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With “Involuntary”Clients:
Practical Applications for the
School and Clinical Setting
Cynthia J. Osborn
Students and clients who do not seek counseling voluntarily often are characterized in a
negative light and receive services that are prescriptive and forced, resembling a rigid phi-
losophy. An alternative and more humanistic approach is that of solution-focused counsel-
ing, which emphasizes therapeutic collaboration.
Consumers of school and mental health counseling often do not seek such ser-
vices voluntarily and may represent the majority of clients seen in public schools,
outpatient mental health settings, drug and alcohol treatment programs, and fam-
ily service agencies (Rooney, 1992). Few resources are available, however, for
assisting helping professionals in their work with such students and clients (Ivanoff,
Blythe, & Tripodi, 1994). Specifically, there is little in the counseling literature
about how to provide services to clients who have been sent to treatment by a
legal mandate or who have otherwise entered counseling involuntarily (Riordan
& Martin, 1993; Slonim-Nevo, 1996).
This article describes the involuntary client and his or her attitudes, feelings, and
experiencesupon entering counseling.Two client case illustrationsare included based
on my clinical experience(names and other identifying information have been changed
to ensure client confidentiality). Solution-focusedcounseling strategies are provided
for working effectively with involuntary clients. The strategies should help school,
mental health, and drug and alcohol counselors engage the involuntary client in a
collaborative counseling process to enhance the possibility of positive change.
“Karl” is a 28-year-old man who has been referred to an outpatient drug and
alcohol treatment facility by the county municipal court for his second driving
under the influence (DUI) offense in 1 year. He was sentenced to drug and alco-
hol treatment for 2 years in lieu of 180 days in the county jail. Karl is married and
has two young children. He works full time as a carpenter, a job he is proud of
and which he has held for the past 5 years.
Karl says he does not want to go to jail because that would mean he would lose
his job, which is the family’s primary income. He states, however, that he really
cannot attend counseling because he has to be at work by 7 9 0 a.m. every day and
does not get off until 6:OO p.m. He says he has to hitch a ride with a coworker
because his driver’s license has been suspended and the current work site is 45
minutes away.
Karl says he is not an alcoholic and that the local police had it in for him the
night he was arrested because his wife is the former girlfriend of the local sheriff.
He admits that he enjoys going to the bar after work with fellow workers 2 or 3
times a week and that he has “just a couple” beers each time. He says his drinking
has not been a problem, and he is angry about having to be in counseling.
Definitions
Karl would be described as a “mandated” client, and Stacy fits the definition of
a “nonvoluntary” client. According to Rooney ( 1 992), “mandated” clients are
individuals who must work with a practitioner because of a legal mandate or a
court order, and nonvoluntary clients initiate contact with a helping professional
through pressure from agencies, referral sources, family members, or a combina-
tion of the three. Both types of clients, however, would be characterized as “in-
voluntary” according to Ivanoff et al. (1 994), who describe such individuals as
“persons who receive social and psychological services. . . but d o not actively
seek them” (p. 4).
Karl and Stacy are typical of the many involuntary clients seen by school, mental
health, and drug and alcohol counselors. Individuals who arrive at the counselor’s
office under a mandate or an ultimatum are typically embarrassed, angry or even
Involuntary clients and students who have begun counseling are typically expe-
riencing an array of negative thoughts and feelings. Many feel like they are being
unfairly scrutinized or believe that they have been forced unnecessarily to take
part in a restrictive and an abhorrent exercise. Their options have been narrowed
to two: (a) treatment or counseling or (b) a less desirable consequence such as jail
time, school suspension, divorce, loss of child custody or visitation rights, or loss
of employment. Involuntary clients, therefore, may regard counseling as a final
alternative that places them in a very tenuous position because important aspects
of their life will ride on its outcome.
Living under such an ultimatum makes the involuntary client feel helpless and
confined. When clients arrive at the counseling office they may complain that
they have lost mobility and decision-makingpower; restrictions govern these clients’
daily living, and they are resentful when they have to ask others for permission to
engage in common activities, such as traveling out of town on a particular week-
end. In addition, clients may be required to sign a written agreement that they
will complete an assigned task, such as attending an Alcoholics Anonymous (AA)
meeting or undergoing a urine drug screen, and provide documentation when
they have done so. Needing to ask permission can make a person feel devalued.
When a person has to account for daily personal activities to an authority figure
they may feel exasperated and angry because of a sense of lost privacy.
Given the restrictions imposed on them, it is easy to understand how involun-
tary clients feel frustrated, aggravated, angry, suspicious, anxious, and defensive.
In addition, clients may complain that they have been unfairly treated by others
or by the system (i.e., the court or social service agencies), which can reinforce
their disregard for anyone in a helping position. Some involuntary clients may
view counseling as a form of punishment and may consequently feel hopeless.
Solution-Focused Principles
The following eight principles are basic to the solution-focused counseling ap-
proach and are a compilation of existing solution-focused assumptions (Berg &
Miller, 1992; Metcalf, 1995; Selekman, 1993; Walter & Peller, 1992).These prin-
ciples have been selected and fashioned with involuntary clients in mind.
1. Students and clients have the strengths and resources they need to change.
They should have confidence in their abilities! This represents the non-patho-
logical or salutary orientation of solution-focused counseling. “Rather than
looking for what is wrong and how to fix it,” Berg and Miller (1992) have
stated, “we [solution-focused counselors] tend to look for what is right and
how to use it” (p. 3).
2. Every complaint pattern contains an exception; there is a time when the
problem is or has not been a problem. Find the exception and amplify it with
commendations!According to the solution-focused model, solutionsare constructed
based on exceptions to the problem. Solutions have been defined as “those things
in the client’s life which, to the client, represent satisfactory functioning” (Molnar
& de Shazer, 1987, p. 353) or “occasional irregularit[ies] in the otherwise regular
occurrence of a complaint” (Miller, 1992, p. 2). The counselor’s task, therefore,
is to inquire about and detect “exceptional” times-past, current, or future-and
to encourage the implementation of non-problem behaviors.
3. Fitting into the student or client’s worldview lessens resistance and encour-
ages cooperation. Get on the same page! A major tenet of solution-focused coun-
seling is to “begin where the client is.” With difficult adolescents, in particular,
Selekman (1993) recommended the “Curious Columbo” approach, referring to
the television detective character who assumes a self-deprecating and unassum-
ing manner as a means of “winning over the enemy.” By soliciting the client’s
view on a given matter (e.g., “What makes you think that?”) without judgment,
the counselor sets the stage for a cooperative endeavor.
4.Problems are unsuccessful attempts to resolve difficulties. Been there, done
that, so-do something different! Involuntary clients are all too familiar with
difficulties and hassles. Problematic behavior, the “ticket” into counseling, may
represent unsuccessful efforts at coping with what has become unmanageable.
Recommending “more of the same” (e.g., “don’t drink and drive” or “listen to
what your mother says”) is often fruitless and heightens the client’s sense of
being stuck. The solution-focused alternative is best understood by the three te-
nets of its philosophy (Berg & Miller, 1992; Selekman, 1993; Walter & Peller,
1992): (a) If it is not broken, do not fix it! (b) Once you know what works, do
more of it! and (c) If it does not work, do not do it again! Do something different!
5. Clients and students are the experts on their complaints, as well as on what
solutions will work for them. Listen and learn! A distinctive feature of solution-
Complaints are . . . like subway tokens. That is, they get the person through the gate but
that does not determine which train he or she will take, nor does it determine which stop
he or she will use to get off. Where the person wants to go is not predetermined by where
[he or she] start[s] out. (p. 113)
8. A small change in one area is contagious. Tip the domino! Known as the
ripple or snowball effect, this principle advocates encouraging positive change in
one area of the client’s life, rather than trying to effect change in all areas. Even
seemingly small changes can make a difference (e.g., the client returning for a
second consecutive counseling session) and often lead to more and accelerated
progress.
Strategies for carrying out this stance are described in the following section.
The following strategies are behavioral interventions that can be used with invol-
untary clients. They are intended to help the counselor enlist and cultivate the
cooperation of not only the client, but the client’s referral source and a collateral
(i.e., family member or friend), so that the counseling process attends to all par-
ties concerned and workable goals are identified.
When asked at the beginning of the first counseling session, “So, what brings you
here today?” Stacy might reply, “the principal,” and Karl, “the judge.” The pre-
dictability of these responses does not mean that such an opening question should
be discarded. Rather, the response identifies the source of the client’s motivation
and helps to clarify the client’s understanding of the issue at hand. The question,
therefore, opens the door to a frank discussion of the client’s view about the
complaint, which “lays the foundation for everything that follows” (Duncan, Hubble,
& Miller, 1997, p. 56).
Involuntary clients, like voluntary clients, are entitled to their say in the coun-
seling process. Encouraging the client to describe the current situation demon-
strates the counselor’s appreciation for the client’s perspective. The counselor
might say, “I’ve already talked with (or will be talking to) your probationary
officer (or principal, mother, the judge, etc.) and so have heard her or his side of
the story. Right now, though, I’m more interested in you and your view on things
and how you think they got to this point.” This invitation relays to the client that
he or she is a necessary contributor to the counseling equation, and that his or her
view is important and will be considered, not discredited.
Duncan et al. ( 1 997) recommended that the counselor focus on the details of
the presenting issue by pursuing the client’s version of how the need for counsel-
ing came about: “Although the ‘what’ is important, ‘how’ the problem constitutes
a problem is more so . . . the ‘how’keeps therapy relevant to the client’s concerns
and promotes therapist dependence on client participation” (p. 56).
After the client’s circumstances and the motivation for initiating counseling have
been clarified the client should explore alternative solutions to the problem and
to counseling. In Stacy’s case, this would mean inquiring about options to fight-
ing as well as the alternatives she has to counseling. A goal of counseling may
then become how not to get suspended from school by meeting specific behav-
ioral objectives, such as attending all counseling sessions. Rooney (1992) recom-
mended the use of incentives in this process to increase or strengthen a particular
behavior.
This strategy is similar to a cosubenefit analysis, which entails collaboratively
identifying the advantages and disadvantages of a behavior and uses what Miller
and Rollnick (1991) referred to as a “Decisional Balance Sheet.” From the hu-
manistic perspective of solution-focused counseling, such an exercise includes
the client in the counseling process by soliciting the client’s opinion about past,
current, or projected behavior. The counselor does not tell the client what to do;
rather, as a result of collaborative inquiry and analysis, the client arrives at a
decision or at least a starting point from which he or she can assume ownership
of the problem.
Involuntary clients and students who enter counseling at someone else’s mandate
have, in fact, made the choice to be in counseling. The choice may have been
made to avoid jail or suspension from school, but the selection has been made by
the client nonetheless. Explaining this serves to reinforce the client’s power to
choose despite the client’s initial belief that such power has been lost. “I’m glad
you’re here” and “I’m glad you made the choice to check this place out (or to
give this a try)” are examples of commendation or “complimenting,” which is
recommended in solution-focused counseling (Metcalf, 1995; Selekman, 1993).
Positive acknowledgment reinforces the decision-making power that clients have
and rewards their risk-taking behavior (i.e., initiating counseling).
Defining the parameters or terms of the counseling process increases the prob-
ability that the client will participate. Role induction as defined by Stark and
Kane (1985) entails informing the involuntary client of procedural tasks, such as
maintaining contact with the referral source, type and amount of information
shared with the referral source (i.e., matters of confidentiality), attendance poli-
cies, and projected interventions (e.g., contact with a collateral, referral to a phy-
Encourage Engagement
Tohn and Oshlag (1996) stated that the referral source is an integral part of the
counseling process. They recommended the involvement of the referral source
by explaining that involuntary clients often follow the directions given by their
Contact Collateral
After specific and concrete goals have been identified and agreed upon by the
client and counselor, it is imperative to clarify the client’s role in the achievement
of these goals. The client’s responsibility and ownership of the solution must be
reinforced if the client’s lofty wishes are to become attainable goals.
Karl’s initial goal may have been to get the judge off his back. Unless Karl and
the counselor specify what Karl will do to make this possible, such as attending
all of his counseling sessions, attending at least three AA meetings in 2 weeks,
abstaining from or cutting down on his alcohol consumption, and paying out-
standing court fines, the goal will not likely be realized.
Counselors working with involuntary clients may often be tempted to tell their
clients what to do. From a solution-focused and humanistic perspective, yielding
to this temptation prevents the client from being able to take credit for progress
made and diminishes counseling to one-way dictation.
Miller and Rollnick (1991) acknowledged that “people sometimes fail to change
because they do not receive sufficient feedback about their current situation” (p.
26). Clients deserve to be informed about such things as the legal, health, and
familial risks of their alcohol abuse (Slonim-Nevo, 1996), as well possible ob-
structions to proposed goals (e.g., Stacy’s pregnancy may prevent her from gradu-
ating next year). Such information, however, should be offered to, not imposed
on, clients. Recommendations should be given to clients only when they request
them and in a manner that allows them to judge how the recommendations fit
their situation, and as options rather than the only way to do something (Miller &
Rollnick, 1991).
SUMMARY
Most of the involuntary clients seen by counselors d o not fit the YAVIS pro-
totype: young, attractive, verbal (and voluntary!), intelligent or insightful,
and successful. Working effectively with involuntary clients requires a shift
in focus and deliberate reframing of the usual counseling approach (Riordan
& Martin, 1993; Tohn & Oshlag, 1996). Resistance may signify reluctance
(Ritchie, 1986), and often represents disagreement between the counselor and
client on the goals of counseling (Miller & Rollnick, 1991). Difficult clients are
simply people with problems more complex than those of clients usually encoun-
tered by counselors and who have an interactive style different from what might
be preferred (Kottler, 1992).
Common ways of thinking have emphasized a uniform, unilateral, and pre-
scriptive method for counseling involuntary clients, which is less than humanis-
tic. This article has proposed, from the humanistic tradition, an alternative ap-
proach to counseling involuntary clients through which clients are granted the
space to tell their story and the opportunity to be heard as individuals. Such an
approach is founded on the presumption that counseling is a collaborative effort,
and, from a solution-focused perspective, provides an excellent framework for
working with involuntary clients (Tohn & Oshlag, 1996). The eight principles
and twelve strategies described herein are intended to cultivate therapeutic coop-
eration toward the goal of positive client change.
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You are seeking joy and peace in far-ofplaces. But the spring of joy is in
your heart. The haven of peace is in yoursev
S a t h y a Sai Baba