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COGNITION AND INSTRUCTION, 1993, 10(2 & 3), 105-225
Copyright@ 1993, LawrenceErlbaumAssociates,Inc.
Toward of Physics
an Epistemology
AndreaA. diSessa
School of Education
Universityof California, Berkeley
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106 DISESSA
INTRODUCTION
Control of the physical world is one function for the sense of mechanism-
being capable of taking actions so that they have felicitous consequences. But
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TOWARD AN EPISTEMOLOGYOF PHYSICS 107
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108 DISESSA
IntuitivePhysics in Brief
Although there have been many attemptshistoricallyto understandthe develop-
ment of physical causalitythat relate in importantways to what is said here, one
recent trend is notable. Especially during the last 15 years, a significant body
of datahas accumulatedconcerningintuitivephysics, sometimes underthe label
of "preconceptions,""misconceptions,"or "alternativeconceptions"(Brown &
Clement, 1987, 1989; Clement, 1982, 1983, 1987; Confrey, 1990; diSessa, 1982,
1983; Eylon & Linn, 1988; McCloskey, 1983a, 1983b; Minstrell, 1982; Ronca-
to & Rumiati, 1986; Viennot, 1979; Vosniadou, 1989). Studies in the United
States have focused largely on studentsin high school and early college and, at
that level, tell a story of the failure of school physics to affect the fundamental
beliefs of studentsabout the workings of the physical world. When confronted
with qualitativeproblems,most of which scarcelyappeartrickyor out of the range
of basic understanding,studentsoffer descriptionsand solutions that are incon-
sistent with and often in direct contradictionto basic physics principles. Qualita-
tive is an importantqualification in that students may be capable of solving a
problemposed in explicitly quantitativeterms, yet they may thinkvery different-
ly when asked for a qualitativeanalysis of the same problem. These studies also
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TOWARD AN EPISTEMOLOGYOF PHYSICS 109
showthatintuitivephysicsis quiterobust-changingrelativelylittledespiteyears
of physicsinstruction.In fact, its robustnessmaybe its most strikingfeature.
Althoughtheparameters of its systematicity arenotwellcharted,it is notunusual
to findthatroughly50%of studentsagreeon the mostcommonanswerandthat
mostof theremainingstudentschoosefromamongrelativelyfew otheranswers.
A simpleandancientexampleof intuitivephysics,discussedin the dialogs
of Galileo,is the expectationthata cannonballreleasedfromthe top of a mast
of a movingshipfalls straightdown,directlytowardthe centerof the earth.Be-
causethe shipcontinuesto moveduringthefall, one mightreasonthatit moves
"outfromunder"the cannonball,whichthenlands"behind" the footof themast.
Thisis a misconception in thatthe cannonballactuallyfallsstraightdownin the
movingframeof the shipandmast.In doingso, it falls directlyto the baseof
themast(ignoringsmalleffectsof airfrictionandtherotationof theearth).Differ-
ently said, the cannonballstartsits fall alreadypossessingthe forwardmotion
of the ship,and,conservingthatmomentum,it thuskeepsupwiththe ship'sand
mast'sforwardmotion.
More subtly,one finds students'analysesthat are basedon correctliteral
descriptionsof phenomenabutthatimplyan incorrectunderstanding of the un-
derlying mechanism. A novice sees that a coin tossedin the air at
stops thepeak
of its trajectorybecauseof balancedforces. A physicistsees only one forceon
thecoin, theconstantdownwardforceof gravity.Theupwardmotionof thecoin
afterit leavesthe handperpetuates itselfwithoutexternalor internalforces.To
manynovices, satellites in
go circularorbitsbecausecentrifugalforce, which
by itselfwouldcausethe satelliteto fly away,is balancedby thepullof gravity,
whichby itselfwouldcausethe satelliteto fall to earth.A physicistagainsees
only one force, gravity,andmaintainsthatthe satelliteis falling(accelerating)
towardthe earth.Centrifugalforce simplydoes not exist.
Intuitivephysicsas describedearlierclearlyexists,butfundamental questions
aboundconcerningwhatone shouldmakeof it. Oneof thebestknowninterpre-
tationsis thatintuitivephysicsrepresentsa coherent,even theoretical,view of
the world.MichaelMcCloskey(McCloskey,1983a,1983b,1984;McCloskey,
Caramazza, & Green,1980)is a notableproponentof thisview. His ideasmake
an excellentpointof reference,to whichI referseveraltimes.The educational
implicationsof the view of intuitivephysicsas theoreticalincludethatmiscon-
ceptionscanandshouldbe confronted,overcome,andreplacedby validprinci-
ples (e.g., McCloskey,1983b).Forthisconclusionto be viable,misconceptions
needto be relativelyisolableandfew in number,theyneedto be falseor at least
unproductive so thatreplacement is in order,andthey needto be amenableto
with
"attack" dataandargument.Thismonograph questionsall of theseassump-
tions.Instead,I approach intuitivephysicsas anexpressionof anunderlying sense
of mechanism thatoccasionally exhibitsrelativelyuniformresultsbutonthewhole
lacks importantsystematicitiesof theoreticalscience. As such, it does not need
to be replaced so much as developed and refined.
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110 DISESSA
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TOWARD AN EPISTEMOLOGYOF PHYSICS 111
THEORYSKETCH
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112 DISESSA
"becausethat'sthe way things are."In these cases, p-prims become the intuitive
equivalentof physical laws; they may explain otherphenomena,but they are not
themselves explained within the knowledge system.
The name,phenomenologicalprimitive,is meantto captureseveralof the most
importantcharacteristicsof these objects. They arephenomenologicalin the sense
thatthey often originatein nearly superficialinterpretationsof experiencedreali-
ty. They are also phenomenologicalin the sense that, once established, p-prims
constitutea rich vocabularythroughwhich people rememberand interprettheir
experience. They are ready schemata in terms of which one sees and explains
the world. There are also two senses of primitivenessinvolved. P-primsare often
self-explanatoryand are used as if they needed no justification. But also, primi-
tive is meant to imply that these objects are primitive elements of cognitive
mechanism-nearly minimalmemory elements, evoked as a whole, and they are
perhapsas atomicand isolateda mentalstructureas one can find. This latterspecu-
lation is not essential to the more general image of intuitiveknowledgepresented
here, but it helps specify a preliminarycomputationalmodel.
2. Cognitivemechanism:P-prims act largely by being recognized. Recogni-
tion does not literally mean being seen. Rather, it means being cued to an active
state on the basis of perceived configurations,which are themselves previously
activatedknowledgestructures.One can view this recognitionas occurringroughly
in layers. At the top are relatively conscious ideas and concepts that involve and
are cued by lower level elements, down to sensory schemataor other low-level
but less directly data-drivenaspects of internal state. In this very rough model,
p-primsoccupymidlevels.They belongneitherto the lowest, possibly"hard-wired"
and data-drivensensory elements, nor to the world of ideas, or named concepts
and categories. Learningshould provide that p-prims are activatedin appropri-
ate circumstances,and, in turn, they should help activateother elements accord-
ing to the contexts they specify.
For describing the operation and systematicity of p-prims, we need a more
refined model of cognitive mechanismthan simply recognition. This refinement
can be provided by a description of the local topology of the recognition net-
work. The topology is based on successive activation-which elementscue which
others. The way a particularp-prim'stransitionto an active state is affected by
other previously activated elements is called cuing priority. High or low cuing
priority indicates a stronger or weaker connection between structuresthat are
antecedentin the cuing sequence and the recognized one. A high cuing priority
means only a small additionalcontingentactivationis needed over the described
context to activatethe element in question. The contingentactivationis provided
by other parts of the network, and the context should be described in terms of
particular,relevant,and active elements. Suppressioncan be representedby nega-
tive cuing priority.
Reliabilitypriority describesprocessing initiatedby the activationof a p-prim
that can more or less directly affect that element's state at future times. In other
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OF PHYSICS
TOWARDAN EPISTEMOLOGY 113
my-therapist- these-
is-on- people-are-
vacation! threatening
mommy- mommy-
is-near! is-near?
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114 DISESSA
1Structured priorities has little value in describingelements connectedby long chains of thought.
In the extreme case of several hoursor even days of thought, even if the thoughtsequence is coherent
in some sense, factors such as whether or not you managedto find the appropriateliteraturerefer-
ence, interruptionsby other tasks, along with the intrinsic instability of human thinking patterns,
make cuing and reliabilityprioritiesdubiousas intrinsicmeasuresof relationsin the knowledge sys-
tem. They "averageover" too many contingencies. However, intuitive thought operates primarily,
I believe, over short intervals of coherence. Long time-scale coherence, presumablya product of
persistentand/or easily reactivatedelements (e.g., problem-solvingstrategiesor goal, plan, and in-
terestpatterns),will not concernus in greatdetail.This is clarifiedin the sectionon cognitivemechanism.
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TOWARD AN EPISTEMOLOGYOF PHYSICS 115
physical world. But, a more drastic revision in the intuitive knowledge system
is in the change in function of p-prims. They can no longer be self-explanatory
butmustdeferto muchmore complex knowledgestructures,such as physics laws,
for justification. P-prims come to serve weaker roles, as heuristic cues to more
formal knowledge structures,or they serve as analyses that do their work only
in contexts that are much more particularthan the range of applicationof the
general or universallaws of physics. I call this reuse and integrationof intuitive
knowledge structuresinto the functionalencoding of expertisedistributedencod-
ing. This name is intendedto imply thatthe encoding of, for example, a physical
law may be spread over many intuitive contributorsthat each play some small
role in "knowingthe law." Whereas in some cases knowledge may be packaged
in explicit bundlessuch as propositionsand formulae,invoking such bundlesand
unpackingtheir meaning in contexts of applicationmay requirea large number
of specialized structures, which may be p-prims.
Accompanyingthis change in the functionof p-primsfrom relatively isolated,
self-explanatoryentities to pieces of a larger system is a substantialstructural
change in the priority network. The depth, breadth, and integrationof the ex-
pert's priority network marks a major change from intuitive physics.
4. Systematicity:Systematicityis difficultto approachfor three reasons. First,
no initial assumptionsabout systematicityare built into the theory. Second, the
empirical methods used so far are better crafted to identifying elements rather
than systematicities.Finally, work so far suggests thatthe set of physicalp-prims
is, in fact, ratherlarge and loosely coupled. Nonetheless, because of its probable
importance,I begin with the following a priori list of kinds of systematicity,to
which I later attach appropriateexamples.
A. Mutual use: The mere use of p-prims in dynamic sequence, or simply in
relatively standardclusters, provides a kind of systematicitythat can ac-
count for sets of p-prims all being raised or lowered in priority simul-
taneously.
B. Commonattributes2(common'base vocabulary"):If some p-prims all in-
volve the use of a common base vocabulary of other prims, they clearly
enter into a particularrelationshipwith each other. A specific set of attri-
butes might provide for a kind of utility package that is frequently used
and determines overall characteristicsof the system, such as the salience
of whole classes of phenomena.
C. Top-downcoherence: Symbolic and verbal propositionsare prominentin
instruction.It is possible to view these as being learnedprior to the broad-
er coordinationsin intuitive knowledge that are eventually required. This
is like the way learning slogans may precede a deeper commitmentto a
political ideology. Learningby starting"atthe top" in this way is similar
21 use the term attributein a very general sense as a feature of a situation, without necessarily
implying strict attachmentto objects, a family of attributevalues, or other systematicities.
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116 DISESSA
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TOWARD AN EPISTEMOLOGYOF PHYSICS 117
METHOD
The primaryempiricalbase for this monographis a series of interviewsconduct-
ed over a 3-year period with studentstaking elementaryphysics at MIT. Each
of the approximately20 students was interviewed for roughly 1 hr each week
during the course of first-term physics (mechanics). The sessions were audio
recorded. Studentswere selected on the basis of (a) doing well in physics in high
school (and almost all subsequentlydid well in their course at MIT) and (b) be-
ing reasonablycompetentin thinkingaloud as judged in a preliminaryinterview.
To this base, I have added the experience of informally interviewing a signifi-
cantly greaternumberof subjects, from high school level to adult nonscientists.
This seems appropriatebecause the natureof the enterpriseis to uncover plausi-
ble structuresand mechanisms, not to prove the existence of any particularone
or to accumulatereliable statistics.
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118 DISESSA
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TOWARD AN EPISTEMOLOGYOF PHYSICS 119
it is an individual's
Bootstrappingproblem. Fundamentally, extended ex-
perience with the physical world that determineswhat particularp-prims exist.
These are not specified in advance by the theory. So validationthrough estab-
lishing systematicitiesamong elements and continuitiesin developmentdepends
on getting the elements right, not just their generic properties. There are few
strong "dataless"predictions to be made.
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120 DISESSA
P-Prims
HeuristicPrinciplesfor Identifying
Despite the difficultiesenumerated,I believe thereare opportunitiesto buildrela-
tively firm empiricallybased accountsof p-prims. Again, the core task is to bring
data and argumentsof various sorts to bear on the natureof individualp-prims.
I use data in the verbal protocols to build a case for each p-prim. Subjects'spon-
taneouslyproposedpredictionsand explanationsare critical data. Evidence con-
cerning satisfactionwith a particulardescriptionof a situationand the predictive
implicationsof those descriptions(e.g., confidenceor, alternatively,ambivalence
or searchfor alternatives)is also particularlyimportantin establishingpriorities.
Many times I describe data as generalities about predictions and explanations.
These are comparableto typicalepidemiologicalresultsof misconceptionsstudies
that report correct and incorrectanswers and sometimes also report suggestive
explanationsproducedby subjects.Populationfrequencies,however, are not rele-
vant to the argumentsmade here. Sometimes I use particularcritical instances
or citations from protocols to make more particularpoints.
The cases that emerge concerning individualp-prims need criteria for judg-
ment, which are provided by the principles that follow. If a case is strong by
many or most of the criteria, the proposedp-prim should be consideredvalidat-
ed. If it is weak, the case may be improved by reformulatingit in view of its
particularweaknesses,proposingalternativeinterpretations,and evaluatingthose.
I will not belaborthe ways in which these principles reinforceeach other and
follow from the theory sketch. To help make connections with what follows,
however, I anticipatesome results in the context of the principle that gave rise
to those results. Most of the principlesare two-edged. They bothjudge proposed
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TOWARD AN EPISTEMOLOGYOF PHYSICS 121
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122 DISESSA
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TOWARD AN EPISTEMOLOGYOF PHYSICS 123
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124 DISESSA
"competitive
subjects' Ingeneral,I foundfirstanswersalmost
argumentation."
never exhaustedthe ways people could think about the situationsproposed. The
dynamic was frequentlyextensive and informative. The following methodologi-
cal principlesare very general.However,especiallythe firsttwo haveparticu-
larly apt application to uncovering p-prims.
and
Principleof redescription. In sparseknowledgesystems,it is important
difficult to get the descriptive frame right. Commonsensevocabularyand intui-
tively ready characterizationsseldom suffice. Thus, tuning and competitive ar-
gumentationconcerningmultipledescriptionsof a p-primcan optimizecoherence
with other principles.
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TOWARD AN EPISTEMOLOGYOF PHYSICS 125
ELEMENTS
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126 DISESSA
Forceand AgencyElements
Ohm'sp-prim. I beginwitha prominentandrichlyconnectedelementthat
I call Ohm'sp-prim. It comprises the following subentities:an agent that is the
locus of an impetus thatacts againsta resistance to producesome sort of result.
The major function of this element is to provide for activation(SystematicityA,
mutualuse) of a set of qualitativerelationshipsamong differentialsin the effort
of the agent (amountof impetus), the resistance, and the result: More effort im-
plies more result; more resistanceimplies less result; and so on. The assumption
is that activationof Ohm'sp-prim attachedto particularcircumstanceallows one
to use these qualitativeproportionalitiesas needed for predictionandexplanation.
Ohm'sp-primcan be abstractedfrom any numberof physicalexperiences,such
as pushingobjects.It servesthe fundamentalfunctionsof (a) allowingone to modu-
late appropriatelyone's effort and (b) explaining why that modulationis needed
and effective. One pushes harderto move heavy objects, which "resist"motion
more. It is plausible that this p-prim evolved out of and extends the usefulness
of completely inarticulatecapabilitiesto respondappropriatelyto tasks requiring
differentamountsof exertion. Thus, Ohm'sp-prim may be a common abstraction
over a broad range of already competent sensorimotor schemata. How much
knowledge appearsin compiled form and is only later abstractedinto felt-to-be
explanatory schemata is an importantand open question.
Ohm'sp-prim also seems to interpretintellectualand interpersonalrelations,
such as trying harderand influencing, in additionto directly physical situations.
In these latter cases, as in cases in which Ohm'sp-prim is invoked to serve ex-
planatorypurposes, purely sensorimotorschemataare inadequateto accountfor
familiar human competences.
A situationfabricatedto elicit Ohm'sp-prim clearly is the case of a vacuum
cleaner that is switched on, and then its intake nozzle is covered. Subjects are
asked whetherthe pitch of the motor goes up or down, and why. In the vacuum
cleaner, the motor is a model impetus; indeed, agency in the weak form of an
initiatorof motion is undoubtedlya coordinateattribute,that is, an attributecon-
nected with a high cuing priorityto motors. (Coordinateattributesare a particu-
lar subclassof SystematicityA, mutualuse.) Coveringthe nozzle is an interference
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TOWARD AN EPISTEMOLOGYOF PHYSICS 127
5This interpretationprobably forces us to see the impetus as residing in the motor, but not to
coincide with its motion: Motion is a realized impetus. The alternativeis seeing impetus directly
in the motor'smotion. I will not try to settle the questionof which way Ohm'sp-prim applies. Indeed,
it may be that the recognitionof Ohm'sp-prim does not imply that the subjecthas selected an unam-
biguous interpretation.A p-primmay be cued withoutfirm binding of its "slots."Not discriminating
close interpretationsand inabilityto localize attributessuch as agency are typical of the kinds of limi-
tations I posit for intuitive physics. See Appendix A for further discussion.
6In this case, the linking of impetus directly to motion of the motor seems more plausible than
linking it to the hidden cause of that motion.
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128 DISESSA
Agency orients thinking about the most fundamentalideas of physics long into
universityinstruction.Particularelements built directly on agentive phenomena,
such as Ohm'sp-prim, find their way into the working vocabulary, if not into
the fundamentalbeliefs of expert physicists. Furthercomments on agency are
found in diSessa (1983), and I returnto the topic later in this monograph,partic-
ularly in the section on development.
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TOWARD AN EPISTEMOLOGYOF PHYSICS 129
71 did not obtain convincing protocol data to supportthe separate encoding of successful and
unsuccessful versions of resistance as opposed, for example, to two separate attributions-one of
resistanceand one of success-nonsuccess. In the same way, active and passive versions of resistance
might be combinationsof independentattributions.Betterdataand argumentare needed to settle the
issue.
8It is more accurateto say a gyroscope does not turn in the directionyou twist it. See force as
a spinner, discussed shortly.
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130 DISESSA
O O
o oo
F F
FORCEAS A MOVER FORCEAS DEFLECTOR
to predict that an object, when pushed from rest, moves in the direction of the
push. The difference between novice and expert use is that the expert priority
system "knows"much better when to and when not to use that intuition.
Ohm'sp-prim applies to the relationsbetween the agent'seffort and its result
in situationswhereforce as a mover applies. More push means more resulting
motion (greater speed or more distance). Here, the resistance slot in Ohm'sp-
prim is occupiedby the spontaneousresistance remarkedon earlier and is usual-
ly taken, effectively, to be proportionalto the weight of the object.
....
FIGURE 3 Force as a spinner predicts the yo-yo spins counterclockwiseand rolls to the
left. It actually rolls to the right.
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TOWARD AN EPISTEMOLOGYOF PHYSICS 131
provides a correct prediction in this instance. Almost no one who senses both
possibilities has any way to decide which applies. Again, p-prims are relatively
primitive;there are, in general, no methodsor more reliableknowledgeelements
to decide conflicts.
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132 DISESSA
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TOWARD AN EPISTEMOLOGYOF PHYSICS 133
Dyingaway/warmingup. Everyonerecognizesthephenomenon
thatearthly
motion essentially always dies away. Although it can be explained with notions
such as friction and dissipation, dying away is often taken intuitively as a primi-
tive. This p-prim is essentially the stipulationthat a certainpatternof amplitude
(gradualdiminuendo)is naturalfor a particularclass of amplitudes(actions by
inanimateobjectsthatare not subjectto continuousinfluence).Novice adultsoften
treatdying away as a relative primitive. That is, they will often be satisfied with
an explanationthat does not have any particularcause for the dying away. But
if their attentionis drawn specifically to the issue of dying away, they may seek
causes such as the interferenceof gravity or friction. This responsivenessto the
need for deeperexplanationexhibitsa gradientin theirsense of mechanism(toward
more reliable descriptions), albeit not a steep or reliable one.
The situationof bringingan object up to speed, like a car accelerating, seems
to be the occasion for abstractinga warmingup primitive-that it takes some time
for any result quantityto reach its final value when a change in impetus takes
place. Put more succinctly, change takes time. The warming up to speed in a
toss is precisely the phase acceptedas unproblematicin a toss. Althoughweaker
than motion dies away, warmingup is sometimes applied in inappropriatecon-
texts such as the change of acceleration given a change in force on an object.
Some studentsbelieve the accelerationthata force causes in an object, especially
if it is very rapid, continues for a time after the force ceases. To a physicist,
change of force is instantly realized in a change of acceleration.
ConstraintPhenomena
For a physicist,bouncing(a moving objectimpingeson a fixed one andrebounds),
blocking (an object's tendency toward motion is thwartedby another object in
its path), and similar constraintphenomenasuch as supporting(blocking, where
gravity is supplyingthe thwarteddownwardimpetus)or guiding9(such as a tube
does to a ball moving inside) must be reducedto the action of forces. They can-
not be appealedto as primitiveexplanations.Naively, these phenomenaare known
to happen in their respective circumstancesand need no explanationat all, let
alone an explanationin terms of a force-like interaction. When these expecta-
tions are questioned, naive adultsappealto justificationsthat sound more logical
(essentially reductioad absurdum)than mechanistic:"Itwould be absurdfor the
ball to penetratethe wall of the tube."Withinthe naive sense of mechanism,im-
penetrabilitycan be taken to be a mechanicalexplanation,but it is not primitive
in a physicist's world view.
9The use of standardlexical terms to describe p-prims may invite the misinterpretationthat p-
prims are the conventionalmeaningsof these terms. In general, p-primsare a good deal more specif-
ic than word meanings, possibly closer to individual senses of words. Readers should treat p-prim
names simply as mnemoniclabels for particularabstractscenariosratherthantakingnaturallanguage
meanings too seriously.
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134 DISESSA
l'There is probablya basic p-prim at the root of the concept of springiness. I discuss this later
as the spring scale primitive. It is fairly easy, however, to discuss springiness with students. Thus,
it is likely springiness also belongs to the category of more elaboratedand conscious concepts.
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TOWARD AN EPISTEMOLOGYOF PHYSICS 135
Balanceand Equilibrium
This section sketches an apparentlyrich and importantclass of p-prims having
to do with balance, equilibrium, imbalance, and overcoming. Again and again,
one hears novices explaining situationsby things being "inbalance"or a system
"returningto equilibrium."
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"136 DISESSA
"The balancing view of circular motion seems more common after the early stages of physics
instruction.A more naiveunderstandinginvolves a force pushing"around," tangentto the circle (White,
1981). I suspect there are coordinatedchanges (SystematicityD, mutual plausibility) that account
for this developmentalpattern.Instructionnames and sanctionsthe force towardthe center in circu-
lar motion situations. Thereafter, the need for centrifugalforce to avoid the simpleforce as mover
prediction (that the object should just move toward the center) is stronger. When centrifugalforce
is questioned, students sometimes explain that, without it, the orbiting object would simply move
towardthe center. The evolution of the concept of centrifugalforce should make an interestingcase
study, because this and other observations suggest it is, at least in part, an unintendedartifact of
instruction.Although centrifugalforce is not a Newtonian concept and, indeed, is explicitly denied
in most contemporarytextbooks, the intuitivelesson studentslearn on their own is thatit is necessary
to make sense of circularmotion. Centrifugalforce seems to be a very robustconcept. Studentsare
frequentlyadamantabout its existence, and popularpresentationsof science (e.g., in the press) use
the concept extensively.
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138 DISESSA
different times, not relatedthings in two differentplaces. Novices who use con-
servation of energy as a justification in the case of the monkey evidently have
not linked the "transformation-through-time" perspective adequatelyto the use
of energy. They happilyappealto conservationwhen only their intuitivepercep-
tion of abstract balancing actually applies. It is precisely this partiallearningof
the notionof conservationof energythatsuggestswe musttake a knowledgestruc-
ture such as abstract balancing seriously. If complex notions are graduallyas-
sembled out of more primitive elements, different developmentalstates should
be characterizedby partialassembly. That, in turn, should reveal the pieces of
the whole.
An idiosyncratic example of an inappropriateimportationof balancing into
understandingphysics involved a studentwho constantlypuzzled me by drawing
force vectors on free-body diagramsin the opposite direction from real forces.
The reason for this behaviorbecame apparentwhen she openly declaredthat the
meaningof F = ma for her was that"naturerequiredeverythingto be in balance,"
and the ma was the thing that balanced (apparentlyin the sense of dynamic
balancing-canceling out-but with the imperativeattributeof abstract balanc-
ing) any force. Thus, for any force, she frequentlyidentified the balancingma
force as necessarily existing. This example is valuablein showing how, contrary
to the misconceptions point of view of widely held systematic difficulties, the
present view allows us to understandindividual, althoughsometimes personally
pervasive, constructions as attempts to universalize combinations of common
primitives into a more systematic sense of mechanism.
Imbalanceand Re-Equilibration
Balance is one side of a coin, and imbalanceis the other. Imbalance,in intuitive
physics, has two manifestations.First, in cases of accidentalbalancing(dynamic
balance), there are specific related happeningswhen the balance dissolves. In
the case of abstract balance, the imperativenatureof the balance can be inter-
preted as a tendency ratherthan a strict principle of equality. The balance may
be perturbedby an externalintervention,althoughit is not dissolved by it. Then,
new p-prims describe both the interactionof the perturbationwith the balancing
tendency and what happens when the perturbationis withdrawn.
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140 DISESSA
a bit more thanthis specified value will result in the mass bouncingup and down
upon release but will not have it tossed into the air.
12Itis plausible that abstract balancing, ratherthan being ambiguousabout whetherthe balance
is always exact (as in conservation), really comprises a numberof distinct p-prims, some of which
involve strict equality, others of which involve only a tendency.
13Balancingpotentialenergy has anotheruntowardproperty. If we denote the smaller weight by
m, the other weight by M = m + i, the height of the m side by h, and the difference in heights
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of phenomenathroughabstractbalancingandgeneralizedspringiness,the present
interpretationavoids attributingmisconceived"theories"involving instructedcon-
cepts to studentswho may have no intuitivefeel for or any real conceptualgrasp
of potential energy.
The fact that abstract balancing can be interpretedas a tendency ratherthan
a strictbalancingmeans it can be temporarilyviolated withoutthe constantexer-
tion of a perturbingforce. Withoutthe perturbingforce, however, things return
to equilibrium,and equilibrationis the operationalprimitive. In contrast,as not-
ed before, physicistsknow stableequilibriamustbe the resultof a relativelycom-
plex mechanism; any return to equilibriumhas a deeper cause.
Equilibrationmay have presentationsthatare very differentfroma panbalance.
An absence or sparseness of material next to an abundanceleads, primitively,
to flow and re-equilibration.The space left by a scoop taken out of a body of
sand or water is refilled. Equilibrationhere can serve as a replacementfor more
mechanisticexplanations,for instance, thatthere are forces that cause the return
to equilibrium. See the discussion of sucking that follows.
In some cases, the returnto equilibriumof a disequilibratedsituationis speci-
fied in more detailedprimitivesthan generic equilibration.Two patternsof mo-
tion are takenas typical of the returnto equilibrium.One is a bobbingmovement
of diminishingamplitude, such as the oscillation of a balance scale or the slosh-
ing of a disturbedpan of water. The other is a nonoscillatingmovement, a stead-
ily slowing movement toward stop at equilibrium, such as a car (with working
shock absorbers)pushed down and then released.
Interestingly,dampedbobbing and the simpler slowing returnto equilibrium
often appearwith very different priority in naive subjects comparedwith more
expert ones. One of my MIT interview subjects, respondingto the question of
how far a mass must be pushed down on a spring in order to have the spring
toss the mass in the air, took the problemas indicatinga simple returnto equilibri-
um. She assumed the latter pattern(no oscillation) as the way of things and re-
fused to do the problemas stated.A physicistcan scarcelylook at a springwithout
thinkingoscillation. This studentnot only denied oscillationbut also maintained
thatthe brick could never be thrown off the spring at all. It would just be pushed
graduallyback up to equilibrium.In other situationsas well, she never spontane-
ously suggested oscillation as a possible motion with springs. Whatis particular-
ly strikingis that this studentdeclared that throwing the brick down might give
it enough "energyto rebound"off the spring. Evidently, thinking of throwing
the brick down evoked a set of p-prims different from that evoked by push and
release. Throwing the brick down (violence?) caused her to see the situationas
a bounce. The stopped state half way througha bounce, which physicists would
for the new "equilibrium"by d, then equalizing potential energy implies the following: mgh =
(m + i)g(h - d). So ih = Md. This equationshows that the displacement,d, dependson the height,
h, at which the apparatusis placed. If you do the experimenton top of a hill, you get a result that
differs from doing it at the base. I doubt even naive physicists would find this congenial.
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142 DISESSA
DEVELOPMENT
14Recentdata involving children indicate that a stopped state not only is not salient in a situation
of reversal but also may be rejected as implausible when suggested (diSessa, Hammer, Sherin, &
Kolpakowski, 1991).
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15Lawsare, of course, not primitive in other than an explanatory sense. They have empirical
supportin the form of evidence. They have logical supportin terms of definitionsof terms, but they
do not have explanatorysupport from more fundamentalprinciples.
161assume it is not harmfulto propose that legitimized phenomenologycan always be reduced,
explanatorily, to "official"principles. This likely catches the general flavor of priority relations in
any case, but it would be interestingif independentworld assumptionsgot built into theories by vir-
tue of the phenomenology that accompanies expertise.
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Sucking
Many of the patternsof developmentthatI believe are importantand typical can
be illustratedin the simple example of sucking, as in sucking water through a
straw. Initially the overt agent, the person sucking on the straw, is viewed (via
an early form of sucking p-prim) as the direct cause of the liquid's motion. At
an intermediatestage, a more elaboratecausal chain is envisaged: Sucking re-
moves or otherwise rarefiesair; then the partialvacuumpulls the liquid. Sucking
is no longer the direct explanatoryanalysis of what happens when you suck on
a straw, but the motion of the liquid is explainedby a general fact that everyone
knows: Vacuums draw gas and other substancesinto them. This is the level of
pop physics.
Laterin development, at the level of a physicist'sinformaldescription, an in-
visible, inanimateagent (i.e., air pressurepushingdown on the liquidin the glass)
becomes the direct cause of motion; it pushes the water up the straw. This hap-
pens when the balance of pressures (pressureon the water in the glass balances
pressureon the top of the liquid inside the straw) is brokenby the overt agent-
the person sucking. It is notable that, at this stage, in contrastto earlier stages,
a vacuum or partial vacuum can in principle never pull (suck) at all. Sucking
is entirely gone as an explanatoryprimitive. In a bit more detail, the new analy-
sis is: The personchangesthe geometryof the situation,for example,by increasing
the volume inside his or her mouth in which a fixed amount of air exists. This
results in decreased pressure on the liquid on the straw-and-mouthside of the
system. A decreased pressure on the inside of the straw and an undiminished
atmosphericpressure on the other side cause the water to move.
Actuallyexpertsknow they must furtherexplainthe propagationof differences
in pressure in the air and in the liquid so that each moving element of substance
experiences the force needed to move it. This is a level of detail that is usually
ignored, because it is known to be a legitimizedpiece of phenomenology.In most
instances, one can simply treatobjects, even things like chunksof liquid, as rigid
objects, ignoring the internal deformationsthat are necessary to produce local
forces that move individualpieces of the chunk. Indeed, even this explanation
omits details in that it employs a version of force as mover-unbalanced forces
cause motion. Instead, unbalancedforces develop accelerations, the legitimate
Newtonian quantitythat responds to force.17 Furthermore,unless prompted, a
physicist would almost certainly use some version of guiding or "channeling"
implicitly to avoid having to explain exactly how the water knows to follow "the
suspect it would be a doable but not a trivial challenge for most physicists to explain correct-
"171
ly why there is no apparentacceleration, given a difference in pressures.
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TOWARD AN EPISTEMOLOGYOF PHYSICS 145
obvious"path into and up the straw. It would take solving field equationswith
boundaryconditions to say exactly how water flows from various places in the
glass into and up the straw. Although such subtle, usually suppressedconsidera-
tions give rise to observablephenomena(e.g., propagationdelays) and give rise
to questionsthatwould be impossible immediatelyto answer (e.g., how the flow
toward the straw "inlet"in the glass proceeds), no physicist would say he or she
does not understandhow sucking on a straw causes the water to move, even if
he or she has never done a detailedanalysis. Instead, one can remainat an intui-
tive but legitimized level of analysis in giving explanations,because one knows
roughly how the story of propagatingpressuredifferences, viscous friction, and
so on, works out so that those explanationsare respectable.
To summarize,learningphysics involves reducingthe explanatorypriorityof
many p-prims, such as sucking, thatprescribedirectconnectionsbetween a class
of actions and resultingmotions. Instead,the Newtonianexplanationsof motion
are channeledinto a single, complex notion (i.e., force), which requireselaborate
situation-specificreasoningto explain familiarphenomena.Despite acknowledg-
ing, if pressed, the need to rely only on basic principles, physicists still use ideas
such as force as a mover, rigid object assumptions, and guiding or channeling
to provide high-level descriptions that avoid many complexities in reducing a
phenomenonto basic causalrelations.The fundamentalreorganizational phenome-
non exhibited here is that p-prims become subordinatedto more core concepts
and principles, yet some selected ones are preservedas legitimized phenomenol-
ogy, so that everyday phenomenado not escape explanationthatis judged New-
tonianwithoutcarryingout all the situation-specificreasoningnecessaryactually
to establish an explicitly Newtonian explanation.
Bells:TowardExpertIntuition
This exampledeals with intuitiveknowledgeelementsthateventuallyplay an im-
portant role in a large and complex piece of expert knowledge. The expert
knowledge is much like what Kuhn called "exemplars"(Kuhn, 1977, p. 298),
"concreteproblem solutions, acceptedby the group [in this case, physicists] as,
in a quite usual sense, paradigmatic."Collecting and systematicallyattachingp-
primsas distributedencodingsfor physicalprinciplesis a structuralandknowledge-
based view of the process thatKuhnidentifiedas centralto learninga discipline,
the process by which studentslearn to see the exemplaroutside its initial context
while problem solving. P-prims interpolate between the world's diverse and
familiar presentations and the highly schematized abstractions of sanctioned
physics.
The particularexemplarat issue here is called the simple harmonicoscillator,
a standardproblemworkedout at greatlengthin every relativelycompletecollege-
level treatmentof mechanics. The simple harmonicoscillator is consideredby
physicists to be fundamentalto a large class of phenomena.Before considering
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146 DISESSA
it in detail, let us first look at the intuitive knowledge that genetically predates
that notion.
One of the Montessorieducationalmaterialsis a set of musicalbells with vary-
ing pitches but all of the same size and shape. How do these apparentlyidentical
bells, made of the same material, manage to have different pitches?'8I have
posed this questionto a large numberof peopleat variouslevels of physicssophisti-
cation in addition to the studentsin my formal interviewing sample. Most cor-
rectly conclude the bells must vary in thickness. But the question remains as to
whether the thicker bells are lower in pitch or higher.
Almost uniformly, people answerthatthe thickerbells mustbe lower in pitch.
Interestingly,this is trueeven of those people who do not know thatpitchis related
to frequencyof vibration. Some make analogies to various musical examples of
the principle: xylophones, chimes, or organ pipes, where the bigger the piece,
the lower the pitch. But even those who do not spontaneouslymentionexamples-
indeed, they may have difficulty producingan example when requested-know
thatbigger things have lower pitch. A few subjects, presumablythe more physi-
cally sophisticatedones, produce the chain of implicationsas follows: Thicker
means heavier, which implies slower (lower pitch). But most seem unableto go
beyond "bigger implies lower pitch" as a primitive phenomenon.
The second phenomenonin this chain, that"heavierimplies slower," is a rein-
forcing or justifying primitive that could be abstractedfrom shaking or pushing
objects of differing mass. Note that here, as with force as a mover, there is a
preconditionthat is not abstractedinto the p-prim. In this case, the precondition
is equal force applied to the differing objects. Omitted preconditions, whether
because of systematicinabilityto encode them or because they seem (or actually
are, in most circumstances)irrelevant,is an importantdevelopmentalphenome-
non. Furtherexamples of omitted preconditionsare discussed later and also in
Appendix B, in the section on children'sp-prims.
Note that slow in heavier implies slower is an attributethat applies to slowly
moving objects (speed) and also to slowly vibrating ones (frequency). This is
typical of differentiationsthat do not seem to be useful for intuitive conceptuali-
zation but become more and more importantin physics instruction.Lack of such
differentiationlays the cognitive groundfor conflict. It is possible that an object
vibrates faster but moves more slowly. Some studies exist that show the lack of
differentiationand potentialconflict thatmay arise between versions of slow and
fast in the case of angular speed (frequency of revolution) versus linear speed
(see Levin & Simons, 1986).
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148 DISESSA
developed later attests (stiffer implies less motion, heavier means slower, short-
er distancemeans less time). Qualitativeproportionalitieshave been incorporat-
ed into several researchers'models of qualitativereasoning(e.g., Forbus, 1984;
Roschelle, 1991).
A very small proportionof interviewees explain the thickness-pitch correla-
tion by remarkingthatthickermust mean stiffer, which in turn must mean faster
(higherpitch). The latterpartof this phenomenologicalsyllogism mightbe drawn
from the experience of muscle tension causing or being needed to cause rapid
shaking. Indeed, stiffer might really appear as "moretense" in the p-prim, ab-
stracteddirectly from muscle tension. Another possibility is abstractingfrom a
musical situation, say, tighter strings on a guitar making a higher pitch. Some
subjectsindicatea thirdand slightly more complex process of genesis in another
syllogism: Stiffer things do not move very much (in more technical language,
small amplitudevibration is associated with stiffer things), and because that is
true, they can accomplishtheir motion in less time, again implying a higher fre-
quency. The less distancemeansfaster primitiveis typicalof primitiveswith omit-
ted preconditionsthat seem to be behind children'spuzzling responses to time,
rate, and distance problems posed by Piaget (1946/1971b). For example, some
children seem to believe that going faster entails more time (even in cases of
constant distance traveled), which possibly results from a phenomenological
syllogism- faster is associatedwith farther,but farthermeans longer time-that
can be constructedonly with omitted preconditions.
It appearscertainthatmost people have bigger (or heavier)implieslowerpitch
as both a more salientand a more reliablep-primthanstifferimplieshigherpitch.
The latter seems to occur mainly as a "virtualconcept,"the conclusion of an on-
line phenomenological syllogism.
There is potentiallya good deal of mutualplausibilitywork going on in these
phenomenological syllogisms: Based on a given vocabulary, situation-specific
reasoning derives or rederives another element that might then be separately
remembered. In these cases, it seems likely that deriving a previously stored
phenomenonshould increasethe priorityof the elements of the derivation,espe-
cially if the derivationis by novel means. (Again, derivationmust be taken ad-
visably.) By the same token, drawing an unlikely conclusion is as likely to
underminethe reasoning or presuppositionsas it is to change the belief system
directly in a dramaticway (i.e., encoding the unlikely conclusion).
Let us turn to expert thoughtand to the exemplar of the simple harmonicos-
cillator. The underlying model consists of a perfect spring attachedto a rigid
supporton one side and to a particleon the other. The derived behaviorincludes
the fact that the frequency of oscillation of such a device is proportionalto the
square root of k/m, where k is the spring constant characterizingthe stiffness
of the spring, and m is the mass of the particle. My claim is that experts, when
they need this informationqualitatively, use intuitionsof precisely this form-
heavier implies slower and stiffer impliesfaster-but that their confident use is
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be no surprisethat heavier (or bigger) implies slower has naively much higher
priority than stiffer impliesfaster.
To summarize, the simple harmonicoscillator shows several developmental
changes in the sense of mechanismthat are instigatedby learningphysics. Some
naively recognizable phenomena(heavier implies slower) become appropriated
as distributedencodings of physically sanctionedideas. In complementaryman-
ner, an exemplarsuch as the simple harmonicoscillatormay serve intuitiveideas
as a complexjustificationcontext. New p-primsor p-primswith greatlyincreased
priority, such as stiffer impliesfaster, also come to play importantroles. These
may be of naively low priority for reasons such as their involving low-priority
attributes(stiffness) or simply because they are not importantin everyday life.
I noted that many p-primsinvolve particularqualitativeproportionalitiesamong
intuitive attributes:More x begets more y.
The discussion touched on several general developmentalphenomena. Many
early p-primscontainomittedpreconditionscomparedwith more expertschemes.
Some differentiation(e.g., slow speed vs. slow frequency) is also implicatedin
development. I also noted examples of a fairly general mechanismof coherence
generation,phenomenologicalsyllogisms, in which two p-primsthatare roughly
of the form "AttributeA implies AttributeB" and "AttributeB implies Attribute
C" may lead to the encoding of a p-prim- "AttributeA implies AttributeC." Fi-
nally, I discussed reasons to believe that, sometimes at least, the genesis of p-
prims might be more complex than a simple abstract schematization of a
phenomenon.
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152 DISESSA
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154 DISESSA
23Someof the difficulties here have become more or less officially recognized by the physics
teachingcommunity(of course, not describedin these terms)and are indirectlyreferencedin physics
texts. The horse-and-cartparadox-that if the horse and cart are exerting equal and opposite effects
on each other, nothingshouldmove-is used to counterstudents'impressionsthataction and reaction
may constitutea dynamicbalance. The elephantparadox-that two elephantspullingon oppositesides
of a rope do not effect more tension in the rope than one elephant pulling on a rope attachedto a
tree-is an occasion for attemptsto get studentsto see a nonagent,the tree, as equivalentto an agent,
another elephant in the tree's place.
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TOWARD AN EPISTEMOLOGYOF PHYSICS 155
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156 DISESSA
Related work. Brown and Clement (see Brown, 1990; Brown & Clement,
1987, 1989) studiedthe difficultiesstudentshave in coming to see a reactionforce.
Their empirical work shows many studentexplanationsfor why they do not be-
lieve the table can provide a force. These explanationsalign with the interpreta-
tions providedhere (e.g., Brown, 1990), althoughthese researchersdo not suggest
the underlyingreasonsfor theseexplanations.Minstrell(1982)also provideda
long list of studentreactionsto third law situationsthat can be comparedalmost
pointfor pointwiththe list of p-primsanddevelopmental
difficultiescataloged
here. In addition, Brown and Clement'swork on pedagogical interventions(fol-
lowing on earlier work by Minstrell) shows how the model of objects as springy
can effectively attack many but not all of the difficulties described here.25
Springiness (see discussion in the Elements section, p. 134 and following) pro-
vides a model of blocking that is more compatible with Newtonian mechanics
than the naive blocking p-prim. Springiness explains how a table may be seen
more naturallyas agentive. In contrastto the present framework, Clement and
Brownexplainedthe effectivenessof theirinterventionsonly in termsof the gener-
ally positive effects of analogies and of the root springinessintuitionin particu-
lar. They did not reportthe positive influence of p-primssuch as resistance(e.g.,
to a shove) in providing intuitive access to the third law. They did not interpret
the effects of springiness in terms of its competitionwith other p-prims such as
blocking or in the context of the central issue of agency, as sketched here.
To summarize, impartingintuitive accessibility to Newton's laws by building
in a fundamentalreliance on causal syntax has profoundeffects on subsequent
learning. Even to state the third law requirespatchingin an intuitively arbitrary
assertionof symmetry. A relatively global change such as the shift towardseeing
geometry as causative is helpful. However, a host of other patches and refine-
ments is necessary (a) to extend the circumstancesin which the third law will
automaticallyand justifiably be seen to apply (expandingcuing and reliability
paths), (b) to encode aspects of the law that are implicit in its statement(e.g.,
requiredsimultaneityof action and reaction) and to provide for smooth reason-
ing in problemsolving using the law (e.g., appropriateshift of attentionto retrieve
the reactionforce), (c) to refine agency so that its own cuing and reliabilityhelp
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make many reactionforces salient and plausible, (d) to make peace with compet-
ing p-prims (blocking, dynamicbalance, and overcoming)that provide compet-
ing analyses, (e) to come to grips with the fact thatthere is really no Newtonian
distinctionbetween action and reaction, and (f) to keep the law from assuming
its own independentstatusas a causalprimitiveratherthancontributingas a proper
extension of F = ma.
SYSTEMATICITY
26Strictlyspeaking, lists of central and less central elements (high- and low-priority elements)
may explain systematicitiesin databut do not constitute,per se, relationalsystematicitiesamong ele-
ments in the system, as listed in the Theory Sketch section.
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158 DISESSA
27Thisdoes not necessarily entail seeing the springy object as an agent pushing back, as is re-
quired of more sophisticatedversions of springiness.
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(A^)
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160 DISESSA
Imagine the car is going faster still. Would that make a difference? Can
you motion in the air how the mass will move? (Veryfast hand motions
up and down are typicallyproduced.)Whatis responsiblefor the mass mov-
ing upwardmuch more quickly in thatcase? Isn'tit the spring?Is the spring
getting stronger?(Yes, the spring is whatpushes the mass up. No, it's not
gettingstronger. Themassjust movesupwardfaster because the car is mov-
ing past the planet faster.)
Note how the primitivenessof the spring scale, that it "justhappens,"is here
replacing a physical analysis in terms of force and acceleration, the only legiti-
mateprincipleof (changeof) motion. Althoughadmittingthatit mustbe the force
of the spring that causes return to rest length, that pronouncementof cause is
not systematicallymaintained:Insteadof observing that the spring force would
have to change in order to produce quicker returnto rest length and then con-
sidering the possible cause of that change (there is none!), the studentmaintains
the nonphysicsanalysisby returningto the springscale image. This kindof fluidity
of causal linkages seems typical of intuitive analyses. Again, novices use primi-
tive phenomenain place of analyses based on higher reliability notions. Their
sense of mechanismdoes not requirethe use of the more restrictedset of qualita-
tive primitivesused by experts, even when apparentlyattemptingto check a pro-
posed solution thoroughly. Schemes such as spring scale are cached as likely
solutions at a level of confidence indistinguishablefrom physicallyjustified ex-
planations.
Imagine you, yourself, are the mass on the spring. What do you feel as
far as the force of gravity is concerned? Eventually I convince students,
if they do not see it for themselves, that when the speed of the car is very
high, gravity acts just like a hammerblow to the mass, a downwardforce
that comes and goes very quickly. (Studentsstill maintainthe symmetrical
solution, that after the force of the hammerblow is gone, no matterhow
quickly, the mass must have returnedto an uncompressedstate.)
Note how in this context studentssimply do not perceive the force of gravity
as supplying an impetus, which must then die out or be counteredby the force
of the spring. Intuitivephysics is context fluid (with respect to the way physicists
define contexts), and, in this case, spring scale dominatesand suppressesmore
dynamic reasoning.
Describe to me the motion of the mass if therewere no springat all present.
(The mass continuesmovingdown until it hits thefloor, possibly long after
the car has passed theplanet). Now, what if one inserteda very, very weak
spring?(Reversionto symmetricalprediction.) Isn'tthat discontinuousbe-
havior puzzling? (Sometimesit is perceived as puzzling, but typically not
enough to overcome confidence in the symmetricalsolution.)
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28Wehad been talking about the case of no spring as having an infinitely loose spring and then
increasing its "tightness"just a little bit. D had no difficulties thinking about infinity and limits.
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162 DISESSA
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EARTH
"BULGE"OFTIDAL
WATER
FIGURE 5 An image of tides: The moon's gravity pulls Earth'swater toward it.
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164 DISESSA
FIGURE 7 (A) The string is cut on a pendulumat various stages of its swing. What hap-
pens? (B) The pendulum falls down. (C) The pendulum falls "away."
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TOWARD AN EPISTEMOLOGYOF PHYSICS 165
Figural Primitives
I
/I
! ,\I
I
/
(A\
I)B I\
(A) (B)
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166 DISESSA
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TOWARD AN EPISTEMOLOGYOF PHYSICS 167
level near the base of the jug, parallelto it. Near-transitionchildrencan be pro-
voked to changetheir answersby remindingthem of phenomenasuch as the fact
that "waterfalls down" or of images such as drinking from an inverted bottle,
in which water must move to the mouth in order to be drunk. These children
sometimes revert to the jug-frame image when encouragedto draw again, sug-
gesting thatthe act of drawing,functioningsomethinglike a modality,encourages
static imaging and suppresses more dynamic insights.
More generally, Ackermanntraces the genesis of absolute-framehorizon-
tality to gestural and dynamic imagery and sees the suppression of the mode
of thinking associated with drawing, sometimes even self-conscious suppres-
sion, as importantto the eventual understandingof horizontality. An analysis
parallel to that suggested before is that children have or develop a family-
resemblancesense that detects "drawinginstincts"as a particularclass of think-
ing, thus allowing the systematicreductionin their priorityin the case of physics-
like questions.
Churchand Goldin-Meadow(1986) uncovered strikingphenomenaconcern-
ing such modalities. They show that children who give evidence in gestures of
knowledge that differs from their verbal explanationsare often near transition
to a new stage of understanding.Such children are substantiallymore receptive
to instructionthanchildrenwho give no signs of having divergentconceptualiza-
tions in their gestures. However, these authors make little of the difference in
modality, other than providingevidence of knowledge presagingtransition.For
example, they make no observationsrelevantto children'sawarenessof "differ-
ent ways of knowing." For my purposes, unfortunately,it is less relevant that
there are modes in knowledge than that knowers perceive such modes.31
These considerationsare speculative. The data even underminethe modular
contention somewhat in that, if children come to perceive gestural or dynamic
primitivesto be more relevantto situationssuch as the horizontalityof waterthan
figural ones, that clearly does not spreadbroadlyto the use of figures like circu-
lar patternsin orbits. (At least it does not spreaduntil the more systematicinter-
vention of physics instruction.) Nonetheless, the sensitivity to modes of
understandingwould representa possibly high-leverage development of meta-
knowledge. Generally,phenomenologyof phenomenology-abstractionsthathelp
define classes of phenomenaand their applicabilityto classes of circumstances-
may contributesome of the broadestand deepest modularitiesof naive physics.32
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168 DISESSA
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TOWARD AN EPISTEMOLOGYOF PHYSICS 169
34Philosophers,notably St. Thomas Aquinas, have considered the universality of the proposi-
tion thatmotionneedsa cause in proofsof the existenceof God: "Theremustexist an unmovedmover."
Similarly, the claim that even existence needs a constantcause leads to the same conclusion. I do
not take these argumentsto have great intuitive force, despite their intuitive roots.
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170 DISESSA
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TOWARD AN EPISTEMOLOGYOF PHYSICS 171
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172 DISESSA
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TOWARD AN EPISTEMOLOGYOF PHYSICS 173
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174 DISESSA
motion. They need specific considerationin cases of rest ("topof the toss" im-
plies no accelerationmisconception)to be seen as applicableat all. A physicist
generallydoes not treatat-restsituationsdifferentlyfrom those involving motion.
One of the theoreticaladvantagesof this assimilationof the insights of onto-
logical proposals to the knowledge-in-piecesperspective is that one thereby has
a more uniform view of the naive sense of mechanism. Instead of singling out
a particularclass of elements, relations, and systematicity(e.g., static elements,
some particularnotion of change or cause) for special treatment,we can see all
of the things that people know about motion in a uniform light. We no longer
are challenged to compare the status of categorical aspects of the knowledge
system-aspects such as ontological knowledge-with all the bits and fragments
that we can easily see people using in reasoningaboutthe physical world. Facts
such as that objects move continuouslyor that there exist only certain kinds of
causal interactions(mechanical, not directly willful causes for an inanimateob-
ject's motion) do not need to be patchedinto the snapshotview as subsidiarycon-
ditions.
Finally,the ontologicalproposalsmiss entirelythe substantialstructuralchanges
thatoccur in the sense of mechanism.The knowledge system startsas distributed
and fragmented,and it evolves to one that, on the basis of a broad integration,
manages to think about a very broad range of situations on the basis of a few
universalcausal mechanisms. These physicist universalsinclude the lack of need
to explain uniform motion in a straightline and the possibility of explaining all
otherchangeson the basis of a very restrictedclass of interventions(i.e., mechan-
ical, gravitational, or electromagneticforces). In contrast, ontological and in-
deed all categorical proposals treat naive and scientific senses of mechanismas
if they were on par, suggestingthatone learnsby tradingone ontologyfor another.
COGNITIVEMECHANISM
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TOWARD AN EPISTEMOLOGYOF PHYSICS 175
the ModelingLanguage
Motivating
That knowledge comes from experience is a truism. Yet much of the research
in cognitive science in the area of developing expertise, mental models, and
novice- expertdifferenceshas been on the basis of assumingpowerfulknowledge
representationschemes and processing organizationsthat seem to presume far
more uniformitythan the texture of experience indicates. Compareproduction
systems'universalactivationin well-specified circumstancesto the vague impres-
sions one has of productiveor unproductivedirections in problem solving or of
relative satisfaction with a solution in contrastto terminationof an algorithm.
How do we model impressions and their effects?
Empirical results, such as those presented here, indicate complex, conflict-
ing, andunreliablestrandsof reasoningin which studentsmay be guidedby aspects
of the circumstancesthatthey cannotarticulateor check. This also suggests care
in modeling. Do we simply not consider the fact that studentsmay never be able
to reinstantiatea particularmental state that accountedfor a judgment (a "once-
in-a-lifetime"production?),in strong contrastto experts who can simply "solve
the problem again"?
Using powerful processing or knowledge representationschemes withoutthe
constraintof understandinghow the particularforms of knowledge and reason-
ing are learnedmay well miss some of the most basic and difficult partsof learn-
ing. Even if we can roughly describe the data and processing schemes of one
level of competence, understandingthe developmentto the next level may force
us to look for invariantsin the pieces of encoding. How does the descriptivesys-
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176 DISESSA
tem that specifies the conditions for actions develop? The descriptionsof new
conditionsare unlikely to be simply constructiblecombinationsof attributeseas-
ily available from prior stages of competence, at least if substantialconceptual
change is at issue. Instead, one may need to rebuildon lower level or just differ-
ent primitives. Sensory schemataat fairly low levels may need to be recrafted
or reselectedto "seethe world in a differentway." Buildingthe descriptivecapa-
bility and the systematicitynecessary to instantiatea rule reliably in a relevant
contextmightbe a substantialproblemfor knowledgesystemsof the type described
in this monograph. Hence, it would be very easy to gloss this concept-specific
developmentwith the insertionof a rule and presumptionof powerful and gener-
ic rule-processing capability.
Similarly, goals as computationalconstructsthat operate in relatively clean
planningor problem-solvingschemes may well be some of the last kinds of men-
tal objects createdin a knowledge system; fundamentally,they may be optimiza-
tions in the overallcontrolof an already-operating systemwithadequatedescriptive
capability. Certainly it makes less sense to have goals if one cannot reason
hypotheticallyaboutalternatives.But, consideringsome of the empiricalfeatures
of intuitivephysics, reasoningaboutthe merits of alternatives,say, differentin-
terpretationstrategies, seems a ratheradvancedstate. (See the furtherdiscussion
of "aesthetics" thatfollows.) It seems more likely thatless reliable,more situation-
specific "accidents"of cuing drive a naive attemptto understanda system than
a collection of preformed goals that organize search.
To take anotherreasoning scheme, predicate calculus is as difficult to learn
as the physicallaws whose developmentis at issue here (Wason& Johnson-Laird,
1972). We certainly should not assume that kind of reasoning infrastructurein
modelinghow studentslearnanduse physics knowledge,most especiallyin every-
day contact with the world.
Put in computationalterms, the symbols or data structuresone writes in mak-
ing a model of a knowledge system may seem compellingly to contain the
knowledge we attributeto them. However, dataare dependenton the interpreter
thatoperatesover them for any meaningthey might have. I believe we have little
reason to suspect that any natural, general, highly reliable interpreterexists in
the mind. Certainlythereis, if anything,negativeevidencethathigh-levelschemes
such as predicatecalculus are a built-in interpretercapability. So our epistemo-
logical programmustincludebuildingthe interpreter(or more likely, manymicro-
interpreters)as well as specifying the data, rules, or propositions.37
Take the case of productionsystems in a bit more detail. Structuredpriorities
is a much restrictedmodeling language compared with typical productionsys-
tems. To show this, we can model a p-prim as a productionthat fires (turnson)
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TOWARD AN EPISTEMOLOGYOF PHYSICS 177
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TOWARD AN EPISTEMOLOGYOF PHYSICS 179
of Mechanism
Clarification
I have so far mixed functional and structurallevels of description of p-prims.
Thus, although explanationand providing a "sense of satisfactorydescription"
are functions of interest, structured priorities are intended to be function-
independentcomputationalterms. In this andthe following subsections,the struc-
tural mechanismsand their relationto my use of them are clarified. First, I give
a notion of p-prim in purely structuralterms and discuss the changes in connota-
tion thatresult. This descriptionis of a greaterdegree of precision thancurrently
necessary to supportthe interpretationsI intend but less precise than necessary
to implement these ideas. The point is to establish a context for interpretation
38InLisp, for example, any data element may be connecteddirectly to any other, but procedural
entities are connected only in series or recursive hierarchies.
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"180 DISESSA
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TOWARD AN EPISTEMOLOGYOF PHYSICS 181
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182 DISESSA
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OFPHYSICS 183
AN EPISTEMOLOGY
TOWARD
Clarification
of EmpiricalContext
The elaboratedstructural
modelmightseemto be intendedto providea micro-
mechanicalmodelof cognition.Certainly
manyconnectionists
havethisintention,
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184 DISESSA
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TOWARDAN EPISTEMOLOGY
OF PHYSICS 185
Systematicityin WeakKnowledgeSystems
Most of the discussion here has been about specific elements and specific sys-
tematicities. In contrast, however, one can attemptto predict macrobehavioror
typicalpatterns,as opposedto particularones, based on entailmentsof the general
modeling scheme, together with gross assessments of the operatingcharacteris-
tics of the system. A huge rangeof system types may be constructedout of struc-
turedpriorities.Whatfollows are some moves to reducethe ambiguityin general,
structuralterms: guesses as to structuralcharacteristicsof the intuitive-knowledge
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186 DISESSA
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TOWARD AN EPISTEMOLOGYOF PHYSICS 187
"44Artor literary criticism may serve as a heuristic model for such knowledge systems, hence
the name. Indeed, these might well be good examples of aesthetics in this technical sense. I believe
the meaning of such disciplines is lost unless one can project back to the p-prims of tone and feel-
ing that must be the essence of the art. Papert (1981) discussed aesthetics as it relates to mathe-
matical proof.
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188 DISESSA
45Fora contrastingview, see Clement (1986). More recent work from Clement (see Brown &
Clement, 1989) is more compatible with allowing (in experts) structuralisomorphism, ratherthan,
for example, only increasingly more plausible analogies, as the basis for causal explanations. The
distinctionbetween plausibilityjudgmentsandjudgmentsof isomorphismis importanthere in distin-
guishing aesthetics or aesthetic-likebehavior from behaviors that are producedby more systematic
knowledge systems.
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TOWARD AN EPISTEMOLOGYOF PHYSICS 189
INTERPRETIVE
SUMMARY
The remainderof the monographtakes a number of orienting perspectives on
this work. In this way, I review basic featuresof the set of ideas presentedhere,
commenting on strengths and limitations. First, I provide a sketch of the fun-
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190 DISESSA
Theoretical Claims
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192 DISESSA
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TOWARD AN EPISTEMOLOGYOF PHYSICS 193
47Roschelle (1991) provided a model of learning to problem solve that separatesthe sense of
mechanismfrom (a) literaland articulatedescriptivecapabilitiesand from (b) specificproblem-solving
schemata. He showed, in some degree and in a particularcase, how these differentmodules interact
and how basic to understandingthe sense of mechanismis.
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194 DISESSA
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TOWARD AN EPISTEMOLOGYOF PHYSICS 195
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196 DISESSA
481mention, but will not here pursue, a different line of criticism. McCloskey's citations from
protocols that supposedlyimplicatean impetus theory have much more charitablereadings. The key
to these readings is realizing that impetus and momentum(or energy) are, in fact, much alike. In-
deed, it is technicallycorrectto say thatforce is a flow of momentum"thataccumulatesin an object."
It is also appropriateto say, informally, that momentumcauses an object to continue moving. So,
the linear impetus theory looks like a ratherbenign use of nonstandardterminology along with a
confusion of a flow (force) with an accumulation(momentum).
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TOWARD AN EPISTEMOLOGYOF PHYSICS 197
notethat,althoughtheexpert'sstancetowardphysicsproblemsis to reducethem
to explicit,fundamental explanatoryprinciples,thenaiveexplainerwill general-
ly not commentat all on whatis evidentlyunproblematic andwill pursueonly
whatmay be less immediatelyassimilable.
In this light, the intuitivethinkerdoes have a problemto solve in the toss.
Thereis a conflict,posedprobablyby continuous force, in thattheballgoes up
for a while, whereasgravitywouldcauseit to go down.This conflictis some-
timesstateddirectly,andI believeit is the sourceof muchof theexplainingstu-
dentsdo. Theyneedto explainhow it is thatthe ball can act as an independent
agentagainstgravity.Of course,theyknowthisagencyhascomefromthetoss-
er, so thatfactis expressedas a transferor communication of someformor other.
Thereis otherevidentphenomenology in the toss. Thinkingintuitively,the
top of the toss fairlyexudessomeequilibrium or balancing.49Indeed,the impe-
tus or internalforcemightbe the thingthatis balancinggravity.It is, afterall,
thatwhichcounteractsand overcomesgravityat the startof the toss.
Someweakening of theimpetusis implicated duringthemotionfromthethrow
to the apex, a transitionfromovercoming(thehandovercomesgravity)to dy-
namicbalancing.In thatit is commonknowledgethatall inducedactionsdie
away(dyingawayp-prim),impetuscomingintobalancewithgravitymakesgood
sense.Finally,as theupwardimpetusdiesawaymore,gravityovercomesit and,
finally, gets its way.
Thisredescription of thetoss hasthefollowingproperties.First,it highlights
some of the prominentattributesof the situationthatare relevantto the sense
of mechanismas sketchedhere. Thereis conflictand a restrictedagencyin a
tossedobject.Second,it gives a point-by-point analysisof the processof toss,
now decomposedinto severalp-primsthathavealreadybeenarguedfor by in-
dependentmeans, notablyforce as mover, dying away, dynamicbalancing, and
overcoming.And critically,the analysissets a contextin which impetus,as
describedby McCloskey,can essentiallytie up all the loose ends by giving a
nameto theagencyimpartedto theobjectthatcounteracts, balances,andfinally
is overcomeby gravity.
Compactly,I maintainimpetusis nota systematicandcoherenttheory.It is
anabstraction particularlysalientin a relativelysmallclassof situations,of which
the toss is archetypical.Essentiallyall of impetus'spropertiesfollow fromthe
confluenceof independent p-primsthathappento applyto the situation.In this
reinterpretation,impetuswill onlybe observedoccasionally;it may, in fact, be
encodedin somedegreeseparatelyfromtheconstituting p-prims(inwhichcase,
its genesismightbe preciselyas notedhere,fromconsideration of theproblematic
aspectsof a toss). But the impetustheorywill not exhibitstrongintegrity.
49Inrecent work, we videotapeda sixth-gradestudentinsisting an object stops and "teeter-totters"
for an instantbefore reversing direction. Some college studentsin recent interviews have explicitly
implicatedbalancing at the peak of the toss as the root of believing there is an impetus-like force
in the tossed object.
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198 DISESSA
50Tobe fair, McCloskey's proposalthat the "straightdown"belief comes from a frame of refer-
ence illusion seems to have been moderatedin later work. In Kaiser, Proffitt, and McCloskey (1985),
naive stagesof comprehensionare described,moreplausibly,simply as a holisticbelief thatall released
objects fall straightdown (cf. released objectsfall p-prim). The visual illusion is said to act only
to preventsome learningthatmight overcome this belief. Generally,this laterwork seems to be more
sensitive to complexities in the development of naive notions. But, for example, in citing
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TOWARD AN EPISTEMOLOGYOF PHYSICS 199
cognitive processing limitations as a major source of misconceptions, the view in that work is still
very far from my position. Certainlyproperties of human perceptualsystems must play a role in
the developmentof intuitivephysics, but neitherillusions nor processinglimitationsare likely expla-
nations for much of the content and detailed properties of the naive sense of mechanism.
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200 DISESSA
the C-tube problem and only 30% of subjects' responses to the cut pendulum
(McCloskey, 1983b). (The figural and static answers to the pendulumproblem,
schematized in Figure 7, p. 164, are relevant here.) What are the rest of these
subjects saying to us about intuitive physics? My take is that they are showing
us other p-prims and other kinds of reasoningthat are just as much a legitimate
part of intuitive physics.
Is it reasonable that people would have developed a core theory of physics
that covers only an odd collection of projectile problems? Is it reasonablethat
what they say aboutevery other event in their experiencebears no relationwhat-
soever to their"intuitivetheoryof mechanics"?The impetustheorydoes not cover
the fact thata pencil may be balancedon a finger and returnsto equilibriumwhen
perturbedslightly. It does not cover squareorbits (Figure 8, p. 165). It does not
cover any of the qualitativerelationsthat correlatequantities, such as that more
effort begets a faster toss or a higher toss. It does not cover any notion of com-
bining multiple influences. Surely an intuitive physics must have something to
say aboutsituationsin which multipleforces or tendenciescome to impingesimul-
taneously.
The lack of coverage of the impetus theory is as striking in terms of form
of knowledge as it is in terms of content. Although we may remotely believe
that impetus explanations are theory-like, what concepts does the theory have
to offer to describe the many much less systematic things that people say?
Lackof coverageis not a strongin-principlecriticism.Everytheoryhas bounds.
But the impetus theory needs to articulateprinciples for its boundaries, and it
has an existing, broadercompetitorin knowledge in pieces, with which it may
be specifically compared.
3. Principle of continuity. The impetus theory offers no systematic account
of the developmentof intuitive physics. If an intuitive theory of impetusexists,
I claim knowledge in pieces already offers a better developmentalaccount of it
than is providedby McCloskey. Each of the p-primpieces is independentlymoti-
vated; learninglittle things such as p-primsis, on the face of it, easier thanlearn-
ing and becoming committedto a complete theory. Each p-primI have described
comes with plausible contexts of abstraction(principle of unproblematicgene-
sis); force as moveris an abstractedtoss; dying away is an assertionthatexplains
immediatelyevident patternsof fading amplitudein all instigatedmotions; over-
cominghappensevery time you fail once andpush harder.Ohm'sp-primcan regu-
late hundredsof personal events every day.
At the system level, a gradualsorting of prioritiesmakes much less claim on
strong mechanismsof developmentthan those, whateverthey are, that result in
a theory.
Continuityalso helps explain much of the vocabulary, in the sense of internal
descriptivecapability,thatseems to be involvedin impetus-likeexplanations.This
begins at the root notion of agency, which must evolve in early years of life and
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TOWARD AN EPISTEMOLOGYOF PHYSICS 201
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202 DISESSA
ideas, however, are powerful enough to provide a basis for developing expertise
in physics.
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TOWARD AN EPISTEMOLOGYOF PHYSICS 203
I interpretas behavioralp-prims) as the basis for naive physics. They noted the
importanceof qualitativeproportionalities,such as "Biggerthings are slower."
They also stressedcoherence-drivenlearning-the sort thatprobablydrives some
of the systematicities I find in the naive sense of mechanism.
The contrast between their view and the knowledge-in-pieces view is most
strikingat the earliest and latest stages of competence. According to Forbusand
Gentner, young children evolve their first senses of lawfulness out of rich and
essentially literal memories of real-world events. In contrast, my view is that
p-prims constitutethe basic encoding of the naive sense of mechanism. They are
in no way literal, and they need no such precursors. They are not individually
"rich,"in any obvious sense, althoughthey are likely to be abstractedin regions
of a child's current knowledge that are rich. P-prims constitute impressions of
lawfulness, but they must exist in large numbersat the earliest stages of compe-
tence with the physicalworld. Empiricalwork showingbabies'sensitivityto differ-
ent causal scenariosreinforcesthis last presumption.Babies seem to be surprised
at scenarios apparentlyshowing interpenetrationof solid objects or at scenarios
of causality without physical contact (Leslie, 1982, 1984; Spelke, 1991).
The very notion thatrich and literal descriptionsof relevantevents exist prior
to any sense of mechanismruns counter to what I take to be a typical develop-
mental pattern-that involving the accumulationand coordinationof p-prims to
achieve reliable (hence, retrievable)descriptions.51 If young childrenhave strong
literal-memorycapabilities,my contentionwouldbe thatthese only concernaspects
of events for which thereexist strongandelaboratedescriptivecapabilities,aspects
such as static spatial deployment. If a sense of the underlyingmechanismis in-
volved in the memorial reconstructionof an event, there is ample evidence that
childrensuffer from serious inabilityto recall events literally. One simple exam-
ple, among many in Piaget (1974/1976) and Piaget and Inhelder (1966/1971),
is that young children will draw the path of a tiddlywink through the air, im-
mediately after watchingit, in horizontaland vertical segments (see Figure 9A).
Anotherexample, to which I made reference in the section on figural primitives
(p. 165), is that children will draw the level of water in a tilted jar as in Figure
9B. These I take as strongly suggestive that a (mistaken) sense of how things
work can often predate and undermineliteral memory.
The contrastbetween Forbus and Gentnerand myself concerning expertise,
the other extreme of mechanical understanding,is also enlightening. They see
quantitativecapabilities, such as the ability to use algebraic formulationsof the
laws of nature, as the last and highest stage of achievement. I have presented
little data to argue specifically againstthis view, althoughit is clearly not in the
main line of developmentI have been chartingfor the sense of mechanism. One
bit of evidence from my MIT interviewsis, however, particularlyrelevant.None
of the studentsin my study, all A or B studentsin MIT freshmanphysics, had
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204 DISESSA
(A)
(B)
FIGURE 9 (A) The path of a tiddlywinkas drawn by a child watching it. (B) Water level
in a tilted jar, drawn by a child.
the least difficulty with algebra or other mathematicsinvolved with the course.
Yet, many still had substantialdifficultieswith simple qualitativeanalysisof phys-
ical situations. They also had difficulties applying equationsthat were appropri-
ate and thatthey rememberedcorrectly. This suggests that precise mathematical
competence appears last only because it requires meaningfuluse of equations.
If, as seems likely, meaning comes from appropriatequalitativecausal concep-
tions, then, at least for this class of student, quantitativeskills in physics follow
trivially on qualitative ideas.
I mentioned an agreement with Forbus and Gentner on the importance of
processes in naive physics. Yet, even here thereare substantialdifferences. First,
reliance on processes defines a stage of development for Forbus and Gentner.
It is difficult to understandwhat this stage correspondsto in my sketch of de-
velopment, because both very early stages and later ones involve extensive use
of non-process-like p-prims (e.g., figural prims in the former case and, in the
latter case, abstract balancing and the situational, geometric causation needed
to understandNewton's third law). More deeply, Forbus and Gentner'sstages
are defined by ontologies. The second stage is defined by the causalityof a sharp
class of correlations(i.e., cause statements).The thirdstage is defined by a simi-
larly sharpclass (i.e., processes). I have arguedagainstthe sense of mechanism
being localizable in such a way, althoughI do not doubtthe utility of theoretical-
ly separatingkinds of p-prims.
Forbus and Gentner are concerned with two classes of reasoning. The first
comes from Forbus's qualitative process theory. The problem is that this set
represents reliable methods of computing consequences (albeit with important
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TOWARD AN EPISTEMOLOGYOF PHYSICS 205
EducationalImplications
A theoryof knowledgeandits developmentoughtto be significantfor educa-
tion. Naturally,I do notattempthereto presentcompellingexamplesof analysis
or instructional
design.Instead,I concludethis monograph by roughlylocating
some areasof implicationsof knowledgein pieces.
52Thesecriticisms of structuremappingas a basis for analogies and learning from analogies are
not the pragmaticones-"Structuredependson the goal towardwhich the analogyis aimed"-proposed
by Holyoak (Gentner, 1989). Instead, I claim that there is a distinguishedand contentful (not purely
structural)"causaljudgment"module, not dependenton local goals, that cannot be written out of
analogies-the comparisonof different situationsfor the purpose of understandingphysical mecha-
nism. AlthoughGentnermight seek to take into accountcausaljudgmentsby incorporatingthem into
her model of the "initialstructureof the domain," such judgments are frequently problematicand
will, therefore, become an ongoing part of analogical processes.
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206 DISESSA
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TOWARD AN EPISTEMOLOGYOF PHYSICS 207
ACKNOWLEDGMENTS
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208 DISESSA
indebtedto MelindadiSessa, Susan Newman, and Jack Smith for their thorough
consideration.LaurenResnickprovidedhelpful suggestions, especially on issues
that needed more attentionthan originallygiven. Paul Duguid providededitorial
assistance.Commentsby journalreviewerswere greatlyappreciated.The intellec-
tual debt to others'work, both consonantand dissonantwith my perspective, is
broad and deep.
REFERENCES
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TOWARD AN EPISTEMOLOGYOF PHYSICS 209
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210 DISESSA
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TOWARD AN EPISTEMOLOGYOF PHYSICS 211
Ohm's P-Prim
Ohm'sp-primmakesa goodcase study.It is amongthe betterdevelopedcases,
andit showsmanyof the heuristicp-primidentification principles(Methodsec-
tion, p. 120andfollowing)in action.I referencetheseprinciplesparenthetically
as theyapplyhere.Ratherthanpresentinganabstractcaseforthep-prim,I pro-
vide a narrativefor easierandequally(if not more)informativereading.The
narrative doesdoubleduty,showingdatausedin thedevelopment of thetheoret-
ical frameas well as theiruse in discovering,refining,andvalidatingdescrip-
tionsof p-prims.Of course,thenarrative is a reconstruction,
andthechronologies
shouldnot be takentoo seriously.
The discoveryof the Ohm'sp-primbeganby consideringa class of simple
everydayevents.Howdo peopleknowto pushharderon biggerthingsto make
themmove (principleof obviousness)?Initially,it seemedplausibleto me that
no p-primmightexisthere,onlyinarticulate musclecontrolschemata.However,
I anticipatedthis wouldbe an important p-primclass, becauseit is so common
andcriticalto choosingactionsin orderto accomplisheverydaytasks(principle
of functionality).It seemedevidentthata largeclassof situationswasessentially
isomorphic at this level of description,althoughsuchintuitionswarrantskepti-
cism (principleof diversity).I was at the timeconsideringdifferentversionsof
force as a mover, continuousforce, force as a spinner, and so on. These all could
use the sameprincipleto modulateeffortandresult,provideda schematization
suitableto all of themcouldbe found(principleof coverage,principleof ab-
straction).It seemedevidentthatanyof thesephenomenacouldbe a contextof
abstractionfor sucha p-prim(principleof unproblematic genesis).
Manyyearsbefore,I hadhypothesized a centralclassof causalrelationsthat
I called"causalsyntax."It involvesa trioof elements:anagentor causalsource,
a legitimizedcausalconnection,anda patient.It madesenseto trysucha tripar-
tite relation,withemphasison the amplitudeof effortor intensityin the causal
source,the amplitudeof its resultin the patient,andon somemodulating effect
in the causalconnection.Fromevidenceof intuitiveequivalentsof F = ma
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212 DISESSA
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The second puzzling fact was that the impetus level of the motor was appar-
ently confounded with an indicatorof effect. In the workingharder interpreta-
tion, pitch indicates effort on the part of the agent. In the "thevacuum cleaner
pitch slows down for increasedresistance"interpretation,the pitch is an indica-
tion of decreased result. Several things lessened my concern. First, it became
clear that reliably connecting p-prim slots to localizable features in a situation
is a difficultaccomplishment,implyingmore structureto p-primsthanone should
ordinarilyexpect. One should expect slipping and sliding in attribution.Also,
it seemedto me agency is frequentlyambiguousin this way. Resultsare frequently
taken as measures of (less perceptible)effort. Finally, it seemed to me that the
vacuumcleaner situationcontainedsuch a good exemplarof interference,a simi-
larly good exemplarof impetus(a motor), thatexactly how one madethe attribu-
tions to the particularsof the situationwas irrelevantto the fact that all of the
aspects of Ohm'sp-prim evidently existed, so that it would be seen to regulate
the situation in any case.
More generally, I came to accept that p-prim analyses may not involve any
single, clearly drawnmodel of the situation. For example, in instancesof appli-
cationof Ohm'sp-prim, I ceased to expect to find a clear demarcationof (a) agent,
(b) location and form of impetus("effort"or tension) in the agent, (c) an articula-
ble causal(perhapseven spatial)topologyconnectingthe agentthrougha resistance
or interferenceto (d) an evident patient, which was (e) the locus of a resultmeas-
urement clearly independentof the impetus. Rough but reliable cues to Ohm's
p-prim, and ready features to plug into relations of effort and result, were all
that I felt were needed.
For the most part, althoughit entailed a numberof complicationsthat had to
be sorted out, I came to consider the vacuumcleaner good verificationof Ohm's
p-prim at the same time that it refined my expectationsabout what exactly con-
stitutedthis knowledgeelement (principleof discrepancy,principleof invariance
in the form of predicting a "misconception").
Subsequently,I became awarethat Ohm'sp-primmightbe implicatedin inter-
personal interactions, such as influencing and convincing. In his work on force
dynamicsin language, Talmy (1988) made similarobservationsthatfurtherrein-
forcedthe case for the realityof one of the startingpointsfor Ohm'sp-prim, causal
syntax.Talmyused termsratherdifferentfromagent andpatient, butthe schemati-
zation is the same. Talmy also heightened my appreciationfor the special role
of result. In effect, result defines patient as the locus of effect of the (generally
unaffected) agent.
Several other pieces of research in recent years have indirectly (via "strong
vocabulary")addedmoredatato the case for Ohm'sp-prim,particularlywithregard
to the almost anthropomorphicattributionsOhm'sp-prim makes with regardto
agency of inanimatethings. Work by Minstrell (1989) and Brown and Clement
(1987) continuedto indicate that agency in various forms is a central attribute
in intuitive physics. Minstrell also developed data showing that very young
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TOWARD AN EPISTEMOLOGYOF PHYSICS 215
The Bell
My first encounterwith the Montessoribell conundrum(see subsectionon bells
in the Developmentsection), thatthickerbells of the same otherdimensionshave
a higherpitch, was instigatedby a colleaguewho was puzzledby the fact. It seemed
immediatelyevidentto me thata p-primmust be involved, becausepeople'sreac-
tions were so swift and sure (principle of obviousness). In fact, in some ways
this behaviorseemed exceptionalin that, given such a counterintuitiveresult,very
few people seemed to have any other way at all to think about the problem (in
contrast to the principle of diversity). As my analysis progressed, however, I
did find significant diversity in and across individuals.
My first take on the featuresinvolved was thatpeople were reactingto mass.
A greatermass in a harmonicoscillator leads to reduced frequency. I soon dis-
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216 DISESSA
covered, however, that this was only true for a relatively small percentage of
the populationI interviewedaboutthe problem. Most seemed directly to impute
size as the controlling influence. This made sense in retrospect;it is more evi-
dent than mass (principleof ready availability). Mass would be more expected
from physics-instructedindividuals.
I was struckby how limited many people's penetrationinto the problemwas.
I discovered that some subjectshad evidently abstractedthe p-prim from direct
phenomenologyof size and pitch; a (informaladult) subjector two were entirely
unaware that pitch had to do with frequency and vibration, yet were as secure
as others in the belief that a bigger object should have a lower pitch (principle
of impenetrability).Others did mention weight as probablythe controlling fac-
tor. As with resistanceand interference,I have not consideredit critical thattwo
versions of the bell p-primmight exist: one involving size, one involving weight.
I suspectedthat, for those who respondedto the weight connection, it would be
consideredmore fundamental.Some informaldata led me to believe that weight
did have a higher reliabilitythan size for most who had respondedto both attri-
butes (principleof dynamic), althoughit is not entirely evident why this should
be so. After all, taking wavelength to be the determinerof pitch is physically
as appropriateas takingmass. Perhapshigh school physics does not teach waves
as well as it teaches F = ma. Nonetheless, the mass connection seemed to have
greater reliability priority.
Although most subjects were ready with analogies-church bells compared
withjingle bells, xylophones, musical instrumentsof various sizes- I was struck
that some initially could not produceany example of the phenomenonthey iden-
tified to be at the root of the situation.This, along with the rapidityand expressed
certaintyof responses, heightenedmy confidence that a p-prim (or several) was
at stake ratherthan analogy (principle of content over form).
The p-prim richness of the situationbecame more evident when, in later in-
terviews, I pressed people for plausibleexplanationsfor the fact thatthickerbells
do have higher pitch. A few reactions are instructive. Some people responded
thatthe bell would "notvibrateas much"(apparentlyreferringto amplitude)be-
cause it was thicker. I did not pursuethe issue of whetherthis was becausethick-
er bells are more massive and so resist much motion or whetherthis was a result
of stiffness. Because the bell did not move far, it could do so in less time. At
first, these reactionspuzzled me; I did not understandthe logic. If it was being
restrainedfrom moving, surely it would move more slowly as well as not mov-
ing as far. RereadingPiaget on time, distance, and speed problemswas instruc-
tive (principleof continuity, scavenging data). Young children seem separately
to encode very simple heuristics, such as if an object is ahead, it musthave gone
faster, or, more relevantly, if an object covers a reduceddistance, it takes less
time. (This p-priminterpretationis, of course, dramaticallydifferentfrom Piaget's
interpretation.)At least young children systematicallyignore the contingencies
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TOWARD AN EPISTEMOLOGYOF PHYSICS 217
that make these conclusions justifiable, such as the presumptionof equal speed
that would seem to have to underliethe logic of less distance implies less time.
Adults may also invoke these simple p-prims occasionally, when pressed.
The apparentuse of less movementimplies less time also underwrotethe rela-
tive impenetrabilityof p-prims and the fact thatthey may frequentlybe used in-
dividually ratherthan in a reliable package of caveats and contingency checks.
This also underlinedthe contrastto experts' applicationof scientific concepts.
I also became less concerned about the fact that attributingvery schematic p-
prims to adults made their causality seem primitive. A sense of mechanism is
elastic. It grows by considering possibilities that are plausible only in virtue of
relativelyunfilteredand abstractphenomenology.Low reliabilitypriorityp-prims
that help make everyday experiences immediately familiar may sometimes be
pressed into use in the place of more highly reliable p-prims.
Ohm'sp-prim
"*Schematization:An agent or causal impetusacts througha resistance
or interferenceto producea result. It cues andjustifies a set of propor-
tionalities, such as "increasedeffort or intensity of impetus leads to
more result";"increasedresistanceleads to less result."These effects
can compensateeach other;for example, increasedeffort andincreased
resistance may leave the result unchanged.
"*Key attributes: Resistance or interference, agency.
"*Prototypical circumstances: Pushing a box with variable effort on
different surfaces.
"*Relation to schooledphysics: Reused in Ohm'slaw. Glosses F = ma,
with the force representingthe causal impetus, m the resistance, and
a the result.
"*Comments:Centraland very broadlyapplicable, from many physical
to interpersonalrelations such as influencing.
Force as mover
"*Schematization:A directedimpetusacts in a burston an object. Result
is displacementand/or speed in the same direction.
"*Attributes:Violence.
"*Circumstances:A throw.
"*Relationto schooledphysics: Glosses F = ma, but only from the state
of rest. Responsible for "thingsgo in the direction they are pushed"
misconception.
* Comments:InvolvesOhm'sp-primin reasoningabouteffect of impetus.
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218 DISESSA
Interference
"*Schematization:Influencesthatdo not directlyaid or conflict may still
interfere.
"*Circumstances:For example, gravity interferes with horizontal mo-
tion (may explain dying away in such circumstances).
"*Relation to schooled physics: This constitutesan impediment,but ap-
parently not a great one, for independenceof orthogonal forces.
"*Comment:Interferencemay be causallyevident(e.g., a handon a rotat-
ing drill chuck) or imputed (e.g., gravity interferingwith horizontal
motion).
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TOWARD AN EPISTEMOLOGYOF PHYSICS 219
Dying away
"*Schematization:All motion, especiallyimpulsivelyor violentlycaused,
gradually dies away.
"*Attributes:Fading amplitude.
"*Relation to schooled physics: Implicatedin impetus misconceptions.
It underminesthe Newtonian principle of constant motion in the ab-
sence of force in the same way that continuous force does.
Workingharder
"*Schematization:More effort or cues to more effort may be interpreted
as if in an effort to compensate for more resistance.
"*Circumstance:Attributionto higherpitch, loudernoise from a clogged
vacuum cleaner.
"*Comment:This seems to be a relativelyprimitiveanthropomorphicas-
sociation, but I have observed it in many adults'reactionsto the vacu-
um cleaner problem.
The ConstraintCluster
The following four p-primshave been studiedin less detail; descriptionsare less
certain. Every member of this class must be underminedin instructionbecause
forces must come to explain all these circumstances.
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220 DISESSA
Bouncing
"*Schematization:An objectcomes into impingementwith a big or other-
wise immobile other object, and the impinger recoils.
"*Relation to schooled physics: Bouncing must cease to be primitive,
come to be seen as macro-phenomenoninvolving springinessand (in-
tuitive versions of) F = ma.
Supporting
"*Schematization:"Strong"or stableunderlyingobject keeps overlaying
and touching object in place.
"*Attributes:Strictlytopological. No force implications.Supportingob-
jects are not agentive.
"*Relation to schooled physics: Centrallyimplicatedin "bookon the ta-
ble" misconceptionthat tables do not supportby pushing objects up.
This substitutesfor the Newtonian explanation, which may involve
springiness and must involve upward forces.
"*Comments:The weight of the supportedobject is usually seen to be
transferredinto and throughthe supporter.Hence, scales may "weigh"
objects, although,in the most primitivecases, only contactcounts;ob-
jects weigh the same even in an accelerating elevator.
Guiding
"*Schematization:A determinedpath directly causes an object to move
along it.
"*Attributes:Influenced by symmetry, other figural considerations.
"*Circumstances:Railroadcar moving along a track;ball follows a tube.
"*Relation to schooled physics: Intuitively, the motion of a ball follow-
ing a tube needs no explanation. In extreme cases, the ball may be
seen to follow in the center line of the tube, needing no contact or
forces. This mustdefer to force explanationsin physics class; the sides
of the tube must push to the inside of a turnto cause the ball to follow
along.
"*Comments:Generally of relatively low-reliabilitypriority. Defers to
blockingor impenetrabilityexplanations."Squareorbit"(p. 165) seems
to be a related figural manifestation.
Clamping
"*Schematization:An object "clamped"by opposite forces (also when
pulled simultaneouslyand equally in opposite directions) is held sta-
bly in place.
"*Circumstance:A vice.
* Relation to schooled physics: Equal and opposite forces not only do
not mandaterest, but also have nothingto do with stabilityunderper-
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TOWARD AN EPISTEMOLOGYOF PHYSICS 221
Rigidity
"*Schematization:A cluster of phenomenarelating to the presumption
thatmost objectsare effectively infinitelyrigid. Typically,this involves
lack of "give"and coordinatedmotion of all parts.
"*Attributes:Solidity.
"*Relationto schooledphysics: Must defer to springiness;rigidityis less
compatiblewith Newtonianphysics than"stiffnessseen as increasing-
ly firm springiness."
"*Comments:Rigidity may have perceptualorigin in immediatevisual
perception of coordinatedmotion.
Equilibrium
"*Schematization:A system with multiple influences has a naturaldo-
main of stability within some range of parametersof the influences.
"*Attributes:Stability, nonaligned influences.
"*Circumstances:An orbit may be viewed as stable confluence of cen-
trifugal, gravitational,and other forces. Equilibriumis like balanc-
ing, as in dynamic balance, where conflict may not be salient.
"*Relation to schooled physics: Must come to defer to mechanisms of
stability that are much more specific and complex than simple
equilibrium.
"*Comments:This is a powerful, centralp-primthatgeneralizesdynam-
ic balance. There are frequently figural considerations.
Generalizedspringiness
* Schematization:Disruptiveinfluenceon equilibriumcreatesa displace-
ment from equilibriumproportionalto strength of the influence.
* Circumstances:Pushing a pan balance "away from equilibrium."
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222 DISESSA
Dynamic balance
"*Schematization:A pair of forces or directedinfluences are in conflict
and happen to balance each other.
"*Attributes:Conflict, equality, steady state.
"*Circumstances:Two people push against one another.
"*Relation to schooled physics: Dynamic balance is generally com-
patible with physics instruction. It may be used to gloss "canceling
forces."
"*Comment:This phenomenonpreparesfor (cues) overcoming, should
one of the forces involved increase or decrease.
Overcoming
"*Schematization:One force or influence overpowers another.
"*Attributes:Changingrelative strength.Acceleratingeffect of success-
ful influence.
"*Circumstances:A resistingforce gives way; an animateagentincreases
effort.
"*Relation to schooled physics: Generallythis seems innocuous but not
very helpful, either.
Abstract balance
"*Schematization:Some quantitiesmust balance-an imperativeform of
dynamic balance.
"*Attributes:Frequentlythere are figural contributions.
"*Circumstances:The monkey balancing a weight problem (p. 137).
"*Relation to schooled physics: May be a useful gloss on algebraiccon-
straints of various sorts.
"*Comment:Differs from equilibriumin thatchangesin one quantityare
necessarily followed by changes in the balancedquantity.This p-prim
probablyrequiresspecific "reasons"to assumequantitiesbalance, such
as figural considerationsor convertibility ("worth").
Canceling
"*Schematization:An influencemay be undoneby an oppositeinfluence.
Generally involves sequential acts that result in no net effect.
"*Attributes:Conflict. Comparablebut opposite influences.
* Circumstances:Interpretsdynaturtlekick (to move) and antikick (to
stop).
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TOWARD AN EPISTEMOLOGYOF PHYSICS 223
Wobbling
"*Schematization:Slow movement(especially of small objects) is prone
to irregularity.
"*Attributes:Unusual slowness, irregularity.
"*Comments:Considergenesis possibilitiessuch as a marbleslowing and
thus moving irregularlyon a kitchen floor, or try to walk very slowly
(resulting in imbalance). This may be a good example of a common
but low-priority p-prim.
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224 DISESSA
FiguralPrimitives
I do not providean element-by-elementanalysisof figuralgestaltsandtheircausal
implications,if such an analysisis possible. Instead,I note, as remarkedin several
of the p-prim descriptions, that the spatially evident form of a situationcan in-
fluence judgment of naturalnessof motion. In general, people behave as if con-
siderationssuch as symmetry,similarity,and continuityof forms of various sorts
have dynamical implicationsin situationswhere physicists do not. See the dis-
cussion of squareorbit in the section on figuralprimitives(p. 165 and following)
and the railroad car in space (p. 158).
Children'sP-Prims
We take an abbreviatedlook at younger children'sp-prims. Some of these come
from interviewswith children(Globerson& diSessa, 1984), and some come from
p-prim analyses of others' data.
The set of time, speed, and distancep-primsthatfollows helps explain Piaget-
ian results in the presenttheoreticalframework.These expectationsare general-
ly true, all things being equal, but children apply them without caveats. They
are used by adults at low priority or in more elaboratecombinationsto achieve
more reliable use. See the discussion in the Bell subsectionof Development. To
understandchildren'sperception,faster may be betterparaphrasedas harder, in-
volving more intensity or more effort (see Piaget, 1946/1971b, p. 175).
Being ahead implies having gone faster. (May ignore relative startingpo-
sition.)
Gettingto a goalfirst (or completingan actfirst) meanshavinggonefaster.
(May ignore relative startingposition.) Filling a cup may constitutereach-
ing a goal, independentof considerationsof how tall or wide the cup is.
Thus, goal reachingmay supersededistanceconsiderationssuch as the ver-
tical height gained in filling the cup or the final height achieved.
Passing (overtaking)means going faster.
Smaller objects naturally go faster. (Bigger things are slower.)
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TOWARD AN EPISTEMOLOGYOF PHYSICS 225
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