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I~EC
Copyright 1969 b ' Pages 14-28
S . y the Am .
Reprinted from oClety and reprinted b enc.an. Chemical
the copyright owner y permission of
General theory of creep flow is proposed which indicates permeability
Advances in Theory of
VOL 6 1 N O. 1 2 0 EC EM B E R 1 9 6 9 15
The skewed capillary model shown in Figure 2 is a volume V which contains a volume of fluid V f. The
minor variation of the well-known straight capillary volume porosity is given by
model (28, page 114), but it cannot be obtained from
that model by a simple transformation of coordinates (1-4)
because the boundary conditions, which may be imposed
on the flow, also change under a coordinate transforma-
tion. A third approach, which lies somewhere between or more explicitly in terms of the void volume distri- -
bution function
statistical models and geometric models, is the develop-
ment of correct averaged forms of the governing differ-
ential equations. These equations should be valid for any
cp = _1
V
r a(r)dV
Jv (1-5)
geometry, thus the results obtained for specific geometric
models must satisfy the averaged equations. In addition, Throughout this work we will require that the averaging
any statistical model should be in accord with the averaged volume be constant in time and space; however, the
equations. All three methods lead to unspecified param- magnitude of the fluid volume V f may vary with position
eters which must be determined experimentally, and subject to certain restrictions to be discussed later.
the primary objective of theoretical work in this general Before attacking the problem at hand-i.e., obtaining
area is to aid in the interpretation of experimental data. the averaged forms of the governing equations-we must
In attacking the problem of incompressible flow in establish some ideas about area and volume averages
porous media, one is confronted with the fact that the and what is meant by a "meaningful average," and we
final result is pretty well established-i.e., Darcy's must develop an averaging theorem to relate averages
law gives an accurate description of the flow. Because of derivatives to the derivatives of averages.
of this, it is easy to proceed along a variety of ap-
proaches, some of which might well be erroneous or 2. Averages
wholly intuitive, to the correct final result. We will try to In treating problems of flow in porous media, we
avoid this pitfall in the present study and establish assume that some microscopic characteristic length, d,
as carefully as possible a logical, correct route to the exists which is representative of the distance over which
final result. significant variations in the point velocity, V, take place.
Similarly, we designate the macroscopic characteristic
length as L, and assume it is representative of the dis-
1. The Problem
tance over which significant variations in the volume
We are concerned here with the incompressible, creep averaged velocity, (v), take place. In general, one
flow of a constant viscosity Newtonian fluid in a rigid associates d with the poorly defined but intuitively A
porous media. The equations governing this process appealing mean pore diameter, and L with some . .
are: macroscopic dimension representative of the process
1. The continuity equation under consideration. In Darcy's original work one
would consider d to be on the order of magnitude of the
v .V = ° (1-1) "diameter" of the sand grains used in the filter, while L
would be associated with the diameter of the filter bed.
The velocity, V, and position vector, r, are measured Letting if; be some point quantity (tensor of any
relative to an inertial frame imbedded in the porous order) associated with the fluid (velocity, density), we
media; thus the porous media may move with a con- define the volume average of if; as
stant velocity, U, relative to a frame that is stationary
with respect to the fixed stars.
2. The equations of motion
(if;) = ~
V
r
Jv!
if;dV (2-1)
°= - Vp + pg + JJ.V2v (1-2) One can now ask whether the average (if;) is a function
that is suitable to use in analyzing flow in porous media.
The restriction of constant viscosity is imposed by the If we were to plot (if;) versus V we might obtain a function
form of Equation 1-2. similar to that in Figure 3. Such a curve would be
3. The void volume distribution function obtained if the point associated with V was in the solid
region; thus V f would be zero for small values of V.
( ) = {1, if r lies in the fluid region (1-3)
As V becomes larger, portions of the fluid are contained
a r 0, if r lies in the solid region within V and the average increases from zero going
through some fluctuations representative of the varia-
If the function a(r) were known it would be possible, in tions in the point value of if;. For values of V larger
principle, to solve the governing equations and thus than V* the microscopic variations in if; are essentially
determine completely the pressure and velocity fields. smoothed out, but the value of (if;) need not become con-
However, a(r) is never known and we are obviously stant. It should be clear that (if;) is a continuous func- _
forced into a different type of analysis-i.e., a derivation tion for any value of V, but for values of V larger than _
of the volume averaged equations. In this approach V* the volume average (if;) becomes "smooth," and
we associate with every point in space an averaging thus amenable to the type of analysis we have in mind.
Iv XidV = 0 (2-6)
_1_
V Jv
r xixjdV = 0 ([2) (2-7)
«I/;» = _1
V
r (l/;)dV
Jv
(2-3)
choose V to be a cube of volume [3 and AU,k) to be an
area of magnitude [2 parallel to the (j, k) plane. We let
the center of the cube be the origin of our coordinate
For convenience only, we choose the point with which system, the sides of the cube being orthogonal to the
we associate (I/;) to be the centroid of V and expand (I/;) coordinate axes. The area average of I/; at the origin
in a Taylor series (32, p 228) choosing the centroid as is given by
the origin of our coordinate system. (Here Xi is the
position vector in index notation. Repeated indices 1I0 U ,k) = _1_
AU,k)
r I/;dA
J AI
(2-10)
are summed from 1 to 3.)
Here A, represents the fluid area contained within
A(j,k),the dependence of A, on the particular coordinate
surface under consideration being understood. The
volume average can now be expressed as
(2-4)
(1/;)0 = -
1
l
i XC ') =
XC') = -
+ 1/2 U
1/2
lI ,k)dx(i) (2-11 )
Here the subscript zero indicates that the function is
evaluated at Xi = O. Forming the average of (I/;) where (i), (j), and (k) are distinct. If we expand
indicated by Equation 2-3 yields if;U,k) in a Taylor series in X (ih we obtain
(2-5) (2-12)
VOL. 6 1 N O. 1 2 0 E C EM B E R 1 9 6 9 17
where the summation convention does not apply to with gradients of point functions, and we need to explore
indices in parentheses. Substituting Equation 2-12 the problem of averaging gradients of functions for we
into Equation 2-11 and evaluating the integrals yield are interested in obtaining gradients of averages rather
than averages of gradients.
(2-13) A general relationship between gradients of averages
and averages of gradients for functions defined in both
the solid and the liquid phase and suffering a jump dis-
Estimating the order of magnitude of the second deriva-
continuity at the phase interface has been presented by
tive as
the author (36); however, the result (37) is not available
CA/(J,k») in the readily accessible literature, and furthermore the
( -OX2(t)- 0 = O(if;U,k)/V) (2-14) development is a rather heavy-handed one. A similar
result has been obtained by Slattery (30) for functions
we can express Equation 2-13 as defined in the fluid phase by a rather ingenious applica-
tion of the general transport theorem [(35, p 347),
(2-15) (39, p 88)]. Since the original presentation given by
Slattery is rather terse, and since the development has
Thus if our analysis is to be restricted by I « L, it follows value in the analysis of more complex systems than the
that volume and area averages are essentially equivalent. one treated here, we will present a detailed version of
It is of some interest to apply this result to the void the theoretical development.
volume distribution function, a, which leads us to The general transport theorem can be written as
while the area average is the plane porosity, we find where Vet) is a volume bounded by the surface A(t)
that our restriction I «L requires the volume porosity moving at a velocity w which may be different from the
be essentially equal to the three plane porosities velocity of the fluid, v. If w is taken to be equal to V
the volume Vet) is the region occupied by a body and
(2-17)
Equation 3-1 is referred to as the Reynolds' transport
This relation between the porosities applies in general to theorem (2, p 84). To apply the general transport
anisotropic porous media; however, it is not necessarily theorem to the problem of averaging gradients, we
valid for a highly structured porous media in which the consider a point in the porous media (in either the fluid
order of magnitude estimate given by Equation 2-14 or solid) located on an arbitrary, continuous curve, the
might not apply to aU ,k). Note that if porous media are arc length measured along this curve being s. With
homogeneous or uniform, Equation 2-17 takes the form each point on the curve, we associate an averaging
volume V(s) bounded by a surface A(s). Of this volume,
<P = a(1,2) = a(2.3) = a(3,1) (2-18)
a portion is occupied by the fluid; we designate this
regardless of whether or not the medium is isotropic. portion by VIes) and its bounding surface by A!(s).
The local volume porosity is then given by
3. SlaHery's Averaging Theorem
<p(s) = V!(s) (3-2)
Up to this point we have been discussing the averaging V(s)
of some point function if;; however, in developing the
averaged form of the basic equations we will be dealing We consider now how the integral over VIes) of some
quantity if; changes as a function of s. Although the
transport theorem is generally viewed as a rule for taking
AUTHOR Stephen Whitaker is Associate Professor in the the time derivative of an integral having limits which are
Department of Chemical Engineering, University of California, functions of time, the analysis can be carried over directly
Davis, CalzJ. This work was supported by the National to the problem of obtaining the directional derivative
Science Foundation, Grant GK-477. The author also acknowl- (16, p 107). Thus, from Equation 3-1, we may proceed
edges the courtesy of the hand-written notes made available to directly to
him by Professor Howard Brenner, Carnegie-Mellon Univer-
sity, and the helpful discussions with Professor J. C. Slattery,
Northwestern University. This paper was presented as part of
-di
ds· VI(S)
if;dV = i VI(S)
- dV
(Oif;)
OS
+ f AI(s)
if; (dT)
-
ds
. ndA
(3-3)
the Symposium on Flow Through Porous Media, The Carnegie
Institution, Washington, D.C., June 9-17, 7969. where n is the outwardly directed unit normal for AAs).
-d
ds
i Vr(s)
1/IdV = i A.(s)
1/1(dr)
- 'ndA
ds
(3-8)
3-3 is obtained by replacing t in the derivation of the The directional derivative (39, p 232) can be expressed
transport theorem with the arc length, s. This simply in terms of ToeS) as -
means that we assume a continuous and invertible
mapping exists ~ = (dro) . V (3-10)
ds ds
r = r[~, s]
Substituting Equations 3-9 and 3-10 into Equation 3-8
~ = r(s = 0)
yields
which maps V,(s = 0) into V,(s). Here r and ~ are
comparable to spatial and material position vectors dr o). V
( ds
r
J Vr(s)
1/IdV = r
J A,(s)
1/1 (dro) . ndA
ds
+
(39, p 76). We will concern ourselves with quantities
i (dP)
which are explicit functions of time and the spatial
coordinates only, thus 01/l/os = 0 giving us 1/1 - ·ndA (3-11 )
A,(s) ds
-d
ds
~
Vr(s)
1/Ids = f Ar(s)
1/1 (dr)
- • ndA
ds
(3-4) Since dro/ ds is not a function of the limits of integration
for a fixed value of s, we may remove dro/ ds from the
integral sign to obtain
To clarify the dependence of 1/1 upon s, we note that 1/1
Jr Jr
is, in general, a function of the spatial coordinates and dro
time, 1/1 = 1/1 (Xj, t), and the spatial dependence may be (V 1/IdV - 1/IndA)
ds Vr(s) A.(s)
represented in terms of the arc-length s along an arbi-
trary curve to give, 1/1 = 1/I[Xj(s), t]. It should be clear
that the total derivative of 1/1 with respect to s is generally
fA.(S) 1/Ie~) . ndA (3-12)
nonzero and given by
Provided the volume V(s) is translated without rotation
along the arbitary curve C, any differential variation in P
(dVt)
ds
(01/1 ) (dXj)
OXj ds
(3-5)
is a tangent vector to the surface of the volume (21,
p 168)-i.e.,
while the partial derivative is zero since 1/1 does not
A depend explicitly upon s. The physical significance of dP) _ {a unit tangent vector} (3-13)
, . the derivative of the volume integral with respect to s ( ds - to the surface Ae(s)
is shown in Figure 4. It is clear from that figure that
dr/ ds over the solid-fluid interface is a tangent vector Thus dp/ ds and n are orthogonal and the right-hand
VOL. 6 1 N O. 1 2 0 EC EM B E R 1 9 6 9 19
side of Equation 3-12 is zero. Since dro/ ds is an arbitary porous media is moving at a constant velocity u, we
vector, we obtain must remember that V is to be interpreted as the relative
velocity which is also zero over Ai. With this in mind
v r
Jv!
if;dV = r
JA,
if;ndA (3-14) we write Equation 4-2 as
(if;) = ~ r if;dV
o= -VP + p,V2v (4-6)
V Jv Again, it should be kept in mind that v is the velocity
relative to u. Taking the divergence of Equation 4-6
we may divide Equation 3-16 by V (remember that V
and making use of the continuity equation show that P
is a constant) in order to obtain
must satisfy the Laplace equation
(4-8)
,
remember that there was one important restriction In addition, the velocity must satisfy the "no slip"
made in the derivation of Equation 3-17 namely condition at the solid-fluid interface.
M = OonA; (4-14b)
K-1 = ~
V
r nmdA
JA,
(M) = U at ro ( 4-14c) (4-21 )
where Equation 4-14c is a logical extension of assump-
tion A1. From Equations 4-14 we conclude that M We are now confronted with the question as to whether
is independent of (v), thus the point velocity is a linear K -1 has an inverse. We know that if P is constant, the
vector function of the average velocity. From Halmos pressure variation is hydrostatic, the point velocity is
(13, p 62) we know that a linear transformation is zero, and (v) = O. The same line of reasoning does not
invertible if, and only if, M . (v) = 0 implies that (v) = necessarily follow if (P) is constant; however, it is
0; however, v = 0 everywhere in the solid regardless intuitively appealing, and we will make the assumption
of the value of (v). Thus we cannot say that M has an
V(P) = 0 implies (v) = 0 A2
,
inverse.
Returning now to Equation 4-6, we form the scalar The theorem of Halmos (13, p 62) then indicates that
product with :A. K -1 has an inverse which we designate by K so that
(4-15) Eq ua tion 4-19 takes the form
("') = - _1
V
r
Jv!
(r. g)dV (4-25) while the pressure and body force terms are given in a
form most suitable for interpretation by the experi-
mentalist. (Here the surface area S must be large
We note that g is constant which reduces to
compared to [2 so that the integrals accurately represent
(4-26) the volumetric flow rate.) Massarani (20) has experi-
mentally verified Equation 4-34 for one-dimensional
where r is the position vector locating the centroid of flow in a nonhomogeneous porous media.
the fluid volume, V,. Because of the restrictions we have We can carry out analysis just a bit further by examin-
placed on the variation of the porosity, r can be con- ing Equation 4-21 and noting that an order of magnitude
sidered essentially identical to ro, the position vector estimate gives
locating the centroid of the averaging volume, V.
An experimental measurement of the fluid pressure
in a porous medium would probably determine the thus
quantity (p - po), which is defined K-l = O(d-2)
(p - po), =
1
v r (p
, Jv! - po)dV (4-27) and the inverse of K
by
-1 has an order of magnitude given
1 <I>d2) _
(v) = - - K . {V[<I>«P - Po), - pr·g)J} (4-29) (v) = - ( ----;; K· [V(p - po), - pg] (4-36)
J.I.
At this point we can say little about K. except that it
The general interpretation of the quantity Vr is
depends on the structure of the porous media. In
Vr = U (4-30) general, the determination of the scalar components ofK.
represents an enormous experimental task, although
where U is the unit tensor. In taking the gradient of geometric models can be helpful in shedding some light
averaged functions, we think of these functions as on this problem. In particular, one can argue from the
being defined at points in space, and if we associate the capillary model of Kozeny (4, p 196) that It should be
centroid of the averaging volume it appears consistent proportional to <1>2/(1 - <1»2, thus the difficulty in corre-
to write lating data is reduced. The spatially periodic model of
Brenner (5) indicates that K. should be symmetric;
Vro = U (4-31)
thus the results of those investigators who have tacitly
In as much as r is essentially identical to To we can ex- assumed this to be self-evident become more credulous, 6.
press the body force term in Equation 4-29 as and the experimentalist is faced with six undetermined ...
components instead of nine. The experimental deter-
V[-<I>pi· g] = -<I>pg - pi . gV<I> (4-32) mination of the scalar components of K. indeed repre-
VOL. 6 1 NO. 1 2 0 E C E M B E R 1 96 9 23
to the restrictions given by Equation 5-4, we now require To put our analysis of the dependence of K upon (0)
that on a sound basis, we first note that the vector (0) can be
Kn = Ka2 = 0 (5-7) represented by the skew-symmetric tensor 0 by the
relation
and the array of coefficients becomes
1
Kll Wi = 2 eijSljk or Q jk = ejkiWi (5-11)
Kij = ~ (5-8)
( The functional dependence of the scalar components of
K can therefore be expressed as
Clearly porous media symmetric about two orthogonal
planes must be symmetric about a third orthogonal (5-12)
plane so that only the diagonal elements are nonzero
We now assume that Kij can be expressed as a poly-
in the principal axis coordinate system established by
nomial in Qnp, and apply the Caley-Hamilton theorem
the three orthogonal planes of symmetry. Such ma-
(74, p 64) to obtain a closed-form expression.
terials are called orthotropic (72, p 159) and K is com-
pletely specified by the principal values K ll , K 22 , and Kij = Ail + AijmnIlQmn + AijmnIllQmpQpn (5-13)
Kaa. One can easily show that if K is symmetric in one
Here the A-tensors are polynomial functions of the single
coordinate system it is symmetric in all coordinate scalar invariant of Qmn-i.e., the magnitude of w. Sub-
systems; thus the permeability tensor for orthotropic stituting Equation 5-11 into Equation 5-13 yields
materials is symmetric. The skewed capillary model
represents an or tho tropic material-one plane of sym-
metry being perpendicular to the direction of the capil-
laries and the other two planes being orthogonal to the (5-14)
first. With a little algebraic effort we can show that
If, in addition to the transformations given by Equa-
tions 5-3 and 5-6, the permeability tensor is unchanged (5-15)
by a transformation of the type Since the A-tensors are unspecified we can redefine and
Xl = Xl cos 8 + X2 sin 8 regroup these terms to obtain
This expression means that the material properties of the For orthotropic materials, we can put Equation 5-29
porous media-i.e., the relationships among velocity, in the principal axis coordinate system and solve for ~
orientation, and pressure gradient are indifferent to the
choice of observer. In writing Equation 5-24 we have
~ -_ e (1) ~ _
Kll/
_
B(l)
/ _
-) 1 +
(KijKij B(l) - 3
used the fact that the relative velocity is frame-indifferent.
We also regard forces-i.e., V<P)-as being frame- e J (K22/B(1» - 1 + e J (R3a1B(l» - 1
indifferent (33, p 27), and we assume that the orientation (2)" _ _ / _ )
(KijKij Bm - 3
(3) " ( _ _ _ )
KijKij/B(1) - 3
vector ~ is frame-indifferent. Thus ~ must be thought
of as the gradient of some scalar property of the media. We must keep in mind that two assumptions were
Equation 5-24 requires that the B-tensors satisfy the made in the course of this development:
The anisotropic nature of a porous media can be
e
conditions
uniquely described by a single orientation vector, II)
Bi/* = Bi/ A.3
Bjj"Il* = Bjj"Il (5-25) The principle of material frame-indifference applies
B ijmnIIl* -- B ijmnIII to Darcy's law A.4
which leads to the restriction that the B-tensors must be 6. Transient Creep Flow
isotropic (not that the porous media are isotropic) (34, For transient creep flow our governing equations take
p 23), and we conclude the form
Bd = BIOij (5-26a) ov
Bij"Il = 0 (5-26b) p ot -VP + ~V1-v (6-1)
e <v) = _(if>:) (BmU + B(2)~~) . [V<p - po) f - pg] Here d is the tube diameter and v is the kinematic
viscosity. For the purpose of estimating microscopic
(5-28) transient times in porous media, a practical lower
Conclusions
V· V = 0 (7-2) The development presented in this paper has as the
The volume averaged continuity equation quickly primary objective a careful listing of the assumptions
becomes and restrictions that must be imposed if the point equa-
tions describing steady, incompressible, creep flow in a
V • (v) = 0 (7-3) rigid porous media can be integrated over an averaging
while the volume averaged Navier-Stokes equations may volume to produce Darcy's law. The functions to be
be written as averaged must behave in a manner such that the follow-
ing restriction is satisfied
e~~) + (v . VV») = d«I«L
e - V(P) + ~V JA;
f PndA + p.(V v) 2
(7-4)
and the averaging must be performed in such a way that
The averaging volume is constant and main-
tains a fixed orientation relative to an inertial
We can define a new velocity Ii which represents the frame
VOL. 6 1 N O. 1 2 0 EC EM B E R 1 9 6 9 27
Here d, I, and L represent characteristic lengths for: a(i. k ) plane porosity for the (j, k) plane
p fluid density, g/cc
(1) the structure of the porous media, (2) the averaging <p gravitational potential function, cm2/sec 2
volume, and (3) the macroscopic process. With these <I> volume porosity (= (a»
restrictions placed on the averaging process, Darcy's '" any tensor valued function associated with the fluid
j" unit tangent vector to an arbitrary curve, unit orientation
law can be derived from the point equations on the vector
basis of two assumptions " kinematic viscosity, cm2 /sec
Il coefficient of viscosity, dyne sec/cm2
v is a unique function of (v) w = orientation vector
V(P) = 0 implies (v) = 0 o skew-symmetric orientation tensor
Ii = reference position vector, cm
On the basis of two additional assumptions
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(27) Scheidegger, A. E., "Handbuch der Physik," 1960, Vol 3, Part I, Springer-
m a vector relating the average pressure to the average Verlag, Berlin.
velocity, cm-I (28) Scheidegger, A. E., "The Physics of Flow Through Porous Media," 1960,
n outwordly directed unit normal for V and VI Macmillan,NewYork,N. Y.
p pressure, dyne/cm2 (29) Scheidegger, A. E., "Statistical theory of flow through porous media," Trans.
Soc. Rheol., 9, 313 (1965).
po reference pressure, dyne/cm2 (30) Slattery, J. C.," Flow of viscoelastic fluids through porous media," A.I.Ch.E. J.,
p position vector relative to the centroid of the averaging 13,1066 (1967).
volume, cm (31) Slattery, J. C., "Single-phase flow through porous media," in press, A.I.Ch.E.
J.
P piezometric pressure, dyne/cm2 (32) Taylor, A. E., "Advanced Calculus," 1955, Ginn and Co., New York, N. Y.
T position vector, cm (33) Truesdell, C., "The Elements of Continuum Mechanics," 1966, Springer...
To position vector locating the centroid of the averaging Verlag, New York, N. Y.
volume, cm (34) Truesdell, C., and Noll, W., "The nonwlinear field theories of mechanics,'-
"Handbuch der Physik," 1965, Vol. 3, Pt. 3, Springer-Verlag, Berlin.
position vector locating the centroid of the fluid volume (35) Truesdell, C., and Toupin, R., "The classical field theories," ibid., 1960, Vol.
contained within the averaging volume, cm 3, Pt. 1.
R resistance tensor, dyne-sec/cm4 (36) Whitaker, S., "Diffusion and dispersion in porous media," A.I.Ch.E. J., 13,
420 (1967).
s arc length, cm
(37) Whitaker, S., Document 9234 deposited with the American Documentation
S surface area of a macroscopic region, cm~ Institute, Photociuplication Service, Library of Congress, Washington 25, D. C.
U unit tensor (38) Whitaker, S., "The equations of motion in porous media," Chern. Engr. Sci.,
21, 291 (1966).
u constant porous media velocity, cm/sec.
(39) Whitaker, S., "Introduction to Fluid Mechanics," 1968, Prentice-Hall, Engle-
V averaging volume, cc wood Cliffs, N. J.
VI fluid volume contained within the averaging volume, cc
V velocity vector, cm/sec
(v) = volume averaged velocity vector, cm/sec
Xi position vector for rectangular Cartesian coordinates in
index notation, cm
Greek Letters
a(X) = void volume distribution function
(a) = volume porosity