80 -70 -60 -50 -40 -30 -20 -10 0 + Cell 5 0.4
2G Rx Level (dBm) Cell 6 0.3
- Cell 7 0.2
-Cell8 0.1
that several handover types are experienced by the UE/MS. Where Ec/Io is the CPICH Ec/Io measured by the UE/MS in
During the test the UE/MS experienced 20 handovers from GSM dedicated mode,
TEC/IO is the Handover detection
GSM to UMTS, 14 handover from UMTS to GSM, and 46 threshold based upon CPICH Ec/Jo value, RxLev is the GSM
Intra-GSM handovers. The call interruption time due to signal level in dBm, and Q is the Qsearch_C parameter as
handover is computed as the time difference the UE/MS specified in [2][2].
receives "Handover Command" message from the old cell
and sends "Handover Complete" message to the new cell. Qsearch C limits probability of GSM to UMTS handover, as
This does not take into account the Handover decision time, stated in previous section, and it should reflect Operator
as during that period the UE/MS is still in call. strategy of employing UMTS technology. In case UMTS is
employed for coverage extension, it is reasonable to trigger
Figure 9 illustrates the call interruption time encountered due UMTS search in case GSM RXLEV is below Qsearch C
to Inter-RAT Handover and compared to Intra-GSM value. When UMTS is co-located with GSM, it is reasonable
Handover. Similar performance was encountered for GSM to to trigger UMTS search in case GSM RXLEV is above
UMTS handover and for UMTS to GSM Handover. This is Qsearch_C value.
explained by the fact that signaling path is the same for the
Inter-RAT Handover case. On the average the User 3) Call Drop Probability
experiences 200 milliseconds of call interruption, which
should not affect voice quality compared to Intra-RAT Hardening Handover decision by increasing handover
handover. detection threshold is a good choice to reduce the chance of
unnecessary handovers. Reducing unnecessary handovers has
350.00 a direct impact on reducing Call drop in UMTS side as the
' 300.00
E
probability of underestimating radio conditions in UMTS
250.00 vanishes. Also it has an influence on reducing ping-pong
.2
Q 200.00
* Average effect.
* Maximum
.$ 150.00
r StdDiv
i, 100.00 0.97
G)
0.8 Alwayes Search UMTS
50.00- t._
0.....a...Q=-2(below)
n
0.00 0co 05, - Q=-78(below)
2G-2G HO 2G-3G HO 3G-2G HO n Q=-74(below)
Handover Direction 0
IL
0.4 - Q=-78(above)
0.3 - 0Q=-74(above)
0.2- Q=-70(above)
u.1
Figure 9: Call Interruption time in milliseconds for the three 0-
cases of GSM-GSM HO, GSM-UMTS HO, and UMTS-GSM llN"D ~ ~,~'b lb 'l0I,Z
.K$~~l
HO. TEcIIo
0.0 2003 value after a certain time. We define T1p as time during which
0.0