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57

Interrater Reliability of Judgments of the Centralization


Phenomenon and Status Change During Movement Testing
in Patients With Low Back Pain
Julie M. Fritz, PhD, PT, ATC, Anthony Del&o, PhD, PT, Michelle Vignovic, MS, PT, Robert G. Busse, MS, PT
ABSTRACT. Fritz JM, Delitto A, Vignovic M, Busse RG. supine) and may include repeated or sustained movements. Exami-
Interrater reliability of judgments of the centralization phenom- nation results are used to place patients into one of three syndromes
enon and status change during movement testing in patients (postural, dysfunction, or derangement),r with treatment based
with low back pain. Arch Phys Med Rehabi12000;8 1:57-6 1. on the syndrome to which the patient is assigned.
Objective: To determine the interrater reliability of judg- An important component of the McKenzie examination
ments of status change, including the centralization phenom- system is judging the effects of lumbar movements on the
enon during examination of the lumbar spine, and to determine patient’s status. Each test movement can be judged as having
the effects of training and experience on reliability. one of three possible effects; centralization, peripheralization,
Design: A videotape study of judgments by physical thera- or no change (ie, status quo). Centralization was originally
pists and physical therapy students of the results of movement described by McKenzie as a phenomenon occurring during
testing during the examination of patients with low back pain. lumbar movement testing when the patient reports that the pain
Setting: Outpatient physical therapy clinic. moves from an area more distal or lateral to a location more
Patients: Patients receiving physical therapy treatment for central or near midline position in the lumbar spine. Peripheral-
low back pain. ization occurs when the patient reports the movement of pain
Intervention: Patients with low back pain were videotaped from an area more proximal in the lumbar spine to an area more
while performing a variety of movement tests including single, distal or lateral. Movements that do not produce centralization
repeated, and sustained movements. Forty licensed physical or peripheralization are judged to be status quo.‘v3
therapists and 40 physical therapy students were provided with The centralization phenomenon has been proposed to have
operational definitions of the three potential judgments of status prognostic value in patients with low back pain. Donelson and
change with movement testing; centralization, peripheraliza- associatesi evaluated 87 patients with low back pain and
tion, status quo. All therapists and students viewed the video- radiation into the buttock, thigh, or calf, and found that patients
tape and made a judgment regarding the patient’s status change in whom centralization occurred during lumbar movement
in response to the test. testing were more likely to achieve good or excellent results
Main Outcome Measure: Percentage agreement and kappa with treatment. Long5 studied 243 patients with chronic low
coefficient values for agreement. back pain who were entering a work hardening program and
Results: Inter-rater reliability was excellent for the total found that centralization during the initial evaluation was
sample of examiners (kappa = .793), for the licensed physical associated with greater reductions in pain and higher percent-
therapists (kappa = .823), and for the students (kappa = .763). ages of return to work after completion of the program. Karas
Conclusions: Judgments of status change are reliable when and colleagues6 examined 126 patients and found that the
operational definitions are provided. Clinical experience does inability to centralize symptoms during the initial evaluation
not appear to substantially improve reliability. decreased the likelihood of return to work within 6 months. The
Key Words: Low back pain; Reliability and validity; Move- centralization phenomenon appears to be of prognostic value,
ment; Rehabilitation. yet the reliability of its determination has not been studied.
0 2000 by the American Congress of Rehabilitation Medi- Riddle and Rothstein evaluated the reliability of the Mc-
cine and the American Academy of Physical Medicine and Kenzie examination system and found unacceptably poor
Rehabilitation inter-rater reliability for the placement of patients into one of the
three syndromes (kappa value = .26). They suggested that a poten-

T HE MCKENZIE’ EXAMINATION and treatment system tial source of unreliabiity was the determination of centralization or
is a widely used approach to the nonsurgical management peripheral&ion with movements, although the reliability of this
of patients with low back pain2 The McKenzie examination judgment was not reported individually. The purpose of this study
utilizes patient history, a postural assessment, and active and was to determine the interrater reliability of judgments regard-
passive lumbar movement testing. Lumbar movement testing ing the effect of lumbar movement testing on pain in patients
may be performed in different positions (standing, sitting, prone, with low back pain. A second purpose was to examine the effect
of clinical experience on reliability.

From the Department of Physical Therapy, School of Health and Rehabilitation


Sciences, University of Pittsburgh, Pittsburgh, PA. Mr. Busse is presently associated
METHODS
with the Spine Therapy Center, Oshkosh. WI.
Submitted for publication January 15. 1999. Accepted in revised form March 24, Subjects
1999.
No commercial party having a direct financial interest in the results of the research In this study, licensed physical therapists and physical
supporting this article has or will confer a benefit upon the authors or upon any therapy students interpreted movement tests via videotaped
organization with which the authors are associated. portions of clinical examination procedures performed on 12
Reprint requests to Julie Fritz, PhD, PT. 6035 Forbes Tower, Pittsburgh. PA 15260. patients receiving physical therapy treatment for low back pain.
0 2000 by the American Congress of Rehabilitation Medicine and the American
Academy of Physical Medicine and Rehabilitation This study was approved by the Institutional Review Board of
0003-9993/00/8101-5410$3.00/0 the University of Pittsburgh Medical Center, and all patients

Arch Phys Med Rehebil Vol 81, January 2000


58 RELIABILITY OF THE CENTRALlZATlON PHENOMENON, Fritz

gave their informed consent. Patients were excluded if they Table 1: Test Movements Used in the Final Videotape
demonstrated frank neurologic signs including loss of bowel/ Movement Definition
bladder control or saddle region paresthesia, ongoing preg-
nancy, or three or more signs of abnormal illness behavior as Side-bending in standing Patient is standing; the examiner asks
defined by Waddell and coworkers.8 Seven men and five (1) the patient to bend in the frontal
women participated in the study. Eight patients had symptoms plane to the right or left as far as pos-
extending into the buttock and/or lower extremity; four had sible, then return to the starting posi-
symptoms only in the lumbar spine. tion.
Flexion in standing (4) Patient is standing, the examiner asks
Examiners the patient to bend forward as far as
Participating physical therapists were recruited from local possible without flexing the knees,
outpatient clinics treating a mostly orthopedic caseload. Physi- then return to the starting position.
cal therapy students were recruited from two local entry-level Repeated flexion in The flexion in standing movement is
programs; all participating students had already completed standing (2) repeated 10 times.
formal instruction in evaluation and treatment of the spine, but Extension in standing (3) Patient is standing; the examiner asks
had not received specific instruction in the McKenzie approach the patient to bend backwards as far
to evaluation and treatment. Forty practicing therapists and 40 as possible without flexing the knees,
students gave informed consent to participate in this study. The then return to the starting position.
average age of the therapists was 32.2 years (standard deviation Repeated extension in The extension in standing movement is
[SD] = 8.0). with an average of 7.5 years of experience. The standing (3) repeated 10 times.
average age of the students was 26.8 years (SD = 5.8). Sustained extension in The extension in standing movement is
standing (2) maintained for 30 seconds before
Procedure returning to the starting position.
The 12 patients were videotaped while being examined by Pelvic translocation in Patient is standing; the examiner pas-
one therapist. Appropriate test movements to be used in the standing (2) sively shifts the patient’s pelvis in the
examination of each patient were determined by using the frontal plane while stabilizing the
decision-making algorithms proposed by Delitto and associ- shoulders, then returns the patient to
ates.3 In this system, single movements in standing including the starting position.
flexion, extension, and lateral bending are performed, followed Extension in prone (1) Patient is prone; the examiner asks the
by the performance of test movements in alternative positions patient to press-up by placing his or
(eg, quadruped, prone, etc), or repeated or sustained move- her hands on the examining surface
ments. The purpose is to identify a movement causing central- and extending the elbows while
ization or peripheralization; any movement causing peripheral- keeping the pelvis flat on the surface,
ization is not tested further.3 A standardized testing procedure then return to the starting position.
was used. For each test movement, the examiner first asked the Sustained extension in The extension in prone movement is
patient to describe the nature and location of his or her prone (1) maintained for 30 seconds before
symptoms and to rate the intensity of the symptoms before returning to the starting position.
movement. After the test movement, the examiner again asked Sustained extension with Patient is prone; the examiner passively
the patient to describe the location, nature and intensity of the pelvic translocation in shifts the patient’s pelvis in the
symptoms. A rest of 10 to 15 seconds was provided and the prone (1) frontal plane. The patient is asked to
patient was asked to further describe any changes in symptoms prop up on his or her elbows with the
that occurred during this rest period. pelvis flat on the examining surface.
The 12 videotapes from the individual test movements were This position is maintained for 30 sec-
combined into a single video that included at least one example onds before returning to the starting
of each of the 13 different movement tests that were performed. position.
The single videotape consisted of 24 individual movement Repeated flexion in sitting Patient is sitting; the examiner asks the
tests. Some test movements were included more than once (1) patient to bend forward as far as pos-
(table 1). sible, then return to the starting posi-
Therapists and students who participated in the study were tion. This movement is repeated 10
given instruction booklets that provided operational definitions times.
of the terminology used in the study (table 2) and explained the Flexion in quadruped (2) Patient is in a quadruped position; the
videotape procedure. The most important consideration in examiner asks the patient to rock
determining whether centralization or peripheralization has backwards approximating the heels
occurred is the location of symptoms, and not their intensity.5.‘g to the buttocks, then return to the
For example, a patient who experiences movement of paresthe- starting position.
sia from the calf into the buttock and a concomitant increase in Repeated flexion in quad- The flexion in quadruped movement is
central low back pain with a lumbar movement would be ruped (1) repeated 10 times.
judged to have centralized despite the increased pain intensity. Numbers in parentheses indicate the number of occurrences of each
Students and therapists took a written examination to test movement in the test video.
their understanding of the concepts presented in the booklet,
and the test videotape was shown immediately after the written
examination was completed. All of the students and 21 thera- The videotape presented 26 individual movement test proce-
pists completed the written examination and viewed the video- dures, including the verbal exchange between the examiner and
tape under the supervision of one of the researchers. The other patient in which the patient explained the location and intensity
19 therapists were mailed the testing materials and viewed the of his or her symptoms before and after the performance of the
videotape without the direct supervision of a researcher. test movement. After each individual test movement, the

Arch Phys Med Rehabil Vol81, January 2000


RELIABILITY OF THE CENTBALIZATION PHENOMENON, Fritz 59

Table 2: Operational Definitions for Judgements of Status Change experience had a kappa value of .817, whereas therapists with 6
With Movement Testing
or more years of experience had a kappa value of .873.
Possible judgments of a patient’s status change with move-
ment testing:
DISCUSSION
Peripheralizes-A neurological sign or paresthesia is pro- The purpose of this study was to assess the interrater
duced or the patient’s paresthesia or pain reliability of clinical judgments made regarding a patient’s
move distally from the lumbar spine. response to specific movement tests using videotaped examina-
Centralizes-A neurological sign is improved, or pares- tion segments. We chose to use videotaping to allow for a
thesia or pain is abolished or move from the substantial number of evaluators to make judgments without
periphery toward the lumbar spine. placing undue stress on the patient, potentially altering his or
Status Quo-Symptoms may increase or decrease in inten- her status and confounding the reliability. The use of videotap-
sity, but do not centralize or peripheralize. ing has been recommended as an alternative to a test-retest
design for assessing interrater reliability of patients with low
back pain,” but its use has not previously been reported. Both
therapist or student was asked to make a judgment regarding the physical therapy students and licensed physical therapists with
status change of the patient due to the movement test. Possible varying amounts of clinical experience demonstrated substan-
responses were: (1) centralized, (2) peripheralized, or (3) is tial reliability, with all kappa values being greater than .76.
status quo. The therapists and students were given as much time
A classification scheme, such as the one proposed by
as they needed to arrive at a judgment, but could not review the McKenzie, must be reliable if it is to be of use clinically in
movement test from the videotape. determining appropriate treatment procedures.‘* For a classifi-
cation scheme to be reliable, it is necessary that the key
Data Analysis examination procedures within the scheme have documented
clinical reliability. The reliability of movement testing has been
Categorical data were obtained for each student and therapist
investigated to a degree by other authors. McCombe and
for each of the 26 test movements. The percentage agreement colleagues’3 and Strender and associates’4 evaluated the inter-
and kappa coefficients9 and 95% confidence intervals were rater reliability of the judgment of pain production during single
calculated for total agreement among all students and therapists
(n = 80), students only (n = 40), and therapists only (n = 40). test movements of flexion, extension, and lateral bending of the
lumbar spine with kappa values ranging from .3 1 to .76. Spratt
The kappa coefficient is the preferred statistic for reporting the and coworkers15 conducted a similar study, but included single
reliability of nominal or ordinal scale data because it represents and repeated test movements in standing and prone, and
the agreement among raters beyond that expected by chance. In reported adjusted percent agreement values between .46 and
addition, agreement among therapists with less than 6 years of
.59. Each of these studies assessed judgments regarding the
clinical experience (n = 20) and 6 years or more of experience production or aggravation of pain with movement testing. The
(11 = 20) were calculated using a kappa coefficient. interrater reliability of judgements of centralization or peripher-
RESULTS alization with movement testing has not been previously
examined. It is centralization and peripheralization, however,
Table 3 summarizes the percentage agreement and kappa and not pain production that have been proposed to have
coefficients with 95% confidence intervals for the groups of prognostic value and importance in clinical decision-mak-
therapists and students. The percentage agreement for the total ing. I .3.4.6. I6
sample (n = 80) was 87.8%; it was 89.7% for licensed physical The classification of a patient using any system is essentially
therapists and 85.9% for physical therapy students. The percent- a two-step process. First, the examiner must interact with the
age agreement for individual movements tests ranged from patient and perform the individual tests and measurements
46.3% to lOO%, with a median percentage agreement of 97.5% called for by the system. Second, the examiner must combine
for the total sample (n = 80). The kappa value for the total the information gathered using his or her cognitive processes
sample (n = 80) was .793, indicating substantial clinical agree- and the decision rules specified by the system and make a
ment.‘O For the licensed physical therapists (n = 40) the Kappa judgment regarding the classification of the patient. Insufficient
value was .823, and for the physical therapy students (n = 40) it reliability could occur at either step. Riddle and Rothstein’
was ,763. Physical therapists with less than 6 years of clinical examined the interrater reliability of the McKenzie examination
scheme in the assessment of patients with low back pain and
Table 3: Kappa Coefficients and Percentage Agreement for the found poor reliability. Because these authors did not report
Total Sample and Specified Subgroups of Examiners individual reliability coefficients for the components of the
95% Confidence
McKenzie examination system, it was not possible from their
Percentage Kappa Interval for work to determine which step was responsible for the lack of
Agreement Coefficient Kappa Coefficient reliability. The judgment of centralization or peripheralization
has been recommended as an important diagnostic finding by
Total sample (I-I = 80) 87.8% ,793 .777-.809
several authors other than McKenzie; therefore, we considered
Licensed physical thera-
it important to establish the reliability of this judgment distinct
pists (n = 40) 89.7% .823 .814-,841
from the overall McKenzie system.
Physical therapy students
Several methods of improving interrater reliability of clinical
(n = 4 0 ) 85.9% ,763 .756-.770
examination procedures and classification schemes have been
Therapists with 6 or more
proposed. The amount of clinical experience and formal
years of experience
instruction (ie, continuing education) in examination proce-
(n = 2 0 ) 90.2% ,873 .861-,895
dures and classification rules has been suggested as a necessary
Therapists with less than 6 prerequisite to improving reliability.‘4v’7 Another recommenda-
years of experience
tion has been to improve the operational definitions of the
(n = 2 0 ) 88.8% ,817 .806-,828
examination procedures used and the decision rules for judging

Arch Phys Med Rehabil Vol 81, January 2000


60 RELIABILITY OF THE CENTRALIZATION PHENOMENON, Fritz

the test results.7*18 The results of our study support the latter patients based on the system of Delitto and colleaguesi in an
method of improving reliability. In this study, examiners were attempt to ensure a variety of patient presentations. The
provided with operational definitions and decisiop rules for individual movement tests selected for the final videotape were
judging the movement testing. Furthermore, the examination chosen by the researchers to include as many different combina-
procedure was standardized and consistently performed across tions of test movements and postures, and also to include
patients. roughly equal numbers of patients thought by the examiners to
We believe the operational definitions and the degree of have peripheralized, centralized, and remained status quo. If the
standardization used in the present study account for the high prevalence of one of the three judgments had been especially
reliability coefficients obtained. We also found little difference low, the Kappa values may have been artificially deflated.29
in the reliability between students and practicing therapists, or Another potential limitation is the lack of supervision of a data
between therapists with more or less clinical experience. All collector during the viewing of the videotape by 19 of the 40
participating examiners, regardless of the level of clinical participating physical therapists.
experience and formal education, were able to demonstrate We also recognize the inherent limitation of the use of
excellent interrater reliability when provided with definitions videotaping. The judgment of a clinician watching a movement
and decision rules, further evidence for the role of precise test on a videotape is not an exact reflection of the judgment
operational definitions and standardized examination tech- made in a clinic during a patient evaluation. We believe,
niques, as opposed to additional formal education and training, however, that the advantages of videotaping to ensure stability
in the improvement of clinical reliability. These results are of the patient across multiple judgments outweighs the disadvan-
consistent with those of other authors who have not found a tages. We also believe that any improvement in reliability based
profound difference between experienced and novice examiners on the use of videotapes rather than actual clinical examination
when performing orthopedic evaluation procedures.‘9.20 would not be substantial enough to overturn the results of this
The need for clarification of the operational definitions of study.
judgments of status change with movement testing is evident
from a review of the use of the concept of centralization. CONCLUSION
McKenzie defined the centralization phenomenon as “the The determination of a patient’s response to movement
situation in which pain arising from the spine and felt laterally testing has been proposed as a key finding in the clinical
from the midline or distally, is reduced and transferred to a more examination and classification of patient’s with low back pain.
central position when certain movements are performed.“’ This The reliability of such judgments had not previously been
definition has been expanded by some to include decreased pain assessed. The present s t u d y found substantial agreement be-
with movement testing.6 We believe that the original intent of tween examiners provided with clear definitions and decision
the centralization phenomenon as proposed by McKenzie rules regarding the judgments of status change, regardless of the
should be recaptured, namely that symptom location, not level of training or clinical experience of the examiner.
aggravation, is the key judgment. We therefore propose the
operational definitions of status change listed in table 2, which References
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RELIABILITY OF THE CENTRALIZATION PHENOMENON, Fritz 61

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