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26, 2007
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By
S.D. PEACOCK
Introduction
The fundamental principles of multiple effect evaporation, as originally formulated by
Rillieux, are reasonably simple and easy to understand. However, complex interactions occur within
an evaporator station under varying operating conditions that may not be readily apparent when
using ‘common sense’ sugar engineering. Effective evaporator station design therefore requires
detailed modelling to ensure that the correct design decisions are made. This was particularly
illustrated by Love et al. (1999) in their investigation of the robustness of an evaporator station
when faced with variations in vapour bleed flow rate.
The objective of the current study is to determine the optimum final effect pressure to be
employed in an evaporator station, based on the consideration of such aspects as heat transfer
capacity, residence time, sucrose degradation and energy efficiency. A literature survey was carried
out to investigate each of these portions of the problem in detail. The individual components were
then combined in an overall model of a multiple effect evaporator station.
Final effect pressure
The capacity of a multiple effect evaporator station is dependent on the overall temperature
difference driving force that is available to carry out the evaporation process. Typically, this total
driving force is of the order of 65!C (from exhaust steam at around 200 kPa(a) to a final effect
operating pressure of around 15 kPa(a)). While the available temperature difference can be
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increased by lowering the final effect operating pressure, this may not always be advisable. As the
temperature and pressure within the final vessel decrease, so too does the heat transfer coefficient in
this vessel (which is strongly affected by the increased syrup viscosity under these conditions). An
optimum vacuum level appears to exist (from a pure capacity point of view) as a result of the
conflicting influences of the decreased heat transfer coefficient and the increased temperature
difference driving force.
Based on factory trials at the Racecourse mill, Crawford (1953) found the optimum level of
vacuum in the final effect to be around 25’ Hg (equivalent to 17 kPa(a)). Smith and Taylor (1981)
found that very low final effect pressures were detrimental to evaporative capacity. A final effect
vapour temperature of between 55 and 60!C was considered to be optimal. This temperature is
achieved at vessel pressures between 16 and 20 kPa(a). Outside of this pressure range, the total
evaporative capacity of the station was found to decrease rapidly.
A further complicating factor in the analysis of the optimum final effect pressure in an
evaporator station is the control system that is employed. It is common practice to install a throttle
valve in one of the vapour lines in the station (typically in the vapour line feeding the vessel
immediately after the last bleed vapour stream has been withdrawn). In order to reduce the rate of
evaporation in the station, this valve is throttled, resulting in a pressure drop in the vapour line
which reduces the available driving force to the remainder of the evaporator vessels. This results in
a decrease in evaporative capacity without substantially affecting the energy efficiency of the
evaporator station. When an increase in capacity is required, the throttle valve is opened.
In designing an evaporator station, some degree of surplus capacity will usually be included
in order to allow for fouling of the heating surface during operation and for a degree of
conservatism in the design. Under normal operating conditions, it is therefore likely that the vapour
throttle valve will be partially closed. The resulting pressure drop across the valve may be viewed
as an indicator of the excess capacity that is available in the evaporator station above the
evaporative capacity that is actually required. Because of the resulting pressure drop, the boiling
temperatures of the latter vessels in the station will be reduced. However, the pressures of all
vessels upstream of the throttle valve may be slightly increased.
Should an attempt be made to reduce the quantity of sucrose destroyed in the evaporator
station by reducing the final effect operating pressure, then the heat transfer coefficient in this final
vessel will decrease. Consequently, the overall capacity of the evaporator station will be reduced.
This may be acceptable if the intention is to achieve a reduction in inversion at the expense of
evaporative capacity.
In order to maintain the required rate of evaporation, however, the control system will
compensate by opening the vapour throttle valve. This may lead to an increase in boiling
temperature in some of the latter vessels of the station, while possibly decreasing the temperatures
in the earlier vessels of the set. The overall impact of these changes on the total level of sucrose
degradation experienced is difficult to predict without carrying out the relevant calculations.
From this brief survey, it is apparent that no firm recommendations can be made concerning
the optimum final effect pressure to be employed without carrying out detailed analysis of the
evaporator station as a whole. This is particularly true if the objective is to achieve a reduction in
sucrose degradation, as a ‘common sense’ approach to the problem may perhaps achieve the wrong
result.
Heat transfer
Numerous attempts have been made over the years to correlate the heat transfer coefficient
(HTC) for individual evaporator vessels against their operating conditions, with the most important
of these being the temperature and concentration of the juice within the vessel. Although juice
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temperature and brix are strongly correlated in most sugar industry evaporator stations (with
decreasing temperatures being associated with increasing brix levels), it is widely accepted that
evaporator HTC values increase with increasing temperature and decrease with increasing
concentration. This is demonstrated by considering the temperature and concentration dependence
of a small sample of published correlations, as summarised in Table 1. In some cases, the
concentration dependence of the HTC is expressed in terms of viscosity (") which increases with
increasing brix and is also itself strongly dependent on temperature.
All of the correlations in the table, along with a number of others from the literature, were
tested against measured heat transfer data from Chang (1964), Hussey (1973) and Taylor and Smith
(1981)1.
This comparison showed the correlation of van der Poel et al. (1998) to be the most suitable
for characterising the experimental data, both in terms of numerical accuracy and in terms of
correctly reflecting the ‘shape’ of the data.
The correlation of van der Poel et al. (1998) is based on the well-known ‘Swedish formula’,
as presented by Macdonald and Rodgers (1947) and other authors. It has the following form:
k $ Tj
U % ... (1)
w DS
where U is the overall heat transfer coefficient for the evaporator [kW/(m2.K)], k is a constant
parameter (with a value of 0.465), Tj is the boiling point temperature of the juice within the
evaporator vessel [!C] and wDS is the concentration of the boiling juice leaving the evaporator
vessel [%(m/m)].
For the purposes of the current study, the k coefficient in equation (1) was adjusted to a
value of 0.573518 in order to better fit the available experimental data. The results are shown in
Figure 1, where the measured and predicted heat transfer coefficient values are shown as a function
of viscosity (on a logarithmic scale)2.
While the above correlation can be used to predict the heat transfer coefficients in the
majority of evaporator vessels in the station, it was decided not to use this relationship for the final
effect evaporator vessel.
Instead, the correlation of Smith and Taylor (1981) was used, as it was specifically
developed for this purpose based on a dedicated set of experimental data generated at a number of
factories.
1
Taylor, L.A.W. and Smith, I.A. (1981). Influence of downtake sealing and last effect vapour temperature on
evaporator HTC. Tongaat Hulett Sugar Limited - unpublished internal report.
2
For the purposes of producing the graph in Figure 1, solution viscosities were calculated using the correlation of
Genotelle (1978) for pure sucrose solutions. Work carried out by Tongaat Hulett Sugar has shown that actual
syrup viscosities do not substantially differ from those of the equivalent pure sucrose solutions.
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4.0
Chang (1964)
Hussey (1973)
3.5
Taylor & Smith (1981)
Predicted HTC
Heat Transfer Coefficient [kW/(m2.K)]
3.0
2.5
2.0
1.5
1.0
0.5
0.0
0.1 1.0 10.0 100.0
Viscosity [cP]
The concentration dependence of the HTC is not of primary importance in final effect
vessels, as the liquor leaving these evaporators is generally at the final syrup brix (typically between
65 and 68%). It is rather the temperature dependence of the HTC which is of more importance. The
relationship used for final effect vessels is therefore:
U % &0.034 $ Tv ' ( 1.13 ... (2)
where Tv is the saturated vapour temperature within the final effect vessel [!C]. A comparison
between equation (2) and the experimental data of Chang (1964), Hussey (1973) and Taylor and
Smith (1981)1 is given in Figure 2.
1.8
1.6
1.4
Heat Transfer Coefficient [kW/(m2.K)]
1.2
1.0
0.8
0.6
Chang (1964)
0.4
Hussey (1973)
0.0
6 8 10 12 14 16 18 20 22 24 26 28 30 32 34
Final Effect Pressure [kPa(a)]
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Residence time
The residence time of juice in an evaporator is a function of the design and type of the vessel
(Kestner, Robert, falling film, plate, etc.), the flow rate of liquid through the vessel and the liquid
holdup/operating volume within the unit itself. For the purposes of the current study, only Kestner
(climbing film) and Robert vessels were considered as these still make up the bulk of the
evaporators in the cane sugar industry.
The normal operating volume of boiling juice in a Kestner evaporator is equivalent to a
static liquid holdup within the tubes of between 0.5 and 1.0 m above the bottom tubeplate (Allan,
1975; James et al., 1978). Average residence times of two to three minutes are typical (Allan, 1975)
although mean retention times of up to five minutes have been occasionally measured in tests
carried out by Tongaat Hulett Sugar. For the purposes of the current study, an operating level of
1.0 m within the tubes was assumed.
As a result of the natural circulation patterns in Robert vessels, they can be expected to
behave in a similar way to well-mixed tanks (Wittwer and Mauch, 1983). This is borne out in
practice by the shape of the residence time distribution curves published in the sugar literature.
Average residence times of between five and 20 minutes are typical, with longer residence times
often being experienced towards the tail of the evaporator station (Reva et al., 1975; Wong Sak Hoi,
and Tse Chi Shum, 1996; Van der Poel et al., 1998; Krook, 2001; Eggleston et al., 2004).
Numerous tests carried out by Tongaat Hulett Sugar and by others have confirmed these trends and
have shown that the theoretical calculation of residence times for Robert vessels based on their
expected liquid holdup yields reasonably accurate values (Purchase et al., 1987).
Optimum heat transfer in Robert vessels is achieved by maintaining static liquid levels of
between 25 and 50% of the tube length of the vessel, with lower levels being optimal when larger
temperature differences are employed across the individual evaporator vessel (Guo et al., 1983).
Under normal operating conditions, a holdup equivalent to a static liquid height of 30 to 40% of the
length of the tubes can be considered typical (Watson, 1987).
Van der Poel et al. (1998) report the typical liquid holdup in a Robert evaporator to be
between 5 and 7 litres/m2 of heating surface area, with higher values being experienced in vessels
with relatively short tubes. For the purposes of the current study, an operating level of 35% of the
length of the tubes was assumed.
In all cases studied here, the actual liquid holdup in individual evaporator vessels was
determined by means of construction drawings (given the static liquid holdups as discussed above).
The liquid inventory within the Kestner vessels was found to range between 3.2 and 4.2 L/m2 of
heating surface, while the liquid inventory in the Robert vessels was found to vary between 9.9 and
10.5 L/m2.
It is important to remember that sucrose degradation is not a linear function of reaction time,
but rather an exponential function (pseudo first order reaction). Consequently, it is not only the
average residence time within an evaporator vessel that is relevant, but also the shape of the
retention time distribution function (Wittwer and Mauch, 1983; Wittwer, 1984).
However, given that the degree of sucrose inversion is usually very low in sugar production
applications, many authors have simplified their calculations by assuming a linear (zero order) rate
of reaction. This simplifying approach has also been used in the current study.
Sucrose degradation
The degradation of sucrose in aqueous solutions is catalysed by both hydrogen ions and
hydroxyl ions, but is much greater with the former. The rates of these two reactions were
investigated by Vukov (1965) and found to be additive. We may thus write the composite rate of
sucrose degradation as:
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Apart from the changes in pH and pOH that occur with temperature, the pH of juice also
decreases over the evaporator station as a result of the increase in concentration and subsequent
drop in water dissociation. Many other chemical reactions and precipitations also occur that
contribute to the drop in pH, including the sucrose degradation reaction itself. Typical clear juice
pH values of between 7.0 and 7.3 usually result in a syrup with a pH in the range between 6.3 and
6.5 (Eggleston et al., 2004). Purchase et al. (1987) showed a decrease of 0.01405 in pH for every
1% increase in juice brix, when a juice sample was evaporated under laboratory conditions. For the
purposes of the current study, a clear juice pH of 7.0 has been used. A linear decrease in pH with
brix has been assumed, based on the work of Purchase et al. (1987). This results in syrup pH values
of 6.3 to 6.4.
The rate of sucrose degradation is greatest at low pH (under acidic conditions, a one-unit
drop in pH increases the rate tenfold), high temperatures (a 10!C temperature increase more than
doubles the rate), high water concentrations (i.e. low brixes) and long residence times (Schäffler,
1984; Eggleston and Amorim, 2006). In standard multiple effect evaporator stations, the greatest
sucrose losses occur in the vessels towards the front of the set where the brixes are lowest and juice
temperatures are at or above 100!C (Reva et al., 1975; Hugot, 1986; Eggleston et al., 2004). Up to
90% of the total sucrose losses can occur in the first two effects (Purchase et al., 1987). The lower
temperatures and increasing brix values towards the tail result in dramatically reduced losses
towards the latter effects, even though the juice residence times in each vessel tend to increase.
It is of interest to note that Eggleston and her co-workers found the presence of evaporator
scale to increase the rate of sucrose degradation in an evaporator station, through the impact of
decreased heat transfer coefficients on residence times and the temperatures of the heating surfaces
(Eggleston et al., 2004; Eggleston and Amorim, 2006). This is of particular interest in the current
study, where it is expected that lower heat transfer rates will be achieved at decreased final effect
evaporator pressures.
It is assumed that any sucrose lost through degradation in the evaporator station would have
been sold on the world export market at an average realisation of 13 US cents per pound. This is
equivalent to a value of US$286.60 per tonne of raw sugar.
Although colour formation across the evaporator station is not explicitly considered in this
study, it is expected that conditions which lead to an increase in sucrose degradation will also lead
to increased colour formation (Wittwer and Mauch, 1983; Wittwer, 1984; Smejkal et al., 2005). As
with sucrose degradation, the majority of the colour formation in an evaporator station occurs in the
first vessels, with negligible colour increase being experienced in the final two effects (Honig,
1963).
Evaporator station modelling
Evaporator station modelling was carried out using an updated version of the software
developed by Hoekstra (1981). The operation of two separate evaporator stations was simulated,
namely a quadruple effect processing 300 t/h of clear juice and a more energy-efficient quintuple
effect processing 650 t/h of clear juice. The configurations of the two evaporator stations are
described in Table 2.
The quadruple effect evaporator station is installed in a small factory of reasonably low
energy efficiency. The steam requirements of the rawhouse are met through the use of V1 vapour
bleed and the capacity of the station is controlled by means of a vapour throttle valve installed in the
V1 line entering the second effect Robert vessel. By contrast, the quintuple effect station is installed
in a larger, more energy-efficient factory which exports bagasse fibre and cogenerates a small
amount of electrical power. Extensive V2 vapour bleeding is used to meet the steam demand of the
rawhouse and control is exercised through a vapour throttle valve installed in the V2 vapour line
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feeding the third effect Robert vessels. These two mills are fairly typical of the conditions prevalent
in the sugar industry worldwide.
Results
The results of the modelling are presented in Figures 3 through 8. Figures 3 and 4 show the
predicted degradation of sucrose in the two evaporator stations as a function of the final effect
operating pressure.
In station A, the optimum pressure lies at around 14 kPa(a), while the optimum pressure for
station B falls at around 12 kPa(a).
Figures 5 and 6 show the sucrose degradation occurring in the two evaporator stations as a
function of the pressure drop across the vapour throttle valve. This pressure drop is an indication of
the degree of spare capacity that exists in the evaporator station.
From the results of the calculations, it is apparent that the minimum inversion occurs at the
point where the vapour throttle valve is providing the greatest pressure drop (i.e. where the
evaporator station is at its maximum capacity point).
5 300 1 519
Station A
5 200 1 490
Sucrose Lost [kg/wk]
5 100 1 462
5 000 1 433
4 900 1 404
4 800 1 376
10 11 12 13 14 15 16 17 18 19 20
Final Effect Pressure [kPa(a)]
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21 400 6 133
Station B
21 300 6 105
Sucrose Lost [kg/wk]
21 100 6 047
21 000 6 019
20 900 5 990
9 10 11 12 13 14 15 16 17 18
Final Effect Pressure [kPa(a)]
5 300
Station A
5 200
Sucrose Lost [kg/wk]
5 100
5 000
4 900
4 800
0 2 4 6 8 10 12 14 16 18 20
Throttle Valve Pressure Drop [kPa]
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21 400
Station B
21 350
21 300
Sucrose Lost [kg/wk]
21 250
21 200
21 150
21 100
21 050
21 000
20 950
20 900
0 2 4 6 8 10 12 14
Throttle Valve Pressure Drop [kPa]
Fig. 6—Sucrose degradation as a function of throttle valve pressure drop in station B.
The modelling results can be more easily understood with reference to Figures 7 and 8,
which show the marginal sucrose loss in each evaporator effect as a function of the final effect
pressure3.
350
Station A
Marginal Sucrose Lost [kg/wk]
300
250
First Effect
200
Second Effect
Third Effect
150 Fourth Effect
100
50
0
10 12 14 16 18 20
Final Effect Pressure [kPa(a)]
3
The marginal sucrose loss at a particular final effect pressure (in a given evaporator effect) is defined as the
sucrose loss at that pressure minus the minimum sucrose loss over all final effect pressures. The marginal
sucrose loss is (by definition) zero for at least one pressure within the range studied and reflects the additional
sucrose that is lost in a given effect as a result of not operating at the final effect pressure that gives the
minimum loss for that particular effect.
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300
Station B
Marginal Sucrose Lost [kg/wk]
250
200
First Effect
Second Effect
150 Third Effect
Fourth Effect
Fifth Effect
100
50
0
9 10 11 12 13 14 15 16 17 18
Final Effect Pressure [kPa(a)]
Discussion
If we examine the curve for the final effect evaporator in each case, it is evident that the
sucrose loss drops as the final effect pressure decreases. This is in line with our expectations.
However, we see more unusual behaviour occurring in the other effects.
In terms of the evaporative capacity of station A, the optimum final effect pressure occurs at
around 14 kPa(a). At this pressure, the V1 vapour throttle valve is yielding its maximum pressure
drop and the throttled pressure of the V1 vapour feeding the second effect vessels is at its lowest.
The effect of this lower pressure is propagated down the tail and the third effect pressure is
therefore also at its lowest under these conditions.
As the final effect operating pressure moves away from the optimum (either increasing or
decreasing), the evaporative capacity of the station decreases. This is to be expected, as final effect
pressures above the optimum reduce the available temperature difference driving force for
evaporation, while final effect pressures below the optimum result in poor HTC values in the final
effect due to the increased syrup viscosity.
To compensate for the decreased capacity of the station, the vapour throttle valve opens,
decreasing the imposed pressure drop. As a result, the V1 vapour feeding the second effect is
increased in pressure. The increased pressure and temperature in the second and third effect vessels
results in increased levels of sucrose degradation in these units. This is evident in Figure 7, where
the inversion in the second and third effect vessels is at a minimum at a final effect pressure of
14 kPa(a) and increases at points away from the optimum.
This phenomenon also explains the behaviour shown in Figure 5, where the minimum level
of sucrose degradation coincides with the maximum capacity of the evaporator station. Since the
level of sucrose degradation in the earlier vessels of the station is far greater than that occurring in
the final effect, the increased loss in these vessels far outweighs the impact of the reduced loss that
can be achieved in the final effect by decreasing the syrup temperature. It is interesting to note that
changes in the pressure drop across the vapour throttle valve do not have a substantial impact on the
operating pressure of the first effect vessel upstream of the valve. As a result, the quantity of
sucrose destroyed in the first effect vessel is effectively independent of the final effect pressure.
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Similar behaviour can be observed in the graphs for station B. However, in this case the
throttle valve is located in the V2 vapour line feeding the third effect vessels. The evaporative
capacity of station B is optimised at a final effect pressure of around 12 kPa(a) and the pressure
drop across the throttle valve is maximised at this point. As the final effect pressure moves away
from this optimum, the vapour throttle valve opens to compensate for the reduced capacity and this
leads to an increase in temperature (and hence sucrose degradation) in the third and fourth effect
vessels. As with station A, the sucrose degradation in the vessels upstream of the throttle valve (i.e.
the first and second effect vessels) is essentially independent of the final effect operating pressure.
In fact, the results obtained are reasonably intuitive. The minimum level of sucrose
degradation occurs where the vessels in the tail of the station (i.e. downstream of the vapour throttle
valve) are at their ‘coldest’. This occurs whenever the pressure drop across the vapour throttle valve
is at its greatest. It is therefore best to operate an existing evaporator station at the final effect
pressure that yields the optimum evaporative capacity. This is in contrast to the ‘common sense’
solution to the problem that only considers the impact of the final effect pressure on the final effect
vessels themselves. An analysis of the problem on this basis would call for reducing the final effect
pressure to the minimum achievable value (given the installed vacuum-raising equipment). In
considering the evaporator station as a whole, however, it is apparent that this would lead to a poor
solution.
It is interesting to note the value of the sucrose lost through inversion in the two evaporator
stations, as shown in Figures 3 and 4. From the range of the two graphs, it is evident that no more
than US$150 worth of raw sugar per week could be saved from degradation through the
optimisation of the final effect evaporator pressure. This highlights the fact that the majority of the
sucrose degradation in an evaporator station occurs in the earlier vessels. Manipulation of the
conditions in the latter vessels of the tail can therefore only have a small impact on the total value of
the loss. In order to minimise sucrose degradation, far more attention should be paid to the vessels
in the front of the station (perhaps by reducing the pressure of the exhaust steam, if possible).
Further comments
From the work carried out in this study, it is apparent that the optimum final effect pressure
in an existing evaporator station is a function of the specific design and operating characteristics of
that particular station. Although a useful technique has been developed for determining the
optimum final effect pressure, no general recommendation can be made as to the location of this
optimum for a particular set of evaporators.
Since the level of sucrose degradation is minimised when the evaporative capacity of the
station is at its maximum, it should be possible to optimise existing evaporator stations by
experimental means. By varying the final effect operating pressure over a suitable range and
determining the position of the vapour throttle valve, it should be possible to locate the optimum in
an empirical way.
The techniques described here for modelling sucrose degradation in evaporator stations can
also be applied to the study of the energy efficiency of the stations, as a function of such parameters
as the final effect pressure. The calculations carried out in this study have shown that the energy
efficiency of a station is optimised at a final effect pressure similar to that which optimises the
capacity of the station. However, since energy efficiency is highly dependent on the details of the
station design (e.g. condensate flash arrangements, etc.), no generalised recommendations can be
made.
While the modelling of an existing evaporator station can be readily carried out, it is far
more difficult to consider the effect of final effect pressure on the design of a new evaporator
station (with particular reference to the impact on sucrose degradation). Further work will be
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required in order to integrate the requirement of minimising inversion into the design procedure for
evaporator stations, while also meeting the many objectives that already need to be considered (as
described by Love et al., 1999).
Conclusions
The choice of final effect operating pressure in an evaporator station has an impact on its
capacity, as well as on the level of sucrose degradation that will occur. These effects are not
confined to the final effect vessels, but influence the entire station through a change in the
distribution of pressures across the vessels. It is essential to model the entire evaporator station in
detail in order to study these phenomena, as conclusions reached by considering only the final effect
vessels themselves will not be correct.
By modelling two separate evaporator stations that are representative of typical conditions in
the sugar industry, it was found that the level of sucrose degradation in an evaporator station is
minimised when the pressure drop across the vapour throttle valve is at its greatest. This occurs
when the evaporative capacity of the station is maximised relative to the final effect pressure. The
optimal final effect pressure may either be established by calculation using the techniques described
in the current study, or by experiment using an existing evaporator station.
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