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Abstract Recently there has been a growing interest in China’s rapid economic growth, particularly
concerning the role of agriculture and its impact on poverty reduction. While China and Africa have
developed their agricultural sectors under different historical conditions, this article proposes that China’s
poverty reduction and smallholder-based agricultural policies can provide a useful model for African
countries to develop their own strategies in agrarian change.
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In conclusion, there is a focus on smallholder Lejeune 1986), but happened in China. This
agriculture, arguing that this structural feature historical learning process in China and Africa
of the Chinese model has the most promise for suggests that the countries with a majority of
African rural and agricultural development. smallholders require consistent smallholder-
based agricultural structures that allow
2 Historical conditions for agricultural smallholders to accumulate and improve farming
development in China and Africa practices based on their individual contexts.
The origin and evolution of Chinese agricultural
structure has been based on long-term 3 Agricultural policy in China and Africa
experimentation over thousands of years. This Agricultural growth in China after the end of the
has enabled Chinese smallholders to develop 1970s is well recognised. In fact, agriculture from
smallholder-based farming technology in an the 1950s to the 1970s had also been significant
incremental way over a long period, and has despite the interruptions during the 1960s and
provided a solid foundation for further agricultural 1970s due to natural disasters and political
development. Due to a steady increase of struggle. ‘Taking agriculture as the country’s
population over time in China, agriculture has economic base’ has always been a central element
been developed largely based on land-saving of China’s development strategy since the 1950s.
systems that focus on intensive farming such as Within this strategy, food crop production has
poly-culture and inter-cropping. Under a been the priority and land reform the major
decreasing land/population ratio, agricultural policy implemented. Before 1950, landlords only
technology has been developed focusing on land comprised 10 per cent of the rural population,
productivity improvements. China’s food crop but occupied 80 per cent of the arable land (Deng
yield already reached 2.75 tonnes per hectare in 1984). The Land Reform Act of P.R. China was
the eighteenth century, which is higher than passed in 1950 to distribute arable land to all
present levels in Africa (Wu 1988). peasants in private ownership. Three million
peasants were given land, accounting for a total
In Africa, by contrast, a much less intensive form of 46.67 million hectares (Deng 1984). The land
of agriculture evolved, making use of larger land reform was also accompanied by policies which
areas. Currently less than 30 per cent of the saw the establishment of agricultural universities,
potential arable land is under cultivation in the development of national and local research
sub-Saharan Africa. In Zambia, for example, institutions and the development of agro-input
58 per cent of the land is suitable for cultivation, industries. These initiatives led to a dramatic
but only 14 per cent of the land is utilised; and in increase in agricultural production, particularly
Mozambique the cultivated land only accounts in food crops.
for one fifth of the total potential arable land
area (Li et al. 2010). Incentives for investment in From 1949–58, the output of food crops increased
productivity-enhancing technologies have been from 113.18 million tons to 197.65 million tons
relatively low. Consequently, some parts of sub- and average output of food crops per capita went
Saharan Africa face the paradox of abundant from 208kg to 299kg in the same period.
land available and food insecurity, although in Although agricultural production was negatively
areas of high population density patterns of affected by both the Great Leap Forward
intensification are observed (cf Adams and Movement initiated in 1958, and the
Mortimore 1997; Tiffen et al. 1994). collectivisation movement from the 1960s – the
grain crop production dropped from 197.65
In China, smallholder farmers have accumulated million tons in 1958 to 154.41 million tons in
rice- and wheat-based farming technology 1962 – crop production increased again after
providing a basis for modern technological 1963, even though collectivisation was still in
innovation. In Africa, due to the impact of place with no direct incentive for farmers. Food
colonialism, technological change was mainly crop output increased from 187.50 million tons in
concentrated on cash crops and large commercial 1964 to 304.77 million tons in 1978 (NBSC 1999).
farms, rather than smallholder farming. This
different pattern to some extent explains why The steady increase in food crop production based
the wheat- and rice-based green revolution of the on productivity improvements had been the result
1970s and 1980s ‘bypassed Africa’ (Baum and of a consistent agricultural development strategy
32 Li et al. What can Africa Learn from China’s Experience in Agricultural Development?
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in which food crops were prioritised. Packaged From 1985–91, the policy shifted to market reform
measures such as irrigation development, and structural adjustment. The planning regime
enhancement of farmer-centred agricultural was still maintained for grain crop production to
research and extension, and agro-input industry guarantee food supply through the state purchase
developments were followed. The policy ‘irrigation system, but a quota system was introduced in 1985
is essential for agriculture’ stimulated the in which any surplus from the quota was
expansion of irrigation areas from 16.3 per cent in permitted to enter the free market, while all other
1949 to 49.2 per cent in 1980. This made China agricultural products were allowed to be sold
well positioned to adopt a technology package-led freely. Meanwhile, the rural and agricultural
approach for using high-yielding varieties, economic structure also changed. The share of
fertilisers and irrigation despite the institutional crop production to agricultural GDP declined
constraints from the collectivisation regime. from 80 per cent in 1978 to 63 per cent in 1991
and the livestock share increased from 15 per cent
The agricultural development strategy and policy to 26.5 per cent respectively (Song 2008).
during that time focused on mobilising labour to
substitute capital through a series of institutional In 1984, the Chinese Government issued a policy
arrangements such as the agricultural collective to promote rural industrial development. From
movement. The effect of infrastructure 1984–8, the number of Township and Village
development and the provision of agro-inputs such Rural Enterprises (TVEs) increased from
as fertilisers, technology and improved seeds 6 million to 189 million and around one million
significantly offset the negative impact of rural people were employed (Song 2008). The
collectivisation. In total, labour contributed 57 per rural enterprises absorbed both capital and
cent of the agricultural growth from 1952–78 labour from agriculture and opened the door for
(Research Project Team of Soft Science China’s social and economic transformation.
Committee of Ministry of Agriculture 2000).
From 1992–8, reforms focused on stabilising the
Although this agricultural strategy concentrating land contract system and extended the land
on food crops maintained minimum food leasing right from 15 to 30 years. At the same
security, the rural and national economies did time, the grain market system was developed by
not develop due to a distorted emphasis on heavy setting a protection price and grain strategic
industry. This strategy mobilised capital reserve, thus gradually releasing control of the
accumulated from agriculture and allocated it to grain market. Rural enterprises continued to
heavy industry, while farmers remained poor, and grow at a high rate during this period under
farming was under state control. different policy supports. The rural enterprise
share of the total domestic production value
Agriculture reform in China has gone through reached 26 per cent in 1998. It represented over
different stages since the 1970s. From 1978–84, 43 per cent of industry production value increase
the major reform was to abolish the rural and employed 130 million rural people.
collective system via land reform, moving from
collective land management to the ‘Household The last stage, since 1999, has been a
Responsibility System’, a privately leased land comprehensive reform of agriculture in China. In
use system. The major objective of the strategy 2004, the grain market was completely relaxed
was to boost the rural economy and increase and in 2006, the agricultural tax was exempted
farmers’ income by relaxing the controls so that and different subsidies for farming were
farmers could have incentives to produce more, introduced. Despite the shift from the collective
and production diversification could take place. to the household-based production system since
Consequently, food crop production was greatly 1978, the mobilisation of farm labour investment
enhanced. Agricultural output grew at 7.7 per in agriculture has been significant.
cent annually. The average yield of grain crops
increased to 3.6 tons per hectare in 1984; an The role of the state administrative capacity has
increase of 42.8 per cent compared to 1978 (Song been vital in achieving this performance. After
2008). Land reform contributed to almost 50 per the 1950s, the Chinese Communist Party (CCP)
cent of the agricultural growth in China (Lin realised the value of the agricultural sector and
1992). considered it as a ‘public sector’. It set up
different forms of the party’s agriculture and Research Department of the Central Party
rural policy institutions, such as the Rural Work Committee during the 1980s. The policy measures
Department of the CCP’s Central Committee in to tackle major problems faced by agricultural
the 1950s for oversight, and proposed various reform at that time, such as land, markets, prices,
kinds of agricultural development policies and production services, etc. were first tested in the
strategies. ‘Field investigation’ was encouraged experimental areas (Office of State Council 1987).
for all staff to understand rural China and to A vertical structure from central to local and a
make suitable policies as well as obtain feedback horizontal structure between organisations
for adjusting policies. Another such institution covering different sectors form China’s
was the Agricultural Work Office established in agricultural policy and implementation system,
the 1970s, which became the Rural Policy ensuring that strategies and policies develop in a
Research Department of the CCP’s Central consistent, adjustable, and adaptive way.
Committee in the 1980s. It provided strong
evidence from the ‘Household Responsibility The Government makes an effort to build
System’ initiated in Anhui Province for high-level individual capacity to train staff according to
decision-makers, and ultimately scaled up different functions. All senior leaders, such as
nationwide. This department played a significant the vice governor of a provincial district and
role in pro-market reforms, and drafted the county senior officials, have to attend full-time
Number One Document,1 which served as a strategy training for agricultural development at a
and policy framework for agricultural and rural university or college for at least six months to
development in China in the 1980s. one year. Different awards have been created for
those who perform successfully, and job
Within the CCP’s Central Committee, the promotion is also based on work experience at
Leading Groups Office for Rural Work the grassroots level. A large number of senior
(LGORW) determined all the agricultural leaders at all levels were promoted from the
policies. It also acted as the coordinating body, grassroots level, an incentive system that greatly
integrating different sectors’ policies and motivates people. Successful implementation is
continuing to develop the Number One Document. also reinforced by party discipline that requires
The document guided resource allocations for most of the staff who are members of the party
five years from 1982–6 as well as for yearly to follow policy guidelines.
budgeting adjustments. Parallel to the party’s
agricultural policy development process, the Overall, the state-led, market-driven and farmer-
Government’s agricultural institutions also based model has been the central element in the
developed. Within the Government system, the success of Chinese agriculture. Thus, development
Agricultural Office at different levels in the of China’s agriculture, as Deng Xiaoping2 said,
1970s and Agricultural Commissions in the ‘first relies on the right policy development’.
1980s acted mainly to execute strategies and
policies. Currently, agricultural policy is 4 African policy change
coordinated by the LGORW and advised on by African agriculture policy since the independence
various party and Government research bodies, period has also gone through different stages from
such as the Policy Research Department of the state building with planning regimes to state
CCP’s Central Committee, the Research weakening with market forces, but significantly
Department of the State Council, the most were influenced by external development
Development Research Centre of the State interventions, and shaped by colonial experiences.
Council, and the Agricultural Policy Research From the 1960s to the 1970s, many newly
Centre of the Ministry of Agriculture. independent African countries were influenced by
socialist ideology and began to adopt state-led
China’s approach is rooted in the idea of ‘policy planning to secure food self-sufficiency. A series of
experimentation’. During the rapid reform era measures were widely implemented, such as land
from the beginning of the 1980s to the beginning reform in some East African countries, to adjust
of the 1990s, the central Government developed agricultural structures from traditional cash crops
an internal policy learning process by setting up to food crops and to develop agricultural research
ten Central Rural Reform Experimentation Tests. and extension systems. The Green Revolution in
The tests were managed by the Rural Policy Asia in the 1970s was widely seen as a model for
34 Li et al. What can Africa Learn from China’s Experience in Agricultural Development?
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with enhancing the role of the state, the context hectares of arable land per capita on average.
of enhancing the state’s role is very much The share of the farms with a size exceeding
influenced by experiences from the West, rather 0.67 hectares per capita is only 2.48 per cent.
than African perspectives or successful cases
elsewhere. The New Partnership for Africa’s The question is how smallholder livelihoods in
Development (NEPAD) and the New Alliance for China are maintained under such small-scale
Food Security and Nutrition with its long list of conditions. Productivity is achieved through an
ambitious targets, risk repeating past mistakes intensive family farming system. In most parts of
(Scoones 2012; Moyo 2006). China, multiple cropping is widely practised and
mixed crop–livestock systems are common.
Despite this, Africa has achieved some individual Smallholder agriculture in China is very labour-
successes in agricultural development. For intensive, although some of this work has now
example, through a combination of agricultural been taken over by machines. Chinese
extension and marketing support, input smallholders widely use improved seed varieties
deliveries and credit, governments in east and and fertilisers. Settlement patterns and land use in
southern Africa achieved a series of smallholder rural China also contribute to agricultural
production surges lasting 10–20 years (Gabre- development. Except in mountainous areas,
Madhin and Haggblade 2004). West African villages are usually nucleated and arable land
agricultural successes have also been noted belonging to different smallholders is relatively
(Wiggins and Leturque 2010). With policy concentrated. This helps the development of large-
reform in rice milling and marketing, Malian scale commercial crop clusters such as maize
rice production has more than tripled since 1985 clusters in northern China and rice clusters in
(Diarra et al. 2000). Moreover, studies in eight southern China. This also favours the economic
African countries found evidence where farms or use of joint services such as irrigation, extension,
regions have achieved crop yields far above the harvesting and marketing services provided by the
national average (Djurfeldt et al. 2005). However, state. Currently, with an increasing labour
the challenge now is to scale up those activity- movement out of agriculture, mechanisation has
specific successes into sustained, system-wide gradually taken over heavy farm work such as
improvements. Since both Africa and Chinese ploughing, planting and harvesting. Mechanisation
experience centres on smallholder production, is not normally done through individual family
sharing experience through development farms, but is provided by private services. Public
cooperation efforts is a priority. goods provisions for smallholders such as
irrigation, improved seed, research and extension
5 Smallholder agricultural production and services and agro-inputs are provided by the state.
productivity in China and Africa
China’s agriculture is predominantly based on a All these factors make China’s smallholder
smallholder farming structure. In 2007, there agricultural productivity much higher than
were 255.22 million smallholder family farms African smallholder productivity both in terms of
operating 116.273 million hectares, accounting land and labour, as Table 2 indicates.
for 95.6 per cent of total arable land in the
country, whereas 1,885 large state farms operate Despite the existence of large commercial farms
only 5.3 million hectares of arable land (NBSC in Africa, over 72 per cent of the total population
2008). As Table 1 indicates, over 50 per cent of live in rural areas and 70 per cent are engaged in
Chinese farmers only have from 0.03–0.11 agriculture (Moussa 2002). Similar to China,
36 Li et al. What can Africa Learn from China’s Experience in Agricultural Development?
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Table 2 The comparison of input–output ratios for maize planting in China, Tanzania and Zambia
smallholders dominate Africa’s agriculture While land expansion has dominated past
although the average size of African growth, there is an extensive literature
smallholdings is larger than that of Chinese identifying the potential for intensifying food
smallholdings. Different from the Chinese case, crop production in Africa (Diao et al. 2010). In
most African agricultural smallholder production fact, farmland from different smallholders in
is extensive. Even under favourable climatic rural sub-Saharan Africa is often dispersed across
conditions in most of sub-Saharan Africa, a relatively large area and there are few with
multiple cropping systems are rarely seen. Low large irrigation schemes. This makes land
levels of crop yields push African smallholders to preparation, joint labour use and mechanised
expand cultivated areas, and labour shortages harvesting more costly, and also increases
appear due to a lack of capital to buy machinery. transport costs. Unlike rural China, community-
However, expansion of arable land has stagnated based irrigation facilities collecting rainfall or
in recent years, indicating that land frontiers using water from small rivers are relatively scarce
may have been reached. The result is mounting in sub-Saharan Africa (although see Reij and
population pressure and declining farm size Scoones 1996). Lack of use of improved seed and
(Diao et al. 2010). Even with land-rich conditions, fertilisers has been considered the major
most sub-Saharan African countries have not constraint to agricultural development in sub-
developed labour-saving agricultural systems due Saharan Africa. Fertiliser use in China increased
to the property rights regimes that constrain from 158kg/hectare in 1980 to 323kg/hectare in
access to land. In other countries, mechanical 2002 while it only increased from 6.3kg/hectare to
and animal draft innovations are limited by poor 6.8kg/hectare in sub-Saharan Africa (Li et al. 2010).
access to markets and a limited range of
appropriate and affordable technologies for In sub-Saharan Africa, the area under irrigation
individual farm conditions (Gordon 2008). is about 9 million hectares, accounting for only
5 per cent of the total arable land area. Uganda, result, many well-intentioned support
for example, has some of the richest water programmes have not been well integrated with
resources on the continent, but the arable land the African smallholder agricultural system. At
area with access to irrigation facilities only the same time, African countries have not been
accounts for 0.1 per cent of the total. What is able to develop their own governmental capacity
more, the cost of developing irrigated arable land to provide the necessary support services for
in sub-Saharan Africa is very high. According to a smallholders. Thus, smallholders have become a
research report of the FAO (1995), the cost of victim of marketisation and privatisation.
water resource development for medium and
large irrigation facilities is US$8,300 per hectare China’s agricultural development experiences
in sub-Saharan Africa, plus the cost of related also suggest that the effect of agricultural
infrastructure construction, such as roads, strategy and policy changes depend on the state’s
housing, cable and public service facilities; the capacity to implement them on the one hand,
cost of which is about another US$18,300 per and on the other hand, whether the policy is
hectare (Rosegrant et al. 2002). suitable for smallholders and their social,
economic and environmental conditions. China’s
6 The politics of agricultural policy agricultural development policies have always
Agriculture has been developed in China and focused on providing incentives to sustain a land-
Africa under different historical and political, saving growth path, while in most African
social and economic conditions, and Africa countries, the constraints derived from land
should be cautious when reviewing the Chinese tenure and service provision for developing
experience. There are nevertheless some either labour-saving or land-saving strategies
important lessons to be drawn from the Chinese have not been eliminated or reduced. Land
experience that could be useful in determining tenure and lack of mechanisation constrain
the future of some agricultural policies in relatively land-rich countries from transforming
African states. Much of this centres on the smallholdings into commercial farms. They also
politics of policy, and the importance of a largely account for the low adoption of improved
consistent, long-term, learning approach, rooted seeds. In other words, policy issues cannot be
in local contexts, avoiding sudden change and considered simply as technical problems such
inappropriate external interventions. that efficiency problems can be solved by
technocratic solutions. Nor has it been effective
In China, a consistent agriculture-centred in Africa to try to produce more favourable
development strategy and staple food crop-led agricultural environments by encouraging
agricultural development policy, honed through external interventions led by big objectives and
an incremental learning process, significantly big business. The most important consideration
shaped smallholder agriculture. Another lesson is how to put the real needs of smallholders at
from China stems from the steady transformation the top of those big policies and plans.
towards a market system ensured by the
provision of irrigation, improved seed and Unlike China’s pro-smallholder agricultural
fertilisers, and market facilities provided by the policy and institutional capacity, most African
state, which enabled smallholders to gain access countries lack a political environment in which
to the services at low cost. In contrast, despite smallholders can exert their influence, while
the consensus reached on the vital role of large-scale farming has stronger lobbies in
agricultural policy in Africa, most countries have government; perhaps increasingly so with the
not been able to develop their own localised rush to foreign land investment in recent years
strategies. Building a food-based agriculture (Hall 2011). Even in those countries which have
system takes time and must be accompanied by developed a strong pro-agriculture policy, poor
comprehensive support to assist appropriate new delivery capacity has constrained policy
technologies to emerge. This includes implementation (Poulton 2012).
re-investing in agricultural education, research
institutes and experiment stations as well as a As noted already, the key experience from
modern extension service. African perspectives China’s agricultural development is a consistent
on agricultural development have been largely policy that focuses on productivity-based staple
interrupted by various external influences. As a crop-led agricultural development. Over time,
38 Li et al. What can Africa Learn from China’s Experience in Agricultural Development?
1 Scoones IDSB44.4.qxd 18/06/2013 14:54 Page 39
despite the efforts made by many African an inexpensive complement to the ongoing cash
countries towards self-sufficiency in food crop crop economies. A symbiosis that fits the African
production and knowing that staple-led reality needs to be configured and strongly
agricultural growth can generate effective maintained by state policy and programmes. The
growth and poverty reduction, past growth in state has a clear role to play. As in China, food
staple foods has typically arisen from land systems are a public as well as a private good.
expansion and there seems to have been little
attention given to the food sector or in changing However, Africa should still be very cautious
established methods of production (Diao et al. about what to learn from China’s successful
2010). Various kinds of external supports did not experience in agricultural development. For
help Africa effectively develop its own example, China’s long-standing food production-
agricultural development process, and based agricultural policy has achieved national
consequently African countries have remained food security and increased food exports while
trapped in agricultural stagnation. farmers’ incomes have grown at a slower rate.
Furthermore, China’s agricultural production
Thus, China’s experience suggests that for the system has featured ‘high input – high output’
countries with a majority of smallholdings, the production patterns that have made an
development of agriculture requires consistent important contribution to food security, but
context-based strategies. With a dominant staple many have had irreversible impacts on the
crop rural structure, agricultural development environment and natural resources. Africa of
can be staple crop-led. Above all, market reform course cannot simply copy China’s experience,
should be gradual so that smallholders will not but there are experiences to be learned from.
be put into a ‘market trap’ under market reform.
With diverse internal situations on the
Of course this is not to suggest that large-scale continent, in order to successfully learn from
farming for cash crops and export materials China’s experience in agricultural development,
should be stopped, but it is clear that this single African countries should carefully identify and
structural track in agriculture is insufficient to make adjustments to China’s experience in order
earn investment capital for wider state to adapt to local and regional situations; just as
development. The China case shows that both China has done throughout its long history.
food-based systems and large-scale agriculture can Above all, African nations need to make their
exist side by side and that many mutual benefits own agricultural plans and continue to develop
can be derived from their coexistence. A shift in the human and fiscal resources to implement
emphasis towards sustaining and improving the them, requiring a strong state commitment and
food-based smallholder systems in Africa can be an effective smallholder farming lobby.
40 Li et al. What can Africa Learn from China’s Experience in Agricultural Development?
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