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movements and/or vocal responses, and is one of the core characteristics of Autism Spectrum
Disorder (Chebli, Martin, & Lanovaz, 2016; Lydon, Moran, Healy, Mulhern, & Young, 2017).
The prevalence of stereotypy in individuals with Autism Spectrum Disorder is 88%, which is the
highest prevalence rate compared to individuals diagnosed with other developmental disabilities
(Chebli et al., 2016). Motor stereotypy is presented in a wide range of forms, such as repetitive
hand movements, mouthing, body rocking and motor movements with and without objects, while
vocal stereotypy is presented as repetitive vocalizations, scripting and repetitive use of language
(Chebli et al., 2016; Lydon et al., 2017). Stereotypy is a socially significant behaviour to address
potentially dangerous to the individual or others and interferes with everyday life (Lee, Vargo, &
Poretta, 2018; Lydon et al., 2017). In a classroom setting specifically, engaging in stereotypy can
interfere with learning for the individual engaging in the stereotypy and for peers around them,
as well as impede development of social skills. In addition, this behavior can be stressful to the
Stereotypy has been shown to be maintained by all four functions: social reinforcement
(both positive and negative), tangible reinforcement, escape from demands, and automatic
research evidence for the sensory function of stereotypy, in which automatic reinforcement is
found to maintain the behaviour. A client of ours (LD) engages in motor stereotypy across his
entire day (e.g., when alone and with others, during play time and work time, and at home and
school). He runs objects through his fingers (e.g. beads, popcorn, cheerios, puzzle pieces), flaps
ANTECEDENT INTERVENTIONS FOR STEREOTYPY 3
his hands, clap his hands, jumps up and down and taps the table with one finger. When he
engages in stereotypy, he is distracted, which impedes the acquisition of new skills and he is
unable to finish his meals. A functional behaviour assessment was completed to determine that
the stereotypy throughout his entire day, whether he is alone or with another individual. LD is
significantly affected in all aspects and environments of his life, due to the disruptive nature of
the stereotypy (for him and those around him) and how the behaviour has impeded his social,
A review of the literature provides a conceptual model for interventions focused on the
reduction or elimination of vocal and motor stereotypy. Some interventions found in the
(Gehrman, Wilder, Forton, & Albert, 2017), incompatible behaviour (DRI) (Dickman, Bright,
Montgomery, & Miguel, 2012), response interruption and redirection (RIRD) (Pastrana, Rapp, &
Frewing, 2013), punishment (Maag, Rutherford, Wolchik, & Parks, 1986), and response
blocking procedures (Giles, St. Peter, Pence, & Gibson, 2012). However, some of these
strategies (i.e., RIRD, punishment, response bocking) focus on the introduction and manipulation
eliminating stereotypy, there are many reasons as to why antecedent interventions would be a
better long-term solution and why we propose investigating the use of an antecedent intervention
One primary concern about these intrusive consequence strategies is that they are not
easily applied to the classroom setting (Lydon et al., 2017) due to the limited resources available.
For example, one client of ours engages in stereotypy on average every 10 seconds. It is highly
ANTECEDENT INTERVENTIONS FOR STEREOTYPY 4
unlikely that a teacher or Education Assistant would be able to reliably block (i.e., response
blocking) every instance of his motor stereotypy and/or redirect him to other appropriate
pinpoint or manipulate the specific source of reinforcement for individuals who engage in
automatically maintained stereotypy in order to match the sensation felt by that individual
(Lerman & Rapp, 2006). For example, if an individual engages in frequent automatically
maintained motor stereotypy (i.e. flapping) during class work, it would be difficult to identify an
alternative replacement behaviour that would match this sensation, yet presenting itself as a more
appropriate alternative behavior that is less distracting from the task at hand.
Antecedent interventions are socially valid and “less resource-intensive” than the more
intrusive consequence strategies (Lydon et al., 2017). Without the use of punishment or response
blocking procedures, antecedent interventions are more acceptable because they involve
implemented consistently and are effective in reducing or eliminating stereotypy, the behaviour
is less likely to require invasive physical and/or vocal interruption and redirection,
antecedent physical exercise (Lee et al., 2018), Inhibitory Stimulus Control Procedures (ISCP)
(Lydon et al., 2017), Matched Stimulation with contingent and noncontingent access to preferred
items (offering the same source of reinforcement as the stereotypy) (Piazza, Adelinis, Hanley,
Goh, & Delia, 2000), removing or reducing antecedent events that trigger stereotypy (Green &
4-18 with autism (Lydon et al., 2017).To qualify ISCPs as evidence based, more research needs
to be conducted with this population. Therefore, we propose to study the functional relation
between ISCPs with DRO and the reduction of automatically maintained stereotypy. The
existing ISCPs research often combines ISCPs with intrusive consequences (i.e. response
blocking, physical restraint) and it is uncertain what component of the intervention resulted in
the change in stereotypy. Punishment or reinforcement techniques are often integrated with
ISCPs to establish stimulus control; however, the main goal of ISCPs is to then bring stereotypy
under the control of a specific stimulus only (without the use of punishment or reinforcement).
After removing these additional restrictive and possibly resource intensive procedures, ISCPs
offer a more attractive and socially valid option to consequence-based interventions. If the
stimuli controlling the stereotypy is a naturally occurring stimuli (e.g., specific people, locations
and activities), ISCPs become a more practical option. Although in this present study we will
not be combining an ISCP with intrusive consequences, external positive reinforcement will be
provided contingent on the absence of stereotypy during table work (DRO). The external positive
reinforcement will then be faded to a more natural form of reinforcement, with the hopes of
enhancing the stimulus control between the discriminative stimuli and stereotypy.
Research Question
This proposed study would investigate the question: Is there a functional relation
Reinforcement of Other Behaviour (DRO) and a reduction in motor and vocal stereotypy
maintained by automatic reinforcement, with students with Autism in the classroom setting? If
ANTECEDENT INTERVENTIONS FOR STEREOTYPY 6
stereotypy decreases significantly during academic tasks or activities within the classroom, the
results would suggest that ISCPs offer a less intrusive and more practical option of intervention
Method
Participants
One student from an elementary school (from grades Kindergarten to 7) in the Lower
Mainland will be selected to participate in this study. The student will need to have a diagnosis
of Autism Spectrum Disorder and engage in frequent (40-80% of their day) vocal and/or motor
stereotypy. Specifically, the stereotypy the student engages in will need to be maintained by
automatic reinforcement.
The potential participant will be recruited for the initial screening process by sending out
informed consent forms to Applied Behaviour Analysis agencies in the Lower Mainland, which
will be distributed to their elementary aged clients and their families. The consent forms will
inquire permission for a functional analysis (FA) to be performed on elementary aged students
diagnosed with Autism Spectrum Disorder, who engage in vocal and/or motor stereotypy that
interfere with learning in a classroom setting. The FA will determine the function of the
stereotypy for each individual, and a participant who engages in stereotypy (that does not cause
study.
The parents or guardians of the participants selected for the initial screening process will
be provided with consent forms outlining all roles and responsibilities of the participant for the
assessments and research study, and will be required to sign before any further interaction. The
participants will then undergo a trial-based functional analysis (FA) in the participant’s
ANTECEDENT INTERVENTIONS FOR STEREOTYPY 7
classroom setting; this is a variation of FA that allows for the assessment to occur under more
naturalistic conditions as long as confounding influences are minimized for brief periods of time
(Iwata & Dozier, 2008). The trial-based FA will be conducted by the researchers in a classroom
setting in accordance with the procedures outlined by Bloom and colleagues (Bloom, Iwata,
and opportunities to conduct trials will arise naturally throughout the day. Attention, tangible,
demand, and ignore conditions (and the control for each condition) will be conducted 3 times
One participant from the independent Functional Assessments, will be randomly chosen
to partake in the study. A consent form outlining all roles and responsibilities will be provided to
the chosen student’s school principal, teachers, and Education Assistant(s), and will be signed
Settings
The selected student’s classroom will be the setting where data collection will occur and
will occur during work time at the table. Observations will also take place in the natural setting
Measurement
Dependent Variables. The overall goal of this study is to decrease motor and/or vocal
stereotypy. Vocal stereotypy will be defined as any audible vocalizing of non-functional or non-
contextual speech. Some examples of vocal stereotypy topographies includes singing, humming,
repetitive sounds and reciting phrases that are unrelated to the current activity. Some non-
ANTECEDENT INTERVENTIONS FOR STEREOTYPY 8
Some examples of motor stereotypy topographies will include hand flapping, body rocking, arm
waving, or finger tapping. Some non-examples include jumping off a stair, playing with a toy as
Social Validity. A social validity questionnaire will be created to inquire about the
viability, importance and acceptability of using ISCPs and DRO to intervene on the vocal and/or
motor stereotypy the target student is engaging in. The questionnaire will be given to the
student’s parents, classroom teacher, EA(s), principal and parents. Depending on the cognitive
level of the student, a social validity questionnaire may be given to the student as well, ensuring
any adaptations are made on the questionnaire in order for him or her to fully comprehend the
questions asked.
which the participant(s) demonstrate(s) motor and/or vocal stereotypy. Prior to intervention, a
brief interview and direct observation will be conducted to determine the individualized length of
interval for partial interval data recording. Interval length will vary on an individual basis
depending on how often the participant engages in stereotypy. The Education Assistant (EA)
will record data for occurrences and non-occurrences of motor and/or vocal stereotypy during
direct observation of in-seat work within the classroom, using a partial interval recording
procedure.
Data collection will be designated to three separate times of the day; these will be times
that the teacher has identified as the “most problematic” in terms of vocal and/or motor
stereotypy. The Education Assistant (EA) will be responsible for collecting these data during a
ANTECEDENT INTERVENTIONS FOR STEREOTYPY 9
ten-minute period of table work. During the ten-minute period, the EA will record the occurrence
or non-occurrence of motor and/or vocal stereotypy within 30-second intervals of time. If the
participant engages in motor and/or vocal stereotypy at any point during the 30-second interval,
this will be recorded as an occurrence (+). If the participant does not engage in motor or vocal
stereotypy for the entire interval, this will be recorded as a non-occurrence (-). The EA will use
data sheet during a 5-second break/gap between each 30-second interval. Although inserting this
5-second gap between intervals may result in less data, this is more acceptable than inaccurate
data recordings (Ledford & Gast, 2018). At the end of the 10-minute period, the EA will convert
the raw data into a percentage of intervals in which occurrences occurred (# of intervals in which
will be defined as independent and correct implementation of the procedures outlined in the
intervention. We will collect treatment fidelity by using a checklist outlining the steps in the
intervention procedure and ensure each step is being performed as written and in the correct
Inter-observer Agreement
The Teaching Interaction Procedure (TIP) will be used to train educational assistants on
how to conduct the ISCP intervention as well as how to use partial interval recording to collect
data on the participant engaging in stereotypy. The procedure for TIP will be followed as
outlined by Leaf and colleagues (Leaf et al., 2015). TIP includes 6 important steps to
implementation: label and identify skill to be taught, explain why the trainee is learning the skill,
skill is broken down into substeps and the trainee identifies each step, trainer provides examples
ANTECEDENT INTERVENTIONS FOR STEREOTYPY 10
and non-examples of the skill/correct and incorrect ways to carry out the skill, role play, and
feedback. Training will continue until trainee reaches 90% accuracy in regards to procedure
agreement) will be used to calculate IOA, wherein both observers agree on the occurrence or
non-occurrence of behaviour in each interval. Two trained graduate students will conduct the
IOA observations for 30% of baseline, treatment and follow-up sessions. The IOA observations
will be conducted at the same time baseline and treatment sessions are being performed. An
agreement will be scored when both observers record either the occurrence or non-occurrence of
vocal and/or motor stereotypy during the same interval. Interval agreement on the occurrence of
(agreements plus disagreements) × 100 %. Adequate IOA will be identified as 80% across two
consecutive observations. IOA will be completed once per week, and it will be required that this
level of agreement is maintained over the span of the intervention. If IOA drops below 80%, a
Design
An A-B-A-B withdrawal design will be used to assess the effectiveness of the Inhibitory
behaviour (DRO) on the reduction of motor and vocal stereotypy in a student with ASD in the
classroom setting. A withdrawal design was chosen due to the ability of withdrawing the ISCP
and DRO intervention. The chosen participant will be an individual who engages in vocal and/or
motor stereotypy that does not inflict self-harm, therefore, it is ethical to remove the intervention
in the hope that stereotypy returns to baseline level. The design will have five phases, A-B-A-B,
ANTECEDENT INTERVENTIONS FOR STEREOTYPY 11
and follow up (2-4 months later). Across both intervention phases and follow up phase, there will
be two data pathways; one will be for stereotypy in the presence of a red card, and one will be
Research Procedures
Preparation. After a participant has been selected from the screening process and
consent has been given by the school team and the child’s parents or guardians, a multiple
stimulus without replacement (MSWO) preference assessment will be conducted with the
participant in the classroom to identify potential reinforcers that can be used for the DRO
procedure. The preference assessment procedure will be performed as outlined by Carr and
colleagues (Carr, Nicolson, & Higbee, 2000). Data sheets for partial-interval recording of the
participant’s stereotypy will be created as well as data sheets to collect IOA. Interval timers will
be obtained to assist the educational assistant(s) and IOA observers in their collection of data
both individually and in tandem during IOA sessions. Two 3-inch by 5-inch visual cue cards
(one red, one green) will be created as the ISCP visual cues for the intervention phases.
Baseline Phases. Table work during baseline will be performed in a classroom setting. The
participant will be asked to complete table work as he/she normally would, without any cue cards
shown. The teacher and educational assistant will be asked to give instructions as he or she usually
would. The number of data points collected for baseline phases will be between 3 and 5 points
(until baseline is stable). The EA will collect baseline data during the three most problematic times
of the day (as identified by the EA and/ or teacher), for 10 minutes each time.
DRO procedure will be applied to individuals with Autism Spectrum Disorder within the natural
discrimination training to teach the individual when reinforcement is and is not available. A
discriminative stimuli (SD) is present when the individual is allowed to engage in the
stereotypy/automatic reinforcement is available, and is not present when the individual is not
allowed to engage in the stereotypy/automatic reinforcement is not available (S). Our hypothesis
is that stereotypic behavior will decrease to near zero levels during times in which the
discriminative stimuli is not present. Two examples of discriminative stimuli mentioned in the
review written by Lydon and colleagues (2017), is a coloured wristband worn by the participant,
and a cue card/visual present within view. When either of these were present, the individual was
In this study, we will include the wristband and cue cards/visuals as the discriminative
stimuli, with each being applied to half of the participants. The purpose of applying two different
forms of discriminative stimuli, is to increase the external validity of the ISCP intervention.
Students would learn that during table work, stereotypy will not be acceptable/automatic
reinforcement in the form of stereotypy will be available. The absence of stereotypy during table
work will be reinforced by external reinforcement (DRO) rather than automatic reinforcement
(stereotypy). This external reinforcer will be gradually faded to a more natural form of
reinforcement.
The procedures performed in the intervention phases will be similar to those conducted
by Haley, Heick, and Luiselli (2010). Prior to starting the intervention, a brief 5-minute pre-
instructional session will be conducted to teach the participant to discriminate which times will
be appropriate for him or her to engage in stereotypy (green card present) and which times will
ANTECEDENT INTERVENTIONS FOR STEREOTYPY 13
be inappropriate for him or her to engage in stereotypy (red card present). This pre-instructional
session may be taught vocally and/or with visuals, depending on the learning needs of the
participant.
When seated at the table, each visual cue card will be presented for 5 minutes out of the
10-minute intervention sessions and the order the cards shown will be randomly assigned and
counterbalanced during the intervention sessions. When the red card is on the table, the
participant will be provided access to a highly desired item (according to the preference
assessment performed earlier) as soon as the 30-second interval has ended if he or she does not
engage in any stereotypy within the interval. When the green card is on the table, the participant
will be allowed to engage in stereotypy without any consequences. The number of data points
collected for intervention phases will be between 5 and 8 points (until the data is stable). The EA
will collect intervention data during the three most problematic times of the day (as identified by
Follow-up. Follow-up will be performed 2 months after the second intervention phase
has stabilized. The number of data points collected for intervention phases will be between 1 and
3 points. The EA will collect the follow-up data during at least one of the three most problematic
times of the day (as identified by the EA and/ or teacher), for 10 minutes each time.
Anticipated Results
Baseline
During the baseline phase, we anticipate that the percentage of motor and/or vocal
stereotypy will be high (ranging between 40 and 85% of intervals), as shown in Figure 1. This
ANTECEDENT INTERVENTIONS FOR STEREOTYPY 14
prediction is based on our screening criteria that requires the individual to be engaging in highly
Intervention
During both intervention phases in which ISCP and DRO are implemented, we anticipate
that the percentage of motor and/or vocal stereotypy will be low (ranging between 10 to 30% of
Haley, Heick, and Luiselli (2010), that show ISCP strategies are effective in decreasing motor
and vocal stereotypy in a child with autism. Furthermore, according to Weston, Hodges, and
Davis (2018) in their literature review, DRO can improve challenging behavior in individuals
with ASD, and is a much more effective intervention when combined with other procedures as a
treatment package.
Follow-up
Although our follow-up phase will take place 2 months after the intervention phase has
completed, we anticipate the results to remain at a low level with a steady trend, as shown in
Figure 1. This prediction is based on the results of the review written by Leaf and colleagues
(2015), in which 4 of the 8 studies using the Teaching Interaction Procedure model for training
implementers showed highly effective maintenance levels, with the remaining 4 showing
moderately effective maintenance levels. This suggests that the Teaching Interaction Procedure
model for training, has long lasting effects on implementation fidelity for trainees.
Social Validity
We anticipate that our results from the social validity questionnaire will suggest
acceptance by the participant and/ or family members, along with all school personnel. This
prediction is based on a number of factors: Our goal of reducing motor and/or vocal stereotypy is
ANTECEDENT INTERVENTIONS FOR STEREOTYPY 15
important due to the current interference with learning. Although the intervention is complex and
may be time consuming in the beginning, we predict that the teacher and EA will be accepting of
the intervention due to the thorough training received via the Teaching Interaction Procedure
model and increased interval length over time after improvement in behavior. As a result of the
participant engaging in low to near zero rates of motor and/or vocal stereotypy during in-seat
work, there will be less disruption in class, and less interference with his or her learning.
ANTECEDENT INTERVENTIONS FOR STEREOTYPY 16
References
Bloom, S. E., Iwata, B. A., Fritz, J. N., Roscoe, M. E., & Carreau, A. B. (2011). Classroom
44(1), 19-31.
Carr, J. E., Nicolson, A. C., & Higbree, T. S. (2000). Evaluation of a brief multiple-stimulus
33(3), 353-357.
Chebli, S. S., Martin, V., & Lanovaz, M. J. (2016). Prevalence of stereotypy in individuals with
Cunningham, A. B., & Schreibman, L. (2008). Stereotypy in autism: The importance of function.
Dickman, S. E., Bright, C. N., Montgomery, D. H., & Miguel, C. F. (2012). The effects of
Gehrman, C., Wilder, D. A., Forton, A. P., & Albert, K. Comparing resetting to non-resetting
DRO procedures to reduce stereotypy in a child with autism. Behavioral Interventions, 32,
242-247.
ANTECEDENT INTERVENTIONS FOR STEREOTYPY 17
Giles, A. F., St. Peter, C., Pence, S. T., & Gibson, A. B. (2012). Preference for blocking or
33, 1691-1700.
Green, L., Freed, D. E. (1993). The substitutability of reinforcers. Journal of the Experimental
Haley, J. L., Heick, P. F., & Luiselli, J. K. (2010). Use of an antecedent intervention to decrease
vocal stereotypy of a student with autism in the general education classroom. Child and
Iwata, B. A., & Dozier, C. L. (2008). Clinical application of functional analysis methodology.
Koegel, R. L., & Koegel, L. K. (1990). Extended reductions in stereotypic behavior of students
Leaf, J. B., Townley-Cochran, D., Taubman, M., Cihon, J. H., Oppenheim-Leaf, M. L.,
Kassardjian, A., … Pentz, T. G. (2015). The teaching interaction procedure and behavioral
skills training for individuals diagnosed with autism spectrum disorder: A review and
Ledford, J. R., & Gast, D. L. (2018). Single case research methodology- Applications in special
education and behavioral sciences (3rd ed.). New York, NY: Routledge.
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Lee, J., Vargo, K. K., & Poretta, D. L. (2018). An evaluation of the effects of antecedent exercise
409-426.
Lerman, D., & Rapp, J. (2006). Antecedent assessment & intervention for stereotypy. In J.
Luiselli (Ed.), Antecedent assessment & intervention: Supporting children & adults with
Publishing Co.
Lydon, S., Moran, L., Healy, O., Mulhern, T., & Young, K. E. (2017). A systematic review and
Maag, J. W., Rutherford, R. B., Wolchik, S. A., & Parks, B. T. (1986). Brief report: Comparison
Pastrana, S. J., Rapp, J. T., & Frewing, T. M. (2013). Immediate and subsequent effects of
Piazza, C. C., Adelinis, J. D., Hanley, G. P., Goh, H. L., & Delia, M. D. (2000). An evaluation of
Weston, R., Hodges, A., & Davis, T. N. (2018). Differential reinforcement of other behaviors to
treat challenging behaviors among children with autism: A systematic and quality review.
Figures
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0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23
Sessions
Figure 1: Hypothetical data for percentage of motor and/or vocal stereotypy during implementation
of an Inhibitory Stimulus Control Procedure (ISCP) and differential reinforcement of other behavior
(DRO).
ANTECEDENT INTERVENTIONS FOR STEREOTYPY 21
Appendix A. Timeline
Week 1 - • Conduct literature search related to motor and vocal stereotypy, ISCPs
Week 4 and DRO
• Define research question
• Prepare draft of thesis proposal
• Get approval of thesis topic from supervisor and committee members
• Complete thesis proposal
• Submit application to ethical review board
Week 15-19 • Conduct trial-based FA with the students we received consent for from
recruitment
• Randomly choose one participant that fits screening criteria (based on
FA results)
• Contact the chosen student’s principal and send description of study
letter to school
• Send and obtain signed consent forms to school personnel
• Check out the classroom to determine set up for intervention
• Collect social validity measures from principal, teachers, EA(s), parents
and student
47-50 • Write draft of article to submit for publication in peer review journal
• Submit to supervisor for feedback on article draft
• Revise and send to peer reviewed journal for publication