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2009 OLIVER WENDELL HOLMES LECTURES
DIGNITY AND DEFAMATION: THE VISIBILITY OF HATE
Waldron
Jeremy
TABLE OF CONTENTS
Introduction 1597
I. Why Call Hate Speech Group Libel? 1600
A. The Connotationsof "Hate Speech" 1600
B. The Terminology
of "GroupLibel" and "GroupDefamation" 1601
C. Civil VersusCriminalLibel 1602
D. Can a Groupbe Libeled?: Beauharnais v. Illinois 1605
E. WaysofAssaultingGroupReputation 1609
F. The Emphasis on DignityRatherthan Offense 1612
G. Beauharnaisand Libel in LightofNew York Times Co. v. Sullivan 1614
H. Who Needs ProtectionAgainstLibel? 1615
II. What Does a Well-Ordered Society Look Like? 1617
A. The Look ofHate 1618
B. Hatred and Law in a Well-Ordered
Society 1621
C. Political Aesthetics 1623
D. Assuranceand Security 1626
E. Public Goods 1630
F. The Role ofLaw and theRole ofIndividuals 1632
G. Transitionand Assurance 1633
III. Libel and Legitimacy 1635
A. The ObjectionfromAutonomy 1635
B. ViewpointDiscrimination 1638
C. Ronald Dworkin'sArgument AboutLegitimacy 1639
D. Legitimacy:A DifferenceofDegree 1642
E. Timeand Settlement 1646
F. The Owens Case in Saskatoon 1650
G. Islamophobia 1652
H. Distrustof Government 1654
1596
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2009 OLIVER WENDELL HOLMES LECTURES
Waldron*
Jeremy
In his three200c Holmes Lecturespublishedhere,ProfessorWaldronseeks to describe
and defendlaws forbiddinggroupdefamation- what we commonlyreferto as "hate
speech"- as affirming the basic dignityof each memberof society. Part I defendsthe
characterizationofhate speechas groupdefamation.It arguesthat hate speech impugns
its victims' standing as equal membersof society. Part II describes hate speech
regulationas the protectionof a fragile public good: the assurance offeredby each
memberof societyto all of its membersthat theycan livefree offear, discrimination,
violence,and the like. Part III defendsthe views articulatedin Parts I and II from
variouscriticisms,particularlythoseofProfessorRonald Dworkin. Dworkinarguesthat
forbiddinghate speechmay resultin a loss of democraticlegitimacy for otherlaws. But
ProfessorWaldronargues that with sufficientsafeguardsthe loss is vanishinglysmall,
and well worththe concomitantgains. As well,prohibitionson hate speech should only
extend to issues that are "settled,"such as race, ratherthan issues that are currently
controversial,which should furtherallay concerns that hate speech regulationwill
foreclosefreedomor democraticdebate.
Introduction
Abouttwo yearsago, I publisheda shortpiece in the New York
ReviewofBooks,reviewing a bookbyAnthony LewiscalledFreedom
for the Thought that We Hate.1 In it, expressedsome misgivings
I
aboutthearguments commonly used in Americato condemnwhatwe
- legislation
call hate speechlegislation of the sortyou will findin
England,Canada, France,Denmark,Germany, New Zealand,and in
some of the statesof Australia,prohibiting "by whicha
statements
of
group people are threatened, insulted or degraded accountof
on
*
UniversityProfessor,New York University.I am most gratefulto TimothyGarton Ash,
Rebecca Brown, WinfriedBrugger,Ronald Dworkin,David Dyzenhaus,Noah Feldman,James
Fleming,Charles Fried, SanfordKadish, Frances Kamm, George Kateb, Henning Koch, Chris-
tineKorsgaard,David Kretzmer, Mattias Kumm,Rae Langton,Charles Lawrence,AnthonyLew-
is, CatherineMacKinnon,JohnManning,Jane Mansbridge,LeightonMcDonald, Frank Michel-
man, Martha Minow, Peter Moinar, Glyn Morgan, Liam Murphy,Thomas Nagel, Gerald
Neuman, Robert Post, Michael Rosen, Nancy Rosenblum, Michael Sandel, Carol Sänger,
TM. Scanion, RobertSilvers,JosephSinger,GeoffStone,Mark Tlishnet,RobertoUnger,Ajume
Wingo, and the late C. Edwin Baker for their criticisms,suggestions,and (in some cases)
encouragement.
1 JeremyWaldron,Free Speech & theMenace ofHysteria,N.Y. REV. BOOKS, May 29, 2008,
http://www.nybooks.com/articles/2i452(reviewingANTHONY LEWIS, FREEDOM FOR THE
Thought that We Hate (2007)).
1597
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1598 HARVARD LAW REVIEW [Vol. 123:1596
2 This is the language used in section 266b(i) of the Danish Penal Code. See THE PRIN-
CIPAL DANISH CRIMINAL ACTS 64 (Malene Frese Jensen,Vagn Greve,GitteHoyer,& Martin
Spencereds., DJOF Publ'g 3d ed. 2006).
3 Waldron,supra note 1.
4 Id. (emphasisadded) (footnoteomitted).
5 Email fromMike Hardestyto author(July2, 2008, 14:51 EST) (on file with the Harvard
Law School Library).
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2010] DIGNITY AND DEFAMATION 1 5 99
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l602 HARVARD LAW REVIEW [Vol. 123:1596
16 Strafgesetzbuch
[StGB][PenalCode]§ 130,' 1,sentence2. In France,article29 oftheLaw
ontheFreedom ofthePressof29July1881alsoprohibits groupdefamation.
17 343 U.S. 250,253-54(I952); see also JosephTanenhaus,
GroupLibel,35 CORNELLL.Q.
261(1950)(fora general
discussion
ofthisconcept).
18 Harry Kalven, Jr.,The Negro and the First Amendment 7 (1965).
19 Note,StatutoryProhibitionofGroupDefamation,47 COLUM. L. REV. 595 (1947).
20 Striking a Balance: Hate Speech, Freedom of Expression and Non-
discrimination 326 (SandraColivered., 1992)(emphasisadded)(internal
quotationmark
omitted).
21 James Weinstein,ExtremeSpeech, Public Order and Democracy,in EXTREME SPEECH
and Democracy, supranote10,at 23,58-59.
22 AlienandSedition
Actsof1798,ch.74,§ 2, 1 Stat.596(expired1801).
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2010] DIGNITY AND DEFAMATION 1603
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41 Id.
42 See id.
43 Id. at 250(majority
opinion)
(internal markomitted).
quotation
44 Id. at 251.
45 Id. at 253(quoting
Peoplev. Beauharnais, 97 N.E.2d343,346(111.
1951))(internal
quotation
markomitted).
46 Id. at 266.
47 Id. at 258-59(footnote
omitted).Professor NadineStrossencautionsthatbeforewe gettoo
enthusiasticabouttheordinanceupheldinBeauharnais, we shouldremember thatpriortoitsuse
againstthiswhitesupremacist group,it "was 'a weaponforharassment of theJehovah'sWit-
nesses,'whowerethen'a minority . . . verymuchmorein needofprotection thanmost.'" Na-
dine Strossen,RegulatingRacist Speech on Campus: A Modest Proposal?, 1990 DUKE LJ. 484,
520(quoting Joseph Tanenhaus, GroupLibel,35 CORNELLL.Q. 261,279-80(1950))(alteration
in
original).In fact,theJehovah'sWitnesses
wereprosecuted forwhata federal
courtdescribed as
"bitter
and virulent attacksupontheRomanCatholicChurch"and "accusations whichin sub-
stanceand effect werechargesoftreasonable Bevinsv. Prindable,
disloyalty." 39 F. Supp.708,
710(E.D. 111.1941).
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2010] DIGNITY AND DEFAMATION 1607
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55 See Tanenhaus,supra note 17, at 266 ("Since criminallibel is indictableat commonlaw be-
cause it tendsso to inflamemen as to resultin a breachof the peace, thereis no rationalbasis for
the exclusionofgroupdefamersfromliabilityto prosecutionin commonlaw jurisdictions.").
56 (1732) 25 Eng. Rep. 584.
57 Id. at 584-85.
S» Id. sit585.
59 id.
60 For an acceptanceof thiscase as grouplibel,see Anonymous,(1732) 94 Eng. Rep. 406 (K.B.)
and R. v Osborn,(1732) 94 Eng. Rep. 425 (K.B.). For an ambiguousaccountof thesame case, see
In re BedfordCharity,(1819) 36 Eng. Rep. 696, 717.
61 48 N.H. 211(1868).
62 Id. at 215 (emphasisadded).
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2010] DIGNITY AND DEFAMATION 1609
63 Beauharnais v. Illinois,343 U.S. 250, 276 (1952) (appendix to opinionof Black, J.,dissent-
ing);see suprapp. 1605-06.
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81 I do notmeanto denyhowdistressing
an attackon (say)theKoranmightbe. The delib-
erateinfliction mightbe wrongand unlawful
ofthatdistress in othercontexts,
forexampleas a
wayofabusingdetaineesinthewaragainstterrorism.
See Jeremy Waldron,WhatCan Christian
63 THEOLOGY TODAY 330, 341 (2006).
TeachingAdd to theDebate AboutTorture?,
82 See JeremyWaldron,Mill and the Value of Moral Distress,35 POL. STUD. 410 (1987), re-
printedin JeremyWaldron, Liberal Rights 115(2003);Jeremy TooImportant
Waldron,
in Wal-
forTact,Times Literary Supplement, Mar. 10-16,1989,at 248,260,reprinted
dron, LIBERALRIGHTS,supra,at 134(discussingtheSalmanRushdieTheSatanicVersesaf-
fairina chapter
entitled
RushdieandReligion).
83 See Waldron, Liberal Rights, supranote82,at 115-16.
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94 See, e.g.,State v. West,263 A.2d 602 (Md. Ct. Spec. App. 1970).
95 See generallyJohn R. Howe, Jr.,Republican Thoughtand the Political Violenceof the
1790S,19 AM. Q. 147 (1967).
96 See Gordon S. Wood, Empire of Liberty: A History of the Early Republic,
1789-1815,at 198 (2009); cf.JamesD. Tagg, Benjamin FranklinBache's Attackon GeorgeWash-
ington,100 Pa. Mag. Hist. & Biography 191 (1976) (notingthat an effigyof Jay was guillo-
tined,filledwithgunpowder,and exploded).
97 See WOOD, supra note 96, at 198; Matthew Schoenbachler,Republicanismin the Age of
DemocraticRevolution:The Democratic-Republican Societies of the 1790s, 18 J. EARLY REPUB-
LIC 237, 254 n.25 (1998).
98 See WOOD, supra note 96, at 198; MonroeJohnson,Washington Period Politics, 12 Wm. &
Mary C. Q. Hist. Mag. 159, 162 (1932).
99 See WOOD, supra note 96, at 229; Eric M. Uslaner,Comityin Context:Confrontation in
HistoricalPerspective,21 BRIT.J.POL. SCI. 45, 66 (1991).
100 See Howe, supra note95, at 147.
101 See generallyWOOD, supra note96, at 239-75.
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108 I am notaskingthisRawlsian questionin orderto getat JohnRawls's own views in the free
speech-hatespeech debate. What Rawls says about freespeech,set out mainlyin a lectureen-
titledThe Basic Libertiesand TheirPriority,RAWLS,supra note 105, at 289-371, is not particu-
larlyinteresting forour purposes. It does not address the specificissue of hate speech or group
libel at all. And it does notfollowup on the implicationsof Rawls's own characterizationof pub-
lic knowledgeand assurancein a well-orderedsocietyin the way thatI want to. Also, it is a bit
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120 Richard Delgado & Jean Stefancic, Understanding Words that Wound
142 (2004).
121Edmund Burke, Reflections on the Revolution in France 78 (L.G. Mitchell
ed.,OxfordUniv.Pressiqqq) (i7Qo).
122Id. at 77.
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2010] DIGNITY AND DEFAMATION 1627
ty,as distinct
fromvariousegalitarian policies).Forfurther
discussion
ofthisidea ofthefunda-
mentals ofjustice,seeinfrapp. 1646-47.
128See suprap. 1624.
129David Bromwich, Politics by Other Means: Higher Education and Group
THINKING157(1992)(internal quotationmarksomitted).
130[i99o]3S.C.R. 697(Can.).
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133 For the distinctionbetween public goods whose ultimatepayoffis collectiveand public
goods thatbenefitindividuals,see JeremyWaldron,Can CommunalGoods Be Human Rights?,in
Liberal Rights, supra note82, at 339, 354-59. Some public goods may have bothaspects. See
JeremyWaldron,Safetyand Security,85 Neb. L. Rev. 454, 500-02 (2006).
134 Rawls, supra note 105,at 204.
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2010] DIGNITY AND DEFAMATION 1631
135 William Peirce Randel, The Ku Klux Klan: A Century of Infamy 224 (1965).
136 Id.
137 Philippa Strum, When the Nazis Came to Skokie: Freedom for Speech We
Hate 15 (1999) (internalquotationmarksomitted).
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141 For the notionof negativefreedom,see ISAIAH BERLIN, FOUR ESSAYS ON LIBERTY 122-
31 (1969).
142 See, e.g., Tsesis, supra note 76, at 499-501 ("Hate speakers seek to intimidatetargeted
groupsfromparticipatingin the deliberativeprocess. Diminishedpoliticalparticipationbecause
of safetyconcerns,in turn,stymiespolicy and legislativedebates." Id. at 499.). For a more
nuanced discussionof thispoint,see generallyFrank Michelman,Universities, Racist Speech and
Democracyin America:An Essayfor theACLU, 27 HARV.C.R.-C.L. L. Rev. 339 (1992).
143 See C. Edwin Baker,Autonomyand Hate Speech, in EXTREME SPEECH AND DEMOC-
RACY,supra note 10,at 139, 143.
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152 Of course, those who make the autonomyargumentoftendispute the impact that hate
speech is said to have on others,and no doubt theywill disputethe claims about the importance
of assurance and the claims about the impact of hate speech upon assurance that I have made
in Part II of this Article. They may or may not be rightabout this,but it is odd to thinkthat
thisposition- whichis essentiallyan empiricalclaim - should be nourishedby the claim about
autonomy. No doubt those who make the autonomyclaim want it to be true that hate speech
does not have a deleteriousimpact,but certainlythe claim about autonomydoes not give any
reason forthinkingthatthatis true. On the contrary, wherean exerciseof freedomin Dworkin's
"flat sense," see supra p. 1636, is challenged on groundsof the social harm that it produces,
that challengemust be evaluated beforewe decide that the exerciseof freedomis entitledto an
elevateddesignationsuch as autonomy.The autonomydesignationcannotbe used to brushaside
thechallenge.
153 I shall treatthesetwo ideas - content-basedregulationand viewpoint-basedregulation-
as synonymous.
154 Americanfreespeech doctrinerestson the principlethat an impositionon the freedomof
speech may not be based on the viewpointof the speakers,the particularcontentof what is said,
or the distancebetweenwhat is said and some officialorthodoxyto whicheveryonein societyis
supposed to subscribein public. For a helpfuldiscussionof the analyticdifficultiessurrounding
thisdistinction, see generallyR. George Wright,Content-Basedand Content-Neutral Regulation
ofSpeech: The Limitationsofa CommonDistinction,60 U. MIAMI L. REV. 333 (2006).
155Geoffrey
R. Stone,Content-Neutral 54 U. Chi. L. Rev. 46,55 (1987)(quoting
Restrictions,
Alexander Meiklejohn, Political Freedom: The Constitutional Powers of
the People 27 (i960)).
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165 id.
166 It will be obvious in what followsthatI am greatlyindebtedto ProfessorDworkinfordis-
cussingwithme theideas in thisand thefollowingsections.
167 See DWORKIN,supra note 140,at 190-92.
168 Email fromRonald Dworkinto author(Oct. 4, 2009, 21:34 EST) (on filewiththe Harvard
Law School Library).
lõy Public OrderAct, 1986,c. 64, §§ 3, 3A.
170 Race RelationsAct, 1976,c. 74, § 70.
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178 Britain prohibits the display of "any written material which is threatening, abusive or in-
sulting" if its display is associated with an intention "to stir up racial hatred," but says that no of-
fense is committed if the person concerned "did not intend ... the written material, to be, and
was not aware that it might be, threatening, abusive or insulting." Public Order Act, 1986, c. 64,
§ i8(i)(a).
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183 j would notlike to see such a claim in the hands of someonewho thought,forexample,that
thedebate about socialismwas over.
184 See MILL, supra note 173, at 48-55.
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F. TheOwensCase in Saskatoon
This distinctionbetweendebatesthatare overand debatesthatare
notis illustratedbya recentCanadiandecision.In 1997,a corrections
officer in SaskatchewannamedHugh Owens offered forsale in the
SaskatoonStarPhoenixnewspapera bumperstickerdesignedto pro-
claimwhat he believedto be the Christianmessageconcerning gay
marriageand perhapshomosexualrelationsin general. He said that
theadvertisement was a Christian responseto GayPrideWeek.191 Af-
tera complaint bythreegaymen,whofeltthattheadvertisement be-
littledthemand subjectedthemto publichatred,Owenswas hauled
beforea one-person board of inquiry,set up by the Saskatchewan
HumanRightsCommission in Saskatoon.192He and the newspaper
wereorderedto pay $1500to thecomplainants.193 A courtin Saska-
toonupheldthedecision,194 butwhenOwensappealedto theSaskat-
chewanCourtofAppeals,it reversed thedecision.195The courtofap-
peals recognized that "[p]artof the context whichmust informthe
meaning of Mr. Owens' advertisement is thelonghistory discrimi-
of
nationagainstgay,lesbian,bisexualand trans-identified peoplein this
country and elsewhere."196But it also said this:
thattheadvertisement
[I]t is significant . . . was published... in themid-
dle ofan ongoingnationaldebateabouthow Canadian legal and constitu-
tional regimesshould or should not accommodatesexual identities. ...
Parliamentwould not pass legislationto make government programsand
benefitsavailableon an equal basis to gay and lesbiancouplesuntilthree
yearsafterthe advertisement appeared. WhenMr. Owens' messagewas
the
published judicial sanctioning of same-sexmarriagein Saskatchewan
was still seven years in the futureand its sanctioningby the Supreme
CourtofCanada was eightyearsin thefuture.This does notmeanthata
newlywon rightto be freefromdiscrimination shouldbe accordedless
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197Id. at 177-78(citations
omitted).
198See ReligiousTolerance.org, Discriminate:
FreedomofCanadianstoReligiously A Canadian
Civil RightsRulingDealing withAnti-GayHate Versesin the Bible, http://www.religious
t0lerance.org/bibLhate3.htm(lastvisitedMar.27,2010).
199See SomebodyThinkof the Children,Anti-GayBumperSticker:Free Speech,Hate
Speech?(Sept. 24, 2008),http^/www.somebodythinkofthechildren.com/anti-gay-bumper-sticker-
(discussing
free-speech-hate-speech/ a Queensland thatled to a conviction
bumpersticker under
hatespeechlegislation).
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1652 HARVARD LAW REVIEW [Vol. 123:1596
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2010] DIGNITY AND DEFAMATION 1 65 3
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IÓ54 HARVARD LAW REVIEW [Vol.123:1596
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2010] DIGNITY AND DEFAMATION 1 65 5
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1656 HARVARD LAW REVIEW [Vol. 123:1596
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2010] DIGNITY AND DEFAMATION 1657
212 InternationalCovenant on Civil and Political Rights art. 20, '2, Mar. 23, 1976, 999
U.N.T.S. 171. See also InternationalConventionon the Eliminationof All Forms of Racial Dis-
criminationart. 4, Dec. 21, 1965, G.A. Res. 2106 A (XX), 660 U.N.T.S. 195 (1969). The United
Statesenteredreservations againstbothprovisionsat thetimeof its ratificationof thesetreaties.
213 See suprap. 1599.
214 See DWORKIN,supra note 140, at vii-ix.
215 See Dieter Grimm,FreedomofSpeech in a Globalized World,in EXTREME SPEECH AND
DEMOCRACY,supra note 10, at 11, 19-22. But forthe damagingexternalitiesof Americanex-
ceptionalism,particularlywith regardsto othercountries'attemptsto respondto hate speech on
the internet,see AlexanderTsesis, Hate in Cyberspace:RegulatingHate Speech on the Internet,
38 San Diego L. Rev. 817, 853-58 (2001).
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