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European Annals of Otorhinolaryngology, Head and Neck diseases 133 (2016) 405–411

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Review

Development of minimally invasive surgery for sinonasal malignancy


A. Moya-Plana a,∗ , D. Bresson b , S. Temam a , F. Kolb c , F. Janot a , P. Herman d
a
Département de cancérologie cervico-faciale, Institut Gustave-Roussy, 114, rue Edouard-Vaillant, 94800 Villejuif, France
b
Service de neurochirurgie, hôpital Lariboisière, 2, rue Ambroise-Paré, 75010 Paris, France
c
Département de chirurgie plastique et reconstructrice, Institut Gustave-Roussy, 114, rue Edouard-Vaillant, 94800 Villejuif, France
d
Service de chirurgie ORL et cervico-faciale, hôpital Lariboisière, 2, rue Ambroise-Paré, 75010 Paris, France

a r t i c l e i n f o a b s t r a c t

Keywords: Sinonasal malignancies are rare and histologically heterogeneous. Treatment is complicated by tumor
Sinonasal malignancy aggressiveness and location near critical anatomic structures (orbita, skull base, etc.). This low incidence
Transfacial approach and histologic diversity make prospective studies unfeasible, and thus therapeutic guidelines difficult
Endoscopic surgery
to establish. The gold standard for surgery is a transfacial approach, with craniofacial resection in case
Skull-base surgery
of skull-base involvement. However, these techniques are associated with non-negligible perioperative
morbidity. In the past two decades, endoscopic surgery has made major progress, extending its indica-
tions: initially developed for functional sinus surgery, it is now applied in benign skull-base pathologies
(CSF leakage, meningocele, etc.) and, more recently, in sinonasal malignancy. Literature analysis shows
a significant decrease in morbidity and improved quality of life associated with endoscopic endonasal
surgery, with oncologic safety and efficacy in well-selected cases, although dependent on operator expe-
rience. Additional studies with longer follow-up and comparison between histologic subtypes will be
needed.
© 2016 Elsevier Masson SAS. All rights reserved.

1. Introduction the state of the art in endoscopic surgery, leading to oncologic


application, indications for which are precisely defined.
Sinonasal malignancy is rare, and shows wide heterogeneity on
histology [1,2]. Treatment is complicated by local aggressiveness 2. Sinonasal malignancy: overview
and proximity to critical neurovascular structures such as the orbita
and skull base [2]. The gold standard attitude is transfacial surgery Sinus and nasal cavity malignancy accounts for 3–5% of head and
or, in case of skull-base extension, craniofacial resection combin- neck cancer [1], with incidence of 5–10 per million per year [12–15].
ing subfrontal or transbasal craniotomy and a transfacial approach. Clinical sinonasal signs are often non-specific (nasal obstruction,
Endoscopic endonasal surgery has greatly progressed in the last 20 epistaxis, etc.), delaying diagnosis and treatment. Chronic uni-
years, broadening its indications. It was first introduced as func- lateral symptomatology is an alarm signal, especially in at-risk
tional endoscopic sinus surgery (FESS), and later developed for occupations: occupational exposure is to be screened for system-
benign skull-base pathologies such as cerebrospinal rhinorrhea and atically, whatever the histologic type and sinonasal location. Any
meningocele. More recently, transnasal-transethmoid approaches sinofacial cancer can be considered of occupational origin in case
were developed, enabling an endoscopic approach to the ante- of prolonged occupational exposure to tannins (wood, leather)
rior level of the skull base, with transnasal craniotomy if needed or nickel, according to the criteria of Tables 36, 37c and 47 of
[2]. This technical progress, combined with improved understand- the French occupational diseases listing [16]. Histologic identifica-
ing of the natural history of sinonasal malignancy [3,4], has made tion on well-conducted endoscopic biopsy is essential to diagnosis
endoscopic endonasal surgery a genuine alternative to transfacial and treatment, but should not involve ethmoidectomy with par-
approaches [3–11]. The present study first summarizes the clinico- tial tumor resection, which inevitably destroys important anatomic
pathologic features of these tumors and the principles of treatment, landmarks.
then describes the principles of transfacial surgical resection and Squamous cell carcinoma is the most frequent form of sinonasal
malignancy [2], especially in the maxillary sinus and nasal cavity.
It develops from respiratory mucosa subject to malpighian meta-
∗ Corresponding author. Tel.: +33 06 86 81 25 02. plasia. Inverted papilloma is the most frequent form of benign
E-mail address: antoinemoya@gmail.com (A. Moya-Plana). sinonasal tumor, associated with squamous cell carcinoma in about

http://dx.doi.org/10.1016/j.anorl.2016.06.001
1879-7296/© 2016 Elsevier Masson SAS. All rights reserved.
406 A. Moya-Plana et al. / European Annals of Otorhinolaryngology, Head and Neck diseases 133 (2016) 405–411

10% of cases [2]. Mean age at onset is 60 years, with a male/female predominance, and a mean age of 60 years at diagnosis. Classic
sex-ratio of 2:1. The most frequent location is maxillary; lymph- locations are: septum, turbinates (especially inferior) and maxil-
node involvement is found in 10–20% of cases. Overall 5-year lary sinus. There is lymph-node invasion in 10–20% of cases, and
survival is 50–60%, taking all stages together [15]. less than 5% remote metastasis at diagnosis [19]. Prognosis is poor:
Some 80% of sinonasal malignancies are of ethmoid origin. 5-year survival is less than 30%, with high risk of metastasis and
Unlike in American series, intestinal adenocarcinoma is found in of locoregional recurrence [22,23]; median survival is 24 months
80% of cases in Europe [1]. Most etiologies are occupational, involv- [23].
ing prolonged wood-dust exposure (mean: 20–30 years, with a This diversity of histologic types and low incidence make
minimum of 2 years) [17]. Other occupational factors have also prospective studies unfeasible, and consensual guidelines difficult
been reported, such as exposure to nickel, or chromium in the to determine. A decision tree was drawn up by the International
leather industry. The strong male predominance is related to a male and European Rhinology Societies in 2008 [2] (Fig. 1). Postopera-
predominance in these at-risk occupations. Mean age at diagnosis tive radiation therapy is usually recommended [2,16]: preferably
is 60 years; symptom latency means that diagnosis is usually late, intensity-modulated (IMRT), it provides benefit in local control and
with 65–80% of cases staged T3-4 [17,18]. Lymph-node involve- 5-year survival [2].
ment is rare, as is remote metastasis. Overall survival is 64% at 5
years and 49% at 10 years [16].
3. “Classic” surgical treatment of sinonasal malignancy
Cystic adenoid carcinoma (CAC) is the third most frequent form.
The sex-ratio is 1, and mean age at onset ranges between 40 and 60
Transfacial approaches are the gold-standard surgical treat-
years [10]. It develops in accessory salivary glands of the face. The
ment in sinonasal malignancy [24–26]. Various approaches have
most frequent location is maxillary. There is marked neurotropism,
been described for facial tumor. The paralateronasal approach
with frequent perineural infiltration along V2 and V3. Lymph-node
gives access to the ethmoid, while palpebral extension (Weber-
involvement is rare [19]. Remote (pulmonary) metastasis is fre-
Ferguson) provides wide access to the whole mid-level of the face.
quent and often late [16]. Overall survival is 57% at 5 years and 33%
These are preferable to sublabial approaches (Caldwell-Luc, Rouge-
at 10 years [16].
Denker, degloving), which entail less esthetic blemish but provide
Olfactory neuroblastoma is a rare neuroendocrine tumor devel-
less satisfactory operative site exposure, despite extensive release,
oping in the olfactory epithelium; this location classically accounts
incompatible with oncologic requirements.
for the observed early invasion of the cribriform plate and anterior
After performing a transfacial approach, two situations arise:
level of the skull base, although forms not involving the cribri-
form plate exist [4]. Metastatic lymph-node involvement is found in
5–8% of patients at diagnosis and 20–25% of patients overall [19,20]; • the tumor involves the maxillary infrastructure, requiring maxil-
remote metastasis (lung and bone) is found in 10% of patients. lectomy (usually in case of squamous cell carcinoma). Skull-base
There are two main classifications: Kadish’s (clinical-radiological) involvement is rare in these cases, and classically contraindi-
and Hyams’ (histological); recently, the Dulguerov classification cates craniofacial resection. When extension is restricted to the
was reported to be of better prognostic value. Five-year survival infratemporal fossa, medial or paramedian mandibulotomy may
ranges between 37% and 85% [21]; recurrence-free survival is 77% be associated: the hemimandible is luxated laterally to give
at 5 years and 53% at 10 years [21]. access to the parapharyngeal spaces and skull base, from the
Mucosal melanoma accounts for 1% of melanomas and 3% of pterygoid root medially to the floor of the medial cranial fossa
sinonasal malignancies. It develops from melanocytes in the neu- laterally. Free flap reconstruction now enables extensive facial
ral crests and disseminated in the sinonasal mucosa. There is male resection, with acceptable esthetic and functional results;

Fig. 1. Diagnostic and therapeutic management of sinonasal malignancies according to the International and European Rhinology Societies’ guidelines [4].
A. Moya-Plana et al. / European Annals of Otorhinolaryngology, Head and Neck diseases 133 (2016) 405–411 407

• the tumor spares the maxillary infrastructure, as is classically the allow adequate healing in the operative region. Delaying adjuvant
case in tumor of ethmoid origin. Osteotomy, contoured according therapy may impair local control, however, and most teams rec-
to tumor location and extension, may give access to nasal cavity ommend an interval of 6 weeks to 2 months.
or maxillary, ethmoidal or sphenoidal sinus lesions, then being
replaced and fixed at end of procedure; however, this entails
a non-negligible risk of radionecrosis in case of postoperative 4. Development of minimally invasive surgery
radiation therapy. In this situation, tumor extension restricted
to the anterior skull base may be managed on a paralateronasal Indications for endoscopic endonasal surgery have greatly
transfacial approach, with oncologically satisfactory results [24]. progressed over the last 20 years, from a functional proce-
Craniofacial resection is the classical approach for sinonasal dure, to surgery for aggressive benign tumor (inverted papilloma,
tumor extending to the anterior skull base; first described by nasopharyngeal fibroma) in the early 1990s, to skull-base surgery
Dandy, it was promoted by Ketcham in 1963. It combines frontal (cerebrospinal rhinorrhea, meningocele, encephalocele, etc.), and
craniotomy and a transfacial approach; to avoid the latter when then malignancy surgery in the early 2000s. The first transnasal
there is no nasal bone or lacrimal pathway involvement, a sub- craniotomies date back to 2005. Recent progress, in instrumen-
frontal transcranial approach (Raveh’s approach) was developed: tation, imaging, video-cameras, navigation, anesthesia, etc., are
osteotomy is naso-fronto-orbital, allowing direct access to the enabling ever more complex procedures, such as for parasellar
ethmoid and anterior skull base, but less well-adapted for the lesions in contact with the supraclinoid internal carotid artery
anteroinferior parts of the nasal cavity and maxillary sinus. or cavernous sinus and even certain tumors of the craniocervical
Skull-base defect reconstruction generally uses fascia lata or junction (clivus chordoma, odontoid lesions, etc.) or of the sphe-
an epicranial and/or pericranial flap. These procedures are per- notemporal junction.
formed by a team comprising ENT and neuro-surgeon, and were Management of sinonasal malignancy is multidisciplinary, and
the gold standard of the 2000s. technological progress has concerned several specialties. Sur-
gically, there has been particular progress in instrumentation,
However, this heavy and sometimes damaging surgery shows notably with high-definition video cameras, powerful cold-light
a high rate of complications. In a multicenter cohort of 1193 sources (Xenon, then LED), long and angulated instruments,
patients, Ganli et al. reported a 36.3% rate of postoperative microdebriders, and highly effective dedicated endoscopy motors.
complications (including 16.2% neurological, 4.8% general and Surgical technique has also progressed, with 3-hand (one-nostril
1.7% ophthalmological) and 5% perioperative mortality [25]. The approach) or 4-hand endoscopic surgery (two-nostril after septal
main neurological postoperative complications were cerebrospinal resection), enabling 2-handed dissection of critical anatomic struc-
rhinorrhea, pneumocephalus (sometimes compressive), infec- tures (skull base, meninx, brain, optic nerve, etc.) (Fig. 2).
tion (meningitis, abscess, empyema, etc.), hemorrhage (subdural Advances in imaging (CT and MRI) and the contribution of neu-
hematoma, intraparenchymal hemorrhage, etc.), frontal syndrome ronavigation (indispensable in case of prior surgery) have improved
and consciousness disorder, sometimes as severe as a coma. Oph- pre- and intraoperative assessment of tumor extension and espe-
thalmologically, optic pathway or oculomotor muscle lesions and cially proximity to neurovascular structures (Fig. 3). Intraoperative
lacrimal pathway involvement (leading to chronic epiphora and hemostasis has been optimized by innovative instrumentation
iterative dacryocystitis) were reported [25]. General complications (bipolar coagulation, laser diode, intraoperative Doppler), new
concern postoperative intensive care, prolonged hospital stay and hemostats (Surgicel® , Surgiflow® , Floseal® , etc.) and, especially,
the patient’s comorbidities. There may also be late-onset com- progress in interventional neuroradiology (preoperative tumor
plications: following radiation therapy (which is more or less embolization, treatment of intraoperative vascular scars).
systematic), necrosis in the naso-fronto-orbital osteotomy was New endoscopic approaches have also been developed: trans-
reported, with osteomyelitis of the frontal bone and skull base; maxillary approach, giving access to deep facial spaces, and anterior
these complications may necessitate surgical removal of the flap level approaches, giving access to the entire anterior skull base
and reconstruction which is complex and may prove impossible (Fig. 4). The latter enable resection of extension to the anterior skull
in a supra-infected post-radiation environment. There may also be base, meninges, cerebral parenchyma, C1-C2 junction and poste-
onset of nasofacial fistula (radiation-induced cutaneous necrosis rior fossa; they include a transnasal craniotomy step, and require
exposing the sinus cavities). skull-base plasty at end of procedure [27].
As well as elevated morbidity, craniofacial resection has cer-
tain technical limitations. En-bloc tumor resection is the oncologic
desideratum, but is often difficult to apply in skull-base surgery [2].
Despite the wide approach, en-bloc removal of the ethmoid (with
medial orbital wall, skull base and intranasal tumor extension)
is technically complex due to the deep and narrow surgical field
with non-extensible (bone) walls and proximity to critical struc-
tures: brain, optic nerve, brainstem, etc. The tumor is, in reality,
often fragmented. For these same reasons, a transfacial approach
does not usually allow precise intraoperative visualization of tumor
extension.
Finally, the high rate of postoperative complications greatly
increases mean hospital stay and delays initiation of radiation
therapy, which may even not be performed at all in case of
severe complications requiring several months’ hospitalization.
The skull-base bone defect is often large, delaying healing before
any radiation therapy can be applied to the skull-base plasty. Thus,
in view of early cerebral complications with onset after initiation
of radiation therapy at 6 weeks postoperatively, Lund et al. [26]
respected a mean 3-month interval before radiation therapy, to Fig. 2. Four-hand surgery, enabling precise dissection of frontobasal dura mater.
408 A. Moya-Plana et al. / European Annals of Otorhinolaryngology, Head and Neck diseases 133 (2016) 405–411

Fig. 3. Left ethmoid olfactory neuroblastoma conserving orbita but involving cribriform plate and infiltrating the meninges. Cerebral parenchyma conserved.

Fig. 4. New endoscopic approaches to the face.

The application of endoscopic surgery in oncology was delayed An alternative approach was developed, also comprising cen-
by the impossibility, usually, of achieving en-bloc tumor resection, tripetal tumor dissection with resection of the tumor implantation
and was thus initially restricted to small (T1-T2) tumors. Results base, whether mucosal, periosteal, osseous or meningeal [31].
from various pioneering teams in sinonasal and skull-base surgery This radical ethmoidectomy (endoscopic resection with transnasal
subsequently highlighted the fact that the key point is to remove craniectomy: ERTC) comprises 6 steps:
the whole tumor with safe margins, whether fragmented or not
[28–30].
Thus, for adenocarcinoma in patients in the wood industry, an • tumor debulking;
endoscopic resection technique has been codified, combining cen- • nasal septum resection for a 4-hand approach;
tripetal radical ethmoidectomy (or nasalization) and resection of • Draf III frontal sinusotomy and centripetal mucosal resection
the olfactory cleft, which is the principal origin of these tumors [3]. with subperiosteal dissection;
A. Moya-Plana et al. / European Annals of Otorhinolaryngology, Head and Neck diseases 133 (2016) 405–411 409

Fig. 5. Endoscopic view of skull base after complete tumor resection (resection of ethmoid bone, cribriform plate, crista galli, meninx and olfactory bulb).

Fig. 6. Principles of skull-base reconstruction by triple layer of fascia lata: intradural intracranial, extradural intracranial, extracranial. Photograph (left) showing positioning
of fascia lata; and (right) CT, sagittal slice, showing D1 postoperative aspect.

• resection of bone and/or cartilage in contact with tumor (skull difficult to treat, is prevented. And finally, postoperative quality
base, lamina papyracea, anterior side of the sphenoid); of life has been shown to be better: several quality-of-life studies
• resection of dura mater, olfactory bulbs and periorbital region, based on the Anterior Skull Base QoL Questionnaire (general health
depending on tumor extension (Fig. 5); status, pain, independence, and taste, odor, esthetics, epiphora, rhi-
• dura mater and skull-base plasty (Fig. 6). norrhea and vision) have been conducted, and showed significant
benefit with endoscopic surgery at 1 year postoperatively [36,38].
These centripetal tumor dissection techniques enable precise Minimally invasive surgery applies only to selected patients,
resection by “controlled fragmentation” under endoscopic and his- respecting contraindications (see Box 1) related to tumor exten-
tologic control. Iterative frozen section biopsy is performed in sion: anterior facial skeletal involvement necessitates a transfacial
macroscopically healthy tissue remote from the tumor through- approach; massive orbital extension with muscular or eyeball
out the procedure to ensure exhaustive resection. This radical involvement requires exenteration; supra-orbital dural exten-
ethmoidectomy with transnasal craniotomy, producing a transcrib- sion requires control by craniotomy; and maxillary infrastructure
riform approach, has thus become an alternative to craniofacial involvement requires maxillectomy [2].
resection, allowing strictly endoscopic resection of sinus tumors
with extension to the skull base, meninges or sometimes cerebral
parenchyma. It may be considered in tumors with strong potential
Box 1: Contraindications to exclusive endoscopic
extension to the olfactory nerves (especially esthesioneuroblas-
approach in sinonasal malignancy [4].
tomas), and in case of large contact with or erosion of the skull Absolute contraindications:
base or of limited meningeal invasion [31–35].
The advantages of an endoscopic approach are numerous. The • ocular extension;
most obvious is the absence of postoperative scar or facial defor- • maxillary involvement other than sinonasal wall;
mity. Also, intraoperative visualization of anatomic structures • cutaneous extension;
and tumor extension is improved. But its principal advantage • anterior and/or lateral frontal sinus invasion;
lies in significantly lower surgical morbidity, and consequently • dural invasion with lateral extension beyond medial, orbital
shorter hospital stay and convalescence [36,37,32,38,39]. By avoid- wall;
• clear cerebral parenchyma invasion.
ing large-scale craniofacial dissection with osteotomy and cerebral
retraction, the overall complications rate is reduced to 9–11%
Relative contraindications:
and perioperative mortality is virtually abolished [36,32], whereas
older craniofacial resection series showed a 36.3% complications • vascular invasion (internal carotid artery, cavernous sinus);
rate and almost 5% perioperative mortality [25]. The most frequent • optic chiasm involvement;
complication is CSF leakage (3–4%). The complications rate is higher • posterior fossa involvement;
in case of stage T4 tumor and of endoscopic craniectomy [38]. As • tumoral extension under C2 plane.
there is no osteotomy, post-radiation osteonecrosis, which is often
410 A. Moya-Plana et al. / European Annals of Otorhinolaryngology, Head and Neck diseases 133 (2016) 405–411

5. Oncological results of endoscopic surgery for > T4b), with less perioperative morbidity (fewer complications,
shorter hospital stay). Three-year oncologic results, however, were
The assessment of the oncologic results of endoscopic endonasal comparable between cohorts, with a trend toward better outcome
surgery is an essential step to validating applications in sinonasal in endoscopic surgery (overall survival, 76.7% vs 61.3%; P = 0.547).
malignancy: a novel technique cannot be validated unless it is at Analysis of the data thus suggests that the two techniques are
least equivalent to the gold standard technique – in the present oncologically equivalent in selected cases of ethmoid adenocar-
case, transfacial surgery. Prospective randomized studies in this cinoma. Preoperative assessment of tumor extension, histologic
regard can hardly be set up, given the low incidence, wide his- type and comorbidities determines the approach and therapeutic
tologic heterogeneity and strong current trend in favor of the sequence: neoadjuvant chemotherapy, radiation therapy, etc.; the
endoscopic attitude in view of the highly favorable observed results less damaging approach should be chosen, so long as resection is
with respect to morbidity. optimal.
The unfeasibility of en-bloc resection initially appeared to be A few similar studies have been conducted in olfactory neu-
a serious limitation of endoscopic oncologic surgery. However, roblastoma. One meta-analysis, totaling 390 patients undergoing
large tumors are generally fragmented, on whatever approach, craniofacial resection, found 45% 5-year recurrence-free survival
whether craniofacial or endoscopic [2]. It moreover would seem [45]. Another, with 361 patients, compared endoscopic and cra-
that whether resection is en-bloc or piecemeal does not affect prog- niofacial resection and found better overall 10-year survival with
nosis as long as the margins are safe [28,29]. Positive margins, on endoscopy [46], although with a major recruitment bias given
the other hand, constitute an independent risk factor for recurrence the predominance of advanced stages in the craniofacial group;
and reduced survival [29,40]. The rate of positive margins in cra- also, median follow-up was significantly shorter in the endoscopic
niofacial resection, taking all histologic types together, is reported group, whereas olfactory neuroblastoma tends to show late recur-
to be 15–17% [37,40]; rates for endoscopic surgery are comparable, rence.
at 10–19% [37,32]. Finally, in squamous cell carcinoma, the largest endoscopic
As stated above, sinonasal malignancy is a heterogeneous group, series to date [47] comprised 34 patients, with predominance of
with varying natural history and prognosis. The interpretation of T3-4 (85%). Five-year overall survival was 78% and recurrence-free
published results is therefore complicated by a large number of survival 62%. However, patient selection was strict and the sample
series that are not comparable in terms of histology or manage- size small.
ment. The present literature review therefore focused on results
according to histology, to minimize analytic bias.
6. Conclusion
Intestinal type adenocarcinoma (ITAC) of the ethmoid sinus is
the form of sinonasal malignancy for which cohorts and follow-
Analysis of the literature establishes the feasibility, low mor-
up are presently greatest. Oncologic results for transfacial surgery
bidity and oncologic safety of endoscopic surgery for sinonasal
were reported mainly in two retrospective series. Choussy et al.,
malignancy in rigorously selected patients. The significantly lower
in a multicenter study of 418 patients undergoing surgery (with or
postoperative morbidity allows earlier radiation therapy, which
without postoperative radiation therapy), of whom 64.6% were T3-
may improve control. However, further studies with longer
T4, reported 64% overall 5-year survival [17]. De Gabory et al., in
follow-up (especially in slowly progressing pathologies such as
a series of 95 patients (76% T3-T4) undergoing transfacial surgery
olfactory neuroblastoma) and histologic stratification are needed.
with postoperative radiation therapy, reported 77% overall 5-year
Management is multidisciplinary. The impact of neoadjuvant
survival [18].
chemotherapies, new radiation techniques (IMRT, proton therapy)
In endoscopic surgery, Vergez et al., in a multicenter retrospec-
and innovative treatments (immunotherapy, targeted therapies)
tive study of 159 patients (49% T3-T4) at a mean 32.5 months’
remains to be determined.
follow-up, reported 62% overall 5-year survival and 74% specific
survival; postoperative radiation therapy was implemented in 130
cases [41]. Recently, Jorisen reported a single-center study of 123 Disclosure of interest
patients (43.9% T3-T4) treated by endoscopic surgery followed by
radiation therapy; mean follow-up was 66 months; overall, specific The authors declare that they have no competing interest.
and recurrence-free survival were 68%, 82% and 62% respectively
at 5 years and 51%, 74% and 45% at 10 years [42]. Castelnuovo et al. References
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