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© National Strength and Conditioning Association

Volume 27, Number 4, pages 80–85

Keywords: chaos; fractal; periodization; intensity; volume

Periodization Essentials and Innovations


in Resistance Training Protocols
Lee E. Brown, EdD, CSCS, *D, FACSM
California State University-Fullerton, Fullerton, California
Mike Greenwood, PhD, CSCS, *D, FACSM
Baylor University, Waco,Texas

discussion provided by Plisk and Stone the individual reaches his or her desired
summary in 2003 (11). exercise and fitness goals or the period
when optimal performance is para-
The following article deals with the In the United States, periodization be- mount during competition. In Phase
came a catchphrase in the 1960s to pro- III of GAS, which should be avoided,
important topic of periodization mote an exercise system that, if de- the individual enters the dreaded over-
from a theory of fractal similarity. It signed correctly, would help to prevent training phenomena that is primarily
overtraining while optimizing peak associated with physiological and psy-
attempts to establish a link between performance through progressive train- chological staleness and/or exhaustion,
ing cycles (14). Periodization gained its and hence a decrement of performance
different cycles during a year-long popularity and application from a occurs. This phase also is referred to as
training program, which may assist physiological theory called the General the maladaptation stage. Thus, if you
Adaptation Syndrome or GAS (15). support the notion of exercise training
the reader in designing and writing GAS refers to the body’s ability to adapt progression, a systematic plan of peri-
to a variety of physiological stressors as- odization can be created by manipulat-
a more comprehensive resistance sociated with exercise programs (i.e., ing GAS to enhance performance and
prescription. strength training, interval training, and to prevent overtraining.
aerobic exercise) that occur in one of
three phases. Phase I, or what is com- This innovative, systematic progres-
s a starting place, it is imperative monly termed the shock or alarm phase, sive training plan has been labeled pe-

A to first discuss the concept of


periodization in relation to all
fitness components (1, 6). Please note
occurs during the initial phases of the
exercise program (the first 3–4 weeks,
depending on the fitness level of the ex-
riodization cycles. The initial stage of
periodization is commonly referred to
as the macrocycle. The macrocycle con-
that for the purpose of general discus- ercise participant); this phase is primar- stitutes the overall training period and
sion, we will discuss only a select sample ily a neurological adaptation to the plan, such as preparing for an athletic
of what is commonly termed classic or stress being placed on the body. During competition that will take place 1 year
traditional periodization in this article. Phase II, or the super compensation in the future. During that year of
Obviously, additional models and varia- stage, the human body progressively training, the athlete goes through a se-
tions of periodization exist (i.e., Fit- adapts to exercise stress in the form of ries of progressive mesocycles—which
ness/Fatigue Theory, Undulating Model, various physiological adjustments (i.e., can last from weeks to months, de-
Repeated Mesocycle Model), and for biochemical, skeletal, muscular, con- pending on the program goals desired
complete information on these topics, nective tissue, cardio-respiratory). This and the athlete’s progress—that allows
we refer you to a recent and valuable progressive adaptation continues until the athlete to reach optimal perfor-

80 August 2005 • Strength and Conditioning Journal


mance levels prior to his or her compe- tivity, beginning low-level plyometric mal training and performance levels.
tition while also avoiding overtrain- drills, and even static flexibility ma- During this phase, the more complex
ing. The mesocycle can be divided into nipulation, because once again, the movements (i.e., power cleans, hang
smaller segments (microcycles), which emphasis is placed on progression and cleans, push presses) typically are per-
can be periods of even 1-week dura- the hypertrophy phase is the start of formed first in the training session
tion, to concentrate on or isolate that progression (14). It could be that with an emphasis on multi-joint move-
sport-specific training considerations various athletes are beyond the static ments before single joint movements,
in the periodization scheme. flexibility stage during the hypertro- due to the tremendous fatiguing effects
phy phase, and after appropriate base- associated with higher intensity levels
Although a variety of periodization line assessments are administered, can and total body exercises. Further, dur-
schemes can be employed, a traditional quickly move to other flexibility train- ing the strength phase more emphasis
or classic periodization design for an ing variations. No doubt, a strong em- is placed on infusing speed develop-
athlete could begin with a series of phasis here would be a progression to ment, such as towing and downhill ac-
mesocycles starting with a Transition I flexibility training that would positive- tivities, into the training protocol. It is
phase. Transition I typically occurs ly contribute to sport-specific goals recommended that all athletes have an
during the period right after a season and demands. There is even progres- adequate strength-training base before
of competition. During the Transition sion built within the hypertrophy including speed development drills;
I phase, active rest is emphasized for phase itself. By adjusting the Big 3 this typically occurs in the strength
3–4 weeks so the athlete has some (volume, intensity, frequency), pro- phase (14).
much-needed recovery time from the gression is built into each phase of the
wear and tear of the competitive sea- periodization model. For example, the As the athlete enters the power phase,
son. Active rest can be defined as a pe- hypertrophy phase usually lasts from the primary resistance training thrust
riod of little or no formal training, 4–6 weeks (depending on fitness level, becomes lower volume (3–5 sets, 2–5
with participation in recreational ac- fitness progression, and program repetitions) and high intensity (90–95%
tivities and low-volume, nonspecific goals), but note the options available of 1RM lift), 2–4 times a week. The
resistance training and conditioning with 3–6 sets per muscle group, 10–20 goal is to reach the highest levels of
(14). In this example, the periodiza- repetitions per exercise, and 2–3 days strength and power that are required for
tion phase would be considered a de- per week (14). Early in the hypertro- an individual athlete in his or her given
training phase, as opposed to a training phy phase, the athlete may begin with sport, which ultimately promotes opti-
or nontraining phase, but can be an 3 sets per muscle group, 10 repetitions mal peaking right before competition
optional choice based on the program per exercise, and 2 days a week, only to begins. All other complementary activi-
and the athlete’s sport-specific needs. progress to the higher volume, intensi- ties (i.e., aerobic, plyometrics, flexibili-
In addition, others have placed a tran- ty, and frequency options toward the ty, speed development) also are per-
sition phase between the preparatory end of the phase. It should be noted formed at a high periodized intensity.
and competition phases, with an em- that in every periodization phase, some However, it is recommended that plyo-
phasis on 1–3 sets, 1–3 repetitions, experts employ a heavy/medium/light metric and speed-development training
with very high intensity and low vol- training intensity during each week occur on separate days from resistance
ume (3). and include this technique throughout training, due to the high intensity lev-
the entire year (3). els associated with the power phase
After Transition I is completed, the (14). The same rules apply for power
athlete moves into another mesocycle, Once the athlete’s physiological adap- lifts and multi-joint movements that
the preparatory period (competition tations have reached their peak in the were prevalent in the hypertrophy
preparation), which comprises three hypertrophy phase, there is a transition phase, with the exception of increased
phases: hypertrophy, strength, and into the strength phase involving mod- recovery times between exercise sets
power. In the hypertrophy phase, the erate resistance training volume (3–5 due to the athlete’s work at nearly max-
emphasis is placed on establishing a sets, 4–8 repetitions) and intensity imum intensities (14).
fitness base, which is usually accom- (80–90% of 1RM), with a frequency of
plished by performing resistance train- 2–4 times a week. Aerobic activity, A week or so before the competitive
ing with high volume (3–6 sets, 10–20 flexibility (static to dynamic to propri- season starts, some strength and condi-
repetitions), low intensity (50–75% of oceptive neuromuscular facilitation), tioning experts opt to use another
1 repetition maximum [1RM]), 2–3 and plyometric training also progress transitional phase to allow the athlete a
times per week. This phase also is char- to a moderate level of intensity in order brief detraining period before begin-
acterized by low-intensity aerobic ac- to continue the journey toward opti- ning the grind of competition, but this

August 2005 • Strength and Conditioning Journal 81


clude adequate recovery strategies, and
to eliminate the possibilities of over-
training/injury.

In the competition or maintenance


phase, the challenge is to maintain
some semblance of the physiological
adaptations (i.e., strength, power,
speed, flexibility, aerobic function)
that were developed over the course of
the mesocycles to that point. As any
athlete knows, the course of the com-
petitive season can be physically and
psychologically taxing, so infusing ad-
ditional strength and conditioning
time into the schedule is not always
convenient or accepted in a positive
manner. However difficult it may be,
strength and conditioning during the
competitive season is a necessary
Figure 1. A typical fractal object drawn on a computer. process. There is no logical or scientific
rationale for an athlete to work
through months of blood, sweat, and
tears to reach optimal performance lev-
els, only to lose those gains within a
matter of a few weeks. This is what will
happen if strength and conditioning is
not included during the competitive
season. The key element within the
competition phase is to maintain phys-
iological adaptation levels gained
throughout the previous mesocycles by
promoting the athlete’s strength and
conditioning frequency, volume, and
intensity with two training sessions a
week, if possible. So what magic train-
ing techniques can one use to accom-
Figure 2. A typical 1-year macrocycle graph of a periodization model depicting the
undulating inverse relationship between intensity and volume. plish this monumental feat? The use of
multi-joint exercises (i.e., reduced-
load power cleans, squats, bench) is
alternative is optional. The decision to training level, athletes differ in the recommended, because they promote
include an additional transition phase sense that some can work at higher in- sport-specific total body/multi-joint
often depends upon whether or not the tensities than others, and some recover training; this makes good use of the
athlete has reached his or her training more quickly from an exercise bout limited strength and conditioning time
goals and can afford to move into the than others. So here, the moral of the available during the season. The Essen-
next mesocycle (competition or main- story is to have specific knowledge tials of Strength Training and Condi-
tenance phase). Once again, the em- about the individual athletes and mon- tioning text lists an intensity of
phasis in a transitional phase here is to itor/adjust the periodization scheme 80–85% of 1RM with moderate vol-
perform 1–3 sets of 1–3 repetitions, accordingly to reduce the chances of ume of 2–3 sets and 6–8 repetitions
with very high intensity and low vol- experiencing overtraining. That is during the maintenance phase (14). Of
ume (3). Although postassessment pro- what periodization is all about: devel- course, this can vary depending on in-
cedures can help determine if the ath- oping individualized exercise protocols dividual fitness levels and program
lete has reached his or her optimal to optimize peak performance, to in- goals or needs.

82 August 2005 • Strength and Conditioning Journal


Although competitive schedules vary
from sport to sport, it is vital to select
training days where hard, medium, and
light schedules can be utilized. For ex-
ample, football players compete in
games once a week, which usually occur
on a Friday or Saturday. It then becomes
possible to schedule resistance training
with a hard-to-medium protocol on a
Monday/Tuesday and a medium-to-
light protocol on a Wednesday/Thurs-
day. However, it becomes more of a chal-
lenge to schedule resistance training
during the season for sports like base-
ball, because teams often compete 4–5 Figure 3. A typical 3-month mesocycle showing undulating intensity and volume.
times a week. No matter what the chal-
lenge, the athlete and the certified
strength and conditioning specialist
need to develop creative ways to main-
tain previously attained physiological
gains to the best of their abilities. After
the competitive season is over, it is time
to start again with the Transition I
phase. It should be noted that this is just
one example of a systematic periodiza-
tion scheme. The periodization protocol
will vary from athlete to athlete and
from sport to sport.

Since its inception, the professional fit-


ness world has learned that in addition
Figure 4. A typical 2-week microcycle showing undulating intensity and volume.
to reaching peak performance at the pre-
cise time and avoiding overtraining,
properly designed periodization exercise creasing levels of magnification (8). odization, as we generally perceive it,
programs must be not only safe and pro- That is, the closer you look at the object, is designed to meet the training goals
gressive, but individualized and sport- the more it looks like itself. The coast- of an individual on a nonlinear basis.
or activity-specific. In other words, any line of California is an example of a frac- The periodized training program is
exercise program protocol must be able tal element. If viewed from outer space, designed to affect the major training
to be specifically tailored to meet the fit- it would appear craggy and irregular. If variables of intensity, volume, and
ness and health needs of any person in viewed from an airplane, it also would rest by varying each one. Fractal peri-
any situation. This has become increas- appear craggy and irregular. In the same odization is just a way to look at the
ingly evident with the general fitness manner, if one stood atop a tall building whole training cycle. That being, a
population, specialized athletes, and in- and looked at the coastline, it would ap- long periodization cycle should be
dividuals functioning in clinical health pear irregularly shaped, and even if one self-similar at increasing levels of
environments. were to stand at the shore and watch the magnification or shorter periods of
waves lapping up, it still would appear training time.
Fractal Periodization irregular.
In an attempt to better elucidate the Chaos and fractal theories tell us that if
concept of periodization, the following A fractal is a function of mathematics two variables differ by an arbitrarily
provides a novel approach to designing and nonlinear dynamics (4). It is small amount at the beginning, they
its major cycles. The approach is called born out of chaos theory, which is will diverge dramatically over the long
fractal periodization. A fractal object best explained as deterministic com- run (12). This will cause the system to
(Figure 1) is one that is self-similar at in- plexity and not disorder (7). Peri- be unpredictable over time. This is

August 2005 • Strength and Conditioning Journal 83


week. The mutuality of volume and in-
tensity will ultimately affect the out-
come of any training regimen. ♦

References
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(2nd ed.). T. Baechle and R. Earle, eds.
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2000. pp. 395–426.
2. Bassingthwaighte, J.B., L.S. Liebovitch,
and B.J. West. Fractal Physiolog y.
New York: Oxford University Press,
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conditions” (9). In the same way, a pe- related at all levels. Increasing the mag- 4. Bompa, T.O. Periodization of Strength.
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period is dependent on the initial start- focusing on a shorter time series reveals Inc., 1993.
ing conditions of intensity, volume, very little about that cycle. The time se- 5. Bompa, T.O. Periodization: Theory
and rest (10). The determination of ries always looks similar and the undu- and Methodology of Training. Cham-
these control variables is what sets a lating manner of the variables remains paign, IL: Human Kinetics, 1999.
periodized program apart from linear the same. 6. Franklin, B.A., M.H. Whaley, E.T.
training alone. It is the undulation of Howley, G.J. Balady, K.A. Berra, L.A.
intensity, volume, and rest that make In a typical periodization cycle, the Golding, N.F. Gordon. ACSM’s
periodization training models result in starting point determines the finish- Guidelines for Exercise Testing and Pre-
strength outcomes that outperform ing point. A miscalculation at the be- scription. Baltimore, MD: Lippincott,
linear models (12). ginning may put the finish point Williams, and Wilkins, 2000.
many weeks off from peaking. This 7. Gleick, J. Chaos: Making a New Sci-
Training Cycles again is “sensitive dependence on ini- ence. New York: Penguin Books, 1987.
Periodization therefore can be seen to be tial conditions”(9). It is analogous to 8. Kelso, J.A.S. Dynamic Patterns. Cam-
fractal in a time series (2, 13). It looks sending a rocket to the moon and mis- bridge, MA: MIT Press, 1997.
similar when broken down by macrocy- calculating the firing point by only a 9. Liebovitch, L.S. Fractals and Chaos
cle, mesocycle, and microcycle. The in- fraction of a degree. The outcome may Simplified for the Life Sciences. New
verse relationship between intensity and be that the rocket misses the moon by York: Oxford University Press,
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ries. Figure 2 is a graphical example of a calculation in training volumes or in- 10. Lorenz, E. The Essence of Chaos. Seat-
year-long periodization cycle that shows tensity might result in overtraining or tle: University of Washington Press,
how intensity and volume are inversely not enough intensity to peak (2, 5, 1993.
related to each other. One can see from 10). 11. Plisk, S.S., and M.H. Stone. Periodiza-
comparing Figure 2 with Figure 3, tion strategies. Strength Cond. J.
which depicts a 3-month cycle, that it is Conclusion 25(6):19–37. 2003.
self-similar. In other words, the same The key to managing a proper peri- 12. Stone, M.H., H.S. O’Bryant, and J.
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4 shows a typical 2-week cycle that looks evant fitness assessment and needs 13. Strogatz, S.H. Nonlinear Dynamics
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picted in Figure 5. help to prescribe training from week to In: Essentials of Strength Training and

84 August 2005 • Strength and Conditioning Journal


Conditioning (2nd ed.). T. Baechle and
R. Earle, eds. Champaign, IL: Human
Kinetics, 2000. pp. 513–528.
15. Weinberg, R.S. and D. Gould. Foun-
dations of Sport and Exercise Psychology.
Champaign, IL: Human Kinetics,
1999.

Brown

Lee E. Brown is an associate professor of


Kinesiology at California State University-
Fullerton, Fullerton, California.

Greenwood

Mike Greenwood is a professor at Baylor


University, Waco,Texas.

August 2005 • Strength and Conditioning Journal 85

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