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Home Stretching Exercise is Effective for


Improving Knee Range of Motion and Gait in
Patients with Knee Osteoarthritis

Article in Journal of Physical Therapy Science · July 2009


DOI: 10.1589/jpts.21.113

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Original Article J. Phys. Ther. Sci.
21: 113–119, 2009
Home Stretching Exercise is Effective for
Improving Knee Range of Motion and Gait in
Patients with Knee Osteoarthritis

OSAMU AOKI, PT, MS1), NOBUHIRO TSUMURA, MD2), AIKO KIMURA, PT3),
SOH OKUYAMA, PT3), SATOSHI TAKIKAWA, MD2), SOICHIRO HIRATA, MD, PHD4)
1)
Department of Rehabilitation, Rehabilitation Nishi-Harima Hospital, Hyogo Prefectural
Rehabilitation Center at Nishi-Harima:1–7–1 Koto, Shingu-cho, Tatsuno, Hyogo, Japan.
TEL: +81 791-58-1050, FAX: +81 791-58-1070, E-mail: aoki-o@umin.ac.jp
2)
Department of Orthopedics, Central Hospital, Hyogo Prefectural Rehabilitation Center
3)
Department of Rehabilitation, Central Hospital, Hyogo Prefectural Rehabilitation Center
4)
Faculty of Health Sciences, Kobe University School of Medicine

Abstract. [Purpose] The purpose of this study was to assess the effects of home-based knee stretching
exercises on knee range of motion (ROM) and gait speed in patients with knee osteoarthritis awaiting total
knee arthroplasty. [Subjects] Thirty-six patients with severe knee osteoarthritis were randomly allocated to
stretching (n=17) and control (n=19) groups. [Method] The subjects in the stretching group were instructed
to perform home-based knee stretching exercises once a day for about 80 days, whereas the subjects in the
control group were told to maintain their current level of physical activity. Outcomes assessed percentage
changes in the total range of knee ROM in the supine position (S-ROM), pain, gait speed and knee ROM
during gait (G-ROM). [Results] The stretching group showed significantly greater improvement in S-ROM,
gait speed and G-ROM than the control group (control vs stretching; S-ROM, 0.4 ± 8.6% vs 9.5 ± 16.2%;
gait speed, 1.6 ± 11.4% vs 11.6 ± 10.7%; G-ROM, 0.6 ± 15.2% vs 14.2 ± 14.6%; p<0.05 for all). Pain was
significantly decreased in the stretching group compared to the control group (median values: –15.6% and
6.5%, p<0.01).
Key words: Osteoarthritis, Stretching, Home exercise

(This article was submitted Oct. 28, 2008, and was accepted Dec. 1, 2008)

INTRODUCTION Moreover, land-based exercise was shown to reduce


pain and improve physical function for knee OA2).
Knee osteoarthritis (OA) is associated with It is widely accepted that regular exercise, such as
numerous symptoms such as deformity, pain, muscle exercise and walking, is beneficial for the
muscle weakness and limited range of motion management of pain and improvement of physical
(ROM). These symptoms cause difficulty in function in patients with knee OA3,4) . Although
performing activities of daily living (ADL), home-based exercises have advantages over clinic-
including walking. At present, OA is not curable or hospital-based exercises because they are
and the goal of management is to maintain or inexpensive and easy to perform, there are concerns
improve function and quality of life. about long-term implementation of home-exercise
Exercise therapy for knee OA has small-to- regimens. In a long-term study conducted by Deyle
moderate beneficial effects on pain and disability1). et al.5), the effects of a home-exercise program that
114 J. Phys. Ther. Sci. Vol. 21, No. 2, 2009

Table 1. Patient characteristics at registration (N=36) to pick up a weight from the floor) in knee OA
Characteristics Mean ± SD patients, whereas extension angle is not15).
We hypothesised that exercise regimens that
Male / Female (n) 0 / 36
Joints (n) bilateral OA =31, unilateral OA =5 included only knee flexion stretching would
Age (y) 73.3 ± 5.8 improve ROM and gait speed. The present study
BMI (kg / m2) 26.2 ± 3.0 was designed to determine whether home-based
Duration from the onset of pain (y) 9.8 ± 7.4 stretching exercise was effective for improving
FTA (°) 187.3 ± 5.2 ROM and gait. Generally, it is considered that
Note. Values are means ± standard deviations (SD) unless stretching means muscle stretching, but factors of
knee contracture are not only muscle but also
capsule, ligament and so on. In this study, we
defined the objects of stretching exercise as
included ROM, stretching and strengthening muscles, myofascia, capsule, ligament and skin.
exercises on lower extremity function were almost
equal to those of supervised exercise even after 1 METHODS
year. Other studies6–10) have consistently shown that
a home-based exercise regimen is beneficial for Patients
strength, pain, gait speed and self-efficacy. In these Thirty-six patients with severe knee OA
studies, however, the exercises were mainly established on radiographs were recruited from an
comprised of muscle-strengthening exercises. outpatient clinic of a large rehabilitation hospital
Hence, the effects of stretching alone are not well (Table 1). Subjects having unilateral or bilateral OA
known. and planning to undergo total knee arthroplasty
Home exercises, including muscle stretching, (TKA) were included in this study. Patients who
ROM and strength training, have been reported to could not follow instructions and lie prone, and who
cause an improvement in stiffness and in the had self-reported severe cardio respiratory disease,
Western Ontario and McMaster Universities neurological disease, or lower limb disorders other
Osteoarthritis Index pain subscale11) . Similarly, than knee OA were excluded from the study.
Rogind et al. 12) reported that a combination of Participants were explained the purpose of the study
clinic-based exercises (strengthening, stretching and consented to participation; they were randomly
and balance) and 3 months of home-based exercises allocated to stretching (17 women with 33 affected
(strengthening and stretching) reduced pain and joints; mean ± SD age=72.3 ± 5.2 years; BMI=26.6
improved gait speed. These two studies indicated ± 3.5; duration from the onset of pain=10.3 ± 6.9
that these exercises improved both impairments years; FTA =187.9 ± 4.9°) and control groups (19
(e.g. strength and ROM) and activities (e.g. gait women with 34 affected joints; mean ± SD
speed). age=74.4 ± 6.4 years; BMI=25.8 ± 2.4; duration
As a part of the traditional Japanese lifestyle, from the onset of pain=9.3 ± 7.9 years; FTA=187.3
which includes kneeling on tatami mats, bilateral ± 5.6°) (Table 2).
deep knee flexion is frequently required. Therefore, The stretching group was instructed to perform
it is important to maintain or improve knee ROM in home-based stretching exercises every day and to
patients with knee OA. Stretching is one type of record it daily on a calendar until admission for
exercise performed to maintain or improve ROM surgery. They performed two exercises daily: 1)
and has been shown to improve ROM in healthy knee flexion assisted by hand while sitting on the
elderly people13). However, little is known about the floor and 2) knee flexion assisted by hand (or by the
effect of the stretching exercises on static and opposite leg if difficult to reach with the hand)
dynamic knee ROM in knee OA patients, despite while the subject was in a prone position (Fig. 1).
the fact that most of these patients have limited Participants had to keep the knee flexed as much as
ROM. Restriction of activity is imposed by lack of possible for 30 seconds and complete a minimum of
knee flexion angle 14), and knee flexion angle is 10 such repetitions at least once a day. The subjects
associated with disability (e.g. walking, sitting in the control group were instructed to maintain
down in a chair, reclining on a bed and bending over their current level of physical activity.
115

Table 2. Group characteristics at the time of registration


Characteristics Control (n=19) Stretching (n=17) p-value*
Male / Female (n) 0 / 19 0 / 17 -
Joints (n) 34 (bilateral=30, unilateral=4) 33 (bilateral=32, unilateral=1) -
Age (y) 74.4 ± 6.4 72.3 ± 5.2 0.30
BMI (kg /m2) 25.8 ± 2.4 26.6 ± 3.5 0.32
Years knee OA (y) 9.3 ± 7.9 10.3 ± 6.9 0.63
FTA (°) 187.3 ± 5.6 187.9 ± 4.9 0.41
Kellgren-Lawrence grade,
median (interquartile range) IV (IV to IV) IV (III to IV) 0.22
Note. Values are means ± standard deviations (SD) unless otherwise indicated.
*Comparison between groups (Student’s t-test or Wilcoxon’s rank-sum test).

Fig. 1. Guidance for stretching.


1. Knee flexion exercise while sitting on the floor (mainly stretching for the quadriceps
femoris muscle).
2. Knee flexion exercise in a prone position (mainly stretching for the rectus femoris
muscle).
Participants had to keep the knee flexed as much as possible for 30 seconds and
complete a minimum of 10 such repetitions at least once a day.

Outcome measures G-ROM of the knee was measured three times,


We evaluated the participants at the time when and the mean of these measurements was used in the
they were registered for a TKA operation and just analysis. We used a three-dimensional optical
after admission to hospital for the operation. motion capture system with six cameras (Mac3D
Measurements included the total range of knee system; Motion Analysis Co., CA) and two force
ROM in the supine position (S-ROM), pain, gait plates (1200 mm × 600 mm; Kistler Japan Co.,
speed and knee ROM from maximum flexion to Tokyo, Japan) with a sampling rate of 60 Hz.
extension during gait (G-ROM). For the Markers were placed at a point on the lower 2/3rd
measurement of gait speed and G-ROM, the part of the line drawn from the anterior superior
participants were asked to walk along a 10-m line iliac spine to the greater trochanter and at the knee
three times. S-ROM was measured from maximum and ankle joints.
extension to flexion with a goniometer by a
physiotherapist blinded to the participants. Pain Analysis
experienced during gait was quantitatively For baseline comparison, the mean age, BMI,
evaluated using a 100-mm visual analogue scale. duration from the onset of pain, FTA, S-ROM, gait
Gait speed was calculated from the step duration speed and G-ROM at the time of registration for a
and length determined from force plate data; we TKA were compared between the groups using
used the mean of three such values for analysis. Student’s t-test after confirmation of a normal
116 J. Phys. Ther. Sci. Vol. 21, No. 2, 2009

Table 3. Evaluation values at registration, and percentage changes from registration to admission
Control Stretching
Registration* Admission Change (%)† Registration* Admission Change (%) † p-value‡
S-ROM (°) 109.9 ± 23.5 109.1 ± 20.4 0.4 ± 8.6 110.0 ± 25.6 117.6 ± 20.2§ 9.5 ± 16.2 0.007
(mean ± SD)
Pain (mm) 45.5 49.5 6.5 60.0 43.5§ –15.6 0.002
(median, (21.0 to 67.3) (39.5 to 62.8) (–20.0 to 42.0) (41.5 to 75.5) (36.0 to 64.8) (–27.8 to –4.9)
interquartile range)
Gait speed (m / min) 32.4 ± 12.9 32.1 ± 11.4 1.6 ± 11.4 33.2 ± 7.3 36.9 ± 8.2§ 11.6 ± 10.7 0.01
(mean ± SD)
G-ROM (°) 39.6 ± 13.3 39.4 ± 12.6 0.6 ± 15.2 37.4 ± 10.5 42.1 ± 11.7§ 14.2 ± 14.6 <0.001
(mean ± SD)
Note. Values are means ± standard deviations (SD) or median and interquartile range.
Abbreviations: S-ROM, knee ROM in the supine position; G-ROM, knee ROM during gait
*No significant difference between groups at registration (Student’s t-test or Wilcoxon’s rank-sum test).

Percentage changes from registration to admission.

Comparison of percentage changes between groups (Student’s t-test or Wilcoxon’s rank-sum test).
§Significant difference between registration and admission (p<0.05 for all, paired t-test or Wilcoxon’s signed-rank test).

distribution. Kellgren-Lawrence grade and the RESULTS


severity of pain were compared between the groups
using Wilcoxon’s rank-sum test. In addition, we At baseline comparison, there were no significant
compared S-ROM, pain, gait speed, G-ROM differences in any measurement between the groups
between registration and admission by paired t-test (age, p=0.30; BMI, p=0.46; duration from the onset
or Wilcoxon’s signed-rank test. of pain, p=0.57; FTA, p=0.65; Kellgren-Lawrence
We calculated the percentage changes in S-ROM, grade, p=0.22; S-ROM, p=0.98; pain, p=0.09; gait
gait speed, pain and G-ROM from the time of speed, p=0.80; G-ROM, p=0.46).
registration to admission as outcoms using the There was no significant difference in duration
following formula: from registration to admission between the control
(82.3 ± 34.5 days; range: 25–146 days) and
stretching group (80.7 ± 32.2 days; range: 30–142
days). The percentage of days for which the
participants performed the exercises during the
These changes were compared between the study period was 93.1 ± 4.3% in the stretching
groups by using Student’s t-test and Wilcoxon’s group.
rank-sum test. In the comparison of S-ROM, pain, gait speed, G-
In this study, participants had to wait about 3 ROM between at the time of registration and
months until admission because of hospital admission, significant differences were obtained in
circumstances. In addition, participants didn't need the stretching group (p<0.05 for all).
to visit hospital until admission, so that we couldn’t Mean changes in S-ROM, gait speed and G-ROM
regulate the intervention term. We assessed the dose were significantly greater in the stretching group
effects of the number of days for which the than in the control group (control vs stretching; S-
participants had performed stretching exercises and ROM: 0.4 ± 8.6% vs 9.5 ± 16.2%; gait speed: 1.6 ±
the percentage change in S-ROM, pain, gait speed 11.4% vs 11.6 ± 10.7%; G-ROM: 0.6 ± 15.2% vs
and G-ROM using Spearman’s correlation analysis. 14.2 ± 14.6%; p<0.05 for all). Pain was
We used JMP IN 5.1 (SAS Institute Japan, Tokyo, significantly decreased in the stretching group
Japan) for statistical analysis, and a significance compared to the control group (p<0.01) [median
level of p=0.05. values (interquartile range): –15.6 (–27.8 to –4.9)
and 6.5 (–20.0 to 42.0)] (Table 3).
There were no significant relationships between
117

the number of days and the percentage change in S- angle during gait of normal elderly people aged 65.4
ROM, pain, gait speed and G-ROM (p=0.44, 0.99, ± 6.2 years was 57.1 ± 7.7° and minimal knee
0.94, 0.83, respectively). flexion was 4.6 ± 4.9°. Similar to our unpublished
data, G-ROM in 11 normal old people aged 66.3 ±
DISCUSSION 4.0 years was 59.1 ± 3.2°. In this study, G-ROM
was improved about 14%, and was about 42° at the
The effectiveness of regular exercise in the time of admission in the stretching group. However,
management of pain and improvement of physical we regarded this as insufficient for normal gait. We
function has been established in patients with knee postulate that pain improvement led to an
OA 3,4,16–18). In the present study, the stretching improvement of gait speed, and improvement of G-
group showed significantly greater improvement in ROM seemed to result from improvement of S-
S-ROM than the control group and the mean ROM and pain.
percentage change was about 9%. This could be Generally, a home-based exercise regimen is
partly attributed to performing knee flexion prescribed to patients as a part of the rehabilitation
exercises once a day. Of interest was the finding by program to maintain their functions, and improve
Szabo et al.19) who reported that the flexion ROM in their impairments and ADL23). However, whether
Muslim patients with knee OA, whose religious therapist interventions are more effective than
tradition involves frequent deep flexion of the knee, home-based exercise regimens in the long term is
similar to the Japanese tradition, was better than that debatable24). The advantage of home exercises is
of non-Muslim patients, who did not have such that patients can perform them at any time and at
traditions. Moreover, they mentioned that the low cost. However, disadvantages include a
restriction of knee movement might be prevented by possible lack of continuity and incorrect
regular exercise. performance of the maneuvers because of lack of
Pain decreased by about 15% from the time of supervision. In previous studies, researchers
registration to admission in the stretching group. regularly contacted their participants by telephone
Minor et al.20) reported that the pain subscale of the or home visits to ensure that the prescribed
arthritis impact measurement scale was improved exercises were being performed9,23,25). However,
by ROM exercise, isometric training and relaxation we did not contact the participants during the course
exercises in patients with rheumatoid arthritis and of the present study. Nevertheless, the mean
osteoarthritis. In addition, another study8) showed compliance rate based on the self-reported calendar
that pain scores improved compared with baseline was unexpectedly high (93%). The limited period of
in the stretching training group as compared with waiting time for surgery (i.e. about 3 months) may
controls. Our findings agree with those of these have contributed to the participants' motivation to
otheres. Fredericson and Yoon21) reported that tight perform the exercises. Henry et al.26) reported that a
quadriceps muscles lead to high patellofemoral simple, as opposed to a complex, home-based
stresses. Although the mechanisms of pain exercise regimen was essential to ensure the
improvement are not yet known, we speculate that continuity of exercise and improvement in physical
improvement in soft tissue flexibility may have led function. In the present study, the participants were
to a reduction in knee pain in the stretching group. prescribed a simple exercise regimen consisting of
Our results indicate an improvement of 11.6% in only two exercises, and the patients were given a
gait speed from the time of registration to self-report calendar at the time of registration,
admission, whereas Minor et al. 20) reported no which may also have contributed to the high
change in 50-foot walking time in patients with compliance rate.
rheumatoid arthritis and OA who performed ROM Because the period of home-based stretching
exercises. This discrepancy may be due to the exercises ranged from 30 to 140 days, we assessed
differences in sample populations between the two the dose effects on S-ROM, pain, gait speed and G-
studies; our study included patients with severe ROM using correlation analysis. No significant
knee OA (as indicated by a low gait speed) awaiting relationships were observed. Harvey et al. 13)
surgery, whereas the patients in the study of Minor reported that a minimum of 3 weeks is required to
et al.20) were recruited from the community. improve ROM by stretching. This might partly
Lee et al.22) reported that maximal knee flexion account for our result that there was no dose effect
118 J. Phys. Ther. Sci. Vol. 21, No. 2, 2009

on S-ROM. However, we could not account for the clinical trial. J Rheumatol, 2000, 27: 2215–2221.
lack of a significant correlation between the period 9) Baker KR, Nelson ME, Felson DT, et al.: The efficacy
of exercise and the improvement in pain, gait speed of home based progressive strength training in older
adults with knee osteoarthritis: A randomized
and G-ROM.
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exercise regimen was effective even in patients with exercise programme for knee pain and knee
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