Академический Документы
Профессиональный Документы
Культура Документы
ORIGINAL ARTICLE
YU-GUANG CHEN,1 TE-YU LIN,2 WEN-YEN HUANG,3 CHENG-LI LIN,4 MING-SHEN DAI1 AND
CHIA-HUNG KAO5,6
1
Division of Hematology/Oncology, Department of Internal Medicine, Tri-Service General Hospital, 2Division of Infectious
Diseases and Tropical Medicine, Department of Internal Medicine, Tri-Service General Hospital and 3Department of
Radiation Oncology, Tri-Service General Hospital, National Defense Medical Center, Taipei, and 4Management Office for
Health Data and 6Department of Nuclear Medicine and PET Center, China Medical University Hospital, and 5Graduate
Institute of Clinical Medical Science, China Medical University College of Medicine, Taichung, Taiwan
ABSTRACT
SUMMARY AT A GLANCE
Background and objectives: This was a nationwide
population-based retrospective cohort study to inves- Patients with pneumococcal pneumonia have a
tigate the risk of developing deep-vein thrombosis 1.78-fold and 1.97-fold risk to develop a DVT and
(DVT) and pulmonary embolism (PE) in patients with a PE, respectively in comparison with control
pneumococcal pneumonia. cohort. The risk was particularly high in the first 4
Methods: We analysed data from 1998 to 2010 from weeks and in patients with comorbidities.
the Taiwan National Health Insurance Database. The
follow-up period was extended to the end of 2011. We
identified patients with pneumococcal pneumonia and
selected a comparison cohort matched for age, sex and Key words: deep-vein thrombosis, nationwide population-
diagnosis year at a ratio of one pneumococcal pneumo- based study, pneumococcal pneumonia, pulmonary embolism.
nia patient to four control patients. We analysed
the risks of DVT and PE by using Cox proportional Abbreviations: CI, confidence interval; DVT, deep-vein thrombo-
hazards regression models, including gender, age and sis; HR, hazard ratio; ICD-9-CM, International Classification of
comorbidities. Disease, Ninth Revision, Clinical Modification; IRR, incidence rate
Results: In total, 18 928 pneumococcal pneumonia ratio; NHIRD, National Health Insurance Research Database;
patients and 75 712 controls were included in the PE, pulmonary embolism; VTE, venous thromboembolism
study. The risks of developing DVT and PE were
1.78-fold (95% CI: 1.39–2.28) and 1.97-fold (95% CI:
1.43–2.72), respectively, in patients with pneumococcal INTRODUCTION
pneumonia compared to the control cohort after
adjusting for age, gender and comorbidities. The Thrombotic events, which involve the arterial or
increased risks of DVT and PE were significant in venous systems, are major health issues in the
patients who exhibited any comorbidity. The inci- general population worldwide. In developed coun-
dences of DVT and PE were highest in the first 4 weeks tries, venous thromboembolism (VTE) is the third
after pneumonia and remained slightly elevated from most common cardiovascular disease following ath-
13 weeks to 2 years after acute infection.
erosclerotic heart disease and stroke. In the United
Conclusion: Pneumococcal pneumonia should be
considered a risk factor for DVT and PE, even after the
States, up to 2 million cases of VTE, including deep-
patient has recovered from the acute infection. vein thrombosis (DVT), calf-vein thrombosis and
pulmonary embolism (PE), are diagnosed annually.1
Compared with arterial thrombotic events, which are
characterized by pain and organ dysfunction, VTE is
frequently asymptomatic or presents with few symp-
toms; however, it is often of significant consequence.
Correspondence: Chia-Hung Kao, Graduate Institute of Clinical Previous studies have identified several risk
Medical Science and School of Medicine, College of Medicine, factors for VTE including advanced age, obesity,
China Medical University, No. 2, Yuh-Der Road, Taichung 404,
Taiwan. Email: d10040@mail.cmuh.org.tw
surgical intervention, trauma, advanced cancer,
Received 15 September 2014; invited to revise 20 October and acute medical illness and haematological or other
16 November 2014; revised 3 and 23 November 2014; accepted autoimmune disorders.2 Acute infectious processes
11 December 2014 (Associate Editor: Marcos Restrepo). have been recognized as a risk factor.3 A possible
© 2015 Asian Pacific Society of Respirology Respirology (2015)
doi: 10.1111/resp.12501
2 Y-G Chen et al.
mechanism could be because acute infection can (ICD-9-CM 415.11). Patients with a history of DVT
induce local or systemic inflammatory reactions and, or PE before index pneumonia or for whom informa-
thus, affect endothelial cell function and cause subse- tion was incomplete were excluded. DVT and PE
quent vessel wall damage.4 In addition, infection can were diagnosed based on clinical manifestations,
cause venous vessel dilation, venous stasis and laboratory investigations and imaging studies. We
coagulation dysfunction. Endothelial cell injury and considered certain comorbidities: atrial fibrillation
impairment of blood flow can result in a chronic (ICD-9-CM 427.31), hypertension (ICD-9-CM 401–
inflammatory reaction and thrombosis formation. 405), diabetes (ICD-9-CM 250), hyperlipidemia (ICD-
Previous large-scale, case-controlled cohort studies 9-CM 272), stroke (ICD-9-CM 430–438), heart failure
on community populations have reported that acute (ICD-9-CM 428), lower leg fracture or surgery (ICD-
infectious processes, including those that occur in the 9-CM 820, 821; 823; 81.51, 81.52, 81.53, 81.54) and all
respiratory or urinary tract, are potential risk factors cancers (ICD-9-CM 140-208). Taiwan launched an
for acute VTE.5 However, no analyses on the specific NHI in 1995.
pathogens involved in acute respiratory tract infec-
tion have been conducted in a community setting.
Pneumococcal pneumonia is a leading cause of Statistical analysis
hospitalization and the most common pathogen of We compared the distributions of age, gender and
community-acquired pneumonia in adults.6 The comorbidities of the exposure and comparison
purpose of this nationwide population-based cohort groups by using the chi-squared test. The Student’s
study was to investigate the association between t test was used to compare differences between the
pneumococcal pneumonia and VTE in a multi-ethnic two groups. The incidence of DVT and PE was esti-
population. mated according to age, gender and comorbidity (no/
yes) in both groups. The incidence rate ratio (IRR) of
DVT or PE in the pneumonia and comparison groups
METHODS was measured for these variables by using a Poisson
regression analysis. The multivariable Cox propor-
Data source tional hazards regression was used to compare the
We used the database of the Taiwan National Health adjusted hazard ratios (HR) of differences in DVT and
Insurance (NHI) programme, a comprehensive insur- PE between the two groups at a 95% confidence inter-
ance programme established in 1995 that provides val (CI), and gender, age and comorbidities were
coverage to 99% of the population of Taiwan (23.7 controlled for.
million). The Taiwan National Health Insurance The SAS 9.3 statistical package (SAS Institute Inc.,
Research Database (NHIRD) contains medical claims NC, USA) was used to perform statistical analyses,
for all beneficiaries of hospitals and health-care and P < .05 in two-tailed tests indicated statistical sig-
institutions in Taiwan. The Institutional Review Board nificance. The R software (R Foundation for Statistical
of China Medical University (CMU-REC-101-012) Computing, Vienna, Austria) was used to conduct a
approved this study based on full ethical review. We Kaplan–Meier analysis to measure the cumulative
studied inpatient claims data and used the Interna- incidence of DVT and PE in both study groups, and
tional Classification of Diseases, Ninth Revision, the log-rank test was used to assess the differences
Clinical Modification (ICD-9-CM) to define diseases. between the two cumulative incidence curves.
Table 1 Demographic characteristics and comorbidity in patients with and without pneumococcal pneumonia
Pneumococcal pneumonia
Variables n % n % P-value†
Gender 0.99
Female 25 932 34.3 6 483 34.3
Male 49 780 65.7 12 445 65.7
Age, years 0.99
≤49 15 028 19.9 3 757 19.9
50–64 14 412 19.0 3 603 19.0
65–74 17 088 22.6 4 272 22.6
75+ 29 184 38.6 7 296 38.6
Mean ± SD† 65.2 17.7 66.0 17.8 <0.0001
Comorbidity
Atrial fibrillation 1 436 1.90 1 395 7.37 <0.0001
Hypertension 12 764 16.9 7 807 41.3 <0.0001
Diabetes 6 305 8.33 4 984 26.3 <0.0001
Hyperlipidemia 2 551 3.37 1 472 7.78 <0.0001
CVA 6 044 7.98 4 634 24.5 <0.0001
Heart failure 2 287 3.02 2 460 13.0 <0.0001
Lower leg fracture or surgery 2 463 3.25 1 249 6.60 <0.0001
Cancer 2 421 3.20 2 005 10.6 <0.0001
Chi-square test.
†
t-test.
CVA, cerebrovascular accident; SD, standard deviation.
developing DVT or PE increased with age in both acute infection (aHR = 1.83, 95% CI: 1.02–3.29). We
groups; however, the gradient was greater in the observed the patients for 14 years and used
pneumonia group. An association between pneu- Kaplan–Meier analysis to calculate the cumulative
mococcal pneumonia and the risk of DVT or PE was incidence of DVT or PE, as shown in Figure 1. Patients
observed in patients with comorbidities (aHR = 1.78, with pneumococcal pneumonia exhibited higher
95% CI: 1.32–2.41 for DVT; aHR = 1.70, 95% CI: 1.16– incidence rates of DVT than those of the comparison
2.51 for PE). (Table 2). group (Fig. 1a, log-rank test: P < .0001). The cumula-
Table 3 shows the multivariate-adjusted HR for tive incidence of PE was greater in the pneumonia
DVT or PE associated with pneumococcal pneumonia group than in the comparison group (Fig. 1b, log-rank
and covariates. The aHR for developing DVT or test: P < .0001).
PE increased with age compared with patients
younger than 50 years of age. The effect was greater in
patients with comorbidities associated with DVT, DISCUSSION
including cancer (aHR = 2.30, 95% CI: 1.58–3.36),
heart failure (aHR = 1.78, 95% CI: 1.21–2.63), hyper- We observed that adults with pneumococcal pneu-
tension (aHR = 1.41, 95% CI: 1.08–1.82) and diabetes monia have 1.97-fold and 1.78-fold risks of develop-
(aHR = 1.35, 95% CI: 1.01–1.81). Patients with cancer, ing PE and DVT, respectively. Our study determines
heart failure or atrial fibrillation exhibited an the positive correlation between pneumococcal
increased risk of developing PE (aHR = 2.33, 95% CI: pneumonia and VTE, providing epidemiological evi-
1.42–3.80 for cancer; aHR = 2.45, 95% CI: 1.55–3.86 for dence of the relationship between these two diseases.
heart failure and aHR = 2.08, 95% CI: 1.23–3.54 for Our data, corrected for classical risk factor for VTE
atrial fibrillation). Table 4 lists the HR of DVT or PE in suggests that pneumococcal pneumonia is an inde-
patients who had been infected with pneumococcal pendent risk factor for VTE.
pneumonia. The incidences of DVT and PE were Pneumococcal pneumonia caused by the Strepto-
highest in the first 4 weeks after exposure (aHR = 11.0, coccus pneumoniae, a Gram-positive encapsulated
95% CI: 1.06–114.0 for DVT in the first 2 weeks; bacteria, is primary cause of community-acquired
aHR = 16.5, 95% CI: 1.75–155.8 for PE in 2 weeks to pneumonia in children and adults. The key compo-
1 month) and gradually decreased over the subse- nents involved in the pathogenesis of pneumococcal
quent months. The incidence for PE rose slightly from pneumonia are the surface capsular polysaccharides
13 weeks to 1 year after acute infection (aHR = 2.77, that evade host immune responses. Virulent protein-
95% CI: 1.15–6.43). We observed a similar trend in the like pneumolysin or autolysin causes this pathogen
DVT group, but this trend occurred 1 to 2 years after to invade and lyse host cells. These components
© 2015 Asian Pacific Society of Respirology Respirology (2015)
4 Y-G Chen et al.
Table 2 Comparison of incidence and hazard ratio of DVT and PE stratified by gender and age between with and
without pneumococcal pneumonia patients
Pneumococcal pneumonia
No Yes
Variables Event PY Rate† Event PY Rate† IRR (95% CI) Adjusted HR‡ (95% CI)
DVT 297 465 580 0.64 96 77 109 1.24 1.95 (1.85, 2.06)*** 1.78 (1.39, 2.28)***
Gender
Female 106 17 069 0.62 36 31 144 1.16 1.86 (1.70, 2.03)*** 1.68 (1.11, 2.53)*
Male 191 294 900 0.65 60 45 964 1.31 2.02 (1.89, 2.15)*** 1.86 (1.37, 2.53)***
Stratify age
≤ 49 11 109 804 0.10 15 24 525 0.61 6.11 (5.47, 6.82)*** 3.60 (1.54, 8.44)**
50–64 45 101 445 0.44 15 17 780 0.84 1.90 (1.68, 2.15)*** 1.20 (0.62, 2.34)
65–74 84 116 943 0.72 23 17 289 1.33 1.85 (1.66, 2.07)*** 1.53 (0.93, 2.53)
75+ 157 13 787 1.14 43 17 515 2.45 2.15 (1.97, 2.34)*** 1.80 (1.25, 2.57)**
Comorbidity¶
No 187 377 515 0.50 21 38 802 0.54 1.09 (1.00, 1.20) 1.55 (0.98, 2.44)
Yes 110 88 065 1.25 75 38 306 1.96 1.57 (1.45, 1.69)*** 1.78 (1.32, 2.41)***
PE 162 466 069 0.35 60 77 245 0.78 2.23 (2.12, 2.36)*** 1.97 (1.43, 2.72)***
Sex
Female 62 170 810 0.36 18 31 190 0.58 1.59 (1.44, 1.75)*** 1.45 (0.82, 2.57)
Male 100 295 259 0.34 42 46 054 0.91 2.69 (2.52, 2.87)*** 2.30 (1.56, 3.40)***
Stratify age
≤ 49 6 109 821 0.05 6 24 590 0.24 4.47 (3.96, 5.04)*** 3.23 (0.94, 11.1)
50–64 14 101 549 0.14 17 17 769 0.96 6.93 (6.22, 7.75)*** 3.13 (1.37, 7.15)**
65–74 44 117 088 0.38 9 17 329 0.52 1.38 (1.22, 1.57)*** 1.14 (0.52, 2.49)
75+ 98 137 609 0.71 28 17 556 1.59 2.24 (2.05, 2.45)*** 1.80 (1.14, 2.83)*
Comorbidity¶
No 96 377 855 0.25 14 38 852 0.36 1.42 (1.30, 1.55)*** 2.18 (1.24, 3.83)**
Yes 66 88 214 0.75 46 38 392 1.20 1.60 (1.48, 1.74)*** 1.70 (1.16, 2.51)**
recognize the endothelial cell through the platelet- parison cohort, pneumococcal pneumonia remained
activating factor and invade the blood vessel and an independent risk factor for developing DVT and PE
alveolar space.7 These processes may induce an after adjusting for comorbidities. These results are
inflammatory response and endothelial wall damage, robust according to the Cox proportional hazards
particularly in pulmonary alveolar cells. Severe and regression analysis. The IRR and HR for VTE were
persistent inflammation results in excessive fibrin higher in the younger patients with pneumococcal
deposition and increased activation of the coagula- pneumonia, possibly because the older age sub-
tion cascade, thus inducing thromboembolism for- group exhibited more comorbidities and underlying
mation.8 Because pneumococcal pneumonia invades medical illness. Confounding factors, including atrial
the pulmonary alveolar region and subsequently fibrillation, metabolic syndrome and cancer, may
destroys endothelial cells, these can cause an abnor- have reduced the effect of the pneumococcal
mal coagulant cascade that affects endothelial cell pneumonia.
alteration and adhesion molecule expression, as Our study yielded findings similar to those of
observed in Lemierre’s syndrome.9 Therefore, in Smeeth et al.5 The highest incidence rate of VTE was
pneumococcal pneumonia patients, the pulmonary observed within the first month after pneumococcal
infection/inflammatory process may induce localized pneumonia. Our results reveal that, after a patient
and systemic thrombotic events that explain the rela- experienced an acute pneumococcal pneumonia
tively higher incidence rate of PE and DVT observed infection, subsequent VTE risk increased at the early
in our study. stage (0–4 weeks) as well as at the delayed stage until
Although the patients with pneumococcal pneu- 1 year.
monia in this study exhibited a higher prevalence of This study has several limitations. First, the
comorbidities and coexistent conditions associated NHIRD does not contain detailed information
with the development of VTE than that of the com- regarding patients’ currently used medications,
Respirology (2015) © 2015 Asian Pacific Society of Respirology
Pneumococcal pneumonia and DVT-PE 5
Table 3 Cox model with hazard ratios and 95% confidence intervals of DVT and PE associated with Pneumococcal
pneumonia and covariates
DVT PE
Age, years
≤ 49 1 (Reference) 1 (Reference)
50–64 2.45 (1.55, 3.89)*** 2.88 (1.48, 5.61)**
65–74 3.73 (2.41, 5.75)*** 4.20 (2.23, 7.91)***
75+ 5.95 (3.89, 9.09)*** 8.28 (4.50, 15.3)***
Gender (female vs male) 1.01 (0.82, 1.25) 1.00 (0.76, 1.32)
Baseline comorbidities (yes vs no)
Pneumococcal pneumonia 1.80 (1.41, 2.30)*** 2.02 (1.46, 2.78)***
Atrial fibrillation 1.13 (0.66, 1.92) 2.08 (1.23, 3.54)**
Hypertension 1.41 (1.08, 1.82)* 1.11 (0.78, 1.57)
Diabetes 1.35 (1.01, 1.81)* 0.85 (0.56, 1.31)
Hyperlipidemia 1.18 (0.77, 1.82) 1.24 (0.70, 2.19)
CVA 0.79 (0.56, 1.12) 1.08 (0.71, 1.65)
Heart failure 1.78 (1.21, 2.63)** 2.45 (1.55, 3.86)***
Lower leg fracture or surgery 1.59 (1.02, 2.46)* 1.25 (0.68, 2.32)
Cancer 2.30 (1.58, 3.36)*** 2.33 (1.42, 3.80)***
Non-pneumococcal Pneumococcal
pneumonia Cohort pneumonia Cohort
Follow time Event PY Rate† Event PY Rate† IRR (95% CI) Adjusted HR‡ (95% CI)
DVT
≤2 weeks 1 3 146 0.32 4 762 5.25 16.5 (15.4, 17.7)*** 11.0 (1.06, 114.0)*
2–4 weeks 2 3 149 0.64 0 732 0.00 — —
4–8 weeks 2 6 272 0.32 2 1 404 1.42 4.47 (4.20, 4.74)*** 3.33 (0.43, 25.6)
8–12 weeks 2 6 257 0.32 1 1 352 0.74 2.31 (2.17, 2.47)*** 0.94 (0.07, 12.2)
13–48 weeks 32 55 194 0.58 17 10 904 1.56 2.69 (2.54, 2.84)*** 1.86 (0.99, 3.50)
1–2 years 39 68 053 0.57 19 12 133 1.57 2.73 (2.58, 2.90)*** 1.83 (1.02, 3.29)*
2–3 years 53 59 890 0.88 13 9 940 1.31 1.48 (1.38, 1.59)*** 1.46 (0.77, 2.77)
PE
≤2 weeks 0 3 147 0.00 4 762 5.25 — —
2–4 weeks 1 3 149 0.32 5 732 6.83 21.5 (20.0, 23.2)*** 16.5 (1.75, 155.8)*
4–8 weeks 0 6 272 0.00 3 1 404 2.14 — —
8–12 weeks 3 6 257 0.48 2 1 352 1.48 3.09 (2.90, 3.28)*** 1.11 (0.16, 7.55)
13–48 weeks 16 55 203 0.29 10 10 905 0.92 3.16 (2.99, 3.35)*** 2.77 (1.15, 6.43)*
1–2 years 20 68 085 0.29 8 12 143 0.66 2.24 (2.11, 2.39)*** 2.15 (0.89, 5.22)
2–3 years 20 59 935 0.33 0 9 955 0.00 — —
such as hormone replacement medications, anti- habits, obesity, body mass index and physical acti-
contraceptive medications, anti-coagulants or anti- vity (whether immobilization), previous prosthetic
platelet agents and glucocorticosteroids. In addition, devices or a family history of VTE, all of which might
several clinical characteristics included smoking have been confounding factors in this study. Second,
© 2015 Asian Pacific Society of Respirology Respirology (2015)
6 Y-G Chen et al.
Acknowledgements
This study is supported in part by Taiwan Ministry of Health and
Welfare Clinical Trial and Research Center of Excellence
(MOHW104-TDU-B-212-113002); China Medical University Hospi-
tal, Academia Sinica Taiwan Biobank, Stroke Biosignature Project
(BM104010092); NRPB Stroke Clinical Trial Consortium (MOST
103-2325-B-039 -006); Tseng-Lien Lin Foundation, Taichung,
Taiwan; Taiwan Brain Disease Foundation, Taipei, Taiwan;
Katsuzo and Kiyo Aoshima Memorial Funds, Japan; and Health,
and welfare surcharge of tobacco products, China Medical Uni-
versity Hospital Cancer Research Center of Excellence
(MOHW104-TDU-B-212-124-002, Taiwan). The funders had no
role in study design, data collection and analysis, decision to
publish, or preparation of the manuscript. No additional external
funding received for this study.
REFERENCES
1 Greer JP. Wintrobe’s Clinical Hematology, 13th edn. Wolters
Kluwer Lippincott Williams & Wilkins Health, Philadelphia, PN,
2014.
2 Kyrle PA, Eichinger S. Deep vein thrombosis. Lancet 2005; 365:
1163–74.
3 Levine RL, LeClerc JR, Bailey JE, Monberg MJ, Sarwat S. Venous
Figure 1 Cumulative incidence of DVT (a) and PE (b) in patients
and arterial thromboembolism in severe sepsis. Thromb.
with pneumococcal pneumonia and comparison patients.
Haemost. 2008; 99: 892–8.
Without pneumococcal pneumonia; With pneumococcal
4 Bhagat K, Moss R, Collier J, Vallance P. Endothelial ‘stunning’
pneumonia
following a brief exposure to endotoxin: a mechanism to link
infection and infarction? Cardiovasc. Res. 1996; 32: 822–9.
5 Smeeth L, Cook C, Thomas S, Hall AJ, Hubbard R, Vallance P. Risk
of deep vein thrombosis and pulmonary embolism after acute
the serotype of S. pneumoniae is a crucial, virulent
infection in a community setting. Lancet 2006; 367: 1075–9.
factor involving an invasive disease burden. However, 6 Bartlett JG, Mundy LM. Community-acquired pneumonia. N.
these data are not contained in the NHIRD.10 Third, the Engl. J. Med. 1995; 333: 1618–24.
evidence derived from a retrospective cohort study is 7 Cundell DR, Gerard NP, Gerard C, Idanpaan-Heikkila I,
typically lower in statistical quality than that derived Tuomanen EI. Streptococcus pneumoniae anchor to activated
from randomized trials because of potential biases human cells by the receptor for platelet-activating factor. Nature
related to adjustments for confounding variables. 1995; 377: 435–8.
Fourth, in our study confounding factors, such as 8 Abraham E. Coagulation abnormalities in acute lung injury and
nephrotic syndrome, inflammatory bowel disease, sepsis. Am. J. Respir. Cell Mol. Biol. 2000; 22: 401–4.
vasculitis, haematological disorders of antipho- 9 Kuppalli K, Livorsi D, Talati NJ, Osborn M. Lemierre’s syndrome
due to Fusobacterium necrophorum. Lancet Infect. Dis. 2012; 12:
spholipid syndrome and heparin, induce thrombocy-
808–15.
topenia, human immunodeficiency virus infection, 10 Hung IF, Tantawichien T, Tsai YH, Patil S, Zotomayor R. Regional
pregnancy, hyperviscosity syndrome and a few heredi- epidemiology of invasive pneumococcal disease in Asian adults:
tary thrombophilia were not included. Fifth, in our epidemiology, disease burden, serotype distribution, and anti-
cohort no severity scores were recorded, such as the microbial resistance patterns and prevention. Int. J. Infect. Dis.
APACHE II (Acute Physiology and Chronic Health 2013; 17: e364–73.