Outline for Dialectical and Historical Materialism by J. V.
Stalin These outlines are intended to be supplementary material, to be read alongside the original text or as a study aide.
I. What is dialectical materialism?
A. Dialectical materialism is the philosophical basis for Marxism. 1. “It is called dialectical materialism because its approach to the phenomena of nature, its method of studying and apprehending them, is dialectical*, while its interpretation of the phenomena of nature, its conception of these phenomena, its theory, is materialistic.**” a) Dialectics* is a philosophical term for a method of studying and understanding events that occur in the universe. We’ll get more into that later. b) Materialism** i s a philosophical term for the view that the fundamental substance of the universe is matter, or material. II. What is historical materialism? A. “Historical materialism is the extension of the principles of dialectical materialism to the study of social life, an application of the principles of dialectical materialism to the phenomena of the life of society, to the study of society and of its history.” 1. Essentially, historical materialism is the application of dialectical materialism to the study of history and social science. III. The Marxist Dialectical Method in detail. A. “Nature connected and determined.” 1. Dialectics holds that the fundamental nature of the world is interconnected and all events are determined by causes. a) This means that, thinking dialectically, events are understood within the context of their causes and connections. B. “Nature is in a state of continuous motion and change.” 1. Contrary to Zeno’s paradox of the arrow in Western metaphysics, which argues that there is no such thing as motion, dialectics holds that nature is constantly in a state of motion. a) “...a state of continuous movement and change, of continuous renewal and development, where something is always arising and developing, and something always disintegrating and dying away.” b) Thus, dialectics holds that things should be understood not only through their connections to other things, but also through their change over time. C. “Natural quantitative change leads to qualitative change.” 1. A quantitative change is defined as a small, imperceptible change that occurs within something, while a qualitative change is considered a fundamental change. a) Think of a pot of boiling water. When you first put the pot on the stove, the water is qualitatively not boiling. Over time, the small quantitative changes taking place within the water (rising temperature), which are imperceptible, accumulate and boil over (in a qualitative leap) into, qualitatively, boiling water. b) Thus, the development of all things must be understood as “an onward and upward movement, as a transition from an old qualitative state to a new qualitative state, as a development from the simple to the complex, from the lower to the higher.” D. “Contradictions inherent in nature” 1. Dialectics holds that, within all things, there is a struggle of opposites (contradictions) that causes (or, essentially is) their development. E. “Everything depends on the conditions, time, and place” 1. Therefore, if we want to understand something, we must study the material conditions and contradictions that led to the development of the phenomena being observed. 2. “The slave system would be senseless, stupid and unnatural under modern conditions. But under the conditions of a disintegrating primitive communal system, the slave system is a quite understandable and natural phenomenon, since it represents an advance on the primitive communal system.” - Here, Stalin is not claiming that slavery was morally justifiable, but was, to those societies in those contexts, an economic necessity. F. A note on comparing Marx’s dialectic to Hegel’s dialectic 1. While Hegel’s dialectic holds thoughts to be ultimate reality and the “creator” of reality, Marx holds thoughts to be the human reflection of reality, which is the material world. a) “‘My dialectic method,’ says Marx, ‘is not only different from the Hegelian, but is its direct opposite. To Hegel, ... the process of thinking which, under the name of 'the Idea,' he even transforms into an independent subject, is the demiurgos (creator) of the real world, and the real world is only the external, phenomenal form of 'the Idea.' With me, on the contrary, the ideal is nothing else than the material world reflected by the human mind and translated into forms of thought.’” IV. Marxist Philosophical Materialism A. Materialist 1. "The materialistic outlook on nature," says Engels, "means no more than simply conceiving nature just as it exists, without any foreign admixture." (Marx and Engels, Vol. XIV, p. 651.) B. Objective Reality 1. While philosophical idealism holds that reality only exists in our consciousness, Marxist materialism holds that there is a material reality, and that our consciousness is our subjective perception of that objective reality. 2. Matter is primary, since it is the source of sensations, ideas, consciousness, while consciousness is secondary, since it is a reflection of matter, a reflection of being; that thought is a product of matter which in its development has reached a high degree of perfection, namely, of the brain, and the brain is the organ of thought - therefore, one cannot separate thought from matter without committing a grave error. C. The World and Its Laws are Knowable 1. Marxist dialectics holds that the world and the laws that govern it (i.e., the laws of physics) are knowable, and there is no level at which human knowledge is limited by “things-in-themselves,” only levels of scientific discovery that human knowledge has simply not obtained yet. D. Implications 1. This means that the laws of the development of society are knowable, and that the history of society is not an accidental sequence of events. 2. The study of the history of society thus becomes a “science,” since society has developed according to discernable laws that are discoverable through the dialectic method. 3. Therefore, the theories and actions of the “party of the proletariat,” (socialists and communists) should not be guided by the wishes of great individuals nor by abstract, eternal principles, but on the laws of the development of society and practical applications deduced from the study of those laws. 4. The source of social ideas, theories, political views and institutions are the material world, and can only be understood through the material conditions of society at a given stage of its development. This is because consciousness is secondary and it follows that the social conscious is secondary to material reality. a) “Whatever is the being of a society, whatever are the conditions of material life of a society, such are the ideas, theories political views and political institutions of that society.” 5. “The strength and vitality of Marxism-Leninism lies in the fact that it does base its practical activity on the needs of the development of the material life of society and never divorces itself from the real life of society.” 6. This does not mean that social ideas, theories, political views and institutions have no effect on the material life of society. Thus far, Stalin has been writing on the origination of social ideas within the material life of society. Dialectics stresses the role and importance of social theories and institutions on material life, as well. V. Historical Materialism A. What are the distinguishing features of the “conditions of material life of society?” 1. Geography a) While geography has immense effects on the general form and development of society, it is not the chief determining factor in the development of society. This is because social changes occur at a much faster rate than geographic changes. 2. Population growth and density a) Population growth also has important effects on the development of society, but is also not its chief determining force. This is because population growth does not explain why global economic practices change so precisely from one system to another. Otherwise, China and India would have long surpassed the world in social development. B. What is the chief determinant force? 1. Historical materialism holds that the chief determinant force in the character of a social system and the development of society is the “method of procuring the means of life necessary for human existence, the mode of production of material values.” a) People need to produce basic material needs in order to live, as well as the instruments needed to produce those material needs. The people who produce such material needs must be trained properly to use the instruments of production in order to produce them. All of these together constitute the productive forces of society. b) There are also relations between the people who participate within the productive forces of society. These relations can be free of exploitation, relationships of dominance and control, etc. These relations are known as the relations of production, and are just as important to being an aspect of the mode of production (which is the chief determinant force of the character of a social system and the development of society) as the productive forces are. C. The first feature of production 1. Production never stays at one point for a long time and is always changing/developing, and calling for changes to the mode of production inevitably means calling for changes to the entire social/political system surrounding production. D. The second feature of production 1. The changes and development to production always begin with changes and developments of the productive forces, s pecifically with changes/development of new instruments of production. a) “First, the productive forces of society change and develop, and then, depending on these changes and in conformity with them, men's relations of production, their economic relations, change.” 2. If the relations of production do not change in line with the development of the productive forces, economic crisis ensues. a) This incongruity between the relations of production and the productive forces constitutes the basis for social revolution. b) “Whatever are the productive forces such must be the relations of production.” E. Five main types of relation to production 1. Primitive communal system a) The means of production are socially owned. The limitations of stone tools and other primitive instruments of production forced humans to work together in order to survive. Labor was performed by everyone, and everyone sustained themselves off of the fruit of that collective labor. Private ownership of production, exploitation, and classes did not exist. 2. Slave system a) The slave-owner owns the means of production as well as the laborers. Since metal tools now existed, pasturage and tillage of land followed. Products could now be exchanged between societies, and so, wealth was no accumulated in the hands of the few. Slave-owners thus constitute the prime property-owners with the development of private ownership. 3. Feudal system a) The feudal lord owns the means of production, but no longer completely owns the worker - though, he can still buy and sell the worker. Workers in this time are expected to take initiative to their work, as the labor and productive forces they engaged with (ironworks, agriculture, horticulture, manufacture and workshops) demand as such. Private property as a social concept and the struggle between exploiter and exploited continue to develop. 4. Capitalist system a) The capitalist owns the means of production, but not the workers, and the capitalist cannot buy or sell the workers as they are personally “free.” In order to survive, however, workers must sell their labor to the capitalist. Machinery takeover mills and factories. Since workers need to be educated enough to operate these machines, social institutions emerge in order to produce workers intelligent enough to operate the capitalist’s machines, but still necessitate employment. (1) There are further contradictions: “But having developed productive forces to a tremendous extent, capitalism has become enmeshed in contradictions which it is unable to solve. By producing larger and larger quantities of commodities, and reducing their prices, capitalism intensifies competition, ruins the mass of small and medium private owners, converts them into proletarians and reduces their purchasing power, with the result that it becomes impossible to dispose of the commodities produced. On the other hand, by expanding production and concentrating millions of workers in huge mills and factories, capitalism lends the process of production a social character and thus undermines its own foundation, inasmuch as the social character of the process of production demands the social ownership of the means of production; yet the means of production remain private capitalist property, which is incompatible with the social character of the process of production.” 5. Socialist system a) Under the socialist mode of production, there is social ownership of the means of production. Goods produced are distributed according to labor performed. The process of production is highlighted by cooperation, not competition. The relations of production a re fully in line with the character of the productive forces. There is no exploitation. F. The third feature of production 1. The rise of new productive forces takes place not after the disappearance of the old system, but within the old system. 2. The rise of new productive forces takes place spontaneously and independently of human intentions. Why? a) People can’t choose which mode of production to participate in. Everyone is born into a dominant mode of production and often grows up to accept it, as many generations of their families have before. b) Most people are concerned with their day-to-day activities, and seldom consider the social implications of their work. This goes too for inventors and innovators, who do not consider the long-term social implications of their creations.