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BSI0108 - 1805_ISO 45001 Guide Page 1 of 32

Overview of New Approach in ISO 45001:2015 by clauses


Clause 4
The organization needs to have a good understanding of the business/organizational environment in which it operates. It needs to clearly know its
purpose, strategic direction, its processes, the intended outcomes of its OH&S MS and how these relate to the establishment, implementation,
maintenance and continual improvement of its OH&S MS.
There is an increased prominence with regard to alignment of its OH&S policy and objectives with the organization’s strategic direction. A new
requirement to understand the organization’s context has been incorporated to better identify and mitigate safety related risks, including
opportunities, for the benefit of the organization, its workers and interested parties. Particular focus is on issues and requirements, and changing
circumstances, relating to its workers and other interested parties (including legal and other requirements). Once identified as being relevant to its
intended outcomes, actions to provide a safe workplace, prevent or reduce undesired effects or exploit beneficial opportunities are integrated into
the planning of the OH&S MS.

Clause 5
To ensure success of the system a new clause has been added that assigns responsibilities for those in leadership roles to actively promote a
culture supporting OH&S MS. This will be achieved through the adoption of a prescribed list of activities and behaviours. There are more onerous
requirements regarding the consultation and participation of workers in all elements of the development, planning, implementation, performance
evaluation and improvement of the OH&S MS.

Clause 6
There is now a requirement to identify risks (positive and negative) to the OH&S MS as well as those relating to the activities, products and services
and associated hazards. There is no longer a requirement for preventive action – it has been replaced by the risk approach. There is a requirement
for a documented methodology for hazard and risk identification, risk assessment and planning of controls. The requirements regarding legal and
other requirements are more explicitly expressed and legal and other requirements need to be documented. Planning to achieve objectives is now
more prescribed to help ensure that objectives are met.

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Clause 7
The development of a communication process with equal emphasis on external and internal communication has been added. Diversity aspects now
need to be considered. Communication should provide for the flow of information upwards, downwards and across the organization and as
appropriate to relevant interested parties, and shall ensure that communicated information is consistent with information generated within the
OH&S MS and is reliable. Document and record control has been replaced with the maintenance and retention of documented information.

Clause 8
A process for management of change has been introduced and outlines explicitly the requirements to be followed. The Procurement clause is also
new and requires a process to manage contractors, outsourcing and other procurement to ensure that they contribute to a safe workplace and
meet legal and other requirements. The emergency response plan has to be documented.

Clause 9
The requirements for monitoring, measuring, analysis and evaluation have been broadened but are not specifically listed. The inputs to
management review have been increased and the output of the review needs to relate back to context of the organization and strategic direction.

Clause 10
Incident and NC handling is now more prescribed and requires input from workers. The explicit requirements for continual improvement (and
opportunities in Clause 6) are new.

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The table below details the specific differences between the requirements of ISO 45001:2015, OHSAS 18001:2017 and AS/NZS 4801:2001

ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences


1 Scope Specifies requirements for an OH&S Specifies requirements for an Specifies requirements for an ISO 45001 more holistic
MS: OH&S MS to enable an OH&S MS to enable an than the other standards.
 to enable an organization to provide organization to control its organization to formulate a policy It focuses more on
safe and healthy workplaces by OH&S risks and improve its and objectives taking into providing a safe and
preventing work-related injury and ill OH&S performance. account legislative requirements healthy workplace,
health, as well as by proactively Not intended to address other and information about hazards or addresses wellness and
improving its OH&S performance. health and safety areas such risks. It applies to those hazards well-being and is more
as employee or risks over which the implementation-oriented
 to enable an organization to
wellbeing/wellness organization may exert control or than AS/NZS 4801.
integrate other aspects of health and
programmes, product safety, influence.
safety such as worker wellness/well- It lists specific intended
being. property damage or outcomes.
environmental impacts.
Does not address issues such as
product safety, property damage or
environmental impacts, beyond the
risks to workers and other relevant
interested parties.
2 Normative nil ISO 18002:2001 AS 1885, AS 1885.1, ISO 9001,
references International Labour ISO 14001
Organization: Guidelines on
Occupational Health and
Safety Management Systems.
3 Terms and Multiple additions and variations Hazard: source, situation, or Hazard: a source or a situation Definition of risk in ISO
definitions Hazard: source with a potential to act with a potential for harm in with a potential for harm in 45001 includes positive
cause injury and ill health. terms of human injury or ill terms of human injury or ill- and negative effects.
health or a combination of health, damage to property,
Injury and ill health: adverse effect
these. damage to the environment, or a
on the physical, mental or cognitive
combination of these.
condition of a person.
Ill health: identifiable,

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
Risk: effect of uncertainty. adverse physical or mental Risk: (In relation to any ISO 45001 provides
OH&S risk: combination of the condition arising from and/or potential injury or harm) the definitions for:
likelihood of occurrence of a work- made worse by a work activity likelihood and consequence of Opportunities
related hazardous event or exposure and/or work related situation. that injury or harm occurring.
OH&S performance
and the severity of injury and ill health Risk: combination of the Incident: Any unplanned event
Worker
that can be caused by the event or likelihood of an occurrence of resulting in, or having a potential
exposure. a hazardous event or exposure for injury, ill-health, damage or Participation
OH&S opportunity: circumstance or and the severity of injury or ill other loss. Consultation
set of circumstances that can lead to health that can be cause by
improvement of OH&S performance. the event or exposure.
OH&S performance: performance Incident: work-related event
(measurable result) related to the in which an injury or ill health
effectiveness of the prevention of (regardless of severity) or
injury and ill health to workers and the fatality occurred, or could have
provision of safe and healthy occurred (accident/near miss/
workplaces. close call/dangerous
occurrence/emergency
Incident: occurrence arising out of, or
situation).
in the course of, work that could or
does result in injury and ill health
(accident/near miss/close call). (An
incident can occur where there is no
nonconformity).
Worker: person performing work or
work-related activities that are under
the control of the organization.
Participation: involvement in
decision-making.
Consultation: seeking views making a
decision.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences

4. Context of the organisation

4.1 Determine internal and external issues Not addressed Not addressed New requirement.
Understanding relevant to purpose and intended ISO 45001 provides a
the outcomes of OHSMS. high-level, strategic
organization understanding of the
and its context important issues that can
affect, either positively or
negatively, the way the
organization establishes its
OH&S MS.
4.2 Determine relevant interested parties Partially addressed with Clause Partially addressed with Clause Largely, a new
Understanding in addition to workers, and their 4.4.3.2 which requires the: 4.4.3 which requires employee requirement.
the needs and relevant requirements. Which of these  participation of workers in involvement and consultation in ISO 45001 considers all
expectations of could become legal requirements? hazard identification, risk OH&S issues – development, interested parties, not just
workers and assessment, determination of implementation and review of workers and contractors.
other controls, incident policies and procedures for
It provides a platform of
interested investigation, development hazard identification, hazard/risk
requirements (needs and
parties and review of OH&S policies assessment and controls,
expectations) on which
and objectives, consultation changes in workplace, and
the OH&S MS is
regarding changes and representation.
established to help ensure
representation on OH&S it is relevant and
matters; appropriate for achieving
 consultation with contractors intended outcomes.
regarding changes in OH&S
matters.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
4.3 Boundaries and applicability. 4.1 define and document No specific requirement for a ISO 45001 states specific
Determining Consider issues and interested party scope. documented scope but Clause requirements regarding
the scope of requirements. 4.4.4 requires documentation boundaries and
the OHSMS which describes the core applicability, whereas the
Include activities, products and
elements of the management other standards provide
services within control or influence.
system and their interaction. no description of the
Define and document scope. inclusions in the scope
statement.
4.4 OH&S Establish, implement, maintain and CI 4.1 establish, document, 4.1 establish and maintain an ISO 45001 includes a
management system, including processes and their implement, maintain and CI OHSMS. process approach.
system interactions. system.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
5. Leadership and worker participation
5.1 Leadership Demonstrate leadership and 4.4.1 Top management shall Not specifically addressed. ISO 45001 requires a very
and commitment by doing prescribed take ultimate responsibility for specific list of behaviours
commitment activities relating to responsibility, OH&S and OH&S system. and activities which
accountability, policy, objectives, Demonstrate commitment demonstrate leadership
integration of system into business through resourcing and and commitment which
processes, resourcing, communication, defining, allocating, will help shape the
ensuring system meets its intended documenting and organization’s culture
outcomes, directing, supporting others communication roles, which is critical to the
to contribute and towards leadership at responsibilities, authorities and establishment,
other levels, ensuring and promoting accountabilities. maintenance and
CI, culture, protection of workers from improvement of a safe
reprisals when reporting, consultation workplace. Some aspects
and participation of workers and of the positive culture to
support of health and safety be driven include: shared
committees. values, attitudes,
perceptions,
competencies,
cooperation, commitment,
open and transparent
communications, mutual
trust, the importance of
the system, confidence in
the effectiveness of risk
controls and preventive
measures, encouragement
to report incidents and
hazards and protection
against reprisals and
disciplinary action.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
5.2 OH&S Top management – Five commitments: 4.2 4.2 Generally very similar,
policy 1. commitment to provide safe and Top management – Three Top management – Three except:
healthy working conditions for commitments: commitments: ISO 45001 requires
prevention of work and ill health 1. commitment to prevention 1. commitment to improving commitment relating to
related injuries; of injury and ill health; OHS performance; working conditions not
2. commitment to fulfil legal and other directly to prevention of
2. commitment to continual 2. commitment to measurable
requirements; elimination of injury and ill
improvement in OHS objectives and targets aimed
health.
3. commitment to eliminate hazards management and OHS at elimination of work related
and reduce OH&S risks; performance; injury and illness; ISO 45001 requires
commitment to
4. commitment to continual 3. commitment to compliance 3. commitment to comply with
consultation and
improvement and ; with legal and other legal and other requirements.
participation of workers.
5. commitment to consultation and requirements.
Objectives don’t need to
participation of workers. States overall OHS objectives. be stated in the policy.
Relevant and appropriate to purpose, Appropriate to nature and Appropriate to nature and scale
size and context of organization and scale of risks. of risks.
nature of OHS risks and opportunities. Framework for setting and Documented, implemented,
Framework for setting and reviewing reviewing objectives. maintained and communicated to
objectives. Documented, implemented all employees.
Documented, communicated and and maintained. Available to interested parties.
available to interested parties as Communicated to all people Be reviewed to remain relevant
appropriate. under control of the and appropriate.
organizations so they are
made aware of their
obligations.
Available to interested parties.
Revised to ensure remains
relevant and appropriate.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
5.3 Top management shall: 4.4.1 4.4.1.2 Very similar
Organizational Assign responsibilities and authorities, Top management shall: The organization shall: Except ISO 45001 has no
roles, communicate and document requirement for a
Define roles, allocating Define, document and
responsibilities dedicated management
Delegation - Assign responsibility and responsibilities and communicate accountabilities
and authorities representative.
authority for ensuring system conforms accountabilities, delegating and responsibilities.
to ISO 45001 and reporting on authorities. All to be Clarification for contractors.
performance to top management. documented and
Appointment of management
communicated.
representative.
Appointment of management
representative – identity
known to all workers.
All workers responsible for
OHS and adherence to its
requirements.
5.4 Process for consultation and 4.4.3.2 4.4.3.1 ISO 45001 includes much
Consultation participation of workers at all Procedure for participation of Documented procedures stronger, comprehensive
and applicable levels and functions, workers in hazard (agreed to by employees) for and specific requirements
participation of including workers’ representatives as identification, risk involvement and consultation to ensure that consultation
workers necessary, in development, planning, assessments, determination of regarding development, and participation is
implementation, performance controls, incident investigation, implementation and review of implemented.
evaluation and improvements of OH&S review of policies and policies and procedures for
system. objectives, changes, hazard identification, hazard/risk
Provide time, training, resources, representation. assessment and controls,
access to information and remove Workers informed about changes that affect OHS,
obstacles and barriers to participation. participation arrangements and selection and identities of their
Consultation of non-managerial their representative. and management
workers on needs and expectations of representatives.
Consultation with contractors
interested parties, policy, roles and regarding changes that affect
responsibilities etc, how to fulfil legal their OH&S.
and other requirements, objectives and

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
5.4 plans to achieve them, controls for Relevant external parties Training for employer and A process is required, not
Consultation outsourcing, procurement and consulted. employee representatives. a documented procedure.
and contractors, needs of monitoring,
participation of measurements and evaluation, needs
workers of internal audits and ensuring CI.
(cont’d) Participation of non-managerial
workers in determining mechanisms for
consultation and participation,
identifying hazards, assessing risks and
opportunities, determining actions to
eliminate hazards and risks,
competence requirements, training
needs, training and its evaluation,
communication, determining control
measures, and investigation of
incidents and nonconformities and
determining corrective action.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
6. Planning
6.1 Actions to Applies to 6.1.1 to 6.1.4. Risks and opportunities to Risks and opportunities to OH&S Organization should
address risks Considering context and scope, OH&S system not specifically system not specifically consider knowledge
and determine and assess risks and addressed. This standard addressed. This standard gained from Clause 4
opportunities opportunities that need to be considers only risks in relation considers only risks in relation to Context of the
6.1.1 General addressed to give assurance that to the likelihood and severity any potential injury or harm. organization, as an input
system can achieve outcomes, prevent of injury or ill health caused by into the risk determination
or reduce undesired effects and a hazardous event or process.
achieve CI. exposure. ISO 45001 requires the
Consider hazards, system risks and determination of risks to
opportunities, legal and other the OH&S system which
requirements, changes in the are not simply attributable
organization, processes or system to hazards or hazardous
(assess before changes are made). events or exposure.
Document processes to determine Examples may include
risks and opportunities and document organizational culture,
the risks and opportunities. organizational structure,
cash flow problems, and
lack of competence, high
staff attrition,
restructuring, mergers,
and language differences.
6.1.2 Hazard Process for on-going and proactive 4.3.1 4.3.1 ISO 45001 requires more
identification hazard identification. Procedure for on-going and Documented and current comprehensive and
and Process to take into account many proactive hazard identification. procedure for hazard specific considerations in
assessment of factors – how work is organised, social identification for activities under the identification of
Procedure to take into account
risks and factors, leadership, culture, routine and control or influence (based on hazards.
routine and non-routine
opportunities non-routine activities, infrastructure, commitment to eliminate It includes workers at a
activities,
6.1.2.1 Hazard equipment, physical factors, full workplace injury and ill health). location not under the
Activities of all people
product or service realization direct control of the

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
identification processes, human factors, past and (including workers, contractors 4.4.6.1 organization. This would
potential incidents and emergencies, and visitors), human Documented procedure for include mobile workers or
people in the workplace, in the vicinity behaviour, hazards originating hazard identification, hazard/risk workers who travel to
of the workplace and workers at a outside of workplace or in the assessment, controls and perform work-related
location not under direct control of the vicinity, infrastructure, evaluation of methodology. activities at another
organization, actual and proposed equipment, actual and planned location (eg. BSI auditors.)
4.4.6.2
changes and changes in knowledge. changes, legal obligations, full
product or service realization Hazard identification to take into
Hazards and methodology to be
processes. account:
documented.
Identify hazards and risks Situations, events or
associated with changes, prior circumstances with potential to
to the change. cause injury or illness, nature of
potential injury or illness, past
Hazards and Risks to be
injuries, incidents and illnesses,
prioritized and documented.
way work is organized, managed,
Risks considered in rest of changes, design of workplaces,
system. processes, materials, plant and
equipment, fabrication,
installation and commissioning
and handling and disposal of
materials and items, purchasing,
contracting and subcontracting,
inspection, maintenance, and
testing repair and replacement of
plant and equipment.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
6.1.2.2 Process to assess risks from identified 4.3.1 Documented and current ISO 45001 explicitly states
Assessment of hazards, (whilst considering Procedure for on-going and procedure for hazard/risk that risks shall be
OH&S risks and effectiveness of controls) and other proactive assessment of risks assessment for activities under assessed whist considering
other risks to risks to the system. relating to safety hazards. control or influence (based on effectiveness of controls in
the OH&S Document proactive methodology and commitment to eliminate place.
Assess risks associated with
management criteria. workplace injury and ill health)
changes in the organization,
system 4.4.6.3
the OH&S MS, and activities,
prior to the change. All risks shall be assessed and
Risk assessment used in have control priorities assigned,
determination of controls. based on established level of
risk.
Consider hierarchy of controls.
Risk assessment
documented.

6.1.2.3 Process to assess opportunities to Opportunities not addressed. Opportunities not addressed. New Requirement.
Assessment of enhance OH&S performance – adapt Other standards do not
OH&S work, work organization and address opportunities.
opportunities environment, eliminate hazards and
and other reduce risks, any other opportunities.
opportunities Opportunities and methodology to be
for the OH&S documented.
management
system

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
6.1.3 Process to determine and have access 4.3.2 4.3.2 ISO 45001 requires
Determination to current legal and other Procedure to identify and have Procedure to identify and have documentation of legal
of legal requirements, their application and access to legal and other access to all relevant legal and and other requirements.
requirements communication. requirements. other requirements, including
and other Take legal and other requirements into those relating to contractors and
Consider legal and other
requirements account is use of OH&S MS. suppliers.
requirements in development
Document legal and other of system. Keep information Keep info up to date.
requirements. up to date. Communicate relevant info to
Communicate legal and other employees.
requirements to workers and Doesn’t specifically require the
other relevant interested application or consideration of
parties. these requirements in the
implementation of the system.

6.1.4 Planning Plan actions to address risks and 4.3.1 4.3.1 ISO 45001 requires
action opportunities, legal and other Ensure results of hazard Documented and current planning for the
requirements and emergency identification and assessment procedure for controls for integration of the actions
situations. are considered when activities under control or into the OH&S MS and the
Plan how to integrate and implement determining controls. influence (based on commitment business processes and
and evaluate actions. to eliminate workplace injury and planning of the evaluation
Applicable controls to be
ill health). of the effectiveness of the
Consider hierarchy of controls. prioritized and documented.
actions.
Consider best practices, technology, 4.4.6.4
financial, business and operational All risks identified through the
requirements. assessment process shall be
controlled through a preferred
order of control methods
(hierarchy of controls), based on
reasonable practicability.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
6.2 OH&S Documented objectives 4.3.3 4.4.4 ISO 45001 specifically
objectives and To maintain and CI the OH&S MS and Documented objectives Documented objectives and requires that OH&S
planning to performance. targets. objectives be monitored
At relevant functions and
achieve them and communicated.
At relevant levels and functions, levels, consistent with policy, At relevant functions and levels,
6.2.1 OH&S consistent with policy, measurable, measurable, consider legal and consistent with policy, including
objectives consider applicable requirements, risks other requirements, risks, commitment to measuring and
and opportunities and results of technological options, financial, improving OH&S performance,
consultation with workers and their operational and business consider legal and other
representatives, be monitored, requirements and views of requirements, hazards and risks,
communicated and updated as interested parties. Ensure technological options, operational
appropriate. objectives are reviewed. and business requirements and
views of interested parties.

6.2.2 Planning Documented six part plan how to Three part programme for Three part plan for achieving ISO 45001 requires
to achieve achieve objectives by: determining achieving objectives: objectives and targets: inclusion of resourcing,
OH&S 1. what will be done; 1. designation of 1. designation of responsibility evaluation and integration
objectives responsibility and authority and authority for achieving into business processes
2. resources required;
for achieving objectives objectives and targets (who); and the plan to be
3. who will be responsible; documented.
(who); 2. means (what);
4. when it will be completed;
2. means (what); 3. timeframe for achievement
5. how the results will be evaluated;
3. timeframe for achievement (when).
6. how the actions to achieve (when). Plans must be reviewed to be
objectives will be integrated into
kept current, be amended to
business processes.
address change at regular and
planned intervals.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
7. Support
7.1 Resources Determine and provide resources for 4.4.1 4.4.1.1 Same requirements
establishment, implementation, Top management will Management will identify and
maintenance and CI of OH&S MS. demonstrate its commitment provide resources required to
by ensuring availability of implement, maintain and improve
resources to establish, the OH&S MS.
implement, maintain and
improve the OH&S MS.
7.2 Determine competence, ensure 4.4.2 4.4.2 ISO 45001 doesn’t
Competence workers are competent, where Must have a training procedure Must have a training procedure specifically require
applicable take action to acquire which considers responsibility, which considers characteristics training. It requires that
competence, evaluate effectiveness of ability, language skills, literacy and composition of workforce people be competent and
that action, keep documentation. and risks. which could impact on OHS and if not, action be taken.
responsibilities, hazards and This action doesn’t
Everyone must be competent,
risks. necessarily prescribe
keep training records, identify
training.
training needs, provide training Everyone (including contractors
or take other action, evaluate and visitors) has undertaken
effectiveness of training or appropriate training. Unlike AS/NZS 4801, ISO
other action. Identify training needs, ensure 45001 doesn’t state any
OH&S competencies are requirements relating
developed and maintained. specifically to the
competence of people
Training to be carried out by
conducting training.
people with appropriate
knowledge, skills and experience
in OH&S and training.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
7.3 Awareness Workers shall be aware of: 4.4.2 Not addressed ISO 45001 states more
1. OH&S policy and objectives; Procedure to make persons specific requirements for
working under its control awareness.
2. their contribution to OH&S MS and
benefits of improved performance; aware of
3. implications and potential 1. actual and potential OH&S
consequences of not conforming to consequences of their work
OH&S requirements; activities, behaviour and
the benefits of improved
4. incidents and outcomes of
personal performance;
investigations relevant to them;
2. their roles and
5. hazards, risks and actions relevant to
responsibilities and
them;
importance in achieving
6. ability to remove themselves from conformity to the OH&S
work situations they consider policy, procedures,
dangerous and arrangements for including emergency
protecting themselves for doing so. preparedness and
response;
3. the potential consequences
of departure from specified
procedures.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
7.4 Processes for internal and external 4.4.3.1 4.4.3.2 ISO 45001 states the
Communication communications, determine: Procedure for Procedures for ensuring pertinent specific considerations in a
7.4.1 General 1. on what to communicate; OH&S information is communication process
1. internal communication
communicated to and from and addresses internal
2. when to communicate; among various levels and
employees and other interested and external
3. with whom to communicate functions;
parties. communications with
(workers, contractors, visitors, 2. communication with separate clauses.
interested parties); contractors receiving, 4.4.3.3
ISO 45001 doesn’t state
4. how to communicate. documenting and Procedures for relevant and
the specific requirements
responding to relevant timely reporting to ensure OH&S
Consider diversity aspects (gender, such as performance,
communications from MS is monitored and
language, culture, literacy, disability), hazards, risks, incidents,
external interested parties. performance is improved.
views of interested parties, legal and corrective and preventive
other requirements. actions and statutory
1. OH&S performance reporting; requirements to be
Ensure information communicated is
truthful, valid and reliable. 2. incidents and system failures; reported that AS/NZS
Respond to relevant communication. 3. hazard identifications; 48001 specifies.
Retain documented information of 4. hazard/risk assessment;
communication. 5. preventive and corrective
action;
6. statutory reporting
requirements.

7.4.2 Internal Internally communicate relevant As above As above As above


communication information among various levels and
functions, including changes, and
ensure communication process enables
workers to contribute to CI.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
7.4.3 External Externally communicate relevant As above As above As above
communication information taking into account legal
and other requirements

7.5 OH&S shall include following 4.4.4 4.4.4 Very similar except ISO
Documented documentation: OH&S documentation shall Documentation which describes 45001 refers to
information 1. mandatory documented information include: core elements of MS and their Documented information
7.5.1 General required by the standard; interaction and provide direction in place of control of
1. OH&S Policy and objectives
to related documentation. documents and control of
2. documented information determined 2. scope of OH&S MS records.
by the organization as necessary. 4.4.5
3. main elements of OH&S MS
and their interactions and Procedures for controlling
relevant documents to ensure ISO 45001 doesn’t
reference to related
7.5.2 Creating Appropriate identification, description, readily located, periodically specifically require dates
documents
and updating format, review and approval. reviewed, revised and approved of revision on documents
4. documents and records (just version control) and
by competent and responsible
required by the standard a record of retention times
people, current versions, at
5. documents and records suitable locations, obsolete for records.
7.5.3 Control of Controlled to ensure available and
determined by the documents removed, archival
documented suitable for use when and where it is
organization as necessary. documents identified, legible,
information needed, adequately protected.
Address distribution, access, retrieval, dated (with dates of revision),
use, storage, preservation, control of retention, responsibilities for
changes, retention and disposition. document control, preclude
obsolete documents from use.
External documented information must
be controlled.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
7.5.3 Control of 4.4.5 4.5.3
documented Documents required by OH&S Procedure for control of records.
information MS to be controlled, using Identification, maintenance,
(cont’d) procedure to include approval, disposition, legible, traceable,
review, update, reapprove, retrievable protected, retention
changes, current and relevant times established and recorded.
versions identified, at point of
use, legible, identifiable,
prevent unintended use of
obsolete documents.
External documents identified
and controlled.

4.5.4
Procedure for control of
records
Identification, storage,
protection, retrieval, retention,
legibility, traceability and
disposal of records.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
8. Operation
8.1 Operational Plan, implement, control and maintain 4.4.6 4.4.6.4 ISO 45001 includes more
planning and processes to implement action Determine those operations All risks identified through the specific requirements
control determined in Clause 6. and activities associated with assessment process shall be relating to multi-employer
8.1.1 General 1. establish criteria for processes; hazards which require risk controlled using hierarchy of workplaces and operating
control. controls. criteria, than AS/NZS 4801
2. implement controls;
and explicitly addresses
3. maintain and retain documented Implement and maintain
implementation of planned
information for control; 1. operational controls and controls.
4. adapt work to workers; integrate these into OH&S
MS;
At multi-employer workplaces,
coordinate relevant parts of OH&S MS 2. controls for purchased
with other organizations. goods, equipment and
services;
3. controls related to
contractors and visitors;
4. documented procedures as
appropriate for control;
5. stipulated operating criteria
as appropriate for control.
Control and manage change to
processes/products/processes.
8.1.2 Establish, implement and maintain 4.3.1 Addressed in clause above. ISO 45001 hierarchy of
Eliminating processes for the elimination of Determine controls considering controls includes
hazards and hazards, using hierarchy of controls – hierarchy of controls. reorganization of work.
reducing OH&S elimination, substitution, engineering, AS/NZS 4801 doesn’t
risks administrative controls, PPE. include the specific
hierarchy in detail.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
8.1.3 Process for implementation and control 4.3.1 Not addressed. New requirement
Management of of planned temporary and permanent Identify OH&S hazards and ISO 45001 has explicit
change changes. risks associated with changes requirements for
New products, services and processes, in organization, system, management of change.
workplace locations, organization, activities prior to change.
conditions, equipment, work force,
legal and other requirements,
knowledge about hazards and risks and
developments in technology.
Review consequences of unintended
changes, take action to mitigate.
8.1.4 Process to control procurement of Not addressed. Not addressed. ISO 45001 has explicit
Procurement products and services in order to requirements for controls
ensure their conformity to OH&S MS. over the procurement
8.1.4.1 General
process.
8.1.4.2 Coordinate procurement with
It requires that the
Contractors contractors to identify hazards and to
selection of contractors
asses and control risks arising from:
and outsourced processes
1. contractors’ activities that impact and functions include
the organization OH&S requirements.
2. organization’s activities that impact
contractors’ workers
3. contractors’ activities that impact
other interested parties in the
workplace.
Ensure requirements of OH&S are met
by contractors and their workers.
Procurement process shall define and
apply health and safety criteria in
selection of contractors.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
8.1.4.3 Ensure: Not addressed. Not addressed.
Outsourcing 1. outsourced functions and processes
are controlled;
2. outsourcing arrangements are
consistent with legal and other
requirements;
3. type and degree of control defined
within in OH&S MS.
8.2 Emergency Process to prepare for and respond to 4.4.7 4.4.7 ISO 45001 specifically
preparedness potential emergency situations. Procedure to identify potential Identify all potential emergency includes first aid, training
and response 1. planned response to emergency emergency situations and situations. in emergency response,
situations, including first aid; respond. and communication to all
Document emergency
parties about response
2. training for planned response; Respond as planned and procedures for mitigating illness
plan.
3. periodic testing and exercising of mitigate. and injury.
planned response; Take into account needs of Review, revise and test
relevant interested parties. procedures. Unlike OHSAS 18001, ISO
4. evaluating performance of response
45001 requires emergency
and revise planned response, Periodically test, review and
response plan to be
particularly after real emergency; revise.
documented and
5. communicate to all workers on their Involve relevant interested records retained.
duties and responsibilities regarding parties in testing as
emergency response; appropriate.
6. communicate to contractors, visitors,
emergency response services,
authorities and local community;
7. take into account needs and
capabilities of relevant interested
parties and ensure their involvement,
as appropriate in the development of
the planned response.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
9 Performance evaluation
9.1 Monitoring, Process for monitoring, measurement, 4.5.1 4.5.1 ISO 45001 doesn’t specify
measurement, analysis and evaluation. Procedure to monitor and Documented procedure to what needs to be
analysis and Determine: measure OH&S performance monitor and measure, on a monitored and measured
performance on a regular basis – qualitative regular basis, key characteristics as the other standards do.
1. what needs to be monitored and
evaluation and quantitative measures, of activities that can cause illness Instead it outlines the
measured – fulfilment of legal and
extent to which objectives and injury. Effectiveness of inclusions for the
other requirements, activities related
met, effectiveness of controls measures evaluated. monitoring, measuring,
9.1.1 General to hazards, risks and opportunities,
(for health as well as safety), analysis and evaluation
progress towards objectives, Monitoring and measurement
proactive and reactive process. The organization
effectiveness of controls; equipment identified, calibrated,
measures of performance, determines what needs to
2. methods for monitoring, maintained and stored as
recording of data to facilitate be monitored etc to meet
measurement, analysis and necessary. Records kept.
corrective and preventive intended outcomes such
evaluation; Procedures to monitor as legal and other
actions, calibration and
3. criteria against which will evaluate performance, effectiveness of compliance and improved
maintenance of measuring
performance; controls, conformance with performance.
equipment – records kept.
objectives and targets.
4. when monitoring and measurement
will be performed; Identify situations where
employee health surveillance is
5. when results will be analysed,
required and implement
evaluated and communicated.
appropriate systems.
Evaluate performance of OH&S MS.
Employees have access to their
Ensure monitoring and measurement results.
equipment is calibrated or verified.
Where specified by legislation,
employees exposed to specific
hazards shall be monitored and
recorded.

9.1.2 Process to evaluate compliance: 4.5.2 4.5.1.1 ISO 45001 states more
Evaluation of Procedure for periodically Procedure to monitor compliance comprehensive

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
compliance 1. determine frequency and methods; evaluating compliance. with relevant OH&S legislation. requirements for
2. evaluate compliance; Records of evaluations. evaluating compliance to
ALL requirements,
3. take action if necessary;
requiring planning of the
4. maintain knowledge of compliance evaluation, knowledge
status; relating to the evaluation
5. retain documented information. (communication?) and
corrective actions as
necessary.

AS/NZS 4801 is limited to


just evaluating legal
compliance not
compliance to other
requirements.

9.2 Internal At planned intervals. 4.5.5 4.5.4 Very similar requirements


Audit Check for conformance to this standard At planned intervals. At planned intervals. except ISO 45001
9.2.1 General and the organization’s own explicitly states
Check for conformance to Check for conformance to

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
requirements. planned arrangements and this planned arrangements and this requirements relating
Effectively implemented and standard. standard. consultation regarding the
maintained. Properly implemented and Properly implemented and audit programme,
maintained. maintained. reporting audit results to
workers and their
9.2.2 Internal Audit programme – Frequency, Effective in meeting policy and Effective in meeting policy and
representatives and
audit Methods, Responsibilities, Consultation, objectives. targets for CI.
corrective actions.
programme Planning requirements, Reporting Results to management. Results of audits to
Programme will consider importance Audit programme based on management.
and risk related to the processes; results of risk assessments and Results of audits to employees.
results of previous audits; audit results of previous audits. Audit programme based on
criteria; audit scope; select and
Audit procedure addresses OH&S importance of activity
conduct audits to ensure objectivity; responsibilities, competencies, (=risk?) and results of previous
results reported to relevant planning requirements, audits.
management; relevant results reported
conducting audits, reporting Audit procedure – audit scope,
to workers and workers’
results, audit criteria, audit frequency, methodologies,
representatives and other relevant scope, frequency, methods.
interested parties; action to address NC competencies, responsibilities,
and CI Selection of auditors ensure requirements for conducting
objectivity. audits, reporting results.
Retain documented information.
Keep records of audits. Audit carried out by competent
person.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
9.3 Undertaken by top management. Undertaken by top Undertaken by top management. ISO 45001 states a much
Management Planned intervals. management at planned Planned intervals. more exhaustive list of
review intervals. inclusions/inputs for
Ensure OH&S MS suitability, adequacy Ensure OH&S MS suitability,
Ensure OH&S MS suitability, management review
and effectiveness. adequacy and effectiveness.
adequacy & effectiveness. (issues, interested parties,
Include: Include: monitoring and measuring
Include:
 status of actions from previous  policy; results, risks, opportunities
 opportunities for
reviews;  objectives; and CI, resources) and the
improvement;
 changes in issues;  responsibilities; outputs are required to
 need for change to system;
 changes in needs of interested  other elements of OH&S MS; consider integration of the
 changes to policy and
parties;  audit results; OH&S MS into business
objectives;
 changes in legal and other  changing circumstances. process, CI and
 internal audit results;
requirements; Maintain records of implications for strategic
 evaluations of compliance;
 changes in risks and opportunities; management review direction.
 participation/consultation;
 extent to which policy and objectives
 relevant communications
met;
from external interested
 OH&S performance;
parties, including
 incidents;
complaints;
 nonconformities;
 OH&S performance;
 corrective actions;
 extent objectives met;
 continual improvement;
 status of incident
 monitoring and measuring results;
investigations, corrective
 evaluation of compliance;
actions and preventive
 audit results;
actions;
 consultation and participation of
 follow up previous reviews;
workers;
 changes in circumstances,
 risks and opportunities;
legal and other
 adequacy of resources;
requirements;
 relevant communications;
 recommendations for
 opportunities for Continual
improvement.
Improvement.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
9.3 Outputs Outputs As above As above
Management Decisions relating to: Decisions and actions relating
review (cont’d) to changes to:
 suitability and adequacy of OH&S
MS;  OH&S performance;
 CI opportunities;  policy and objectives;
 need for changes to MS;  resourcing;
 resourcing needs;  other elements of the
 actions if needed; OH&S MS.
 opportunities to improve integration Relevant outputs available for
of OH&S MS with business communication and
processes; consultation.
 implications for strategic direction. Records retained
Communicate relevant outputs to
workers and representatives.
Retain documented information.

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
10. Improvement
10.1 General Determine opportunities for 4.5.3.2 Addressed in clause below
improvement. Procedure to identify potential
Implement actions to achieve intended nonconformities and
outcomes. opportunities for preventive
action.
Take preventive action.
Review effectiveness of
preventive action.

10.2 Incident, Reporting, investigating and taking 4.5.3.1 4.5.2 ISO 45001 states much
nonconformity action. Procedure to record, Procedure to: more explicit
and corrective Incident or nonconformity: investigate and analyse requirements.
 investigate incidents;
action incidents to: It requires participation of
 react in timely manner to control,  respond to incidents;
correct and deal with consequences;  determine underlying OH&S workers in investigation of
 take action to minimize harm; incidents.
 evaluate, with participation of deficiencies (root
workers and other relevant cause/investigation);  investigate system failures; It also requires that
interested parties, need for CA to  identify need for action  respond to system failures; previous NC/incidents and
eliminate root cause;  communicate results of  complete appropriate NC/incidents elsewhere be
 investigate; investigation; corrective action. considered.
 determine cause; Investigations in timely
 determine if similar incidents have or manner.
could occur;
 review existing risk assessments;
 determine and implement action
needed in accordance with hierarchy
of controls and management of
change.
 assess risks relating to new or
Specifies using hierarchy

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ISO 45001:2015 OHSAS 18001:2007 AS/NZS 4801:2001 Key Differences
10.2 Incident, changed hazards, new action; 4.5.3.2 of controls, more explicit
nonconformity  review effectiveness of action taken; Procedure for dealing with NCs consideration of risk
and corrective  change to OH&S MS; and for taking corrective action assessment for actions
action  corrective actions are appropriate. taken and more detail
 identify and correct NC;
(con’td) regarding documented
 take action to mitigate;
information about
Documented information relating to  investigate, determine
incidents, NCs and
 nature of incident or NC; cause;
corrective action.
 actions taken;  take action to avoid
 results of action and effectiveness. recurrence (CA);
 record results; AS/NZS does not require
 communicate results; records,
Communicate this documented  review effectiveness of CA. participation/consultation
information to relevant workers, with workers or
Where CA identifies new or
representatives and other interested communication of CA
changes hazards do risk
parties. results.
assessment for actions.
CA appropriate for risk.
Change OH&S MS
documentation as
necessary.
10.3 Continual CI suitability, adequacy and Not explicitly addressed Not explicitly addressed. Largely a new
improvement effectiveness of OH&S MS by: although preventive action is requirement, although, PA
 enhancing OH&S performance addressed. in in OHSAS 18001 goes
some very small way to
 promoting culture that supports
address this requirement
OH&S MS & participation of workers
for CI.
 communicating relevant results of CI
Importantly, ISO 45001
to workers and representatives
requires actions that will
 maintain and retaining documented address the culture of the
information as evidence of CI. organization and involve
workers in that objective.

BSI0108 - 1805_ISO 45001 Guide Page 31 of 32


BSI/AU/ BSI0108 /SC/0518/EN/BLD
Copyright © 2018, The British Standards Institution. All rights reserved.
Australia:
1300 730 134 | info.aus@bsigroup.com | bsigroup.com/en-au
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0800 583 965 | info.nz@bsigroup.co.nz | bsigroup.com/en-nz

BSI0108 - 1805_ISO 45001 Guide Page 32 of 32

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