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An fMRI Investigation
Abstract
& The ability to infer others’ thoughts, intentions, and feel- evidence for an intracultural advantage (better performance for
ings is regarded as uniquely human. Over the last few decades, same- vs. other-culture) in mental state decoding in a sample of
this remarkable ability has captivated the attention of philoso- native Japanese and white American participants. We examined
phers, primatologists, clinical and developmental psychologists, the neural correlates of this intracultural advantage using fMRI,
anthropologists, social psychologists, and cognitive neuroscien- revealing greater bilateral posterior superior temporal sulci re-
tists. Most would agree that the capacity to reason about others’ cruitment during same- versus other-culture mental state de-
mental states is innately prepared, essential for successful hu- coding in both cultural groups. These findings offer preliminary
man social interaction. Whether this ability is culturally tuned, support for cultural consistency in the neurological architecture
however, remains entirely uncharted on both the behavioral and subserving high-level mental state reasoning, as well as its dif-
neural levels. Here we provide the first behavioral and neural ferential recruitment based on cultural group membership. &
INTRODUCTION
perceptual process suggests that the eyes may hold spe-
Mental state reasoning—also commonly referred to as cial prominence in mental state reasoning. Indeed, pop-
mentalizing, mind reading, and theory of mind—refers ular folk wisdom asserts that ‘‘the eyes are the window
to the ability to make accurate assessments of others’ to the soul,’’ a presumption that remains nearly axiomatic
seemingly invisible internal mental states, beliefs, desires, in contemporary social exchange. This begs the question:
and intentions (see also Allison, Puce, & McCarthy, 2000). Is there a language of the eyes and, if so, to what extent is
The origin of this ability is often regarded as innately this language translatable across cultures?
prepared (e.g., Brune & Brune-Cohrs, 2006; Baron- The first part of this question has received extensive
Cohen, 1995) due to selection pressures brought on by theoretical and empirical attention over the past few de-
the computational demands associated with increasing cades in the study of social perception and theory of
social complexity (see Dunbar, 1998), and is considered mind (see Allison et al., 2000). The answer appears to be
an essential part of normal social functioning believed that the eye region is richly informative and heavily re-
to distinguish humans from other species (see Saxe & lied upon in social communication (e.g., Rule, Ambady,
Baron-Cohen, 2006). Adams, & Macrae, 2008; Vinette, Gosselin, & Schyns,
Mental state reasoning has been argued to have at 2004). The eyes capture significantly more attention than
least two component processes: a social–perceptual pro- do other areas of the face both in adults ( Janik, Wellens,
cess that enables mental state decoding from nonverbal Goldberg, & Dell’Osso, 1978) and in infants (Farroni,
cues, such as from the eyes, and a social–cognitive pro- Csibra, Simion, & Johnson, 2002), an attraction that is
cess that enables more abstract reasoning about another’s arguably inborn (Baron-Cohen, 1995; Argyle & Cook,
mental state such as considering false beliefs that others 1976). Complex musculature changes such as the raising
may hold (Sabbagh, 2004; see also Tager-Flusberg, 2001). and lowering of eyelids and eyebrows enables perceivers
The work that has been done to examine the social– to accurately decode emotions from just the eye region
of the face (Baron-Cohen, Wheelwright, & Jolliffe, 1997;
Nummenmaa, 1964). Additionally, participants perform
1
The Pennsylvania State University, University Park, PA, 2Tufts equally well at decoding complex mental states when
University, Medford, MA, 3Kyoto University, Kyoto, Japan, 4Harvard shown just the eye region as when shown the whole face
Medical School, Boston, MA (Baron-Cohen et al., 1997), suggesting that the eyes play
D 2009 Massachusetts Institute of Technology Journal of Cognitive Neuroscience 22:1, pp. 97–108
a dominant role in social communication. Based on this sponsivity. Thus, when investigating a hypothesized intra-
evidence, there does appear to be a ‘‘language of the cultural advantage in mental state reasoning as we do
eyes,’’ but whether this language is readily translatable herein, we also must consider the potential for intercul-
across cultures has not been previously examined and is tural variation as well (i.e., differences that may occur as
the primary focus of the current research. Specifically, a function of culture of participant irrespective of the cul-
we sought to examine whether mental state decoding tural identity of the person being read).
from the eyes is culturally tuned, thereby giving rise to
an intracultural advantage in mental state reasoning (i.e.,
Reading the Mind in the Eyes
better performance and corresponding neural sensitivity
to same- vs. other-cultural group members). Because humans are preferentially attracted to the eyes
Over the last few decades, predominant attention and extract complex meaning from them, some theorists
across most fields of study has focused on underlying assign gaze perception a critical role in the development
processes enabling accurate mental state decoding. No- of the ability to reason about others’ intentions and feel-
tably, during this same period, social psychologists have ings (Baron-Cohen, 1995). Given that the eyes are a sa-
focused largely on the attributional biases that might lient cue in human social communication (Emery, 2000)
undermine this ability (see Mason & Macrae, 2008 for and social categorization (Zebrowitz, 2006), they serve
a review). Directly relevant to the current work is a bias as an especially suitable stimulus for the present ex-
people have for ascribing complex mental states to amination. Therefore, to achieve the aims of the cur-
members of their own group versus members of other rent study, we utilized a well-validated test of mental
groups (Paladino et al., 2002). The question of whether state decoding, the ‘‘Reading the Mind in the Eyes’’ test,
mental state decoding varies as a function of cultural referred to henceforth as the RME (Baron-Cohen,
group membership—a social–perceptual process—remains Wheelwright, Hill, Raste, & Plumb, 2001). The RME is
entirely unexplored, however, on both the behavioral a social–perceptual test of mental state reasoning that
and neural levels. Recently, neural processes have been shows convergent validity with social–cognitive tests of
shown to vary when participants make mental state infer- theory of mind, and has been demonstrated in numer-
ences of similar versus dissimilar others (e.g., Mitchell, ous studies to reliably differentiate nonclinical samples
Macrae, & Banaji, 2006), indicating that the neural opera- from clinical samples who exhibit certain psychopatho-
tions underlying mental state reasoning can vary as a logic disorders and brain damage associated with impaired
function of whose mental state is being inferred. These social perception, such as autism spectrum disorders (e.g.,
findings hold clear implications for the study of cross- Baron-Cohen et al., 1999) and amygdalotomy (Adolphs,
cultural influences. Baron-Cohen, & Tranel, 2002).
Culture implies profound differences in social experi- The RME task has previously been found to engage
ence including shared meaning systems, styles of relat- networks related to mind reading (see Appendix for a
ing, social practices and values, geographical location, review) such as: (a) regions implicated in the theory of
religious values, language, diet, and ecology (Chiao & mind network, including medial prefrontal cortex (MPC),
Ambady, 2007; see also Markus, Kitayama, & Heiman, posterior STS (pSTS), and temporal poles (e.g., Gallagher
1996). The observation that social experiences during & Frith, 2003); (b) the three-node pathway commonly
development impact the ability to reason about others’ referred to as the ‘‘social brain,’’ including the amygdala,
minds (e.g., Peterson & Siegal, 1997; Jenkins & Astington, orbito-frontal cortex (OFC), and the STS (e.g., Baron-
1996; Perner, Ruffman, & Leekam, 1994) has led a num- Cohen, 1999); and (c) the putative mirror system, partic-
ber of theorists to consider potential intercultural influ- ularly the inferior frontal gyrus (IFG; e.g., Iacoboni, 2005).
ences on this ability as well (e.g., Flavell, 1999; Lillard, The pSTS and the IFG are two areas most consistently
1998). Cross-cultural studies on theory of mind examin- found using the RME. In the current examination, the
ing this issue, however, remain limited and have yielded pSTS stands out as a particularly prominent region of in-
mixed results. Early studies provided support for uni- terest (ROI), as it is thought to be where social cues reach
versality in theory of mind. Avis and Harris (1991), for a final stage of visual integration (Haxby, Hoffman, &
instance, found that the ability to understand false beliefs Gobbini, 2000; Perrett & Mistlin, 1990) and is recruited
in others, a defining characteristic of theory of mind, arises in the processing of facial expression and gaze direction,
at about the same time in both preliterate and literate particularly when inferring social meaning from these cues
cultures. In addition, Sugiyama, Tooby, and Cosmides (see Allison et al., 2000).
(2002) found that individuals from a preliterate culture
were similarly good at detecting cheating (a form of
The Current Study
mental state reasoning) as those from literate cultures.
More recently, Kobayashi, Glover, and Temple (2006) ex- Early theorizing suggested that the ability to reason about
amined the influence of cultural and linguistic factors on others’ mental states evolved as a biological imperative
theory of mind using a false belief task and found both for detecting deception in others, in order to reinforce
culture/language-dependent and -independent neural re- group cooperation and assist coalition formation (Trivers,
Adams et al. 99
followed the procedures described above. Rather than gray-scale images were presented in the middle of the
generating new mental state words, however, we re- screen so the participants could view them from within
tained the words used in the original version of the test. the magnet. Functional data were acquired in two runs,
These terms were translated into Japanese by a profes- one presenting just Asian and one just white American
sor at Kyoto University, and Asian eye samples were col- eye stimuli. In each block, stimuli were presented on the
lected from magazines, the World Wide Web, a database screen for 5 sec with randomized intertrial intervals rang-
of amateur models, and commercial DVDs to generate ing from 500 to 1000 msec. Participants indicated their
a set of stimuli that matched each of the 36 sets of test choice of labels by pressing one of two buttons. Re-
words. To check for agreement with the original test, sponses were collected for as long as the stimulus re-
a Japanese student studying in the United States then mained on the screen, and were coded as incorrect after
translated the Japanese version back into English. This that. The order in which participants performed the tasks
translation revealed exact agreement for all but six En- and the order in which left and right button presses were
glish terms. Importantly, in each case where an alternate assigned as correct responses for each trial were fully
English translation was offered, the alternate word was counterbalanced across participants. After scanning, par-
a close synonym of the original word (e.g., ‘‘daydream- ticipants completed the self-paced, four-choice version of
ing’’ vs. ‘‘fantasizing,’’ ‘‘scared’’ vs. ‘‘terrified,’’ etc.). Asian and Caucasian RME tasks. Stimuli were presented
The Asian eyes test was piloted on two sets of nine and behavioral responses were acquired on a Dell laptop
students at Kyoto University until each test item reached computer using Direct RT in the fMRI phase, and on a Dell
criterion levels of consensus (i.e., at least five of nine laptop computer using Cedrus Superlab Pro 2.0 in the
judges picked the target word on each test item). One self-paced, four-choice phase.
of these groups included four female and five male
judges, the other group included five female and four
fMRI Data Analysis
male judges. Four iterations of these pilot tests were
necessary (two per group) to yield a set of 36 items that Participants were scanned in a supine position with a 1.5-T
reached criterion levels of accuracy. No obvious gender Siemens Avanto whole-body scanner (Siemens.com) using
differences were apparent. Once the stimuli met crite- a standard 12-channel birdcage head coil. The func-
rion, a preliminary study revealed overall test perfor- tional data were acquired with an echo-planar imaging
mance exceeding 73% accuracy in a nonclinical sample sequence (TR = 2.5 sec, TE = 40 msec, 908 flip angle,
of 61 Kyoto University undergraduate students, perfor- FOV = 200, 64 64 matrix, voxel size = 3.125 3.125
mance comparable to that previously reported for the 5 mm3, 28 axial slices, 185 volumes, 2 runs). High-
Caucasian version of the eyes test. resolution T1-weighted (MP-RAGE, 128 slices) anatomical
As in previous brain imaging studies using the RME images were collected for each participant for coregistra-
(Platek, Keenan, Gallup, & Mohamed, 2004; Russell et al., tion with the participants’ functional data and display
2000; Baron-Cohen et al., 1999), a modified two-choice of individual activations. Foam padding around the head
task was implemented in the fMRI portion of this study, was used to minimize head movement.
including one target and one foil word presented in the Data were preprocessed and analyzed following the clas-
bottom corners of the photograph. We chose foil words sical analysis stream in SPM5 (www.fil.ion.ucl.ac.uk/spm/).
based on which of the original three foil words was cho- Images were corrected for slice timing and realigned
sen least often in our preliminary tests by both Japa- using a least squares approach and a six-parameter rigid-
nese and white American participants who took both body spatial transformation. This was followed by coreg-
versions of the test. The resultant foil words were there- istering the structural and the functional data in 3-D
fore identical across both the Asian and white American using rigid-body transformations. The anatomical im-
versions of the test used in this study. ages were then normalized to the Montreal Neurological
Institute (MNI) space, which formed the basis of the spa-
tial normalization of the functional images to this stan-
Procedure
dardized space defined by the ICBM, NIH P-20 project
During scanning, participants viewed 72 photographs de- that approximates that of Talairach and Tournoux (1988).
picting 36 white American and 36 Asian eye stimuli, once To allow for intersubject averaging, the functional im-
with corresponding mental state labels and once with ages were then smoothed with an 8-mm FWHM iso-
gender labels, for a total of 144 stimulus presentations. tropic Gaussian smoothing kernel. Statistical analysis
The photos within each run were presented in approxi- was performed using a mass-univariate GLM approach.
mately 35-sec blocks in a periodic ABA design, where Task A First, effects related to the experimental tasks (RME/GD)
utilized the two-choice RME (one target, one foil) and and the ethnicity of eye stimuli (Asian/white American)
Task B utilized a gender discrimination (GD) task as a were estimated using within-subject analyses. Stimulus
matched control for low-level visual and motor process- conditions were modeled as delayed boxcar functions.
ing (see also Russell et al., 2000; Baron-Cohen et al., Low-frequency signal components were eliminated with
1999).1 Using a back-projection system, 500 200 pixel a standard SPM5 high-pass filter.
Figure 2. Proportion of
correct responses on the
Asian versus white American
RME (four-choice version) as a
function of Japanese versus
U.S. participants (means
and SEs).
R. Cerebellum 10 78 30 7.92
Table 2. Regions of Increased Activation Associated with
L. Lingual gyrus 19 8 76 6 6.53
Mental State Decoding (RME Gender): Conjunction
R. Cerebellum 18 74 30 7.02 between Japanese and White American Participants (Height:
p < .001, Uncorrected; Extent-threshold: 6 Voxels)
L. Superior temporal sulcus 21 56 52 6 9.33
MNI Coordinates
L. Superior temporal sulcus 22 48 48 16 8.93
R. Superior temporal sulcus 22 52 48 14 10.11 Anatomical Location BA x y z t
activation. These findings suggest a high-level of consis- In addition, activation of the pSTS when viewing other-
tency in neural responses between Japanese and white culture eyes was found to be negatively correlated with
American participants when decoding mental states from the intracultural advantage in the RME, whereas pSTS ac-
the eyes. tivation when viewing same-culture eyes was not corre-
No studies, to date, have examined neural correlates lated with the intracultural advantage in the RME. These
associated with cross-cultural mental state decoding using findings are consistent with the conclusion that intracul-
a social–perceptual task such as the eyes test. The liter- tural advantage in the RME is not so much influenced by
ature examining cross-cultural similarities and differences enhanced pSTS engagement in response to same-culture
in the neural activity associated with mind reading has eyes as it is by a failure to engage in response to other-
otherwise been limited to performance on false belief culture eyes. Future research efforts are obviously neces-
tasks (Kobayashi et al., 2006, 2007). One such study, ex- sary to examine and further clarify this relationship.
amining Japanese versus U.S. adults, found high overlap A number of previous lesion studies have implicated
in regions associated with the false belief task, including amygdala involvement in the RME task (see Appendix
MPC and a TPJ activation close to the pSTS. However, for review), although we did not find evidence for amyg-
other regions, such as the IFG, were recruited in a cul- dala involvement here. It is notable that one of the re-
turally dependent manner (Kobayashi et al., 2007). Thus, ported lesion studies, which examined two patients with
the neural underpinnings of mental state decoding—at bilateral amygdala damage, found impaired responses in
least for theory of mind based on a false belief task— only one patient (Stone, Baron-Cohen, Calder, Keane, &
appear to reflect both culturally universal and pliant com- Young, 2003). In addition, only one neuroimaging study
ponents. Our findings using the RME task offer support has previously reported amygdala involvement when
for cultural consistency in both the bilateral pSTS and comparing a nonclinical versus autistic population (Baron-
IFG. Clearly, this question requires further examination Cohen et al., 1999). The amygdala is not consistently
across additional cultural groups using a broader range of discussed as a primary region involved in the theory of
mental state decoding tasks. mind network (e.g., Gallagher & Frith, 2003). Yet, the
APPENDIX. Overview of Brain Imaging and Lesion Studies Implicating Specific Regions of
Interest Using the RME Task
Study Type Article Populations Task Outcome Brain Areas
Lesion Adolphs et al., 2002 30 unilateral amygdala Modified RME–match Normal subjects bilateral amygdala
damage (16 left, 14 eyes stimulus to a performed better
14 right), 2 bilateral list of mental states than patients.
amygdala damage, Amygdala patients
47 brain-damaged were only worse
controls, 19 normal than brain-damaged
controls when the
eyes stimuli were
expressing social
complex mental states
Lesion Farrant et al., 2005 14 frontal lobe epilepsy, RME (36 items) Patients showed frontal lobe
14 controls impairment
Lesion Shaw et al., 2005 54 temporal lobe damage RME (36 items) Temporal lobe (LT amygdala, VMPC
(27 left, 27 right), and RT) RF, showed
31 frontal lobe damage impairment on task.
(16 right, 15 left),
91 controls
Lesion Stone et al., 2003 2 bilateral amygdala RME (25 items, 2 choices) One patient was bilateral amygdala
damage, 34 controls impaired, the
(10 British, 24 American) other was not.
fMRI Baron-Cohen et al., 12 parents of children RME (30 items, 2 choices) No task accuracy controls vs. parents: more
2006 with Asperger Syndrome, differences. mid-temporal gyrus
12 controls and inferior frontal
gyrus
males vs. females: more
angular gyrus and
dorsolateral prefrontal
cortex; females vs.
males: more bilateral
inferior frontal gyrus
fMRI Baron-Cohen et al., 6 autism, 12 controls RME (30 items, 2 choices) Impairment autistic vs. controls:
1999 greater bilateral STG;
controls vs. autistic:
greater left inferior
frontal gyrus, right
insula, and left
amygdala
fNIRS Platek et al., 2005 21 controls, correlate RME (36 items) Performance negatively increased frontal lobe
with Schizoptypal correlated with oxygenation positively
Personality SPQ—need to write correlated with SPQ
Questionnaire for data
fMRI Platek et al., 2004 5 nonclinical modified RME (36 items, No accuracies to report. right hemisphere: middle
no words—asked frontal gyrus, superior
to think about the frontal gyrus, medial
mental state depicted superior frontal gyrus;
in the photo) left hemisphere:
middle frontal gyrus,
superior temporal
gyrus/temporal pole
fMRI Russell et al., 2000 5 schizophrenia, fMRI, RME (30 items, Accuracy deficit areas for controls: left
7 controls 2 choices) IFG (into insula and
medial frontal lobe),
left middle, and left
STG; less activation
for schizophrenics:
left IFG
ERP w/ LORETA-KEY Sabbagh, Moulson, 18 nonclinical ERP, modified RME ERP: More N270–400
source localization & Harkness, 2004 (‘‘does the word over right inferior
match the face?’’ frontal and right
72 trials, one match, anterior temporal
one mismatch sites, more P300–500
per stim) over bilateral parietal
sites
LORETA-KEY source
localization suggests
right OFC and right
anterior medial
temporal cortex