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Waste Management xxx (2018) xxx–xxx

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Waste Management
journal homepage: www.elsevier.com/locate/wasman

Global status of recycling waste solar panels: A review


Yan Xu 1, Jinhui Li ⇑, Quanyin Tan ⇑, Anesia Lauren Peters 1, Congren Yang 1
State Key Joint Laboratory of Environment Simulation and Pollution Control, School of Environment, Tsinghua University, Beijing 100084, China

a r t i c l e i n f o a b s t r a c t

Article history: With the enormous growth in the development and utilization of solar-energy resources, the prolifera-
Received 21 June 2017 tion of waste solar panels has become problematic. While current research into solar panels has focused
Revised 13 January 2018 on how to improve the efficiency of the production capacity, the dismantling and recycling of end-of-life
Accepted 25 January 2018
(EOL) panels are seldom considered, as can be seen, for instance, in the lack of dedicated solar-panel recy-
Available online xxxx
cling plants. EOL solar-panel recycling can effectively save natural resources and reduce the cost of pro-
duction. To address the environmental conservation and resource recycling issues posed by the huge
Keywords:
amount of waste solar panels regarding environmental conservation and resource recycling, the status
Waste solar panels
Crystalline silicon solar panels
of the management and recycling technologies for waste solar panels are systemically reviewed and dis-
Recycling cussed in this article. This review can provide a quantitative basis to support the recycling of PV panels,
Policy and suggests future directions for public policy makers. At present, from the technical aspect, the
research on solar panel recovery is facing many problems, and we need to further develop an economi-
cally feasible and non-toxic technology. The research on solar photovoltaic panels’ management at the
end of life is just beginning in many countries, and there is a need for further improvement and expansion
of producer responsibility.
Ó 2018 Elsevier Ltd. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2. Types of solar panels and resources used in components . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3. Production of solar panels and related waste generation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
4. Techniques for solar-panel recycling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
4.1. Component repair . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
4.2. Module separation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
4.3. Extraction of silicon and rare metal elements from components. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
5. Policies for solar-panel recycling. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
6. Discussion and conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00

⇑ Corresponding authors at: Room 805, Sino-Italian Environmental and Energy-


efficient Building, School of Environment, Tsinghua University, Haidian District, 1. Introduction
Beijing 100084, China (J. Li). Room 825, Sino-Italian Environmental and Energy-
efficient Building, School of Environment, Tsinghua University, Haidian District, Solar, as a form of renewable energy, offers many advantages. It
Beijing 100084, China (Q. Tan).
is safe, reliable, efficient, and non-polluting, and can be widely dis-
E-mail addresses: jinhui@tsinghua.edu.cn (J. Li), tqytsinghua@foxmail.com
(Q. Tan). tributed. Solar energy—especially photovoltaic (PV) technology—
1
Room 825, Sino-Italian Environmental and Energy-efficient Building, School of has become a hot topic of global interest. The use of PV power
Environment, Tsinghua University, Haidian District, Beijing 100084, China.

https://doi.org/10.1016/j.wasman.2018.01.036
0956-053X/Ó 2018 Elsevier Ltd. All rights reserved.

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has skyrocketed during the past several decades, as part of the glo- Wambach, 2004). There are only a handful of PV panel processing
bal effort to expand clean energy production, and it presents enor- and recycling facilities around the world, and end-of-life solar PV
mous market potential. PV power is expected to produce a panel management is a newly emerging field that needs further
significant portion of the energy consumed worldwide, and to research and development.
become one of the primary global energy sources in this century The aim of this study was to provide an up-to-date review of the
(Bakhiyi et al., 2014). Developed countries, such as the United production and waste generation of solar panels and an outline of
States, Japan, and Germany, have launched large-scale PV develop- the present status of recovery efforts, including policies on end-of-
ment plans to stimulate the PV industry (Chi et al., 2014). The glo- life solar-panel management and recycling. This review also
bal demand for PV power increased from 1 GW (GW) in 2004 to 57 intends to provide a qualitative or semi-quantitative basis to sup-
GWs in 2015: an annual growth rate of more than 20%, faster than port the recycling of PV panels, and to suggest future directions for
any other industry, including other emerging renewable energy public policymakers.
industries. It has been suggested that PV power will the leading
type of new energy development in the future (Luo et al., 2008;
Winneker, 2013). 2. Types of solar panels and resources used in components
In China, the switch to solar energy may be an even more crit-
ical reform. In recent years, with the country’s rapid economic A typical solar-energy system consists of a solar panel, a solar
growth, environmental conditions have been deteriorating (Duan controller, and a battery or group of batteries. If the output power
et al., 2008, 2011). In Beijing, for example, air pollution has become is 220 V (AC) or 110 V, an inverter is also needed as part of the con-
a key issue, as it affects the livelihoods and health of residents. figuration (Fig. 1). Crystalline silicon solar panels are installed in
Since the extensive utilization of fossil fuels is one of the main solar arrays and have great recycling value.
sources of air pollution, the energy industry has a major share of Solar panels, also known as solar or photovoltaic modules (PV
responsibility for solving these environmental problems. Fortu- modules), work by using the photovoltaic effect of the semicon-
nately, though, the trends in energy reform are changing the struc- ductor material in the panel to convert solar radiation directly into
ture of the energy system, reducing the proportion of coal in power electrical energy. The solar panel is made up of several solar cells in
generation, and promoting the development of new energy series; these make up the key component of the system. The func-
sources. It has been estimated that the solar-energy resource tion of the battery group is to store the energy emitted by the solar
reserves in China are equivalent to 1700 billion tons of standard panel when it is illuminated so that it can be supplied to the load at
coal each year, indicating an enormous potential for the develop- any time. The function of the controller is to automatically prevent
ment and utilization of solar energy resources in China (Liu and overcharge of the battery. The function of inverter is to convert the
Zhang, 2010). direct current into alternating current.
Nevertheless, solar panels themselves present another environ- Solar panels can be classified into three generations: (1) Crys-
mental issue: when their useful life is over, they become a form of talline silicon (monocrystalline or multi-crystalline); (2) thin film
hazardous waste. Because solar panels have a long service life, the (amorphous silicon, cadmium telluride, copper indium gallium
recycling of waste panels was not a concern during their first 25 selenide - CIGS); and (3) concentrator photovoltaics and emerging
years of development. A considerable number of the first batch technologies (CPV solar panels, dye-sensitized solar panels, organic
of solar panels installed are now being retired, however, and sound solar panels, and hybrid panels). Since monocrystalline and poly-
management of end-of-life solar panels is gradually becoming an crystalline silicon panels have higher conversion efficiency than
important environmental issue (Aman et al., 2015). Solar-panel thin film, they are presently (and will likely remain) the most
recycling is particularly beneficial for environmental protection, widely used commercial solar-panel materials. Up until 2012, crys-
because silicon production is a process of intensive energy con- talline silicon panels accounted for about 90% of the global PV mar-
sumption, and the energy and cost needed to recover silicon from ket, while third-generation solar panels have not yet been
recycled solar panels are equivalent to only one third of those of commercialized on a large scale.
manufacturing silicon directly (Choi and Fthenakis, 2010) In addi- Solar panels are the base power generation units of a solar
tion, the heavy metals lead, tin, and cadmium also predominate in energy system, and can be independently used. A typical panel
solar panels (Bakhiyi et al., 2014; Galan et al., 2005), and these includes an aluminum (Al) alloy frame, tempered glass, a battery
heavy metals can pollute the environment and pose threats to piece, EVA (ethylene/vinyl acetate copolymer), and a backboard
human health. Therefore, the recovery of waste solar panels can (TPT, Topotecan Hydrochloride) (Fig. 2) (Yin and Hao, 2009).
reduce energy waste and environmental pollution (Cucchiella Tables 1 and 2 detail the PV panel composition and recyclable
et al., 2015). elements. After disassembly and extraction, the weight of the var-
In July 2012, the European Union officially revised the waste ious resources from a typical solar panel is as follows: glass 54.7%,
electrical and electronic equipment (WEEE) directive, adding PV Al 12.7%, adhesive sealant 10%, silicon 3.1%, and other 19.5%
components as discarded electronic devices, so that they will be (Cheng and Wang, 2007; Miles et al., 2005).
included under the ten categories of WEEE. Henceforth, solar PV It can be seen that Al and glass account for a large proportion of
elements will be included in the electronic waste management sys- PV panels, indicating that the loss of potentially reusable resources
tem, and must be collected and recycled (Bio Intelligence Service, occurs across all types of PV panels. The loss of rare metals, in par-
2011; McDonald and Pearce, 2010). ticular indium, gallium and germanium, is another effect of the
The newly launched PV waste management regulations require non-recirculation of PV panels, which contain all of these rare met-
that all solar panels that have reached their end of life—whether als. Indium is present in amorphous silicon and copper indium gal-
from age or because they are damaged and their warranty period lium selenide panels. Gallium is present in copper indium gallium
has expired—must be properly dealt with (Czanderna and Pern, selenide, concentrating photovoltaic (CPV) panels and emerging
1996). Furthermore, all manufacturers of PV panels who supply panel technologies. Germanium is present in amorphous silicon,
components to the European market must pay a recycling fee. concentrating photovoltaic (CPV) panels, and emerging panel tech-
There are, however, few countries taking action outside the EU, pri- nologies. While these rare metals account for only 1 percent of the
marily because there is an extremely low volume waste PV panels PV panel volume, their value is significant.
available for recycling, and the cost of recycling the panels is too After the recycling of PV panels, products can be obtained from
high for the process to be cost beneficial (Yamashita et al., 2003; reprocessing the components making up the Al frame, the silver

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Fig. 1. Constituents of a solar energy system. (A) solar panel, (B) solar controller, (C) battery and (D) inverter (needed if the output power is 220 V (AC) or 110 V).

Table 2
Composition of crystalline silicon solar panels.

Recyclable material Content (kg/kWp)


Frame Al 12.771
Polycrystalline silicon chips Si 3.101
Silver bar line Ag 0.03
Tinned wire Cu 0.451
Glass Glass 54.721
Background Plastic 17.091
Adhesive sealant 10%

Fig. 2. Illustration of a crystalline silicon solar panel. waste solar panels could be a promising approach to compensate
for the consumption of Si and other raw materials in the produc-
tion process. Consequently, the need for environmentally sound
grid line, the tin copper wire and the glass. The crystalline silicon in
management of waste solar panels has become urgent, especially
crystalline silicon PV panels, and the rare metals such as indium,
because no effective collection or disposal system for the increas-
gallium, germanium, tellurium, in thin film PV panels, concentrator
ing stream of waste solar panels has been developed or
PV panels, and panels using other emerging technologies, can be
implemented.
recycled for new equipment production, and these advantages
are attracting increasing interest from researchers globally.
However, mixed plastic is difficult to recycle for use in products, 3. Production of solar panels and related waste generation
although it can be used for energy. In addition to these advanta-
geous materials, there are toxic heavy metals, such as cadmium The development and utilization of renewable energy are nec-
and lead, although these account for less than 1% wt. of the PV pan- essary because the consumption of fossil-fuel energy has led to
els. These heavy metals will sink in the residues from recycling and environmental issues, such as climate change and air pollution.
cause the residue to be classified as hazardous waste that needs to Solar energy is an important one of these renewable energy
be sent to a hazardous-waste landfill. sources. Fig. 3 shows that the global installed capacity of PV
End-of-life solar-panel recycling can effectively save natural increased from 23.0 GW in 2009 to 207.9 GW in 2016. Germany
resources and reduce the cost of production. It also provides a large is the country with the largest installed capacity, although its pro-
number of semiconductors and other raw materials for the solar- portion of world installation decreased from 27% in 2011 to 20% in
panel industry itself. While current research into solar panels is 2015 (Fig. 4). From 2011 to 2015, China’s share of the global PV
focused on how to improve their efficiency and production capac- market increased from 4% to 22%. In 2013, Europe had the greatest
ity, the recycling and dismantling of waste panels are seldom con- share of the global PV market, but a dramatic change occurred in
sidered. There are still, for instance, no specific solar-panel 2014 as Asia took the lead from Europe, now representing 60% of
recycling plants. Yet recovering Si and other raw materials from the global market (Weckend et al., 2016).

Table 1
Composition of a solar-energy system.

Units Main components


Tempered glass Glass
Battery piece Silicon, cadmium, selenium, tellurium, gallium, molybdenum, indium, etc.
EVA (ethylene/vinyl-acetate copolymer) (C2H4)x(C4H6O2)y; chemical properties: general polymer
Backboard TPT, TPE, etc.
Al alloy frame 97% Al
Junction box Box body (including copper or plastic terminal), lid, diode, cables, connectors
Silica gel Highly active adsorption materials, and amorphous material with chemical formula SiO2nH2O

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Fig. 3. Global growth of PV technologies. Data source: European Photovoltaic


Industry Association (EPIA, 2015). Fig. 5. Market share of solar panels by technology group, 2014–2030. Data source:
Weckend et al. (2016).

panels, CIGS, CdTe, and other types. The main environmental prob-
lems linked with PV panels, if they are not properly disposed of,
are: leaching of lead, leaching of cadmium, loss of recoverable
resources (1 million tons of Al, 0.3 million tons of silicon, 7.4 mil-
lion tons of glass) and loss of recoverable rare metals (silver,
indium, gallium and germanium). From the point of view of reduc-
ing carbon emissions by recycling, it has been shown that the car-
bon emissions from recycled Al production comes to only 4.16% of
the emissions for the same amount of Al produced from natural
minerals (Ding et al., 2012). Taking the recycling of CIGS PV panels
as an example, when the collection, transportation, recycling, and
disposal stages are all considered, the carbon emissions for the
recycling of Ga and In would be 230 kgCO2-Eq for 1 m2 CIGS PV
panels, according to an assessment by Peters (2016). Thus there
will be a significant potential for carbon emissions reduction when
the collection, transportation, and recycling of waste PV panels are
effectively organized.
However, in addition to small amounts of cadmium and lead, PV
panels contain other substances that are hazardous to both
humans and the environment. Nevertheless, while such other
Fig. 4. Global installed capacity of photovoltaics by region, 2011–2014. Data source:
European Photovoltaic Industry Association (EPIA, 2015). materials may also leach from PV panels, these two hazardous sub-
stances—cadmium and lead—produce the largest effects on both
groups, even though they account for less than 1% of the content
Taking China as an example: according to the forecast of solar- of PV panels.
panel waste by the Chinese Association of Renewable Energy, Chi-
na’s solar-panel waste began to be produced in 2015, and the 4. Techniques for solar-panel recycling
cumulative amount of waste will increase rapidly starting in
2020, becoming critical around 2030. Therefore, the disposal and Currently, research into solar-panel recycling is being carried
recycling of solar panels will become an important environmental out mainly in Europe, Japan, and the United States (Bohland and
issue in China over the next decade or so (Feng, 2011; Wang et al., Ansimov, 1997; Bombach et al., 2005, 2006; Doni and Dughiero,
2014). 2012; Palitzsch and Loser, 2012). Most solar-panel recycling stud-
The amount of global installed PV panels is rising sharply and is ies have focused on silicon extraction and the recycling of rare
expected to grow rapidly in the coming years, as the normal useful metal elements. At present, there are three methods of processing
life of a solar panel is 25 years. The total quantity of end-of-life PV waste solar panels: component repair, module separation, and the
panels is anticipated to reach 9.57 million tons by 2050 (Monier removal of silicon and other rare metal elements from among the
and Hestin, 2011). Fig. 5 shows the market share of solar panels components. Fig. 6 shows the recycling techniques for the different
by technology group. In 2014, silicon-based (C-Si) panels owned kinds of solar panels.
92% of the market share; those based on copper indium gallium
(di)selenide (CIGS), 2%; and those based on cadmium telluride 4.1. Component repair
(CdTe), 5%; with 1% going to those based on other materials
(CPV, dye-sensitized, organic, hybrids). From 2014 to 2030, the The replacement of components is intended to overhaul sys-
market share of C-Si PV panels is expected to decrease from 92% tems and prevent the electrical failure of board groups, but does
to 44.8%, while third-generation PV panels’ market share has been not involve the separation of components or materials recycling.
rising rapidly, and is expected to reach 44.1%, up from 1%, over the Lin et al. (2011) adopted two kinds of methods to dismantle and
same period of time. analyze faults in the junction box, which can increase the output
Therefore, among discarded solar products, the most important power of old solar panels. However, such methods can only be used
to recycle in the next few years are, in order: silicon-based (C-Si) if the external junction box and outer layer encapsulation film are

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Fig. 6. Recycling techniques for various types of solar panels.

aging. Further processing becomes necessary when the compo- crystal silicon processing method consists of three steps. First,
nents age. the Al electrodes on the backs of the panels are removed with a
sodium hydroxide solution. Next, the silver positive electrode grid
4.2. Module separation line is recovered using a saltpeter solution. Finally, an HF solution
is used to remove any anti-reflectors on the surface of the polysil-
Physical separation includes the mechanical separation of bro- icon, to recover and recycle high-purity polysilicon. Yingli New
ken panels but does not involve separating out any particular type Energy Resources Co., Ltd. of China studied a physical method for
of material. recycling solar-panel components. First, during the artificial disas-
Doi et al. (2001) prescribed the recovery of silicon panels from sembly, panels were crushed and cryogenically broken further into
conventional crystalline silicon solar panels using an organic sol- tiny particles, yielding a mixture of different types of materials that
vent method. From tests using multiple types of organic solvents could be processed using the electrostatic separation method.
to dissolve the EVA film, it was found that trichloroethylene could However, this method is not sufficient for extracting a single com-
melt cross-linked EVA samples kept at 80 °C. Applying this method ponent in the developmental stage. And manual methods, even
to a ‘‘one-panel” module (125  125 mm), it was found that those using various tools, are insufficient for dismantling crys-
mechanical pressure is necessary to suppress the swelling of the talline silicon solar panels. However, much of the current research
EVA. After immersing the module in trichloroethylene at 80 °C on the topic is focused on crystalline silicon solar panels, and the
for ten days, the silicon panel was recovered successfully with no technology required to dismantle them is the critical part of the
damage. method. Actually extinguishing the EVA film by using high-
Dong (2009) studied a method of dismantling solar panels and temperature pyrolysis, or dissolving the EVA by using acid, alkali
component separation based on physical and chemical properties, and organic solvents, have been effective techniques.
structure, and materials. By comparing the advantages and disad- Kim and Lee (2012) used an organic solvent-assisted ultrasonic
vantages of the three methods for solar-panel disposal (artificial method to improve the dissolution rate of the EVA, and utilized tri-
disassembly, use of an organic solvent, and heat treatment), they chloroethylene, o-dichlorobenzene, benzene, toluene, and other
identified the heat treatment process as the optimal solution. The organic solvents to dissolve the EVA film from solar panels. They

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Table 3
Comparison of solar-panel recycling technologies.

Key technology Methods Results - advantages Disadvantages References


Component repair Two kinds of methods to dismantle and Can increase the output power of Can be used only if the external junction Lin et al. (2011)
analyze faults in the junction box old solar panels box and outer layer are aging
Module separation Organic solvent method Mechanical pressure is critical to Organic liquid waste produced Doi et al. (2001)
suppress the swelling of the EVA.
The silicon panel was recovered
successfully with no damage
Compared three methods: artificial The heat treatment process was Did not involve the resource recovery of Dong (2009)

Y. Xu et al. / Waste Management xxx (2018) xxx–xxx


disassembly, use of organic solvent to dissolve the optimal solution silicon
components, and heat treatment
Artificial disassembly, crushing, cryogenic Obtained a mixture of different Not sufficient for single component Yingli New Energy Resources Co.,
breaking and electrostatic separation types of materials separation; still in the laboratory research Ltd. of China
stage
Organic solvent-assisted ultrasonic method Significantly shortens the Organic liquid waste produced Kim and Lee (2012)
dissolution time of EVA in
organic solvents
Heat treatment and chemical etching methods Module separation Non-purified silicon wafers Klugmann-Radziemska et al.
(2009, 2010a,b)
Recycling of silicon Cement-based thermal insulation system and Recycling of silicon Organic liquid waste produced Fernandez et al. (2011)
chemical method
Recycling of rare metals Grinding and hydrometallurgy Recycling of indium and gallium High price of chemicals Guangdong Xiandao Rare
Material Co., Ltd, (2011)
Physical and chemical methods: blasting, Recycling of cadmium telluride; High price of chemicals Sasala et al. (1996)
mechanical processing and dissolution of the net cost estimated at
semiconductor, and precipitation, plating and $0.04–$0.06/W
ion exchange
Recycling (CdTe and CIS) by wet mechanical Recycling (CdTe and CIS) Process is complicated Berger et al. (2010)
treatment such as grinding and flotation, or dry
mechanical processing methods such as
vacuum blasting
Treated multiple types of solar panels together. Mix of recycled polysilicon, All types of mixtures, hard to separate Granataa et al. (2014)
Two physical methods were used: panels were amorphous silicon, and CdTe
broken and then heat-treated or broken with a solar panels; glass directly
hammer recycled
Y. Xu et al. / Waste Management xxx (2018) xxx–xxx 7

studied the effects of the concentration of different solvents, tem- glass fiber and resin, emanates poison gas, and creates noise pollu-
peratures, ultrasonic power, radiation times, etc. The results tion (Yang et al., 2004). The inorganic acid dissolution method can
showed that at 450 W ultrasonic power and a temperature of 70 be effective for EVA separation only, and the process produces
°C, the EVA film could be completely dissolved in 3 mol/L of nitrogen oxides and other harmful gases (Bruton et al., 1994),
toluene after one hour. This method significantly shortens the dis- which require respiratory protection equipment for employees to
solution time of EVA in organic solvents, but could also lead to an avoid associated health risks. Further, the method does not con-
organic liquid waste problem. Klugmann-Radziemska et al. (2009, sider the removal of frames or the reuse of silicon wafers, and
2010a,b) explored the feasibility of recycling silicon from waste the residual liquid is hard to dispose of.
crystal silicon solar-panel components by heat treatment and The EVA dissolution time for conventional organic solvents is
chemical methods. First, the panels were divided into their con- much longer, although it can be significantly shortened by using
stituents of flat glass, Al frames, and backplanes by heat treatment; ultrasonically assisted organic solvents. However, it also generates
then, the chemical method was used to remove the reflector on the a large amount of volatile organic liquid waste, which is difficult to
surface of the panel, the p-n semiconductor junction, and the treat. The heat treatment method combined with chemical pro-
before-and-after surface metal electrodes. The heat treatment cessing is the most advanced technology in this regard, but it has
and organic solvent processing methods are often used to separate the downside of generating waste gas from pyrolysis, and requires
the various components of solar panels (Katsuya et al., 2003). Crys- high energy consumption.
talline silicon panels consist of a panel electrode and an anti-
reflection film coating, and a series of chemical etchings must be
conducted to reduce the panel groups to pure silicon wafers. The 5. Policies for solar-panel recycling
chemical etching process involves removing the metal layer,
removing the reflector, and doping the p-n junction, followed by Britain was the first country in the European Union to formally
surface polishing, cleaning, and drying. approve the EU’s WEEE directive on photovoltaic components pro-
cessing. The British regulations, which took effect on January 1,
4.3. Extraction of silicon and rare metal elements from components 2014, require all the PV panels produced or imported into the UK
market to have a registered product conformity plan, and all man-
Silicon and precious metals can be recycled from solar panels. ufacturers of solar panels must provide all of the critical data
Thin-film solar-panel recycling has been the subject of consider- related to the panels, such as the number produced or imported
able research (Berger et al., 2010). Fernandez et al. (2011) studied and their distribution channels.
crystal silicon panel recycling in a cement-based thermal insula- Germany has also revised its electrical and electronic equip-
tion system. They used the chemical method, with acid, alkali sol- ment (WEEE) regulations, requiring that all photovoltaic compo-
vent, and organic solvents to remove or dissolve the EVA film. Vital nent manufacturers and importers register their products and
Materials Limited Company (Guangdong Xiandao Rare Material Co. assume obligations for end-of-life treatment; offenders will face
Ltd., 2011) processes solar panels containing materials such as huge fines.
indium and gallium using hydrometallurgy, after fine grinding to In the Czech Republic, PV Cycle, a European organization
recover the materials from the solar panels. Their process includes responsible for WEEE-compliant PV module take-back and recy-
liquid extraction, with gallium salt and lithium salt added to the cling, and Retina, a photovoltaic waste processor, have entered into
water extraction; separation; recycling; filtering; etc. Sasalaet a joint venture for the recovery and recycling of waste solar panels.
et al. (1996) recycled the cadmium telluride from thin-film solar As a non-profit, member-based organization, PV Cycle offers col-
panels using physical and chemical methods. First, mechanical pro- lective and tailor-made waste management and legal compliance
cessing was performed via blasting with 40,000 psi water. Second, services for companies and waste processors throughout the
the semiconductor and metal were dissolved with 6% sulfuric acid world. Their staff includes solar-panel waste management consul-
and 15% hydrogen peroxide. Third, precipitation, plating, and ion tants as well as traditional scientists. Retina, meanwhile, will be
exchange were conducted. Results showed that the net cost was responsible for the Czech Republic’s rehabilitation and recycling
$0.04–$0.06/W. Berger et al. (2010) also studied the recycling of management.
thin-film solar panels, such as recycling CdTe and CIS by wet WEEELABEX organization, located in Czech, is also involved in a
mechanical treatment: for example, using grinding and flotation, project aimed at collecting, storing, processing, and recycling
or by dry mechanical processing methods such as vacuum blasting. waste electrical and electronic equipment throughout Europe,
Granataa et al. (2014) treated multiple types of solar panels including the preparation of standards and the monitoring of
together. Two physical methods were used to mix together recy- waste-processing companies.
cled polysilicon, amorphous silicon, and CdTe solar panels, which Very few countries outside the EU market have taken any mea-
were broken and then heat-treated or broken with a hammer sures to regulate waste solar panels. Japan, though, has taken a first
before the glass was directly recycled. step toward solar-panel recycling. Not only have the national first-
Table 3 summarizes various solar-panel recycling technologies. class solar-energy equipment manufacturing enterprises actively
There are many studies on the laboratory processing of solar pan- participated in research on recycling technology, together with
els, but only two methods of complete treatment process have the advanced European countries, but a local company has also
been investigated for industrial application and development. researched and developed recovery technology. The environment
Deutsche Solar, a company that deals with crystalline silicon ministry has also required manufacturers to be involved in recy-
solar-panel modules, and First Solar Company, have both adopted cling waste solar panels. In addition, a Japanese wholly owned sub-
the method of mechanical and chemical processing for thin-film sidiary of Shell Oil Company formally joined the European
solar panels (McDonald and Pearce, 2010). photovoltaic international organization. And NPC, a solar-panel
The reprocessing of solar panels in China is limited to the repair manufacturing and inspection equipment manufacturer, is setting
of components and simple separation, which fail to classify and up a joint venture with the industrial waste-processing Hamada
recycle the particular constituents, and are inferior to techniques Company to recycle solar panels. The two companies will jointly
used abroad. However, the treatment and disposal technologies participate in the New Energy Industrial Technology Development
applied in other countries have problems as well. For example, organization (NEDO) implementation of 2016 photovoltaic recy-
the crushing process produces a large amount of dust containing cling technology development projects.

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j.wasman.2018.01.036
8 Y. Xu et al. / Waste Management xxx (2018) xxx–xxx

Although it lags behind Europe, the U.S. state of California, as the components. Yet recycling waste solar panels presents several
the single largest solar market, has a proposal to supervise and problems, such as the release of solvent emissions during the recy-
control the processing of waste solar-equipment components. cling process. However, by using an activated carbon fiber adsorp-
DTSC (California department of toxic substances control) plans to tion recycling condensation device along with a solvent refining
limit the landfill disposal of components containing harmful and dewatering device, the organic gas generated can be turned
substances by promoting recycling. In 2010, DTSC proposed a into a high-purity liquid organic solvent after recycling. Hence
solar-panel manufacturer recycling project, to treat solar panels the process can meet the requirements for recycling, reduce the
as hazardous waste. American silicon film panle producer and discharge of pollutants into the atmosphere, and protect the envi-
utility-scale project developer First Solar has established factories ronment. Although the investment in environmental protection
in the United States, Germany, and Malaysia, for recycling solar- equipment can significantly increase a company’s production
equipment waste Through recycling and reuse, about 95% of the costs, it can also create economic benefits associated with environ-
Cd and about 90% of the glass can be reused for new components. mental protection.
In less than a decade, China has become the world leader of Future outcomes of current research, development and testing
installed PV capacity, while policies and regulations for solar- efforts for photovoltaic-panel recycling techniques are difficult to
panel recycling are still non-existent there (Ding et al., 2016; assess. Another challenge for the recycling of PV panels is their
Zhao, 2012). Even the environmental protection organization has long lifetime, estimated as 25 years. Not enough policies are cur-
not studied the solar-panel waste problem, and there are few recy- rently being developed to handle these problems.
cling enterprises or institutions. Only a handful of enterprises, such Policies and regulations on solar-panel recycling have until now
as Yingli and Trina Solar Company, are carrying out research on been omitted from the waste electrical and electronic equipment
solar panels, and these projects have only been active for a few (WEEE) directive in China. We propose that a recycling industry
years. The Chinese Environmental Science Research Institute is car- standard be developed for waste from photovoltaic power genera-
rying out an environmental management study of the photovoltaic tion, requiring manufacturers to be responsible for recycling. Poli-
industry’s impact on the environment, including the effects of cies and regulations to encourage recycling and safe disposal of
recycled solar-equipment components. Yet these efforts are hin- waste should be devised as well. At the same time, the manage-
dered by the paucity of waste components available for research, ment of waste panels and hazardous waste is necessary, and a pen-
since presently, most PV panels have not yet reached the end-of- alty can be assessed for improperly disposing of, or buying and
life stage. selling, waste panels. Also, the government should take measures
The extended producer responsibility system has been proven to to compel solar equipment manufacturing firms to disclose envi-
be an effective approach for the management of many types of ronmental information, strengthen the supervision of the media,
waste, especially electronic waste (Weckend et al., 2016). Strength- the public, and non-governmental organizations, and achieve a
ening producers’ responsibility through the life cycle of PV panels good balance among the stakeholders. The results of this review
could be an efficient approach for sustainable material manage- demonstrate the need to extend the responsibilities of the produc-
ment, and relevant measures could be implemented from the fol- ers not only in the PV manufacturing sector but also throughout
lowing aspects (Eberspacher and Fthenaki, 1997; Frisson et al., the entire energy industry.
1998; Fthenakis, 2000; Fthenakis et al., 2008). First, the responsibil-
ity of carrying out eco design should be strengthened in the existing
Acknowledgements
regulations, since the design stage helps to minimize the impacts on
environment and resources from the production, collection and
This study was financially supported by the National Key Tech-
recycling processes (Miao, 2015). Second, the use of recycled mate-
nologies R&D Program (No. 2014BAC03B04).
rials in the production of new panels should be encouraged by set-
ting target percentages, while still guaranteeing quality product
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