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6518 Ind. Eng. Chem. Res.

2003, 42, 6518-6530

REVIEWS

Recent Advances in Catalysts for Methanol Synthesis via


Hydrogenation of CO and CO2
Xin-Mei Liu,†,‡ G. Q. Lu,† Zi-Feng Yan,†,‡ and Jorge Beltramini*,†
Department of Chemical Engineering, University of Queensland, Brisbane 4072, Australia, and
State Key Laboratory for Heavy Oil Processing, Key Laboratory of Catalysis, CNPC,
University of Petroleum, Dongying 257062, China

Since the start of last century, methanol synthesis has attracted great interests because of its
importance in chemical industries and its potential as an environmentally friendly energy carrier.
The catalyst for the methanol synthesis has been a key area of research in order to optimize the
reaction process. In the literature, the nature of the active site and the effects of the promoter
and support have been extensively investigated. In this updated review, the recent progresses
in the catalyst innovation, optimization of the reaction conditions, reaction mechanism, and
catalyst performance in methanol synthesis are comprehensively discussed. Key issues of catalyst
improvement are highlighted, and areas of priority in R&D are identified in the conclusions.

1. Introduction as reactant feedstock should be of importance in metha-


nol synthesis.
With the rapid changes and development in modern At present the key to methanol synthesis is to develop
industry, the energy and environmental issues have the most efficient catalyst. Many research groups are
become two major concerns. Methanol has been a engaged in catalyst preparation using different catalyst
common chemical feedstock for several important chemi- compositions and preparation methods. New catalysts
cals such as acetic acid, methyl tert-butyl ether (MTBE), based on nickel, copper, and alloys have been reported.
formaldehyde, and chloromethane for over 30 years.1 Recently, ultrafine particle catalysts have also been
Methanol, being a clean liquid fuel, could provide proposed. Deng et al.6 reported that the ultrafine
convenient storage of energy for fuel cell applications, Cu/ZnO/Al2O3 ternary catalyst prepared with an oxalate
particularly in transportation and mobile devices. When gel coprecipitation exhibited high activity. Tanaka et
used as a fuel, it is a cleaner energy compared with most al.7 obtained a Cu/ZnO binary catalyst using ethylene
other sources. For these reasons, methanol synthesis is glycol as the solvent. They found that the methanol
still attracting interest despite the fact that the current selectivity was higher when the ratio of copper to zinc
technology process was developed a long time ago. was 1 and the active sites were ascribed to the copper
Commercially, methanol has been produced from atoms in contact with the oxide crystallites. Nitta et al.8
syngas using natural gas or coal, mainly containing CO reported that the proper addition of certain amounts of
and H2 along with a small amount of CO2.2 Methanol ZnO to the Cu/ZrO2 catalyst could greatly enhance its
synthesis through hydrogenation of carbon dioxide has activity. Liaw and Chen9 obtained ultrafine Cu-based
attracted continuous worldwide research interest in the catalysts using a reduction method in which the disper-
past 15 years because of its environmental impact. The sion and stability of Cu could be enhanced by doping
potential use of CO2, the most important greenhouse Cr, Zr, and Th. Other groups10,11 confirmed that doping
gas, as an alternative feedstock replacing CO in the the trivalent metal ions or rare-earth elements such as
methanol production has received attention as an ef- La and Y onto the catalysts could improve its perfor-
fective way of CO2 utilization. A recent study showed mance. No matter what method is used for the catalyst
that a mixture with a proper proportion of CO2 and CO to possess higher activity, selectivity, and long life, it is
not only can increase the yield of methanol but also important to obtain a catalyst with larger surface area,
decreases the apparent activation energy of the reaction. fine particle size, and a high dispersion of active sites.
Of special interest is that the presence of CO2 could Although extensive studies have been carried out for
maintain the active copper sites in the oxidation state over 2 decades, controversies still remain concerning the
or prevent an over-reduction of the ZnO component3-5 role of active sites involved in the catalysts, the effect
when Cu/Zn catalysts are used during methanol syn- of the addition of various promoters, and the reaction
thesis. Therefore, the use of mixtures of CO2 and CO mechanism.

* To whom correspondence should be addressed. Tel.: 61 7 2. Catalyst Innovation for Methanol Synthesis
33654316.Fax: 61733654199.E-mail: jorgeb@cheque.uq.edu.au.
† University of Queensland. E-mail: m.lu@uq.edu.au. 2.1. Active Site. Although the properties of catalysts
‡ University of Petroleum. E-mail: zfyan@hdpu.edu.cn (Z.- used in the synthesis of methanol has been extensively
F.Y.) and lxmei@mail.hdpu.edu.cn (X.-M.L.). studied for many years, Cu still remains as an impor-
10.1021/ie020979s CCC: $25.00 © 2003 American Chemical Society
Published on Web 11/11/2003
Ind. Eng. Chem. Res., Vol. 42, No. 25, 2003 6519

tant active catalyst component, even though the nature More recently, a synergetic effect between Cu and the
of the active site is yet to be fully understood. It is promoter was reported.27-33 Chen et al.27 found that the
generally accepted that the coordination, chemisorption, coexistence of ZnO with Cu enhanced the ability of Cu
and activation of carbon monoxide and the homogeneous to adsorb CO and ZnO enhanced synergistically the
splitting of hydrogen take place on Cu0 or Cu+ and that subsequent hydrogenation to form ethanol, while Cu
the heterogeneous splitting of hydrogen, which provides improved the ability of Zn2+ to adsorb H. Obviously, CO
Hδ+ and Hδ- in the catalytic process, takes place on is bound to Cu sites and H to ZnO sites. It was also
ZnO.12 However, different points of view on the nature observed that the methoxy intermediates were first
and valence of copper sites still exist. found on Zn sites. Burch et al.28-32 thought that the
Some researchers13-15 pointed out that metallic Cu synergistic effect might involve the migration of spill-
atoms were uniformly active for methanol synthesis. over adsorbed species such as H+ on Cu to ZnO sites to
Pan et al.16 found that the activity of the catalyst is hydrogenate the formate species to methanol. Whereas
directly proportional to the surface area of metallic Cu Kanai et al.33 reported that the interaction between Cu
and methanol is formed on a metallic Cu surface of a and Zn sites is achieved by the way that ZnO impacts
Cu-based catalyst. Similarly, Deng et al.6 reported that the creation of active sites such as Cu+ by the ZnOx
the catalytic activity of a Cu/ZnO/Al2O3 ternary catalyst fractioned on the Cu surface, Fujitani and Nakamura34
for carbon dioxide hydrogenation increases with an proposed that the creation of a Cu-Zn surface alloy on
increase in the metallic copper surface area, reached a Zn/Cu(111) could be responsible for the formation of
maximum, and then decreased at a Cu/ZnO molar ratio active sites. Cu-Zn sites are basically metallic, in which
of 8. Rasmussen et al.17,18 investigated methanol syn- the Cu atoms catalyze the hydrogenation in methanol
thesis by hydrogenation of CO2 on Cu(100) at total synthesis; therefore, aurichalcite should be an excellent
pressures of 1-4 bar and reported that metallic copper precursor in the preparation of Cu/ZnO catalyst. Of
is actual an active site. They formulated a kinetic model special interest is that copper alone could not be an
for the elementary steps of methanol synthesis. It independent active site in effective methanol synthesis.
indicated that the calculated reaction rate and the Electronic interactions and geometrical effects are
activation energy for methanol synthesis were in accord exerted on copper sites with coexistent components in
with those measured on Cu(100). They excluded the the catalysts. In fact, since 1979, Herman and co-
possibility of Cu+ active sites because only metallic workers22 had already indicated that the catalytic
copper was observed on the Cu(100) surface used. activity of the binary catalyst was at least 3 orders of
Similarly, Askgaard et al.19 supported the metallic Cu magnitude greater than that of the pure copper metal
model by applying a kinetic model based on experimen- or zinc oxide, the resulting differences bearing the
tal data to the methanol synthesis reaction using a Cu consequence of the synergistic interaction between Cu
single crystal. and ZnO.
However, in the presence of CO2 and with a large Burch and co-workers clearly summarized the hy-
fraction of the Cu0 surface covered by oxygen-containing potheses about the synergistic interactions between
species, the catalytic activity toward methanol synthesis copper and zinc oxide33-40 into six categories as fol-
is found to be independent of the Cu0 surface area.20,21 lows: (a) the formation of Cu+ ions in ZnO; (b) electronic
This finding can be explained by the fact that the Cu+ interactions between Cu and ZnO; (c) Schottky Junction
sites might be acting as active sites in methanol effects at the Cu/ZnO interface; (d) the formation of a
synthesis. Subsequently, Herman et al.22 reported that Cu/Zn pair; (e) a specific reaction at the Cu/ZnO
active Cu+ ion sites are dissolved on the surface of the interface; (f) stabilization of Cu in a morphologically
ZnO matrix. They based their findings on the fact that active form by ZnO. Surprisingly, they concluded that
there was not any new phase other than the normal direct contact between the active sites and support is
crystal structure of Cu metal and zinc oxide that not necessary for higher activity. Synergy might be due
coexisted in the mixed Cu/ZnO catalysts and that the to the presence of carbon dioxide.
activity of the rodlike networked catalyst containing In addition, there are other opinions about the active
more Cu+ was higher than that of the platelets. It can sites for methanol synthesis. Chen et al.27 proposed that
be deduced that the promotion effect could only stem the activity of a copper-based catalyst is directly pro-
from the catalytic activity of a solid solution such as portional to the total copper exposed (Cu0 and Cu+) and
Cu+/ZnO and active centers of the Cu-based catalyst that the activity did not depend on special copper sites.
should be Cu+ ions dissolved in ZnO. On the basis of On the other hand, Jackson and Frost36,41,42 established
apparent activation energy measurements, X-ray pho- that the active sites of CO hydrogenation over ZrO2 or
toelectron spectroscopy, and scannin electron micros- Y2O3-doped ZrO2 could result from oxygen anion vacan-
copy results, Sheffer and King23 stipulated that activity cies, in which higher mobility of oxygen vacancies
differences among unsupported copper catalysts pro- represents higher reaction rate. On the condition of
moted by group IA elements could be attributed to absence of copper, a catalyst promoted by silver and gold
differences in the concentration of Cu+ species. It was oxides also possessed a high activity for methanol
observed24 that the addition of alkali metals such as formation. This means that the above noble metals could
potassium or cesium could positively promote methanol adjust the electronic properties of their oxides and thus
synthesis on nonsupported Cu catalysts and with cat- modify the nature of the active centers, which results
ionic Cu as the active site. Szanyi and Goodman,25 while in surface oxygen vacancies.
comparing the activity for methanol synthesis on clean Obviously, from the above information presented,
Cu(100) and oxidized Cu(100), concluded that the Cu there are still controversies regarding the role of the
ion is the active site. In another study, Van Santen et active site of catalysts for methanol synthesis. However,
al.26 stated that anything else that stabilizes the pres- synergy between the main catalyst and promoter or
ence of Cu+ indiscriminately enhances the activity of support does now seem to be a rather well-established
the catalyst. phenomenon. This synergy is due to the transfer of
6520 Ind. Eng. Chem. Res., Vol. 42, No. 25, 2003

species among the catalyst components, which need not


even be in direct physical or chemical contact.28 The
interaction among various catalyst compositions results
in differences in the morphology and electronic effect
of each catalyst investigated. Accordingly, it may cause
them to have small particle size and larger surface area.
Small particle size can reduce the diffusion resistance
of reactant molecules entering the catalyst pore, while
the active site at the inner pore can be adequately used.
This means that small particle size can promote higher
activity. The larger surface area can improve the
dispersion of the active component, which resists the
sintering among the metal particles. Simultaneously,
a change of the electronic effect can modulate the
adsorption strength between the reactant molecules and
the catalyst surface, which strongly influences catalyst
selectivity. Namely, the electronic effect indirectly af-
fects the catalyst selectivity. In addition, the synergy
among the components can achieve the transformation
of the hydrogen atom to carry out a hydrogenation
reaction. This is discussed in detail next in the Support
Effect section.
2.2. Support Effect. An appropriate support not only Figure 1. Model of the active site for methanol synthesis over a
physical mixture of Cu/SiO2 + ZnO/SiO2 (from ref 49).
provides a good configuration but also must have some
function in modulating the interactions between the
primary components of the catalyst and promoter. In The ZnO support may optimize the dispersion of the Cu
addition, the basicity/acidity characteristics of the cata- particles and stabilize many active sites by attenuating
lyst can also be affected. Metal oxides are the more the unavoidable agglomeration of Cu particles, which
common supports used for the preparation of a methanol takes place during a long-term operation, and by
synthesis catalyst. Their properties greatly affect the restraining Cu particles to be poisoned by feed gas
catalyst activity as a result of the aspects mentioned in impurities. Yoshihara and Campbell46 using a batch
the previous section. Of all metal oxides ZnO, ZrO2, and microreactor attached to an ultrahigh-vacuum chamber
SiO2 are the most typical materials used as supports in for pre- and postreaction surface analysis determined
methanol synthesis catalysts. the relations between the surface area of Cu(110) single
crystal and catalytic activity. They were able to prove
2.2.1. ZnO. ZnO is an n-type semiconductor, with a that the active sites in methanol synthesis on Cu/ZnO
wurtzite structure in which Zn+ ions are located in catalysts are metallic Cu and the role of the ZnO
tetrahedral sites in a close-packed array of O2- ions. Its support is to stabilize more metallic Cu sites. On the
surface reactivity is defined by particle morphology.43 other hand, Ovesen et al.47 correlated the changes in
It possesses lattice oxygen vacancies, consisting of an particle morphology and the number of oxygen vacancies
electron pair (2e-) in a ZnO lattice structure, which is at the Zn-O-Cu interface. They showed that the
considered to be one kind of active site for methanol interaction between copper and zinc oxides is important
synthesis. Zn2+-2e- pairs move interstitially, leaving for the dynamic spreading of the copper particles on the
cation and anion lattice vacancies, which is beneficial support.
to the adsorption and transformation of the reactant. To further challenge the above explanation, Fujitani
Simultaneously, zinc oxide can improve copper disper- and co-workers48,49 suggested that the ZnO support is
sion of a Cu-based catalyst. also an active component in methanol synthesis. They
Traditionally, zinc oxide is a good hydrogenation observed that Zn species could migrate to the Cu surface
catalyst that activates hydrogen by heterogeneous split- in a physical mixture of Cu/SiO2 and ZnO/SiO2 upon
ting, giving rise to ZnH and OH. Furthermore, hydrogen reduction with H2. The quality of the active sites was
spillover has been observed with ZnO acting as a not changed, but the quantity of the active sites
reservoir of hydrogen for the hydrogenation of CO over increased with the increasing reduction temperature.
Cu surfaces. Dennison et al.44 observed that hydrogen This meant that the role of ZnO is to create Cu-Zn
is adsorbed on ZnO to a much greater extent when Cu active sites on the Cu surface. Moreover, the catalytic
is present in the catalyst. On the other hand, Burch and activity of a Zn-deposited Cu(111) surface was much
co-workers28 found that hydrogen spillover from Cu to higher than that of Cu(111) alone. They also postulated
ZnO occurs very rapidly from a partially oxidized Cu a model for the function of ZnO sites during methanol
surface but only to a very small extent from a fully synthesis. As we can see in Figure 1, the model explains
reduced copper surface. Moreover, the hydrogen atoms that the role of ZnO was not to improve the morphology
were trapped at surface defects or at interstitial sites of Cu sites but to create the Cu-Zn active sites for
of ZnO, but they were not held too strongly. This means methanol synthesis. In this context, ZnO modifies the
that a possible role of ZnO might serve as a reservoir electronic properties of Cu sites by an electron exchange
to provide H atoms for subsequent hydrogenation of and interaction with Cu particles.
adsorbed reaction intermediates. Similarly, Spencer45 At the same time, ZnO have the ability to adsorb
thought that synergistic effects are the result of H poison species that are present in syngas streams.
spillover produced from ZnO to Cu metal. Traditionally, copper catalysts are extremely sensitive
A morphology effect was also postulated to state the to very low levels of sulfur poisoning. ZnO as a support
role of the zinc oxide support in a Cu-based catalyst. could effectively remove H2S components from the gas
Ind. Eng. Chem. Res., Vol. 42, No. 25, 2003 6521

feed by forming zinc sulfide, which is a favorable 2.2.3. SiO2. As a catalyst support, silica possesses
thermodynamic reaction in methanol synthesis condi- predominant properties, such as acid-base nature,
tions. Twigg and Spencer50 corroborated that Cu/ZnO/ porosity texture, and stable thermal stability. It is
Al2O3 catalysts retained a higher activity and even commonly used for catalyst preparation by a wetness
accumulated quite a large amount of sulfur. With an impregnation method. However, copper supported on
average of 2% sulfur, the methanol synthesis activity high-purity silica was found to be nearly inactive in
of Cu/ZnO/Al2O3 catalysts was approximately dropped methanol synthesis60-62 and selectivity toward methanol
to 80% of the fresh catalyst. In contrast, Cu/Al2O3 was also low. Most of the catalysts prepared using silica
catalysts were completely deactivated with only 0.2% as the support needed the addition of other metal oxides
sulfur in the feed. In addition, ZnO can form a special as the promoter to improve its activity.34,62,63
interface or surface defects between Cu and ZnO, which 2.3. Promoter Effect. Because methanol synthesis
might be an active surface domain. As a basic oxide, on a Cu-based catalyst is a structurally sensitive reac-
ZnO can partially neutralize the acidity of Al2O3, tion, it is useful to modify its performance using various
preventing the transformation of methanol to dimethyl promoters, which could improve the activity, selectivity,
ether.50 or stability of the catalyst.
2.2.2. ZrO2. The fluorite-type oxides, such as ceria, It is well-known that Al2O3 is the widely used third
zirconia, and thoria, have face-centered-cubic (fcc) crys- component in a Cu-based catalyst because it is a good
tal structure in which each tetravalent metal ion is promoter. It not only can form zinc aluminate to prevent
surrounded by eight equivalent nearest O2- ions form- the agglomeration of active sites but also accelerates the
ing the vertexes of a cube. Oxygen vacancies that serve adsorption and activation of CO because of its disorder
as active sites for some reactions are created when a and defect surface domain. Furthermore, it can also
fluorite oxide is doped by divalent or trivalent impurity stabilize the highly dispersed Cu/ZnO structure. Chen
ions.51 et al.11 reported that doping with trivalent metal ions
Zirconium oxide has also been investigated as a such as Al3+, Sc3+, and Cr3+ could also enhance the
promoter or support for the methanol synthesis cata- formation of monovalent cationic defects on the crystal
lyst.52,53 Zirconia, a strong and thermal-resistant mate- surface of ZnO, which might accelerate both enrichment
rial, is a very promising catalyst support because it and stabilization of Cu+ on the surface during the
bears high stability under reducing or oxidizing atmos- reduction and reaction processes. Simultaneously, the
pheres;53-56 it was observed that catalytic activity using doping of Sc3+ positively increases the specific surface
ZrO2 as the support is better than that using Al2O3, area and greatly enhances the methanol yield.
SiO2, and other materials. On the other hand, CuO can Chromia in a skeletal copper catalyst could prevent
be uniformly dispersed on a ZrO2 surface, forming a the rearrangement of Cu sites and improve the pore
specific interface that might be favorable for the metha- structure and active surface of the catalyst.64 An
nol synthesis reaction. important observation is that loading chromia on skel-
The synergistic effect between copper and ZrO2 was etal copper can partially inhibit the reverse water gas
the subject of many studies. Liu et al.,57 using aerogel shift reaction, improving the bulk activity and selectivity
zirconia as the support, found that the binding energy for methanol synthesis from CO2 and H2 and accelerat-
of Cu 2p3/2 of CuO/ZrO2 is higher than that of the pure ing simultaneously the reduction of CuO species. Doping
CuO. Moreover, the lower the copper oxide loading, the copper catalyst with Pd showed a promotion effect
larger the binding energy is. They also showed that CuO similar to that of Cr and positively prevented the
and ZrO2 were not simply physically mixed, but some rearrangement of Cu species. In addition, the formation
interactions between them occurred, changing the elec- of a special intersurface or surface defects between Cu
tronic distributions. X-ray diffraction (XRD) character- and ZnO might contribute to the fast adsorption and
ization51 showed that, on ZrO2 with no copper loading, high stability effects of a highly dispersed Cu/ZnO
the major peak found is mainly the monoclinic-ZrO2 structure.65
crystal phase. After loading of CuO, the tetragonal-ZrO2 Zirconia also acts as a favorable promoter in methanol
crystal phase appears in strong peaks and increases synthesis as explained previously. The dissolution of
with copper loading. The monoclinic-ZrO2 crystal phase zirconium ions in a copper catalyst results in the
even fully disappears when CuO loading is higher than presence of a new copper oxide phase and promotes the
10 wt %. This means that an interaction between copper formation of Cu+ ions,66 which enhances the activity of
oxide and zirconium oxide should exist, which inhibits the catalyst for methanol synthesis at low temperatures
the phase transformation of ZrO2. This metal-support and pressures. The optimum amount of ZrO2 is 15 wt
interaction is due to the oxygen vacancies of the support, %, resulting in maximum CO conversion and optimum
which causes a geometric effect that can affect the methanol selectivity (see Figure 2). This means that the
dispersion and alter the morphology of the supported addition of ZrO2 improves the surface area of Cu species
metal. Koeppel and Baiker58,59 reported that efficient and adjusts the ratio of Cu+/Cu0 in the surface, increas-
methanol synthesis catalysts were found to consist of ing specifically CO conversion.
microcrystalline copper particles that are stabilized Other elements such as B, Ga, Co, and Mg were also
through interaction with an amorphous zirconia matrix, used as copper-based catalyst promoters in methanol
resulting in a high interfacial area. synthesis.9,67-69 They can modify the physical-chemical
The activity of methanol formation using zirconia as properties just like the above elements. Recently, many
the support is slightly lower than when zinc oxide is researchers are engaged in searching for new promoters
used as the support. Even though zirconia is still a more to improve the performance of the methanol synthesis
preferred support for the methanol synthesis catalyst, catalyst. However, a magic promoter does not seem to
more and more researchers are inclining to investigate be in sight yet.
its catalytic effect because of its special structure and 2.4. Methods of Catalyst Preparation. As men-
stability. tioned previously, it is well-known that methanol syn-
6522 Ind. Eng. Chem. Res., Vol. 42, No. 25, 2003

Figure 3. TEM photographs of the catalyst prepared with


different precipitators (from ref 74).

Figure 2. Effect of the ZrO2 content in Cu/ZnO/ZrO2 catalysts ammonium carbonate as a precipitator showed lower
on CO conversion (s) and methanol selectivity (t), respectively activity than the catalyst made by hydroxide precipita-
(from ref 66). tion. Acetate-modified precursors resulted in dramati-
cally increased activity compared to the oxide precursor.
thesis catalysts are structurally sensitive. The differ- This showed that the catalyst synthesized under slightly
ences in preparation methods as well as pretreatment acidic conditions had a copper surface area similar to
conditions showed remarkable influences on the struc- those of the samples prepared under alkaline conditions
ture of the catalysts, ultimately affecting the catalytic while distinctly larger than those of the samples ob-
performance. Catalyst preparation methods were ex- tained under neutral precipitation conditions. This
tensively reviewed as follows: means that the pH value in coprecipitation is very
2.4.1. Coprecipitation Methods. Coprecipitation important in order to obtain an optimum catalyst
methods are the most widely used methods to prepare composition.
copper-based catalysts. Precipitators such as sodium A homogeneous Cu and Zn distribution over spherical
carbonates and oxalates are added to a solution of the particles was obtained when oxalate was used as the
desired salt concentration to coprecipitate and form the precipitator, whereas irregular particles with Cu ag-
catalyst precursors. Then, the coprecipitates are sepa- gregates on the surface of the catalyst were found when
rated by centrifugal or evaporation methods. conventional carbonate salts were used as coprecipita-
2.4.1.1. Effect of the Reaction Conditions. Previ- tion agents.74 The transmission electron microscopy
ous studies70-73 indicate that precipitation parameters (TEM) photographs in Figure 3 clearly showed the
strongly affect the performance of a CuO-ZnO-based different shapes of the catalysts prepared using different
catalyst, in which Cu/ZnO catalysts are prepared using precipitator agents. If the precipitator is sodium carbon-
precursors such as hydrozincite Zn5(CO3)2(OH)6, au- ate, the catalyst cannot exclude the sodium ions, which
richalcite (Cux,Zn1-x)5(CO3)2(OH)6, malachite Cu2(CO3)- remain in the catalyst, reducing the total Cu surface
(OH)2, rosasite (Cux,Zn1-x)2(CO3)(OH)2, or their mix- area and activity of the catalyst. It is worth noting that
tures.70,71 Only catalysts prepared using the aurichalcite the CuO/ZnO ratio obtained for the catalyst prepared
precursor are more active to CO hydrogenation. using carbonate as the precipitator is higher than that
Interestingly, the structure of the precursor varied obtained with oxalate as the precipitator, which makes
with the Cu/Zn ratio. At a low ratio (about 30/70), the the reduction of catalyst with carbonate easier than that
precursor produced using a solution mixture of nitrates with oxalate. This means that the process of isomor-
consists only of the aurichalcite phase, while a mixture phous substitution between Cu and Zn actually occurred
of aurichalcite and malachite phases is found at higher during coprecipitation with carbonate and that ZnO
ratios. exists mainly as amorphous particles in the catalyst
In the coprecipitation, the pH value plays an impor- prepared using oxalate. Methanol synthesis activity was
tant role in determining the composition of the precipi- also shown to be higher than that of carbonate by an
tates. When the precipitation was conducted at pH ) order of magnitude.
7, the precipitates mainly consisted of the malachite- 2.4.1.3. Solvent Effect. Figure 4 shows the morphol-
like phase and the catalysts were more active. Precipi- ogy of the precursor prepared with different solvents.75
tation at pH ) 6 favored the formation of hydroxy- The precursor obtained using deionized water as the
nitrate, which led to less active catalysts. It seems that solvent mainly consisted of large amorphous clusters.
the pH value exerts its effect through alteration of the However, a little quasispherical crystal was also ob-
phase composition of the precursors. served. Precursors obtained using dimethylformamide
The temperature plays also a key factor during the exhibited a column-shaped crystal phase, whereas in the
preparation of the optimum catalyst precursor. Wu et case of using ethanol as the solvent, the precursor was
al.73 suggested that the temperature of coprecipitation found to be mostly amorphous. When diethylene glycol
should be less than 313 K. The crystallite size of the was employed as the solvent, the resulting precursor
precipitate prepared at higher than 313 K was slightly exhibited both amorphous clusters and a barlike crystal
larger, reflecting in a decrease of the catalytic activity. phase. From the experimental findings, it can be stated
It was also stressed that temperature also affects the that different coprecipitation mechanisms actually exist
precipitation kinetics of the precursors. and the significant differences found in the structure
2.4.1.2. Effect of the Precipitation Species. Koep- and morphology of the precursors are the consequence
pel et al.59 reported that the catalyst prepared using of the different solvents employed during the precipita-
Ind. Eng. Chem. Res., Vol. 42, No. 25, 2003 6523

Figure 4. TEM photographs of precursors prepared with different solvents (from ref 75).

tion step. Overall, coprecipitation using ethanol as the to the dispersion of the active sites. The viscosity
solvent was found to be the most effective route for the influences the nucleation process of the particles. The
preparation of a highly active and selective catalyst. more viscous the solvent used, the faster nucleation and
The XRD patterns shown in Figure 5 illustrate that the slower the nucleus growth rate. According to the
the catalysts prepared with different solvents possess nucleation theory, fast nucleation and the slower the
different particle sizes. A broad diffraction peak for nucleus growth lead to fine crystallites. Hence, the more
calcined CuO/ZnO/Al2O3 catalysts prepared using etha- viscous solvent can synthesize the finer crystallites. All
nol as the solvent is observed. This is indicative of the in all, the solvent plays an important role in the
catalyst consisting of uniform ultrafine particles. N2 preparation of the catalyst. The solvent with small
adsorption data showed that the surface area of the surface tension and large viscosity contributes to the
catalyst prepared using ethanol as the solvent is much preparation of the disordered and isomorphous substi-
higher than that using water.6 Consequently, copper tution precursor, which will be of benefit to the activity
dispersion and the crystallite size of the catalyst with of the catalyst.75
ethanol are much higher than those of catalysts with 2.4.2. Other Preparation Methods. The most com-
other solvents. TEM (Figure 6) clearly revealed that mon way to prepare metal-supported catalysts, the
very small quasispherical particles are found in the impregnation technique, can also be used to synthesize
catalyst with ethanol. methanol catalysts. The characteristics of the impreg-
The effects of different solvents on the texture and nated catalysts are determined by the precursor used
morphology of the catalyst are ascribed to their surface and the impregnation conditions. However, for the case
tension, viscosity, and dielectric constant.75 The weaker of methanol synthesis catalysts, the performance of the
surface tension of the solvent can mitigate the serious catalyst prepared using this technique is not as good
shrinkage in the volume and resist the microstructural as that when a coprecipitate method is employed.69
collapsing of the precursor of the catalyst. The catalyst Silica is commonly used as the support by the
prepared with the weaker surface tension solvent would impregnation method. Burch and Chappell37 confirmed
have large surface area and volume, which is beneficial that Al2O3, ZrO2, Ga2O3, and ZnO can be used as the
6524 Ind. Eng. Chem. Res., Vol. 42, No. 25, 2003

Table 1. Effect of the Heating Rate for the Calcination


on the Crystallite Sizes of CuO and ZnO (from Reference
78)
heating rate/(K min-1) CuO/nm ZnO/nm
1 3.5
2 3.3
5 3.9 4.3
10 4.6 4.6
20 8.8 10.6

Toyir and co-workers69 prepared Cu-Ga/ZnO and Cu-


Ga/SiO2 catalysts to verify the effect of the support and
promoter on the conversion of CO2.
Liaw and Chen9 using a reducing technique prepared
the Cu-based ultrafine catalysts. The deposition-
precipitation method of ZrO2-supported catalysts and
the uniform gelation method for Cu/ZnO/Cr2O3/Al2O3/
Ga2O3 were also investigated.57,77
2.4.3. Pretreatment Effect. The structure and cata-
lytic performance of the catalysts also depends on
calcination and subsequently reduction.51,78 The lower
heating rate of calcination benefits the formation of fine
particle size catalysts. Fujita et al.78 observed an
increase in the particle size of CuO or ZnO catalyst
prepared using aurichalcite when the heating rates were
increased from 2 to 20 K min-1 (listed in Table 1). UV-
vis diffusion reflectance spectra showed that the absorp-
tion edge of the samples at lower heating rates shifts
toward a lower wavenumber. This indicates that at
lower heating rates it is feasible to synthesize ultrafine
catalysts. The effects of the heating rate on the CuO or
ZnO particle size should be attributed to the interaction
of water, which could accelerate the growth of metal
oxide crystallites. When calcination was carried out at
Figure 5. Profile of the XRD patterns of calcined CuO/ZnO/Al2O3 a faster heating rate, the decomposition of the precursor
prepared with different solvents (from ref 73). would proceed in a short period. Accordingly, the metal
oxide will interact with water at higher partial pressure
promoter of Cu/SiO2 catalysts where B2O3 and In2O3 can so that calcination at higher heating rates leads to an
be poison components. ZnO was proposed to be the increase in the CuO or ZnO size.
reservoir for atomic hydrogen and to promote hydrogen The reduction is necessary to obtain optimum catalyst
spillover. Gotti and Prins76 found that Ca and La oxides performance. Unfortunately, the reduction process is
bear strong promoting effects on the silica-supported Cu exothermic, which could accelerate the agglomeration
and that CO2 is the main carbon source for methanol. of surface active sites, especially at higher heating rate

Figure 6. TEM photographs of calcined precursors prepared with different solvents (from ref 73).
Ind. Eng. Chem. Res., Vol. 42, No. 25, 2003 6525

fore, there have been many attempts toward the devel-


opment of an active catalyst to be able to operate at low
temperature, where equilibrium is rather favorable.84
3.2. Pressure. The methanol synthesis process has
been operated at high pressures since its invention by
BASF in the 1920s. With the development of newer
catalysts, the operating pressure was obviously de-
creased. In the late 1960s, ICI started operation at 50-
100 atm using a Cu-ZnO/Al2O3 catalyst. Deng et al.6
reported that an oxalate-coprecipitated ultrafine Cu/
ZnO/Al2O3 catalyst can be operated at 20 atm and
methanol selectivity is rather high. Simultaneously, Cu/
Figure 7. Effects of the temperature on the catalytic activity of hydrophobic silica catalyst prepared by incipient wet-
methanol synthesis on different compositions of Cu/ZnO/Al2O3 ness impregnation could also be operated at the pres-
catalysts: (9) 10/80/10; (b) 30/60/10; (O) 60/30/10; (- -) calculated
sure of 20 atm. Kilo et al.67 reported that methanol
formation rate of methanol based on thermodynamic equilibrium
(from ref 82). synthesis could be successfully carried out at 17 atm
using Cu/ZrO2 catalysts modified by chromium and
or high temperature. Fujita et al.79 reported that the manganese oxides. Meanwhile, Chen et al.11 even oper-
lower reduction temperature is beneficial for improving ated this process at 10 atm using Cu/ZnO/M2O3.
copper dispersion and activity for the methanol synthe- Considering the cost and tendency of the methanol
sis and that using methanol as the reducing agent is synthesis process, it should be operated at as much
better than using hydrogen. During reduction with lower pressure range as possible. Therefore, the search
methanol, endothermic dehydrogenation to methyl for- for novel catalysts that can allow the synthesis to
mate inhibits any temperature increase that can dam- operate at even lower pressure conditions is continuing.
age the catalyst structure. 3.3. Space Velocity. Space velocity is another im-
portant factor that affects the methanol synthesis
3. Optimization of the Reaction Conditions reaction. Generally, an increase in the space velocity
can decrease the rate of conversion, but the yield of
3.1. Temperature. It is well-known that the reaction methanol and turnover frequency (TOF) of methanol
rate for CO/CO2 hydrogenation is always increased with formation increases with an increase in the hourly space
increasing temperature. However, because it is an velocity.82 It is interesting to note that the space velocity
exothermic reversible reaction, the product distribution has different effects when using different reactant
will be controlled by both thermodynamics and kinetics. gases.85 In the hydrogenation of CO over a Cu/ZnO/
Its equilibrium constant decreases with an increase in Al2O3 catalyst, CO conversion decreased rapidly with
the temperature. Thus, higher temperature is a disad- increasing space velocity, while methanol selectivity
vantage to the yield of methanol. Zhang et al.80 reported remained unchanged. However, during CO2 hydrogena-
that methanol selectivity decreases slowly in the lower tion, conversion decreased much more slowly and metha-
temperature range and quickly at higher temperature. nol selectivity increased with the space velocity. Using
On the other hand, Bill and co-workers81 observed that a Cu/ZrO catalyst, Koeppel et al.59 also investigated the
the methanol yield increases with temperature up to influence of the space velocity on the selectivity of
493 K; then it started to decrease above 493 K despite methanol. They obtained results similar to those of other
a continuous increase in the conversion of CO2. Tradi- researchers. Simultaneously, they concluded that the
tionally, the reaction temperature reported is below 573 selectivity to methanol tends toward a finite value as
K. In this temperature range, the methanol yield is the contact time approaches zero. All of these findings
relatively high. Sun et al.82 investigated the effects of show that the choice of optimum space velocity should
the temperature on the catalytic activity of methanol be determined not only by the conversion and selectivity
synthesis on Cu/ZnO/Al2O3 catalysts (as shown in but also by the type of reactant gas.
Figure 7). It was observed that there is a maximum of
methanol yield at lower temperature, which is an 4. Deactivation of the Catalysts
indication of the shifting from kinetics- to thermo-
dynamics-limited reactions. The maximum methanol Copper-based catalysts are sensitive to a variety of
yields under higher temperature were close to the deactivation factors. The thermal stability of Cu is only
thermodynamic equilibrium value. superior to Ag among the commonly used metal cata-
Methanol synthesis exhibits different optimum opera- lysts. Heating can cause easy sintering and agglomera-
tion temperature ranges when different catalysts were tion of copper-based catalysts that have to be used in a
used. Liaw and Chen9 reported that a 20% mixture of relatively low and narrow temperature range.50,86 To
Zr-Cu is a good catalyst in the lower temperature range improve the life of the copper catalyst, it is essential to
of 473-498 K, while a 20% mixture of Cr-Cu is the add a suitable promoter to increase its thermal stability.
better one in the range of 498-523 K. The Brookhaven Unfortunately, the loss in activity in the early stage of
National Laboratory in USA tested a range of temper- the process is so great that it is very difficult to choose
atures of 373-403 K using a mixture of NaOH, alcohol, the right promoter. Wu et al.73,87 added a small amount
and acetate as the catalyst. In addition, Tsubaki et al.83 of colloidal silica-to-copper catalyst to suppress the
successfully decreased the reaction temperature to 423- agglomeration of copper and zinc sites, consequently
443 K by changing the reaction pathways through use improving greatly the stability of the catalyst.
of methanol as the reaction solvent. The space yield was The life of the catalyst for methanol synthesis is
up to 0.17 kg of MeOH/L‚h at 443 K and 30-50 bar. To relevant to the operating pressure, in which the catalyst
obtain a higher one-pass conversion of CO or CO2, the deactivation rate becomes higher at higher pressures.
tendency is to lower the reaction temperature. There- ZnAl2O4 support could be modified by introducing some
6526 Ind. Eng. Chem. Res., Vol. 42, No. 25, 2003

of the zinc component as zinc spinel or by doping other both methanol formation rates for the individual CO
promoter, which is not sufficiently refractory as a and CO2 hydrogenations were much lower than that for
support at 100 bar. CO/CO2 mixture hydrogenation and the methanol for-
The catalyst deactivation caused by poisonous com- mation rate for CO hydrogenation is lower than that
pounds is rarely a problem in methanol synthesis. The for CO2 at 490 K. This means that CO2 remarkably
poisonous components such as sulfur and chlorine are promoted methanol formation and it is also a carbon
effectively removed in feed pretreatment. Of special source in methanol synthesis. However, most research-
consideration is that copper is very sensitive to the ers thought that both CO and CO2 could be hydroge-
sulfur, chlorine, and other compounds, in which the nated to methanol and the predominant reaction de-
presence of a trace of them can cause a great loss of the pended on the operating conditions.
activity of the catalysts. Although the reaction for methanol synthesis has
Methane, long-chain paraffins, or higher alcohols are been extensively investigated for nearly 4 decades, the
usually formed along with methanol formation, as a reaction pathway involving the copper-based catalyst
result of the presence of other transition metals and is still a topic of intensive debate. For a Cu/ZnO catalyst,
acidic or alkaline impurities in copper catalysts. Twigg a bifunctional mechanism is currently accepted. It is
and Spencer50 reported that iron, cobalt, and nickel assumed that CO2 is hydrogenated on the Cu sites to
catalysts have considerable activity of methanation, yield methanol and water and that subsequent gas-
which can cause the formation of methane and other phase transport from the Cu sites leads to the displace-
long-chain paraffins. Simultaneously, the deposition of ment of relatively stable species from ZnO. However,
the alkaline or acidic impurities can respectively result quite different bifunctional mechanism routes were also
in the production of higher alcohol and high molecular postulated.
weight waxes. Saussey and Lavalley92 proposed the following routes:

5. Reaction Mechanism for Methanol Synthesis ZnO OH(surf) + CO f HCOO(a) (4)


Methanol synthesis via hydrogenation of CO or CO2 HCOO(a) + 2H(a) f CH3O(a) + O(surf) (5)
is a moderately exothermic reaction:
Cu CO2 + 3H2 f CH3OH + H2O (6)
CO(g) + 2H2(g) f CH3OH
(∆H298 ) -91 kJ mol-1, ZnO CH3O(a) + H2O f CH3OH + OH(surf) (7)
-1
∆G298 ) -25.34 kJ mol ) (1) From this mechanism, it is assumed that the gas-phase
intermediate is H2O and methoxy species are hydrated
CO2(g) + 2H2(g) f CH3OH + H2O on the ZnO sites. This is consistent with the observation
(∆H298 ) -49.5 kJ mol-1, that small amounts of water in the gas feed increase
the catalyst activity.
∆G298 ) 3.30 kJ mol-1) (2) Fakley and co-workers93 proposed another mechanism
in which methanol reacts with methanoates on the zinc
Reaction (1) and (2) are all favored thermodynamically oxides to produce methyl methanoate, which ultimately
at low temperatures, which limits its one-pass conver- hydrogenated when in contact with copper:
sion. To avoid the accumulation of a large amount of
reaction heat, one-pass conversion of the reactant gas Cu CO2 + 3H2 f CH3OH + H2O (8)
is only 15-25% in the commercial process. It is neces-
sary to set up a recycling reactor to reuse the reactant ZnO OH(surf) + CO f HCOO(a) (9)
gas that does not convert and increase the production
cost. Simultaneously, the water gas shift reaction [reac- HCOO(a) + CH3OH f HCOOCH3 + OH(surf) (10)
tion (3)] occurs as a side reaction in conventional
processes, consuming water that reaction (2) forms, Cu HCOOCH3 + 4H(a) f 2CH3OH (11)
which might positively contribute to the methanol
production. This route could explain the appearance of traces of
methyl methanoate in the product stream during in-
H2O + CO f H2 + CO2 dustrial synthesis. In addition, this bifunctional mech-
(∆H298 ) -41.2 kJ mol-1, anism can better explain the synergy between the
copper and zinc oxide.
∆G298 ) -28.6 kJ mol-1) (3) Another bifunctional mechanism is proposed by Her-
man et al.22 whereby the nondissociative Cu+ sites
Combination of the water gas shift reactions results in chemisorb and activate carbon monoxide meanwhile the
a strong driving force, which dramatically increases the hydrogen was activated on the zinc oxide surface. The
synthesis gas conversion.88 Many research projects have model is illustrated in Figure 8. The initial step in the
been carried out to elucidate the role of CO2 in methanol synthesis of methanol over a Cu/ZnO catalyst is adsorp-
formation. Klier35 stated that CO2 only adjusts or tion and activation of CO on the Cu+ sites and of
controls the surface composition, oxidation state, and hydrogen on the surrounding ZnO surface sites. The
dispersion of CuO in the catalyst but not as a direct heterogeneous splitting of hydrogen and the bonding of
reactant. On the contrary, Chinchen et al.89,90 suggested CO to cationic Cu+ sites represent an electrophilic
that carbon dioxide is the sole carbon source for metha- attack of the carbon end of CO by protons and a
nol synthesis. Simultaneously, Zhang et al.91 used CO/ nucleophilic attack on the oxygen end of CO by hydride
H2, CO2/H2, and CO/CO2/H2 respectively as reactant ions. It was suggested that the hydrogenolysis of the
gases to investigate the function of CO2. They found that Cu-CH2OH bond is the rate-limiting step.
Ind. Eng. Chem. Res., Vol. 42, No. 25, 2003 6527

Figure 9. Changing the reaction course from a high-temperature


ICI process (a) to a new low-temperature route (b) by addition of
alcohol (from ref 83).
Figure 8. Mechanism model for methanol synthesis (from ref 22).
by heterogeneous hydrogenolysis of methyl formate to
Fisher and Bell94 conceived a further bifunctional form two methanol molecules. The net result is the
mechanism for methanol synthesis from CO/H2 on Cu/ reaction of hydrogen with carbon monoxide to give
ZrO2/SiO2 in which formate species form on zirconia and methanol via the intermediate methyl formate.
undergo stepwise hydrogenation to methylenebisoxy,
CO + CH3OH f HCOOCH3 (17)
methoxide, and finally methanol, with atomic hydrogen
being supplied through spillover from Cu. The reductive
elimination of methoxide is slow relative to other steps HCOOCH3 + 2H2 f 2CH3OH (18)
in the reaction mechanism. The suppressed rate of
methanol synthesis from CO as compared to CO2 CO + 2H2 f CH3OH (19)
hydrogenation is the result of the absence of water
formation, which prevents the more simple release of For the hydrogenation of CO2 to methanol, the pathways
methoxide by hydrolysis. At the same time, the authors are similar to those of CO. It also proceeds via formate
compared the rates of methanol synthesis on Cu/ZrO2/ and methoxy intermediates. Fujitani et al.97 reported
SiO2 and Cu/SiO2 catalysts. They found that the en- that formate coverage on the Cu/ZnO catalysts is
hanced methanol rate on Cu/ZrO2/SiO2 as compared proportional to the TOF for methanol formation and
with that on Cu/SiO2 could be attributed to the reaction that the formate hydrogenation is the rate-limiting step.
proceeding through the lower energy formate route on The reaction pathways can be shown as below:
Cu/ZrO2/SiO2, while proceeding through the energy
formyl mechanism on Cu/SiO2. CO2 + 1/2H2 f HCOO(a) (20)
On the other hand, Tsubaki et al.83 altered the
traditional reaction path to a low temperature using an HCOO(a) + 2H(a) f CH3O(a) + O(a) (21)
organic alcohol (ROH). The new route can use syngas
containing CO2 and/or H2O and can be operated at CH3O(a) + H(a) f CH3OH (22)
significantly low temperature and low pressure, such
as 423-443 K and 30-50 bar. It was assumed that 6. Discussion
carbon dioxide and water are utilized as intermediates
in the novel pathway. The reaction route is composed Methanol synthesis from syngas hydrogenation is a
of several steps as listed below. proven process for chemical industries and for the
production of environmentally clean fuels. However, its
CO + H2O f CO2 + H2 (12) production process still poses great challenges. On the
one hand, the syngas conversion per pass is severely
CO2 + 1/2H2 + Cu f HCOOCu (13) limited by reaction thermodynamics. To resolve the
limitations of thermodynamics on the conversion and
methanol yield, one of the most effective ways is to
HCOOCu + ROH f HCOOR + CuOH (14) remove the reaction heat from the reaction system.
Another measure is to develop an effective catalyst that
HCOOR + 2H2 f ROH + CH3OH (15) has a good performance at low temperatures. While the
nature of the active site and effects of the support and
CuOH + 1/2H2 f H2O + Cu (16) promoter are still under investigation, the reaction
mechanism still remains an open question. Only when
In the reaction path, Cu represents the catalytic center these issues are truly overcome can the optimum
of copper-based catalysts and ROH is the accompanying catalyst with perfect activity and selectivity be synthe-
alcohol. Here, alcohol acts as the catalytic liquid medium sized.
because it was not consumed while the overall reaction Conversely, to develop an optimum catalyst, great
is accomplished. Involvement of alcohol in the reaction effort must be devoted to the elucidation of the active
changes the reaction route from a to b (shown in Figure site and the effects of the support and promoter. Of most
9). importance is that the methanol catalyst should possess
Methanol synthesis95,96 from pure CO and H2 involves higher metal dispersion, larger surface area, and ul-
carbonylation of methanol to methyl formate followed trafine particle, which could inhibit the deactivation
6528 Ind. Eng. Chem. Res., Vol. 42, No. 25, 2003

caused by agglomeration of the active sites and renders to develop the optimum catalyst active for low-temper-
higher conversion by accelerating the reactant diffusion. ature synthesis.
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