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Received: 19 September 2018 Revised: 29 January 2019 Accepted: 4 February 2019

DOI: 10.1002/acp.3535

SPECIAL ISSUE ARTICLE

How elevated blood alcohol concentration level and


identification format affect eyewitness memory: A field study

Christopher M. Altman1 | Dawn E. McQuiston2 | Nadja Schreiber Compo1

1
Department of Psychology, Florida
International University, Miami, Florida Summary
2
Department of Psychology, Wofford College, Research shows that alcohol has a small and inconsistent effect on eyewitness recall
Spartanburg, South Carolina
and no effect on witnesses' lineup decisions. Much of this literature has tested partic-
Correspondence ipants with low‐to‐moderate blood alcohol concentration (BAC) levels, and no study
Christopher M. Altman, Department of
has directly examined how identification procedure impacts intoxicated witnesses'
Psychology, Florida International University,
Miami, FL 33199. decisions. In the present study, bar patrons' (N = 132) BAC levels were recorded
Email: caltm005@fiu.edu
before participating in a task. Midway through the task, they were interrupted by
Funding information an intruder. Participants then recalled the incident via a staged interview and
American Psychology‐Law Society, Grant/
attempted to identify the intruder from a target‐present or target‐absent showup or
Award Number: Grant‐in‐aid Award; Florida
International University, Grant/Award Num- lineup. Although elevated BAC levels (high as 0.24%) reduced the quantity and quality
ber: Dissertation Year Fellowship
of information provided, BAC had no effect on witnesses' identification decisions
regardless of format. Results highlight the importance of testing witness memory
across a broad BAC spectrum and provide evidence that alcohol does not affect wit-
nesses' identification ability.

KEY W ORDS

alcohol, memory, lineups, identifications, interviewing

1 | I N T RO D U CT I O N alcohol does not consistently affect eyewitness recall and identifica-


tions (see Altman, Schreiber Compo, McQuiston, Hagsand, & Cervera,
Investigators frequently interact with intoxicated witnesses given their 2018, for a review). This recent body of work, however, is mostly
presence in a variety of criminal situations (Altman, Schreiber Compo, based on participants with low‐to‐moderate blood alcohol concentra-
Hagsand, & Evans, in press; Evans, Schreiber Compo, & Russano, tion (BAC) levels who are typically tested using paradigms that do not
2009; National Council on Alcoholism and Drug Dependence, 2016; closely mimic the conditions that real‐world intoxicated witnesses
Palmer, Flowe, Takarangi, & Humphries, 2013). Despite their potential often experience. The goal of this research was to test witnesses'
to provide helpful information, many in the legal system (e.g., investi- event memory and identification abilities at elevated BAC levels using
gators, jurors, and experts) are hesitant to accept information provided an interactive and engaging staged event.
by intoxicated witnesses given the negative stigma surrounding
intoxication and memory (Evans & Schreiber Compo, 2010; Kassin,
Tubb, Hosch, & Memon, 2001). That is, most research examining the 1.1 | Alcohol and memory processes
alcohol–memory relationship using “basic” stimuli (e.g., word lists,
word pairs, and digit spans) generally confirms a detrimental effect Alcohol negatively affects all stages of the memory process, particu-
of alcohol on memory (see Dougherty, Marsh, Moeller, Chokshi, & larly encoding and consolidation (Mintzer, 2007; Molnár, Boha,
Rosen, 2000 and Mintzer, 2007, for reviews). Recent studies, Czigler, & Gaál, 2010). Two hypotheses explain why this occurs, one
however, suggest caution when extrapolating from this body of work stemming from the alcohol myopia theory (AMT) and the other from
to episodic events similar to eyewitness situations, showing that the literature on alcohol‐induced blackouts. The original AMT was

426 © 2019 John Wiley & Sons, Ltd. wileyonlinelibrary.com/journal/acp Appl Cognit Psychol. 2019;33:426–438.
ALTMAN ET AL. 427

proposed to explain why intoxicated individuals make impulsive and 2003). Signs of fragmentary blackouts (although unlikely) have been
irrational decisions (Josephs & Steele, 1990; Steele & Josephs, found at BAC levels as low as 0.10% (Perry et al., 2006). The AMT
1990). According to this theory, alcohol depletes mental resources, and literature on alcohol‐induced blackouts suggest that intoxicated
forcing individuals to concentrate on more salient aspects of a situa- individuals should experience memory impairments. The goal of the
tion at the expense of less salient aspects. When rendering decisions, present research is to better understand how and when these
this cognitive impairment affects a drinker's ability to consider alterna- alcohol‐induced impairments affect memory for engaging, interactive,
tive consequences for one's actions, leading the intoxicated individual and arousing events similar to those that eyewitnesses observe.
to act on impulse and desire rather than deliberative thought (see
Abbey, Saenz, Buck, Parkhill, & Hayman, 2006; George, Rogers, &
Duka, 2005). This decrease in inhibition when intoxicated has been 1.2 | Alcohol and eyewitness memory
demonstrated across a variety of situations and leads to more irratio-
In the typical study examining the effects of alcohol on eyewitness
nal and impulsive decisions (Abbey, Saenz, & Buck, 2005; George
memory, laboratory participants are randomly assigned to a sober or
et al., 2005).
alcohol group before viewing a live‐staged interaction, mock‐crime
Although the AMT was intended to predict and explain social–
video, or a slideshow depicting a live‐staged interaction or mock
behavioral differences, some researchers have adopted a more literal
crime (see Altman et al., 2018, for review). Participants are then asked
translation of the theory (referred to in this paper as the adapted
to recall information about the event they witnessed and/or asked to
AMT) when explaining how alcohol narrows a drinker's perceptual
identify an individual from the event, immediately or following a
ability and hinders the capacity to recall information (e.g., Dysart,
delay.
Lindsay, MacDonald, & Wicke, 2002; Harvey, Kneller, & Campbell,
2013a; Harvey, Kneller, & Campbell, 2013b). That is, functioning
under limited cognitive resources, drinkers can only attend to details 1.2.1 | Memory for events
they feel are important to the situation (central) at the expense of
details they consider less relevant (peripheral). This narrow vision The event memory literature has been modestly consistent with the
leads drinkers to encode less information than do sober people in sim- adapted AMT. For example, Harvey et al. (2013a) showed that intoxi-
ilar situations. Given their weakened memory, intoxicated individuals cated participants spent more time focusing on central aspects of a
are also more likely to recall inaccurate information, especially when scene, whereas sober participants attended more to peripheral
prompted by an outside source or provided misinformation (e.g., van aspects. A follow‐up paper, however, found no differences between
Oorsouw, Merckelbach, & Smeets, 2015). This extension of the sober and intoxicated witnesses' eye fixations (Harvey et al., 2013b).
AMT has received modest support; however, there are concerns Indirect tests of the adapted AMT that examine participants' recall of
regarding the “adaptation” of the theory, which are discussed later central relative to peripheral information have also yielded inconsis-
in the paper. tent findings. For example, Schreiber Compo et al. (2011) found that
The literature on alcohol‐induced blackouts suggests that alcohol intoxicated participants recalled fewer peripheral details than do sober
slows down pyramidal cell activity and impairs drinkers' ability to and placebo participants, but no differences were found in the number
transfer information between working memory and long‐term memory of central items reported. Other indirect tests of the theory have failed
(White, 2003). Drinkers can therefore participate in various events but to replicate these findings (e.g., Crossland, Kneller, & Wilcock, 2016;
later have no recollection of the experience, a phenomenon referred Flowe, Takarangi, Humphries, & Wright, 2015). In addition to how
to as a blackout (see Wetherill & Fromme, 2016, and White, 2003, the adapted AMT has been interpreted, lack of support for the theory
for reviews). Alcohol‐induced blackouts occur in two forms, en bloc can be attributed, at least in part, to the methodological differences
and fragmentary. En bloc blackouts occur when pyramidal cell activity across studies (see Schreiber Compo et al., 2017), including the
is completely stopped and encoded information is no longer trans- difficulty in determining item centrality and low‐to‐moderate BAC
ferred to long‐term memory. Once this occurs, drinkers are no longer levels at which participants were tested.
able to form new memories, even for events in which they were
actively engaged. Fragmentary blackouts are more common and occur Item centrality
when pyramidal cell activity is reduced but still operating (Lee, Roh, & One limitation when examining the adapted AMT is the classification
Kim, 2009; Perry et al., 2006). Drinkers experiencing this type of of central and peripheral items, which is not determined by each
blackout will remember only portions of the event in which they par- participant but rather predetermined and applied to the entire study
ticipated. These memory gaps can later be filled if provided with inter- population. For example, Schreiber Compo et al. (2011) determined
nal or external cues about the event. However, identifying the specific that the bartender's actions were central to the situation whereas fix-
BAC level at which a blackout of either variety will occur is difficult tures behind the bartender were peripheral. In Harvey et al.'s (2013a)
because they appear across a broad range of BACs and are dependent initial test of the theory, ratings given by pilot participants were used
on a variety of factors (see Perry et al., 2006; Wetherill & Fromme, in conjunction with the objects' position on the slide to determine
2016; White, 2003). Conservative estimates suggest that the lowest each item's centrality. Crossland et al. (2016) classified central and
BAC level at which an en bloc blackout can occur is 0.14% (White, peripheral items using ratings given by pilot participants.
428 ALTMAN ET AL.

Varying approaches in determining item centrality help explain the likely as sober ones to focus on the perpetrator and make an accurate
mixed support for the adapted AMT, as failure to account for individ- identification (Flowe et al., 2017; Hagsand, Roos af Hjelmsäter,
ual variability in item centrality could lead researchers to inaccurately Granhag, Fahlke, & Söderpalm Gordh, 2013b), unless they experience
score central and peripheral items for some participants (Crossland a blackout and their ability to encode central information is compro-
et al., 2016). Item centrality also changes throughout the duration of mised. The original AMT suggests that alcohol only affects identifica-
an event (Crossland et al., 2016; Harvey et al., 2013b). That is, partic- tion decisions when made while intoxicated (Josephs & Steele, 1990;
ipants' initial focus may be on items considered central by most, but as Steele & Josephs, 1990). That is, while drinkers' cognitive resources
the event progresses, attention shifts, in no set order, to objects that are limited, they are less likely to consider alternative options and
were initially considered peripheral (Harvey et al., 2013b). Findings more likely to rely on a liberal decision criterion (Colloff & Flowe,
may therefore be confounded with the amount of time witnesses have 2016). Compared with that of sober witnesses, this liberal decision cri-
to encode information and the detail within each scene. Regardless, terion ostensibly leads to more false identifications in target‐absent
the adapted AMT would still predict that intoxicated individuals need situations with no impact on decisions in target‐present situations
more time to encode central items do sober individuals. Prolonged (Altman et al., in press; Dysart et al., 2002). This effect on target‐
encoding of central items would consequently reduce intoxicated indi- absent decisions, however, may be dependent on the identification
viduals' time to attend to peripheral items, leading to fewer overall procedure employed.
items attended to (quantity) and fewer accurate details remembered Two main identification procedures are utilized with eyewit-
(quality). Indirect tests of the adapted AMT should therefore show that nesses: a lineup, which contains the suspect alongside fillers who
intoxicated individuals report fewer details and less accurate informa- are known innocent individuals, and a showup, which is a singular
tion than do those who are less intoxicated or sober. In support of this photograph of the suspect. Although a lineup is the typical procedure
assumption, most studies find that alcohol negatively affects recall used by law enforcement to gather identification evidence, a showup
quantity (amount and/or completeness) with no effect on the quality approach is sometimes used when a potential suspect is apprehended
(proportion of accurate or inaccurate units) of information reported within the general location the crime reportedly occurred (Sjӧberg,
(see Altman et al., in press, for a review). When significant differences 2016). The showup procedure has been criticized by researchers
in memory quality do emerge, they are often inconsistent. For exam- and policymakers because it eliminates fillers meant to protect an
ple, some report deficits for cued recall (Schreiber Compo et al., innocent suspect from witnesses with an imperfect memory and is
2012), central details (Flowe et al., 2015), or peripheral details known to be potentially suggestive and biasing (Sjӧberg, 2016;
(Schreiber Compo et al., 2011), whereas other studies find no differ- Steblay, Dysart, Fulero, & Lindsay, 2003; see National Research
ences across intoxication levels. These inconsistencies can potentially Council, 2014). Research indicates that the use of a showup can
be explained by participants' typically low‐to‐moderate BAC levels. inflate the probability of a witness making a false identification than
the use of a lineup (Sjӧberg, 2016; Steblay et al., 2003; Wells, 2001).
Low BAC levels When it comes to intoxicated eyewitnesses specifically, the inclusion
Most studies examining alcohol intoxication and witness memory have of lineup fillers should make it more difficult to locate a best match
been conducted in laboratories where ethical restrictions prohibit suspect, resulting in more rejections and “not sure” responses than
administering high doses of alcohol to participants, thus yielding false identifications (Clark, 2003; Fife, Perry, & Gronlund, 2014).
BAC levels of 0.08% or less. This cutoff is relevant because it denotes With a showup, however, the liberal decision criterion created by
the legal U.S. driving limit and has been shown to impair motor func- alcohol combined with the absence of alternative options increases
tions (Harrison & Fillmore, 2005; Laude & Fillmore, 2015; Marczinski, the likelihood of a false identification of an innocent suspect when
Harrison, & Fillmore, 2008). However, according to Evans et al. (2009), that person highly resembles the perpetrator (e.g., Dysart et al.,
real‐world witnesses often exceed this range and reach average BAC 2002). This could explain why the majority of previous research
levels of approximately 0.11%. The 0.08% cutoff also fails to test finds no effect of alcohol on lineup decisions, whereas the one study
memory under conditions in which participants are likely to experi- employing a showup procedure (Dysart et al., 2002) found that
ence blackouts, suggesting that participants' vision might not be alcohol intoxication increased false identifications. This discrepancy
impaired to a degree that consistently exposes the perceptual deficits in study results concerning whether and how identification format
alluded to by the adapted AMT. However, a handful of field studies impacts intoxicated witnesses' identification decisions necessitates
examining participants voluntarily consuming larger quantities of further exploration.
alcohol (BAC levels as high as 0.23–0.29%) found that intoxication
negatively affected the quantity and quality of witnesses' reports
(Altman et al., 2018; Crossland et al., 2016). 1.3 | Present study

1.2.2 | Memory for faces Testing laboratory‐based theories under applied and ecologically valid
conditions not only strengthens our theoretical understanding of how
The perpetrator of a crime is arguably central to a criminal event. alcohol affects witness memory across a broad BAC spectrum but also
According to the adapted AMT, intoxicated individuals are just as helps ensure legal practitioners find applied value in scientific results
ALTMAN ET AL. 429

(Carlson, 2013; Lane & Meissner, 2008). Therefore, the current study African‐American (1.5%), and Hispanic/Latino (0.8%). Participants'
recruited participants from a bar setting in which they were voluntarily BAC levels ranged from 0.00% to 0.24% (M = 0.08, SD = 0.06).
consuming alcohol. After witnessing a live‐staged interaction, partici-
pants were asked to recall the event and make identifications from a
lineup or showup that was either target present or target absent. 2.2 | Design
Extending the literature on intoxicated witnesses' identification abili-
ties, the present study was the first to empirically investigate how This study was a 2 (Identification Procedure: Lineup vs. Showup) × 2
identification format impacts witnesses' decisions. (Target Presence: Target Present vs. Target Absent) + 1 (Intoxication)
Based on the adapted AMT and previous findings, alcohol was between‐participants design. Intoxication levels of this magnitude
predicted to negatively affect both memory quantity and quality. As could not ethically be manipulated; therefore, this acted as a continu-
BAC levels increased, witnesses' ability to attend to information in ous quasi‐experimental independent variable. Dependent measures
the environment would be restricted, resulting in less information were the total number of informational units reported by participants

being encoded. This was expected to result in less information recalled (memory quantity); the percentage of accurate, inaccurate, “I don't
overall (quantity) and less accurate information (quality) specifically. know”, subjective, and irrelevant informational units reported (memory
Further supporting this hypothesis is the assertion that elevated quality); identification choosing and accuracy rates; and identification

BAC increases the likelihood of experiencing an en bloc or fragmen- certainty.


tary blackout, which arguably produces gaps in memory and thereby
decreases witness recall. Although the present design did not allow
for the direct examination of AMT, it provided the underpinnings for
2.3 | Materials and procedure
the theoretical framework of the study.
Across the eight testing nights, bar patrons were approached and
Concerning lineup decisions, alcohol was not expected to affect
asked to participate in a 20‐ to 25‐min study examining the effects
choosing or accuracy rates when viewing a target‐present lineup or
of alcohol on cognitive and motor functions. Research assistants
showup (Flowe et al., 2017; Hagsand et al., 2013b; Steblay et al.,
(RAs) were instructed to approach participants randomly to avoid
2003), but an interaction was predicted when the target was absent.
selection bias (e.g., approach patrons from different areas of the bar
Consistent with the original AMT, for the individuals with higher
and approach an equal number of males and females, if possible).
BAC levels, it was predicted that the suggestiveness of viewing a
For their own safety and ethical concerns regarding consent, RAs were
showup, combined with the liberal decision‐making criterion created
also instructed not to approach participants who were
by alcohol, would increase the rate of false identifications than would
visibly/obnoxiously intoxicated (e.g., falling off their chair and slurring
viewing a lineup. Individuals with higher BAC levels viewing a lineup,
their words). Agreeing patrons signed an informed consent document
compared with witnesses viewing a showup, were also expected to
and were taken, one at a time, to a separate room inside the bar void
utilize a more liberal decision‐making criterion, but the similarities
of other guests where they were prohibited from drinking until the
across faces were expected to make it difficult to find a best match
conclusion of the experiment.
suspect, resulting in more rejections and not sure responses. It was
predicted that sober or less intoxicated witnesses would respond
similarly to the lineup and showup. Thus, alcohol was only expected 2.3.1 | Intoxication measurements
to affect false identifications in the showup condition but has no effect
on false identifications in the lineup condition. Inside the secluded room, participants had their BAC levels recorded
using one of two BACtrack S80 Pro Breathalyzers: Professional
Edition (KHN Solutions, 2016). These handheld devices are similar to
others used in field and laboratory experiments (e.g., Dysart et al.,
2 | METHOD 2002; Hagsand et al., 2013b; Hagsand, Roos af Hjelmsäter, Granhag,
Fahlke, & Söderpalm Gordh, 2013a, 2017). The two breathalyzers
2.1 | Participants were also pilot tested against a calibrated benchtop model Intoxilyzer
5000, one of the most accurate tools available for measuring BAC
Participants were recruited from a local bar in the Northeastern levels (Department of Transportation, 2012). Across 39 trials, the
United States across a 2.5‐month span. On testing nights (eight ran- handheld breathalyzers produced the same reading as the Intoxilyzer
domly selected weekend nights) between 7 p.m. and 1 a.m., patrons 30 times (77%); the other readings differed by less than 0.02%. Before
were randomly asked to participate in a study examining the effects the experiment commenced, the breathalyzers were also shipped to
of alcohol on cognitive and motor functions. Patrons were made the manufacturer where they passed a three‐point recalibration test
aware there was no incentive for participating and that the study took (KHN Solutions, 2016). Based on these tests, it was determined that
20–25 min to complete. The sample consisted of 132 participants the breathalyzers used in this study were valid instruments to assess
(53% male) ranging in age from 19 to 66 (M = 38.83, SD = 15.08). participants BAC levels, which participants remained blind to through-
Participants identified themselves as White/Caucasian (97.7%), out the experiment. Participants were also asked to provide a
430 ALTMAN ET AL.

subjective rating of their intoxication on 0 (not drunk at all) to 100 neutral tone so that the interviewer's emotions or rapport did not
(extremely drunk) scales. affect participants' recall.

2.3.4 | Identification materials


2.3.2 | Staged interaction
Following the interview/recall portion of the study, participants took
After providing a BAC recording and subjective rating of their intoxi-
part in the identification portion. As interviews varied in length, the
cation, participants were exposed to a live‐staged interaction. The
timing of the identification portion varied slightly across participants
live‐staged interaction involved an adapted version of Cornhole, a
(2–3 min). For the identification portion, participants were told that
recreational game in which players throw bean bags at wooden
the bar owner provided photos of individuals who had previously
platforms with holes on the surfaces. The platforms and bean bags
caused disturbances (Appendix S1B). Each participant was then asked
were used in this study, but the scoring system was adapted. For this
to look at the photo(s) provided and state whether the person who
adapted version, participants were given five bean bags by the RA in
disrupted their Cornhole game was pictured or not and, if so, to iden-
charge of that station. Participants were instructed that the objective
tify her. Participants were also given the option to reject the photos or
was to accumulate as many points as possible across four rounds of
state they were not sure whether her picture was present. Participants
throwing the bean bags at the wooden platforms using the custom
were then randomly assigned to view a showup or lineup. Those in the
scoring system. Midway through the game, each participant was
showup condition viewed one photo of either the confederate (target
interrupted by a female confederate intruder (Alex) who ostensibly
present) or a person similar in appearance to the confederate (target
wanted to join. The experimenter in charge of the game informed
absent). Participants in the lineup condition viewed a six‐person simul-
Alex she was in a restricted area and would have to leave. Ignoring
taneous lineup that included the confederate's photo alongside
the experimenter's comment, Alex sat down at the nearest table
similar‐looking fillers (target present) or six photos of individuals who
and began touching the study equipment (e.g., breathalyzers and par-
were similar in appearance to the confederate (target absent).
ticipant charts). In a more agitated tone, the experimenter informed
Pilot testing of the filler photos was done to ensure fillers were
Alex she must leave or the owner of the bar would be notified. Seem-
reasonable matches to the confederate. Initially, three experimenters
ingly upset, Alex stood up, yelled back at the experimenter, knocked
unfamiliar with the confederate were asked to describe a photograph
over a chair, and left the room. This intrusion lasted approximately
of her. Any feature mentioned by at least two of them was used to
60 s. During that time, Alex remained approximately 14 ft away from
create a composite description. This description was given to a new
the participant who viewed her face from multiple angles. Afterward,
set of experimenters, also blind to the confederate's appearance,
the experimenter apologized for the intrusion, explained that it was
who were asked to find females (e.g., friends and family members)
unexpected and had never happened before, and asked the
who matched the description. An additional set of experimenters
participant to finish their tosses before providing a second BAC and
was given the confederate's photo and asked to find people who
subjective intoxication measurement. A second RA then entered the
matched her general appearance. In total, nine females who fit the
Cornhole room and was told there was a disturbance during the
confederate's description and/or appearance were identified as poten-
participant's game. The two RAs briefly discussed university protocol
tial fillers. Independent judges (N = 56) were then asked to rate how
for documenting incidences at the bar, and then the second RA
well each potential filler matched the confederate's description on a
immediately escorted the participant to another room void of outside
0 (not at all) to 10 (perfect match) scale. The six highest rated individ-
guests and noises to complete the interview and identification
uals, along with the confederate, were used to create the lineups
portions of the study.
and showups (see Appendix S1C).
The target‐present lineup consisted of the confederate's photo and
2.3.3 | Interview the five highest rated fillers. Six versions were created by arranging
the photos in a randomized order. The target‐absent lineup consisted
Inside the second room was a third RA waiting to conduct the of the six highest rated filler photos, again presented in random order
eyewitness interview and identifications. Participants were told the to participants. The target‐present showup was the confederate's pho-
purpose of the additional room was to provide a quiet space for their tograph (see Appendix S1C, Photo A). For the target‐absent showup,
cognitive assessments. Before the assessments were completed, each filler photo served as the confederate replacement, creating six
however, each participant was told that disturbances at the bar possible versions, presented in a randomized order. This helped ensure
needed to be documented immediately, for university purposes, using choosing was not a function of any one filler's unreasonably high or
a standard incident report. Participants were then asked to provide low similarity to the perpetrator.
an audio‐recorded statement about the disturbance should the After making a decision about the photo(s) presented, each
university need to verify any information. Each interview was con- participant was asked to provide an estimate of their certainty in their
ducted by a trained experimenter and began with two open‐ended decision using a 0 (not at all certain) to 100 (extremely certain) scale.
questions followed by 11 cued questions directed at specific aspects Participants were then debriefed about the true purpose of the study
of the intrusion (Appendix S1A). These questions were asked in a and taken to a third room to complete a questionnaire.
ALTMAN ET AL. 431

2.3.5 | Questionnaire filler was designated the “innocent suspect” post hoc because of her
high identification rate. Designating an innocent suspect allows for
In the third and final testing room, participants were asked to quantify eventual analysis of false versus filler identifications, as well as exam-
how long and how much they had been drinking on the night of the ination of false identifications in the “worst case scenario” (see Clark,
experiment and on a “typical” drinking night. Each participant was also Marshall, & Rosenthal, 2009; Pryke, Lindsay, Dysart, & Dupuis, 2004).
asked to rate on a 0 (not at all) to 10 (completely) scale how believable
the confederate intrusion, interview for university purposes, and
photos provided by the bar were during the study. Several demo- 3 | RESULTS
graphic items were also included. Participants were then dismissed
Of the 132 participants tested, 73 (55.3%) recorded a BAC level below
from the testing area and repeatedly asked to not discuss the study
0.08% and 59 (44.7%) recorded a BAC level of 0.08% or higher,
with anyone who might be a future participant. Experimenters respon-
rendering them legally intoxicated according to U.S. standards. Of
sible for recruiting listened for discussions regarding the study around
the total sample, 45 participants recorded a BAC level above 0.10%,
the bar, and none were heard.
the lowest BAC level at which signs of fragmentary and en bloc black-
outs are expected to occur. The highest BAC level recorded was
2.4 | Scoring 0.24% (see Figure 1).

2.4.1 | Event memory


3.1 | Intoxication measurements and procedure
Witnesses' interviews were transcribed and broken into units of infor- believability
mation (Altman et al., 2018; Schreiber Compo et al., 2011, 2012). A
unit was defined as the smallest piece of information that could be Participants' first BAC measure was significantly correlated with their
scored for accuracy in its relation to the interaction. One experimenter second BAC measure (r = 0.97, p < 0.01), their first subjective BAC
unitized all transcripts to ensure consistency. Using detailed instruc- measure (r = 0.68, p < 0.01), and their second subjective BAC measure
tions, three trained experimenters independently scored each unit as (r = 0.68, p < 0.01). Participants' first BAC measure was also signifi-
accurate, inaccurate (contained inaccurate or modified information cantly correlated with the number of drinks they reportedly drank
about the interaction), I do not know (IDK; participant said some per week, time drinking on the night of the experiment, and drinks
variation of the phrase “I don't know”), subjective (nonverifiable infor- consumed on the night of the experiment (rs > 0.40, ps < 0.01). These
mation such as emotions or feelings), or irrelevant (did not include correlations show that the higher the participants reported alcohol
information related to the question or event) in its relation to the consumption (in general and the night of the study), the higher their
event. Interclass correlations for all 132 transcripts were high for actual measured breath alcohol level.
accurate (0.99), inaccurate (0.97), IDK (0.93), subjective (0.96), and Regarding participants' beliefs about the intrusion, interview, and
irrelevant (0.82) units. photos, paired samples t tests revealed that participants gave higher
Memory quantity was defined as the total number of units believability ratings to the staged eyewitness interaction (M = 7.15,
reported by each participant. Memory quality was assessed using the SD = 3.04) than to the photos provided by the bar for the identifica-
proportion of accurate, inaccurate, and IDK units reported by each tion procedure (M = 4.87, SD = 3.73), t(126) = 6.20, p < 0.01,
participant. These proportions were calculated by dividing the number d = 0.67, 95% CI [1.55, 3.01]. Participants were also more inclined to
of units in each category by the total number of accurate, inaccurate, believe the interview questions provided by the university (M = 7.10,
and IDK units provided by that participant. For example, accuracy was SD = 2.96) than to the photos provided by the bar, t(126) = 6.14,
derived by dividing the number of accurate units reported by the par- p < 0.01, d = 0.66, 95% CI [1.48, 2.89]. No difference in ratings was
ticipant by the total number of accurate, inaccurate, and IDK units
reported by that same participant. Subjective and irrelevant units were
not included in the denominator because they could not be verified
for accuracy.

2.4.2 | Memory for faces

Responses of interest included the percentage of correct identifica-


tions and incorrect rejections when the target was present, and the
percentage of correct rejections and false identifications when the
target was absent. In classifying false identifications, a positive identi-
fication from a target‐absent showup was considered a false identifi-
FIGURE 1 Number of participants (X‐axis) at the various blood
cation. For the target‐absent lineup, an identification of Filler D's alcohol concentration (BAC) levels recorded (Y‐axis) [Colour figure
photo was considered a false identification (see Appendix S1D). This can be viewed at wileyonlinelibrary.com]
432 ALTMAN ET AL.

found between eyewitness interaction and the interview questions,


t(126) = 0.35, p = 0.73, d = 0.02, 95% CI [−0.44, 3.06]. Participants'
first BAC measure was not significantly correlated with their belief in
the staged eyewitness interaction, interview, or identification photos,
rs < −0.09, ps > 0.31. One‐way analysis of variance showed that
participants' believability ratings did not vary significantly between
the lineup and showup condition for the intrusion, interview, or
photos, ps > 0.68.

3.2 | Event memory


FIGURE 3 Relationship between blood alcohol concentration (BAC)
The effects of alcohol on event memory were analyzed using linear level (X‐axis) and the percentage accurate, inaccurate, I do not know
regressions. For each regression, BAC level acted as the predictor var- (IDK), irrelevant, and subjective units (Y‐axis) [Colour figure can be
viewed at wileyonlinelibrary.com]
iable with outcome variables being quantity (number of units reported)
and quality (proportion of accurate, inaccurate, or IDK responses) of
information provided during the interviews. Given the strong correla- units reported increased. Participants' BAC level was also a
tion between participants' objective and subjective drinking measures, significant predictor of the proportion of IDK responses provided,
participants' first BAC measure was used for all analyses. F (1, 128) = 14.87, p < 0.01, R2 = 0.10, β = 0.32, 95% CI [0.16,
0.51]. As BAC increased, the proportion of IDK units reported
3.2.1 | Quantity increased.

A linear regression showed that BAC level was not a significant predic- 3.2.3 | Other measures
tor of recall quantity, F (1, 128) = 1.60, p = 0.21, R2 = 0.01, β = −0.11,
95% CI [−86.42, 19.07] (see Figure 2). However, when irrelevant and The relationship between BAC and the proportion of subjective and
subjective information was excluded from this count, BAC level was irrelevant information reported was also examined (see Figure 3).
a significant predictor of recall quantity, F (1, 128) = 25.35, p < 0.01, These proportions were calculated by dividing the number of subjec-
R2 = 0.17, β = −0.41, 95% CI [−119.30, −51.98]. As BAC increased, tive or IDK units reported by each participant by the total number of
the number of relevant informational units reported decreased. units provided by that participant. A linear regression showed that
BAC level was a significant predictor of the proportion of irrelevant
3.2.2 | Quality information reported, F (1, 128) = 6.95, p < 0.01, R2 = 0.05,
β = 0.23, 95% CI [0.05, 0.33]. As BAC increased, so did the proportion
Linear regressions were used to examine the relationship between of irrelevant information reported. Participants' BAC level was also a
participants' BAC level and recall quality (see Figure 3). A regression significant predictor of the proportion of subjective information
showed that BAC level was a significant predictor of recall accuracy, reported, F (1, 128) = 27.60, p < 0.01, R2 = 0.18, β = 0.42, 95% CI
F (1, 128) = 44.37, p < 0.01, R2 = 0.26, β = −0.51, 95% CI [−1.25, [0.53, 1.16]. As BAC level increased, so did the proportion of subjec-
−0.68]. As BAC increased, the proportion of accurate units reported tive information reported.
decreased. Participants' BAC level was also a significant predictor of
recall inaccuracies, F (1, 128) = 23.87, p < 0.01, R2 = 0.16, β = 0.40,
95% CI [0.37, 0.88]. As BAC increased, the proportion of inaccurate 3.3 | Memory for faces

3.3.1 | Choosers versus nonchoosers


Target present
Of the 61 participants in the target‐present condition, 41 (67.20%)
chose a photo, 17 in the lineup condition and 24 in the showup con-
dition (see Table 1). A logistic regression examined whether BAC level,
identification procedure, or the interaction between the two variables
(predictors) helped classify witnesses' choosing behavior. A model
with these predictors was able to classify 68.90% of participants'
decisions, but this was not significantly more than the 67.20% of cases
classified by a model with no predictors, χ2(3) = 2.28, p = 0.52,
FIGURE 2 Relationship between blood alcohol concentration (BAC)
Nagelkerke R2 = 0.05, OR = 3.84. That is, BAC level and identification
level (X‐axis) and the total number of units reported with and without
subjective and irrelevant units included (Y‐axis) [Colour figure can be procedure did not predict choosing behavior in the target‐present
viewed at wileyonlinelibrary.com] condition.
ALTMAN ET AL. 433

TABLE 1 Identification decisions across lineup and showup conditions (N, %)


Identification format
Lineup Showup
Dependent
measure ID decision Target present Target absent Target present Target absent
N 24 32 37 39

Choosing behavior Made selection 17 (70.80%) 19 (59.40%) 24 (64.90%) 9 (23.10%)


No selection 7 (29.20%) 13 (40.60%) 13 (35.10%) 30 (76.90%)
ID accuracy Perpetrator IDs 11 (45.83%) 24 (64.86%)
Filler IDs 6 (25.00%) 13 (40.63%)
Rejections 2 (8.33%) 4 (12.50%) 7 (18.91%) 18 (46.15%)
False IDs 6 (18.75%) 9 (23.08%)
Not sure 5 (20.84%) 9 (28.13%) 6 (16.23%) 12 (30.77%)

Note. The decisions in the target‐absent lineup reflect when Filler D was chosen as the innocent suspect.

Target absent after bootstrapping techniques were used to simulate more data and
Of the 71 participants in the target‐absent condition, 28 (39.40%) the number of iterations was increased.
chose a photo, 19 in the lineup condition and nine in the showup con-
dition (see Table 1). A logistic regression examined whether BAC level, Target absent
identification procedure, or the interaction between the two variables Of the 71 participants in the target‐absent condition, 22 (31.00%)
helped classify witnesses' choosing behavior. A model with these pre- accurately rejected the photos presented (lineup N = 4; showup
dictors was able to classify 71.80% of participants' decisions, signifi- N = 18). Of the remaining 49 participants, 15 made a false identifica-
cantly more than the 60.60% of cases classified by a model with no tion (lineup N = 6; showup N = 9) and 34 participants provided either
predictors, χ2(3) = 12.52, p < 0.01, Nagelkerke R2 = 0.22, OR = 3.16. a not sure response (lineup N = 9; showup N = 12) or, in the lineup
Identification format was the only significant predictor in the model, condition, identified a filler photo (N = 13). Of primary concern for
β = 1.97, SE = 0.91, Wald(1) = 4.73, p < 0.05, Exp(B) = 7.19, OR = 0.14, analyses were false identifications and correct rejections.
95% CI [0.03, 0.82], showing that participants were nearly two times A logistic regression was used to examine whether BAC level,
more likely to make an identification from a lineup than from a identification procedure, or the interaction between the two variables
showup. (predictors) helped classify false identifications1. A model with these
predictors was able to classify 85.90% of false identifications, the
same percentage as a model with no predictors, χ2(3) = 6.82,
3.3.2 | Accuracy
p = 0.08, Nagelkerke R2 = 0.16, OR = 0.44. Thus, BAC and identifica-
Target present tion procedure had no impact on the rate of false identifications.
Of the 61 participants in the target‐present condition, 35 (54.09%) Correct rejections could not be calculated due to the limited num-
correctly identified the confederate (lineup N = 11; showup N = 24). ber of participants who rejected the photos (N = 22). Bootstrapping
Of the remaining 28 participants, six identified a filler (lineup), nine techniques and iteration enhancements were again performed to try
incorrectly rejected the photos (lineup N = 2; showup N = 7), and 11 and simulate more data, but the regression line in the model could
provided a not sure response (lineup N = 5; showup N = 6). Of primary not be distinguished from zero. Interestingly, 12.50% of participants
concern for analyses was correct identifications and incorrect correctly rejected the target‐absent lineup versus 46.15% who cor-
rejections. rectly rejected the target‐absent showup.
A logistic regression was used to examine whether BAC level,
identification format, or the interaction between the two variables
1
Because all six faces were used in the target‐absent showup as an attempt to
helped classify correct identifications. A model with these predictors
prevent false identifications from being unique to one filler's target similarity,
was able to classify 63.90% of witnesses who identified the perpetra- each face was presented to only six to eight participants, thereby preventing
tor, which was not significantly different from the 57.40% of cases the rate of false identifications of any one filler (e.g., Filler D) from being directly
classified by the model with no predictors, χ2(3) = 4.46, p = 0.22, compared with the overall false identification rate of that same filler in the tar-
get‐absent lineup condition. It could be argued that the false identification rate
Nagelkerke R2 = 0.10, OR = 3.27. Thus, alcohol and identification pro-
from the target‐absent lineup should also be an aggregate of false identifications
cedure had no effect on witnesses' ability to correctly identify the from any of the six fillers—essentially an all‐suspect lineup—however, an all‐sus-
confederate. Despite this nonsignificance, the difference between pect lineup is a fundamentally different scenario than a showup procedure and
should be treated as such. Thus, we did not directly compare the two as it con-
the correct lineup identification rate (45.83%) and showup identifica-
cerned false identifications. Although we acknowledge that this approach may
tion rate (64.86%) is worth noting. Incorrect rejections could not be have limitations, it (a) highlights the importance of filler similarity and (b) may
analyzed due to the low cell counts. That is, the maximum likelihood explain Dysart et al.'s (2002) target‐absent showup false identification rate
based on one high‐similarity filler. Having said that, the analysis of aggregate
estimation of the regression failed to converge given the few partici-
identifications of any face from the target‐absent showup versus aggregate
pants (N = 9) who rejected the photos (lineup N = 2; showup N = 7). identifications of any face from the target‐absent lineup is included in Section
The model was also unable to distinguish the regression line from zero 3.3.1 of this paper.
434 ALTMAN ET AL.

3.3.3 | Identification certainty higher BAC levels might have felt the need to report emotional infor-
mation to form a more complete account. For example, one partici-
A linear regression examined how BAC level and choosing impacted pant stated she was “shocked when the girl (i.e., confederate)
participants' certainty in their identification decisions. For this regres- walked in and was wondering how she got there. Like one time when
sion BAC level, choosing behavior, and the interaction between the a guy walked into the ladies room by accident and I didn't know what
two variables acted as the predictors, whereas participants' certainty to do, so I just stood there, frozen.” However, participants at lower
ratings acted as the outcome variable. These variables did not predict BAC levels who provided more complete reports of the incident
2
identification certainty, F (3, 99) = 0.87, p = 0.46, R = 0.03, 95% CI may not have felt the need to provide emotional or irrelevant infor-
[−4.36, 19.48]. mation. Albeit speculative at this point, it is also possible that emo-
tional information is more salient and hence more likely to be
encoded and reported when intoxicated. The positive relationship
4 | DISCUSSION between participants' BAC levels and the proportion of subjective
and irrelevant information provided (i.e., thoughts and feelings that
The aim of this study was to examine witnesses' memory for a live‐ could not be verified for accuracy) supports this assumption and helps
staged interaction at elevated BAC levels and how identification for- explain why the quantity of information provided by participants' at
mat impacts witnesses' identification decisions. Two central findings higher BAC levels might have been artificially inflated. Along these
emerged: (a) Alcohol intoxication significantly affected witnesses' lines, it would be interesting for future research to examine how
event memory by reducing both the quantity and quality of relevant participants' confidence in their memory recall varies as a function
information reported, and (b) alcohol had no effect on identification of account accuracy and BAC levels.
accuracy, regardless of identification format. The present findings also align with research showing that
Consistent with hypotheses and other field studies examining elevated BAC levels may reduce offenders' ability to recall accurate
witness memory at elevated BAC levels (Altman et al., 2018; Crossland and plentiful information about a criminal activity they performed
et al., 2016), higher levels of alcohol intoxication reduced both the (Read et al., 1992; van Oorsouw et al., 2015; van Oorsouw &
quantity and quality of relevant information reported and increased Merckelbach, 2012). In fact, Read et al. (1992) also exposed partici-
the proportion of inaccurate information reported. These findings pants to an engaging live‐staged interaction. Whereas Read and col-
support the literature on alcohol‐induced blackouts and suggest that leagues found that those with higher BAC levels reported more
witnesses at relatively elevated BAC levels (>0.08%) may have experi- subjective information, van Oorsouw et al. (2015) scored participants'
enced signs of fragmentary and/or en bloc blackouts, decreasing the recall using a predetermined list of items; thus, subjective information
quantity and quality of information provided. It should be noted was not included in participants' recall measures. Future studies in the
however that the number of witnesses whose BAC was extremely area should therefore consider the relevance of information provided
elevated was limited in this study. The alcohol‐induced memory during witness interviews to avoid artificially inflating intoxicated
deficits observed may also be linked to the AMT, as elevated BAC individuals' measures and potentially missing a detrimental effect of
levels restricted the amount of peripheral information encoded by alcohol on memory.
participants and reduced recall quantity and quality. However, issues Taken together, data from the present study and others that have
regarding item centrality and scoring prevented the direct examination examined memory for a criminal event at elevated BAC levels support
of AMT in this study; as we did not experimentally manipulate the conclusion that the null/inconsistent findings throughout the liter-
item/recall centrality, it could have only been measured and scored ature (e.g., Flowe et al., 2017; Hagsand et al., 2013a, 2017; Schreiber
post hoc, presenting its own host of issues, including defining a piece Compo et al., 2011) may be due to the low‐to‐moderate BAC levels
of information as central because it was reported more often. One often tested in laboratory settings. At these BAC levels, the effects
unique finding in the present study is that alcohol did not have an of alcohol may not be powerful enough to reliably expose cognitive
initial impact on recall quantity. Only after irrelevant and subjective deficits in witnesses' perceptual and consolidation abilities. As BAC
information was excluded from participants' quantity measures did levels increase, however, pyramidal cell activity continues to slow
alcohol have the expected effect. down (Lee et al., 2009; Perry et al., 2006; White, 2003) and drinkers'
This difference is likely a function of the encoding experience ability to attend to peripheral information in the environment is
used in the present study; that is, participants were actively engaged further reduced (Josephs & Steele, 1990; Steele & Josephs, 1990).
in an interaction with a confederate whereas in previous studies par- Alcohol‐induced memory deficits are therefore more apparent and
ticipants passively observed a videotaped mock crime. Indeed, how consistent at elevated BAC levels because less information is encoded
information is encoded and stored from varying experiences can be and transferred to long‐term memory. In addition to reducing the
notably different (Cabeza & St Jacques, 2007; Read, Yuille, & quantity of information transferred to long‐term memory, the present
Tollestrup, 1992)—engaging events are often accompanied by emo- data suggest that elevated BAC levels simultaneously produce
tional information that is sometimes absent in events we only pas- weaker/incomplete and more inaccurate recall. Further, these data
sively observe (Kassin, 2004; Smith & Kosslyn, 2007). Having less suggest that at high intoxication levels, witnesses' reports may also
information to provide about the incident in our study, witnesses at include more emotionally tinged details. Future studies would do well
ALTMAN ET AL. 435

to ensure they include participants at elevated BAC levels in order to elevated BAC levels and witnesses' event memory and no relationship
fully and reliably examine intoxicated witnesses. between BAC level and witnesses' identification decisions. Also, par-
As expected, alcohol and identification format had no effect on ticipants often visit bars in groups, enhancing the likelihood that
witnesses' lineup or showup decisions when the target was present. patrons who have already been tested will return to their group and
When the target was absent, we argued that alcohol would create a divulge information about the study manipulations. We do not believe
more liberal decision‐making criterion, which would lead to increased this is cause for concern in the present study given participants' sub-
choosing and false identifications in the showup condition but be off- jectively high believability ratings for the intrusion and interview.
set by the fillers in the lineup condition. In contrast to this prediction, Experimenters present on testing nights also listened for information
participants who viewed a target‐absent lineup were more likely to shared between prior and future participants (no such communication
make identifications than those who viewed a target‐absent showup. was overheard). Of course, this concern is not limited to field studies
The increased choosing rate in the lineup condition was not accompa- and could be eliminated in future studies by asking participants if
nied, however, by an increase in false identifications when compared information about the study was divulged to them prior to participat-
with that in the showup, suggesting that the fillers satisfied their ing. Future research should explore ways to monitor participants'
intended purpose and siphoned away would‐be false identifications. alcohol consumption in bar settings to better understand how
Worth noting, however, are the relatively low and unequal cell sizes consumption rate and alcohol type (i.e., wine, liquor, and beer) might
across identification conditions, which may have provided insufficient impact witness memory. The digestion and elimination of ethanol are
power to reveal differences across conditions but could not be dependent on both the rate at which it is consumed and alcohol type
avoided given the limited access to and availability of the testing (Roberts & Robinson, 2007), thus potentially impacting the psycholog-
location and the participant pool. As such, we recommend that the ical effects of alcohol on memory. For instance, Crossland et al. (2016)
identification results be interpreted tentatively. had undergraduate participants visit their campus bar before exposing
An explanation as to why participants viewing a target‐absent them to the study procedure inside the lab on campus. Although this
lineup would have higher choosing rates than those viewing a showup approach did not offer researchers the ability to manipulate alcohol
is that choosing and false identification rates in the showup condition type or consumption rate, it allowed for a better assessment (as
were not as high as expected. That is, our showup predictions were opposed to self‐report measures) of participants' drinking behaviors
primarily based on Dysart et al.'s (2002) findings in which alcohol through security cameras or RAs placed at the bar. This scenario also
intoxication increased the likelihood of a false identification in the allows researchers to manipulate the length of time participants have
target‐absent condition. In that research, however, the target‐absent to consume alcohol, potentially providing greater control over intoxi-
showup condition consisted of one face highly resembling the perpe- cation levels in field settings. Further studies in this area could also
trator in which all participants viewed. It is likely that this high degree benefit from video recording participants' actions throughout the
of similarity, together with the liberal decision‐making criterion of duration of the study. For example, in Read et al.'s (1992) first study,
witnesses at elevated BAC levels, led to the high false identification participants' actions outside those they were instructed to perform
rate. Alternatively, for the showup in the present study, several faces could not be verified, so in Study 2, experimenters placed a camera
of high but varying resemblance to the confederate were used in the inside the testing location so that their behavior could later be verified.
target‐absent condition. Whereas several of these faces were often This allowed researchers a greater ability analyze, score, and interpret
falsely identified, others were not. For example, Filler D (the desig- the quantity and quality of the offenders' reports.
nated innocent suspect based on false identifications) was falsely In actual cases, witnesses who are interviewed immediately after
identified in four of the eight showups in which she appeared while an event while still intoxicated are often reinterviewed at a later time
other photos (e.g., Fillers B and E) were never falsely identified. Thus, in a sober state (Palmer et al., 2013). Showups, however, are often
overall choosing and false identification rates for the target‐absent administered when a suspect is apprehended within a short time
showup were impacted by the inclusion of varying‐resemblance frame following the crime while witnesses are likely to still be intoxi-
photos. This finding highlights the importance of considering similarity cated (Agricola, 2009). Lineups, on the other hand, typically take some
to the target in target‐absent situations, a variable that arguably drives time to construct (including zeroing in on a potential suspect and
false identification rates. Another distinction when considering the selecting fillers to ensure a fair lineup), which implied a delay between
differing false identification results is the photographic identification the time of encoding when a witness is still intoxicated and the time
procedures utilized in the present study versus the live presentation of recall (when the witness is likely to be sober). As such, same‐state
in Dysart et al., as live presentations can enhance the suggestiveness encoding and retrieval are more likely to be relevant in real‐world
of the showup procedure (Sjӧberg, 2016; Steblay et al., 2003). showup scenarios, whereas different‐state encoding and retrieval will
Although future research on intoxicated witnesses should include be more likely in real‐world lineup scenarios. Because of the poten-
participants across a broad BAC spectrum, quasi‐experimental field tially suggestive nature of a showup procedure (see National Research
studies come at methodological costs (see Altman et al., 2018). Council, 2014), if this procedure is implemented with witnesses, it is
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can be made about the impact of alcohol on memory. That said, this (e.g., suspect should not be in handcuffs or in a police car). Ethical
literature overall suggests a clear negative relationship between considerations in this line of research, however, often prohibit
436 ALTMAN ET AL.

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