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Articles

A microprobe for parallel optical and electrical


recordings from single neurons in vivo
Yoan LeChasseur1,2, Suzie Dufour1,2,4, Guillaume Lavertu1,4, Cyril Bories1, Martin Deschênes1,3, Réal Vallée1,2 &
Yves De Koninck1–3

Recording electrical activity from identified neurons in intact investigations in live animals because light scattering limits optical
tissue is key to understanding their role in information microscopy to surface measurements (500–1,000 µm)13,14. Micro-
processing. Recent fluorescence labeling techniques have endoscopes help overcome limitations for deep tissue imaging
© 2011 Nature America, Inc. All rights reserved.

opened new possibilities to combine electrophysiological but do not allow for combined electrical and optical monitoring,
recording with optical detection of individual neurons deep especially for single unit recording15,16. The challenge remains
in brain tissue. For this purpose we developed dual-core to conduct combined electrophysiological recording and optical
fiberoptics–based microprobes, with an optical core to locally identification of individual neurons deep into central nervous
excite and collect fluorescence, and an electrolyte-filled system tissue in live animals. Combination of both approaches is
hollow core for extracellular single unit electrophysiology. important because purely optical techniques remain limited for
This design provides microprobes with tips <10 mm, enabling resolving single action potentials and for prolonged functional
analyses with single-cell optical resolution. We demonstrate measurements (>1 h).
combined electrical and optical detection of single fluorescent Several strategies have been sought to combine microelec-
neurons in rats and mice. We combined electrical recordings trode and guided optical recording. One had used distinct probes
and optical Ca2+ measurements from single thalamic relay brought together using two independent microdrives17,18. Such
neurons in rats, and achieved detection and activation of an approach is not practical for in vivo measurements. Other
single channelrhodopsin-expressing neurons in Thy1::ChR2-YFP groups have relied on attaching large fibers (250 µm in diameter)
transgenic mice. The microprobe expands possibilities for in to an electrode19,20. Even with smaller optical fibers (25–35 µm)
vivo electrophysiological recording, providing parallel access to inserted into a micropipette, the final tip diameter of the probe
single-cell optical monitoring and control. is 35–45 µm, precluding combined optical and electrical record-
ing from a single neuron. Furthermore, this approach relies on
The central nervous system is characterized by heterogeneous an external source of illumination, which prevents efficient light
populations of cells with highly specialized phenotypes defined delivery into deep tissue and produces tissue excitation over
by their morphological, biochemical and physiological proper- wide areas21.
ties. Efficient characterization of each cell type in intact tissue has To overcome these limitations, we designed a new type of opti-
remained challenging because the neurons of interest are often cal fiber, incorporating both an optical and a hollow core. We
dispersed in these heterogeneous populations. There are several show that this type of microprobe provides, to our knowledge
approaches that allow electrophysiologists to identify the cell types for the first time, sufficient spatial resolution to correlate electro-
they record from, but most of these approaches have drawbacks. physiological and fluorescence signals that emanate from single
Antidromic activation of projection neurons is only applicable to fluorescently labeled neurons at a depth of >6,000 µm in the
a small subset of cells and requires preservation of connections intact central nervous system.
between the recording and projection sites1,2. Labeling cells with
dyes at the time of recording allows a posteriori identification, but RESULTS
this approach is inefficient when dealing with subpopulations that The microprobe
represent a small proportion of the overall neuronal population in Our objective was to detect, in parallel, the electrical field and
an area3,4. Labeling with fluorescent markers allows for targeted the optical signal from single fluorescent neurons in vivo. We
recording, independently of connectivity5–9 and has been very designed an optical fiber composed of a hollow core and an opti-
instrumental for studies in central nervous system tissue slices10–12. cal core (Fig. 1a,b and Supplementary Fig. 1a). We filled the
However, it cannot be fully exploited for electrophysiological hollow core with an electrolyte solution (1–3 M NaCl) to record

1Centre de recherche Université Laval Robert-Giffard, Québec, Canada. 2Centre d’optique, photonique et laser, Université Laval, Québec, Canada. 3Department of

Psychiatry and Neuroscience, Université Laval, Québec, Canada. 4These authors contributed equally to this work. Correspondence should be addressed to
Y.D.K. (yves.dekoninck@crulrg.ulaval.ca).
Received 15 July 2010; accepted 20 January 2011; published online 13 february 2011; doi:10.1038/nmeth.1572

nature methods  |  VOL.8  NO.4  |  APRIL 2011  |  319


Articles
Figure 1 | The microprobe. (a) Schematic of
the microprobe (not drawn to scale), which is
a Multimode
optical fiber
c Acquisition
system
based on a dual-core optical fiber: a graded
UV-light
index optical core and a hollow core. The optical curable Laser
core is connected at one end to a multimode adhesive
Neutral
optical fiber, and the other end is tapered. 50-µm density
wire filter Dichroic
(b) Schematic of the optical fiber preform Microprobe
Graded index Fiber mirror
design: a series of different-size silica rods are optical core launch
PMT
assembled to position the optical and hollow
cores side by side in an inclusion tube. Scale
bar, 2 mm. (c) Diagram of the experimental Hollow
Light insulation box
setup. Light delivery and collection as well as core
electrical recording are all achieved through the d Signal amplitude

Probe position
Shoulder
same fiber probe. PMT, photomultiplier tube.
(d) Illustration of the directionality of optical
recording and the nondirectionality of electrical Shank
recording, with intensity profiles along the
trajectory of the microprobe and interpeak
Tip
distance shown on the right.
b
electrical activity, and the optical core was Graded
© 2011 Nature America, Inc. All rights reserved.

index optical
a graded refractive index waveguide allow- core
Excitation light
ing efficient light delivery and collection Hollow
core Fluorescence
through a tapered tip. To achieve single- Electric field potential

cell resolution with the optical probe, we


pulled the fiber to tip sizes smaller than that of the neuron somata setup to the biological preparation, we connected the optical core
under study, using a conventional laser micropipette puller. We to a multimode fiber (Fig. 1c). We injected light into the probe
generated probes with end tip diameters of 6–20 µm (the small- for local delivery at the tip end and also used this tip to collect
est probe tips had an optical core of 4 µm and a hollow core of fluorescence emanating from labeled cells.
0.7 µm; Fig. 1a and Supplementary Fig. 1a). The all-glass dual- With this design, fluorescence collection is asymmetrical,
core fiber could be pulled into a variety of shapes as standard with only light in front of the tip being collected. Therefore,
glass microelectrodes (Supplementary Fig. 1b). To link an optical as the probe moves past a labeled neuron, the detected fluo-
rescence signal should follow a characteristic intensity profile:
a 1 b 1 Neuron diameter = 14 µm growing gradually when approaching a labeled cell and drop-
Probe diameter = 9 µm
ping abruptly when the probe moves beyond the cell (Fig. 1d).
Intensity (a.u.)

0.8 0.8
0.6 0.6
In contrast, the electrical signal should grow and decline sym-
0.4 metrically as the probe moves past a neuron. The peaks of both
0.4
0.2 signals emanating from a cell are thus not necessarily aligned
0.2
0 along the trajectory of the probe: the optical signal should peak
–20 –10 0 10 20
0
0 10 20 30 40 50
when the probe is at nearest approach to the cell body, whereas
Transverse position (µm) Axial neuron-probe distance (µm) the electrical signal should peak near the maximal current sink
c Transverse d (typically the axon hillock22). The interpeak distance should
Axial
thus be equal to or smaller than the length of the cell body and
Intensity (a.u.)
0 0.5 1
0 Figure 2 | Microprobe optical resolution. (a,b) Fluorescence
intensity profile as a function of transverse (a) and axial (b) probe
Axial position (µm)

10
1 displacement around single Lucifer yellow–labeled neurons in brain
20
slices. Zero displacement in a corresponds to the center of the cell body,
Intensity (a.u.)

30
0.5
zero displacement in b is at nearest approach to the cell body. Shown
40 are seven superimposed detection profiles (thin black lines), average
50 detection profile (thick black line) and the expected detection profile
0 based on numerical simulations (red line). (c,d) Photomicrographs of
0 20 40 60 80 two adjacent Lucifer yellow–labeled fluorescent neurons in fixed brain
Transverse position (µm)
e 20
f 1 slices used for testing probe detection in transverse (c) and axial (d)
translation axes. Microprobes are outlined in white, and the arrow
Intensity (a.u.)
50% axial distance (µm)

R = –0.05 shows the probe trajectories. Scale bars, 10 µm. Detected fluorescence
15 0.5
P = 0.92 during probe displacement is plotted; zero displacement corresponds
10 to the start of the white arrows in the micrographs. (e) Rising distance
from 50% to peak fluorescence plotted versus laser power. Dashed line
0
5 Ax indicates the fitted regression. (f) Simulated fluorescence collection
ial
po 50 –10
sit
ion 100 10
0
n (µm
) field of a 9-µm-diameter probe in front of a 12-µm-diameter neuron
0 (µm p ositio
0 2 4 6 8 10 ) Transvers
e plotted against the axial and transverse positions of the probe. Color
Laser power (mW) coding is arbitrary.

320  |  VOL.8  NO.4  |  APRIL 2011  |  nature methods


Articles

a c d 6 Fluorescence f* *
Spikes

Cumulative probability
100
4

Intensity (a.u.)
13 µm
50 2
100 µV
0
100 ms
0
5 10 15 20 25 30 35 40 45 –2 g
20 0 5 10 15 20
Time (s) 30

Number of spikes
Neuron count
Probe travel direction 100 µV
10 e 13 µm 20 0.5 ms
1
Fluorescence
Spike amplitude 10
0 0.8
b

Intensity (a.u.)
Recording 5 10 15 20 25 30 35 40 45
microprobe Neuron diameter (µm) 0.6 0
DiI injection 0 20 40 60 80 100
0.4 Interspike interval (ms)
1,000
0.2 h 15
Natural

Optical S/N
0 100

Number of neurons
stimulus
0 50 100 150
10
Axial relative position (µm)
© 2011 Nature America, Inc. All rights reserved.

10
R = –0.13
P = 0.23
Figure 3 | Single-unit recordings from neurons in vivo. (a) Photomicrograph of a spinal cord transverse 5 1
section in which spinothalamic tract neurons were retrograde-labeled with DiI. The overlaid drawing 0 5 10 15 20
Probe diameter (µm)
of a microprobe (gray) illustrates a typical descent (arrow). Inset, magnification of a stained neuron.
Scale bars, 1 mm and 20 µm in inset. (b) Schematic representation of the experiment. (c) Distribution 0
of labeled spinothalamic tract neuron diameters plotted as a cumulative probability (top) or a histogram 0 100 200 300 400 500 600
Optical S/N
(bottom). The dotted arrow indicates the distance between the optical and electrical signal maxima in e;
more than 90% of cells had a diameter >16 µm. (d) Fluorescence signal and spikes evoked from the stimulation of the receptive field as
the microprobe descended into the spinal cord at constant speed (6 µm s −1). (e) Plot of the data shown in d, with the time scale converted
to spatial position. (f) Data from d shown on an expanded time scale. Asterisks indicate digitally subtracted movement artifacts. (g) Distribution
of interspike intervals for cell analyzed in d–f. Inset, 212 superimposed individual spikes. (h) Distribution of optical signal-to-noise ratio
(S/N) obtained with 87 detected neurons (average S/N was 21; n = 87 cells). Inset, relationship between the optical S/N and microprobe
tip diameter.

could serve as a criterion to determine whether the electrical Then we turned off the external light source and moved the probe
and optical signals emanate from the same neuron (Fig. 1d). in the transverse and axial directions across the labeled cells. The
detected signal FWHM using a 9-µm-diameter probe tip was 15 ±
Optical resolution and single cell detection 5 µm transversely and 11 ± 4 µm axially for 14 ± 1 µm-diameter
We estimated the resolution of the microprobe assuming a fluo- neurons (mean ± s.d.; n = 6 cells; Fig. 2a,b), consistent with our
rescence point source, as is commonly used for calculation of predictions (Supplementary Fig. 2c–f). Using this tip diameter, we
point spread functions in microscopy (Supplementary Data). For achieved sufficient resolution to distinguish adjacent cells in both
probe tip diameters of 10 µm (6 µm optical core) or 6 µm (4 µm transverse and axial directions (Fig. 2c,d). Although the detected
optical core), the calculated full width half maximum (FWHM) of fluorescence peak intensity varied from cell to cell, as expected, the
the detected signal distribution was 13 µm or 12 µm in the axial axial resolution remained constant and independent of excitation
direction and 6 µm or 4 µm in the transverse plane, respectively. power for a given microprobe (Fig. 2e,f). We confirmed this by
Our calculations revealed that numerical aperture (NA) values repeated measurements with different excitation powers (Fig. 2e).
of 0.2–0.3 yielded an optimal compromise between axial and
transverse resolution (Supplementary Data and Supplementary Recording from single retrograde-labeled neurons in vivo
Fig. 2a,b). We then estimated numerically (Supplementary Data) To test the optical and electrical performance of the microprobe
the fluorescence decay profiles as a function of both fiber and cell in vivo, we first used it to detect spinothalamic tract neurons that
diameters. With optical cores smaller than the cells, the decay we retrograde-labeled via injections in the thalamus of the fluores-
profile of the detected signal in the transverse axis was sensitive cent dye DiI (Fig. 3a,b). As estimated from histological sections,
to cell size but insensitive to probe tip size. Conversely, in the axial spinothalamic tract neurons in spinal laminae III–VI had soma
direction, the decay profile was sensitive to fiber diameter but not diameters of 24 ± 6 µm (mean ± s.d.; n = 153 cells; Fig. 3c).
cell size, indicating that controlling tip size is important for axial We used microprobes with 14 ± 3 µm tip diameter to record
resolution of single cells (Supplementary Fig. 2c,f). from spinothalamic tract neurons down to 2,200 µm in the tis-
To test the applicability of these resolution estimates based on sue. The electrical channel of the probes had 6–26 MΩ resistance,
physical parameters of the fibers (Supplementary Fig. 2a–f), we yielding spike recordings with a signal-to-noise ratio of 7.6 ± 3.7
performed measurements in fixed brain slices with cortical neu- (n = 155 cells; Supplementary Fig. 3) and stable recordings >> 1 h
rons labeled using intracellular injection of Lucifer yellow. First (Fig. 3d–g). The probes’ recording capabilities and stability were
we examined slices under epifluorescence to locate labeled cells. comparable to those of conventional micropipettes.

nature methods  |  VOL.8  NO.4  |  APRIL 2011  |  321


Articles
Figure 4 | Optical and electrical signal profiles of single cells in vivo.
a –50 µm 50 µm b –50 µm 150 µm
(a,b) Schematics (top) show microprobe displacement (arrow) relative to
neuron position. Spike amplitudes (a) as the microprobe passed by a neuron
Neuron Microprobe Neuron Microprobe
were detected (curve indicates the average) and normalized spike amplitude

Fluorescence intensity (a.u.)


500 was plotted as a function of probe travel distance (bottom, average in
25 a.u. blue, n = 15 cells). Typical fluorescence detection patterns (b; middle)
when the microprobe passed by four fluorescently labeled neurons and
25 µm 300
normalized fluorescence profiles (bottom), with the average (thick black
line) (n = 14) and the expected profile from simulations (red line) shown.
100
Dotted lines indicate value at 50% to peak. (c) Successive units detected
by fluorescence and/or electrical signals during a 225-µm, bidirectional
–50 0 50 100 150
50% Axial relative position (µm) probe excursion. E1 and E2 represent two electrically recorded neurons
1 and O1 and O2 represent two optically recorded ones. Insets, examples of
50% 50%
Spike amplitude (a.u.)

Fluorescence intensity (a.u.)

0.8 1 1 spikes recorded in E1 and E2. (d) Photomicrograph of a GAD-GFP mouse


brain section. The overlaid drawing of a microprobe (gray) illustrates a
0.6
typical descent (white arrow) into the reticular thalamic nucleus. Inset,
0.4 0.5 0.5
high-magnification photomicrograph of GAD-GFP neurons. Scale bar, 1 mm
0.2 (20 µm in inset). (e) Magnitude of optical signal and spikes as the probe
0 0
passed by a reticular thalamic GFP-expressing neuron (bottom). Zero value
0
–100 –50 0 50 100 –50 0 0 50 100 on the x axis is aligned with the peak of the fluorescence curve. Continuous
Axial relative position (µm) Axial relative position (µm) electrophysiological signal as the probe traveled through the tissue (top).
c (f) Distribution of interspike intervals. Inset, consecutive superimposed
© 2011 Nature America, Inc. All rights reserved.

E1 O2 E2 E2 O2 E1
E1 spikes E2 spikes
action potentials (n = 26).
1 1
0.1 mV
0.1 mV

4 ms 4 ms
a non­symmetrical fashion, regardless of the probe travel direction
Intensity (a.u.)

O1
O1
0.5 0.5
(up or down), indicating no hysteresis (Fig. 4b,c). In 87 optical
recordings, the mean fluorescence signal-to-noise ratio was 21. As
the probe approached the cell, the fluorescence rose from 50% to
peak over a distance of 21 ± 8 µm; it decayed from peak to 50% over
0
0 50 100 150 200
0
–200 –150 –100 –50 0
7 ± 3 µm when the probe passed by the cell (n = 14 cells; Fig. 4b).
Displacement forward (µm) Displacement backward (µm) These values were consistent with our simulated predictions and
200 measurements in slices (Supplementary Fig. 2b,d). The asym-
d e µV f metry between fluorescence rise and decay was consistent with
1s
7 µm our working model (Fig. 1d). Based on results obtained for many
Signal intensity (a.u.)

1 200 µV descents, the criterion we used to identify a neuron optically was


Number of spikes

10 0.5 ms that the fluorescence signal had to rise to a maximum within the
0.5
distance predicted from the probe characteristics (Supplementary
5
Optical Fig. 2a,b,d) and drop back to baseline within less than half of the
Electrical
0
–10 0 10 20
0
0 2 4 6 8 10
rising distance with a signal-to-noise ratio >9.
Axial relative position (µm) Time (ms)

Combined optical and electrical detection criterion


We lowered the microprobe at constant speed into the spinal To determine whether the optical and electrical signals originated
cord (4–8 µm s−1), maintaining the excitation light on throughout from the same cell, we measured the distance between the axial
the descent. We observed one of the following: (i) a gradual rise of positions of the two signal peaks (Fig. 3e). We first considered
fluorescence followed by a decay over several tens of micrometers that both signals arose from the same neuron when the interpeak
without any clear spiking activity; (ii) spikes increasing gradually in distance was less than the mean neuron diameter according to our
amplitude followed by a decrease without noticeable change in flu- working model (Fig. 1d). In 16 spinothalamic tract neurons, the dis-
orescence; or (iii) a parallel growth and decay of fluorescence and tance between the optical and electrical signal peaks was < 24 µm,
spike amplitude (Fig. 3d,e). In the vast majority of cases, changes which corresponded to the mean spinothalamic tract neuron soma
in optical and electrical signals occurred without signs of neuron diameter. As a more stringent criterion, we used an interpeak
damage. Peak optical signal-to-noise ratio was not correlated with distance below 90% of these soma diameters (16 µm; Fig. 3c);
tip diameter (Fig. 3h) indicating that there was no disadvantage in we considered the two signals to originate from the same cells in
using smaller probes to increase optical resolution. 12/16 cases. This likely increased the number of false negatives
We analyzed quantitatively how the amplitude of the electri- but minimized false positives, which is more critical.
cal and fluorescence signals changed as a function of the axial
position of the probe. We performed this analysis in well-isolated Recording from single eGFP-expressing GABAergic neurons
single units as assessed by waveform analysis and the absence We next targeted reticular thalamic neurons expressing
of short interspike intervals (<2 ms) in spike trains (Fig. 3f,g). enhanced GFP (eGFP) under the control of the glutamic acid
Under these conditions, the spike amplitude rose and decayed decarboxylase promoter (isoform 65; GAD65) in transgenic
symmetrically with a 48 ± 19 µm FWHM (n = 15 cells; Fig. 4a). mice. These cells’ average soma diameter was 12.4 ± 2.3 µm
In contrast, the fluorescence signal intensity rose and decayed in (mean ± s.d.; n = 41 cells; Fig. 4d and Supplementary Fig. 4a).

322  |  VOL.8  NO.4  |  APRIL 2011  |  nature methods


Articles
Figure 5 | Monitoring Ca2+ fluctuations confirm optical and electrical
a b
Spike Fluorescence

5% 0.28 recording from the same neuron in vivo. (a,b) Spontaneous spiking and

Ca2+ response (a.u.)


signal

∆F/F
0.24 Ca2+ fluctuations in a thalamic relay neuron (recorded at a depth of 6 mm
in the brain). The fluorescence signal and spike bursts (a), and Ca2+
0.20 response (quantified as the area under the curve) plotted as a function
bursts

0.16 R = 0.92
of the number of spikes in each burst (b) for the same cell. The two
P < 0.0001 parameters were linearly correlated (n = 24 bursts). ∆F/F = (F – F0)/F0,
0.12 in which F is the fluorescence and F0 = F in the stained region – F outside
0 10 20 30
200 µV Number of spikes the stained region. (c) Schematic representation of the whisker deflection
250 ms 5% using a piezoelectric mechanical stimulator. Inset, superposition of
c ∆F/F d 5 events
three spiking and calcium responses following a whisker deflection.
1% ∆F/F
Ca2+ response 0° (d) Peristimulus time histograms of spiking responses to 20 whisker
deflections (four directions indicated in degrees) and the associated
Spiking
90° averaged Ca2+ response over the same 20 stimuli for the same neuron.
The duration of whisker deflection is represented in gray. (e) The
0° 100 µV
90° 50 ms
180° angular preferences of spike response latency plotted against angular
preference for Ca2+ response (n = 8 cells). Inset, polar representation
270° Piezo
180°
270° of the normalized inverted spike latency after stimulation (black)
and the normalized inverted latency of the Ca2+ response (green).

100 ms (f) Comparison between Ca2+ responses (top) and spiking responses
e f 5% (middle and bottom) of a neuron-to-whisker deflection. Black traces
indicate two representative successful responses, and gray traces indicate
© 2011 Nature America, Inc. All rights reserved.

∆F/F
300° 90°
two representative failures to respond in the same cell.
Spiking angular
preference

150°

R = 0.98 In these experiments, we identified single GAD65-eGFP neurons


100 µV

0° P < 0.001
in a dense nucleus of inhibitory interneurons (Fig. 4d–f), which
0° 150° 300° were not spatially distributed in any identifiable way; our tech-
Ca2+ angular preference Whisker 100 ms
nique was particularly useful under such conditions.

We thus used microprobes with 6–10 µm tips. Applying the Parallel recording and Ca2+ measurements in single neurons
stringent criteria described above, combined detection from To test whether optical and electrophysiological recordings with
the same cell required that the optical and electrical signal our microprobe originated from the same cell, we combined
peaks were ≤10 µm apart (Supplementary Fig. 4a). For this Ca2+ measurements with electrophysiological recording. We
neuron population, the optical signal rose from 50% to peak first recorded spontaneous activity in thalamic barreloids after
over a distance of 12 µm and decayed from peak to 50% over loading neurons with Oregon Green BAPTA1 acetoxymethyl
6 µm (Supplementary Fig. 4b). Of 11 cases with overlapping (AM) ester via local injections in vivo in adult rats. Single unit
electrical and optical signals, seven fell
within the combined detection criterion
(Fig. 4e and Supplementary Fig. 4a). a b 5 µm c Light stimulation

0.9
Intensity (a.u.)

0.6
Figure 6 | Detection and activation of
single ChR2-expressing neurons in vivo.
0.3
(a) Photomicrograph of a sagittal brain section
of a Thy1::ChR2-EYFP mouse. White boxes 0
200 µV
highlight recording sites. Scale bar, 1 mm. –10 0 10
(b) Magnitude of optical and electrical signals Relative position (µm) 40 ms
of a ChR2-EYFP–expressing neuron as a function d 80 e 0.4
f 1.2
of probe position. Zero position was aligned to
Response (spikes s–1)

Spike amplitude (mV)

peak fluorescence value. (c) Response of the 1 2


Delay s.d. (ms)

3 0.8
neuron in b to light stimulation through the 40
probe. Arrowheads point to the depolarization 0.2
200 µV

and repolarization of the cells at the pulse onset 0.4


and offset. (d) Response of an individual neuron 0 1 2 3 1 ms
versus light intensity. Individual responses 0 0
are shown in insets. (e) Spike amplitude as a 0.1 1 10 0.1 1 10 Th MC
function of light intensity at probe tip (same Light intensity (mW mm–2)

cell as in d). Each inset represents seven g Micro-whisker Light stimulation Both combined

superimposed spikes. (f) Mean ± s.d. of the


response delay to light stimulus for motor
cortical neurons (MC) (n = 15) and thalamic
neurons (Th) (n = 9). (g) Responses of a thalamic
100 µV
ChR2-expressing neuron to micro-whisker 50 ms
deflection, light stimulation or both.

nature methods  |  VOL.8  NO.4  |  APRIL 2011  |  323


Articles
recordings from thalamic relay neurons revealed low-frequency depolarization resulting from ChR2 activation in the target cell
(2–3 Hz) bursts, which coincided with Ca2+ transients (Fig. 5a). and not indirect activation via a neighboring neuron. Finally,
We found that over several minutes of recording in five different because light stimulation could be used to directly drive spiking,
neurons, virtually all spike bursts coincided with a rise in Ca2+ we could observe postsynaptic inhibition (Fig. 6g; for ­example,
and, inversely, Ca2+ fluctuations were always associated with spik- microwhisker deflection silenced the cell during light-driven
ing (Fig. 5a). Furthermore, the magnitude of the Ca2+ responses activity). These results indicate that the microprobe can be used
was highly correlated to the number of spikes per burst (Fig. 5b). to deliver sufficient light for local stimulation in deep brain areas
We found the same linear relation for the five neurons tested to control activity from identified single neurons.
(P < 0.01). Because population activity varies much less than indi-
vidual neuron activity, this correlation indicates that, in these DISCUSSION
cases, the two signals most likely arose from the same cell. Our technique is particularly useful for analyzing sparsely dis-
Once we achieved single-unit recording of spontaneous activity tributed cells that are not otherwise identifiable based on spatial
in the stained area, we studied evoked responses to deflection of distribution (for example, inhibitory interneurons dispersed in a
single whiskers (Fig. 5c). We recorded concurrent robust evoked nucleus). With densely packed neurons such as pyramidal neu-
electrophysiological and Ca2+ responses in 47 neurons. Thalamic rons in the hippocampal CA1 layer, the ability to unequivocally
relay cells in a barreloid respond differently to the direction of identify single neurons would be more challenging. If a specific
whisker deflection, and this angular preference is cell-­dependent4. phenotypic property distinguished a subset of these pyramidal
Thus, to correlate both signals we determined the angular pre­ neurons, however, they would probably be more sparsely distrib-
ference of recorded cells using the Ca2+ response latency and uted and hence discernable by the microprobe, for instance, upon
© 2011 Nature America, Inc. All rights reserved.

spikes elicited by moving the whiskers in four distinct directions engineering to express a fluorescent protein.
(Fig. 5d)23. We found a linear relationship with a slope of 1 The optical search protocol described here involves local light
between the angular preferences for both measurements, again delivery and does not require prolonged light exposure; the system
indicating that both signals emanated from the same cells could also be adapted to further minimize excitation cycles using
(Fig. 5e; n = 8 cells; P < 0.001). pulsed illumination. Optical probing allows localization of cells with-
Finally, we analyzed spike ‘failures’ in response to whisker out electrically induced search stimuli such as antidromic or afferent
deflection. Using stimuli of constant repetition rate and strength, pathway stimulation, minimizing potential physiological alterations
we found that whenever we elicited spikes in thalamic neurons, of neural circuits. An important asset of the probe is that it comprises
this caused a Ca2+ response (Fig. 5f). In contrast, when spike only glass; it can be easily shaped and hence can be tailored to dif-
failures occurred, we recorded no significant Ca2+ response ferent approaches (for example, shorter or longer shanks, tips and
(amplitude decreased by 94 ± 8%; P > 0.5; 10 spikes and 10 spike so forth) and can also be used for microinjection (iontophoresis or
failures in three cells). As spike failures are characteristics of indi- pressure ejection) into an optically identified targeted area.
vidual neurons, as opposed to field (population) responses, coin- The simple optical design thus yields a versatile system adapt-
cidence of spiking and Ca2+ response failures provided further able for multiple applications. It will allow exploitation of the
evidence that both signals were unitary and originated from the expanding array of tools that use fluorescent sensors and light-
same neuron. activated channels24–27 and could be used for spectroscopic
detection of intrinsic signals. Exploiting the Brainbow mouse 28,
Optogenetic activation of single cells it would be possible to identify each cell by adapting the system
We performed experiments on Thy1::ChR2-eYFP transgenic for multicolor recording. The combined optical and electrical
mice24, which express the light-gated channel ChR2 in various capabilities of the microprobe described here vastly expand pos-
subpopulations of neurons, including in the thalamus and the sibilities for conventional in vivo electrophysiology with access
cortical pyramidal layer 5 (Fig. 6a)25. We tested the ability of the to single-cell molecular technologies.
microprobe to activate and record from individual neurons and
thus confirm that they expressed ChR2. We used a 488-nm laser Methods
to simultaneously stimulate ChR2 and eYFP with brief (5–500 ms) Methods and any associated references are available in the online
pulses of light. We optically detected 27 cells in the motor ­cortex version of the paper at http://www.nature.com/naturemethods/.
(layer 5) and the thalamus in six mice. Of the 27 cells, 22 satis­
Note: Supplementary information is available on the Nature Methods website.
fied the combined detection criteria, and of these 19 showed
clear excitatory responses to light pulses (Fig. 6b). We recorded Acknowledgments
spikes of constant amplitude and shape in response to local light This work was supported by the Canadian Institutes for Health Research.
Y.D.K. was funded by a Chercheur National award from the Fonds de la recherche en
pulses at different intensity, confirming single unit recordings santé du Québec. Y.L. and S.D. received a Studentship from the Canadian Institutes
(Fig. 6c–e). At the light pulse onset and offset, we detected small for Health Research Neurophysics Training program grant. We thank A. Proulx and
deflections with opposite polarities reflecting depolarization and A. Croteau for the collaboration on the dual-core fiber design and fabrication;
repolarization at the beginning and end of the pulse (Fig. 6c). D. Côté and A. Castonguay for helpful comments on the manuscript; and S.L. Côté,
K. Bachand, K. Vandal and M. Demers for expert technical assistance.
These deflections were neither present at subthreshold light
intensities (Fig. 6d) nor in front of nonresponsive neurons AUTHOR CONTRIBUTIONS
(data not shown). The light intensity activation threshold (1.3 ± Y.L., R.V. and Y.D.K. designed the microprobe. Y.L., S.D., G.L., C.B., M.D. and
Y.D.K. designed the experiments. Y.L., S.D., G.L. and Y.D.K. analyzed data.
0.3 mW mm−2; n = 13 neurons) was consistent with that pre­viously Y.L., S.D., G.L. and C.B. performed experiments. S.D. performed Ca2+ measurement
reported26 (Fig. 6d). Response delay to light stimulation showed and photostimulation experiments. Y.L. and S.D. performed numerical simulations.
minimal jitter (Fig. 6f). These observations indicated direct cell Y.L., S.D., G.L., C.B., M.D., R.V. and Y.D.K. contributed to writing the manuscript.

324  |  VOL.8  NO.4  |  APRIL 2011  |  nature methods


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nature methods  |  VOL.8  NO.4  |  APRIL 2011  |  325


ONLINE METHODS GAD65 promoter32. All procedures were performed according to
Microprobe fabrication. We designed dual-core optical fibers the guidelines of the Canadian Council on Animal Care and were
in collaboration with the Institut National d’Optique, where the approved by the Animal Care Committee at Laval University. Mice
fibers were fabricated. The fiber preform was assembled through and rats were deeply anaesthetized with ketamine and xylazine,
a procedure inspired from the stack-and-draw method previously and were decapitated. The brains were removed quickly (<60 s)
reported in the literature for the fabrication of microstructured and placed in a ice-cold solution containing 210 mM sucrose,
optical fibers29,30. The goal was to position a graded refractive 3 mM KCl, 0.75 mM CaCl2, 3 mM MgSO4, 1 mM NaH2PO4,
index optical core and a silica capillary hole side by side in a 26 mM NaHCO3 and 10 mM glucose, saturated with 95% O2–5%
silica inclusion tube (Fig. 1b). The optical core was created by CO2. Coronal slices, including the prelimbic area, were cut at
modified chemical vapor deposition using GeO2 dopant31. The 400 µm on a vibrating tissue slicer (VT 1000s, Leica) and kept into
preform was pulled to obtain an optical fiber with a 900-µm exter- artificial cerebral spinal fluid (ACSF) containing 124 mM NaCl,
nal diameter, a 550-µm optical core (NA = 0.22) and a 95–105-µm 3 mM KCl, 1.5 mM CaCl2, 1.3 mM MgSO4, 1 mM NaH2PO4,
hollow core. The fiber was cleaved by a diamond pen into 26 mM NaHCO3 and 20 mM glucose, saturated with 95% O2–5%
5–7-cm-long rods. Then the rods were heated and pulled with CO2 at room temperature (21–23 °C). A slice was transferred to
a standard laser puller (P-2000 laser-based micropipette puller, a submerge-type chamber where it was continuously exposed to
required for this type of glass; Sutter). Probes were generated with ACSF at 30–32 °C saturated with 95% O2–5% CO2 and perfused
2–3-mm-long shoulders, 3–8-mm-long shanks (Fig. 1a) with a at a rate of 2.0–2.5 ml min−1. The slice was viewed first with a
tip pulled to sub-micrometer diameter and grinded back at 90° 10× objective and the prelimbic area of the prefrontal cortex was
to the desired diameter on a rotating diamond abrasive plate localized as the area between the forceps minor corpus callosum
© 2011 Nature America, Inc. All rights reserved.

(Fig. 1b; BV-10 micropipette beveler; plate 104C; Sutter). A wet- and the midline. Neurons of the prelimbic area were viewed under
ting agent (Kodak Photo-Flo 200 solution) was added on the abra- near infrared illumination with a 40× water-immersion objec-
sive plate to prevent small glass residues from blocking the hollow tive (IR-ACHROPLAN, 40×, 0.80 W, Zeiss) and a charge-cou-
core. The hollow core was filled with 1–3 M NaCl solution using pled device (CCD) camera (CCD-KP-M1AN, Hitachi). Labeled
negative pressure. Then, a 50 µm-diameter tungsten or stainless cells were identified by epifluorescence. The microprobes were
steel wire was introduced into the large extremity of the fiber mounted and moved with a MPC-200 microelectrode manipula-
to make electric contact with the tip as with conventional glass tor (Sutter Instrument).
microelectrodes. A 2-m-long multimode step index fiber (BFL22-
550, core = 550 µm, cladding = 600 µm, NA = 0.22; Thorlabs) was Single-cell labeling in fixed tissue. In a subset of experiments,
aligned with the graded index core and fixed with a UV curing Lucifer yellow was injected in single neurons in fixed brain slices
adhesive (NOA81, Norland products and Curing system UV75 to control the distance between labeled cells. Briefly, the frontal
light, Thorlabs) inside a borosilicate glass capillary (1.5 cm long, part of a rat brain was fixed overnight in 4% paraformaldehyde
1.5 mm inner diameter). (PFA) in 0.1 M phosphate buffer (PB) and then stored in 0.1 M
PB at 4 °C. Coronal slices (400-µm-thick) were cut on a vibratome
Optical setup. A laser diode was used as excitation light source (Leica VT-1200S) and then placed in a patch-clamp recording
(Lambda pro 50 mW 532 nm DPSS laser, Alltech Solutions chamber in 0.1 M PB for Lucifer yellow injection. Several pairs
or FCD488 20 mW 488 nm, JDS Uniphase). The light passed of pyramidal cell were thus injected, under visual control, with
through a neutral density filter set (N.D. 1-3, NEK01, Thorlabs) sharp electrode filled with 0.5% Lucifer yellow33.
and was reflected on a dichroic beam splitter (z543rdc or T495LP,
Chroma). The beam was injected into a 10× microscope objec- In vivo extracellular single unit recording. Retrograde labeling
tive (UIS-2 Plan-N, NA = 0.25; Olympus) fixed on a fiber launch of spinothalamic tract neurons was achieved using four injections
system (KT110; Thorlabs) mounted on an xyz translation stage of 1 µl DiI (2.5%, Invitrogen) under stereotaxic guidance in the
(PT3; Thorlabs). The laser beam was injected into the probe and thalamus of male Sprague-Dawley rats (200–250 g) under isoflu-
propagated to the tip. The emitted fluorescence was collected rane anesthesia. Rats were anesthetized with isofluorane 7–10 d
through the microprobe tip, propagated back and collimated by later and spinal segments L5–S1 were exposed by a laminaectomy
the 10× microscope objective, passed through the dichroic beam and stabilized with two lateral clamps on the closest vertebra. A
splitter and entered in a 5.08-cm-long light isolator tube (SM1L30, recording chamber was created on the back of the rat using agar
Thorlabs). The fluorescent light was then filtered by two succes- (3%), and this chamber was perfused continually with buffered
sive band-pass filters (ET605/70M or ET525/50M, Chroma) and saline heated at 37 °C. A tracheotomy was performed, and the
focused by a plano-convex lens (focal length = 50 mm, LA1131-A, jugular vein was canulated. Rats were paralyzed with pancuro-
Thorlabs) on a photomultiplier tube (PMT) detector (photosensor nium bromide (Sigma, 5 mg ml−1, 0.05 ml h−1, intravenously)
module H6780-20, Hamamatsu) mounted on an xyz translation and ventilated to reduce breathing movements. Expiratory CO2
stage. The entire optical system was enclosed in a light isolator was maintained at 4% and body temperature at 37.5 °C using a
box. The PMT output was amplified (gain = 0.5 to 10), filtered heating blanket. The microprobe was mounted on a microman-
(30 Hz low pass, model 440, Brown lee precision), digitized and ipulator (Burleigh, 6000). The extracellular signal was amplified
stored on a disk (Fig. 1c). on an ER-1 extracellular amplifier (Cygnus technology), filtered
(bandwidth, 0.1–3.0 kHz), digitized and stored on disk simultane-
Brain-slice preparations. Brain slices were prepared from adult ously with the PMT output signal.
male Sprague-Dawley rats and bacterial artificial chromosome In vivo experiments were also conducted on the GAD-eGFP
(BAC) transgenic mice expressing eGFP under the control of the BAC transgenic mice under ketamine (100 mg kg−1) and xylazine

doi:10.1038/nmeth.1572
(10 mg kg−1) anesthesia. The mice were placed in a stereotaxic neutral density filters ((ND) 0.1–4, Thorlabs) was used to con-
apparatus. The mice breathed freely and body temperature was trol the light stimulus strength and a mechanical shutter (LS3,
maintained at 37.5 °C with a heating pad controlled thermostati- Uniblitz) was placed in front of the laser beam to control stimulus
cally. Throughout the experiment, a deep level of anesthesia was duration. The light intensity at the microprobe tip (Itip) is given
maintained (stage III-3) using additional doses of anesthetics by (Pi × TND × Tfiber × Tp)/(πr2), where Pi is the laser power,
given at 1-h intervals (20 mg kg−1 ketamine plus 0.3 mg kg−1 xyla- TND is the transmission coefficient of the neutral density filters at
zine intra muscularly) The microprobe was mounted on a micro- 488 nm, Tfiber is the transmission coefficient after the injection,
manipulator (Burleigh 8200, Inchworm) and descended into the propagation in the relay fiber and across the optical junction with
brain with a 30° angle to reach GFP-expressing thalamic reticular the probe, Tp is the transmission of the probe and r is the optical
neurons (2,200–2,500 µm deep). The extracellular electrophysio­ core radius at the tip. Tfiber and Tp were determined empirically
logical signal was amplified (Neurodata IR183, Cygnus technol- to be 72% and 0.1%, respectively.
ogy), filtered (band pass, 300–3,000 Hz, model 440, Brownlee
Precision), digitized and stored on disk simultaneously with the Histology. Brain and spinal cords were extracted from mice and
PMT output signal. rats under deep anesthesia. The entire mouse brain and the rat
spinal segments L5–S1 were immersed in 4% paraformaldehyde
Single-cell Ca2+ measurements. Ca2+ measurements were carried and rinsed with a phosphate buffer solution. Tissue was cut in
out in adult rats anesthetized as described above. A craniotomy 80–100-µm-thick sections and mounted on glass slides. DiI- or
was performed over the VPM region, and the dura matter was GFP-labeled cell body diameters were measured as the average of
resected. In some experiments, another craniotomy was per- two perpendicular diameters for each cell. Only cell bodies with
© 2011 Nature America, Inc. All rights reserved.

formed over the barrel cortex and the exposed tissue was lesioned visible nuclei in the section were used for the quantification.
with silver nitrate to abolish rhythmic thalamic activity induced by
corticothalamic inputs. Vibrissae were cut at 5 mm from the skin. Simulations and data presentation. Theoretical calculations and
Before stereotaxic injection of Ca2+ indicators, the coordinates of numerical simulations used to estimate the microprobe trans-
the whisker responsive neurons were established by electrophysio- verse and axial resolutions as well as its excitation and collection
logical recording. The Ca2+ indicator Oregon Green BAPTA-1 AM dynamics in tissue are described in Supplementary Data.
(OGB-1; Invitrogen) was dissolved in dimethyl sulfoxide (DMSO)
containing 20% pluronic (Invitrogen). This solution was then Statistical analysis. Correlation analysis was performed to ana-
diluted (1/20) in 0.9% saline to obtain the final staining solution, lyze relationship between FWHM and laser power, optical signal-
which was loaded into 30-µm-tip injection micropipettes (Fischer to-noise ratio and probe diameter as well as Ca2+ responses and
Scientific, Drummond wiretrol II calibrated micropipettes). The number of spikes discharged by the neurons. Regression analysis
injection micro-pipette was lowered to coordinates established (ANOVA, F-test) was conducted to analyze the angular prefer-
by prior electrophysiological recording, and 200 nl of the OGB-1 ence to test whether the relationship was linear and whether the
AM solution was injected. Three to four whisker responsive sites slope was equal to 1.
were localized in the VPM and were labeled in each rat. When
recording from single units, the whisker corresponding to the
receptive field of the cell was deflected for 70 ms in four different 29. Bennett, P.J., Monro, T.M. & Richardson, D.J. Toward practical holey fiber
technology: fabrication, splicing, modeling, and characterization.
directions by means of a piezoelectric stimulator. Opt. Lett. 24, 1203–1205 (1999).
30. Knight, J.C., Birks, T.A., Russell, P.S. & Atkin, D.M. All-silica single-mode
Photostimulation in Thy1::ChR2-EYFP transgenic mice. optical fiber with photonic crystal cladding. Opt. Lett. 21, 1547–1549
Channelrhodopsin-2 transgenic mice were purchased from the (1996).
31. MacChesney, J.B., O’Connor, P.B. & Presby, H.M. New technique for
Jackson Labs (B6.Cg-Tg(Thy1øCOP4/EYFP)18Gfng/J). In these preparation of low-loss and graded-index optical fibers. Proc. IEEE 62,
experiments a craniotomy was performed over the motor cortex 1280–1281 (1974).
or over the VPM region of the thalamus. The microprobe was 32. Lopez-Bendito, G. et al. Preferential origin and layer destination of
GAD65-GFP cortical interneurons. Cereb. Cortex 14, 1122–1133 (2004).
descended into the brain (800–4,000 µm deep). A 488-nm laser 33. Buhl, E.H. & Lubke, J. Intracellular Lucifer Yellow injection in fixed brain
(FCD488 20 mW 488 nm, JDS Uniphase Corporation) was used slices combined with retrograde tracing, light and electron microscopy.
to detect and activate ChR2-expressing cells. A set of different Neuroscience 28, 3–16 (1989).

doi:10.1038/nmeth.1572

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