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All content following this page was uploaded by Hemendrasinh Rathod on 11 December 2015.
*Corresponding Author: Hemendrasinh J Rathod, Vidyabharti Trust College of Pharmacy, Umrakh - 394 345, Gujarat, India.
Abstract
The purpose of writing this review was to compile the recent literature with a special focus on a rational approach to topical formu-
lation and basic components of topical drug delivery systems. Topical applications of drugs have advantages of delivering the drug
directly to the site of action and acting for a longer period of time. Skin is one of the most widespread and readily accessible organs on
the human body for topical administration and is the main route of topical drug delivery system. Many widely used topical agents like
ointments, creams and lotions have numerous disadvantages as they are usually very sticky causing uneasiness to the patient when
applied. Moreover, they also have less spreading coefficient and need to apply with rubbing and also exhibit the problem of stabil-
ity, due to all these factors, within the major group of semisolid preparations; the use of gas has increased both in cosmetics and in
pharmaceutical preparations. A gel is colloid that is typically 99% by weight liquid, which is immobilized by surface tension between
it and a macromolecular network of fibers built from a small amount of a gelatinous substance present.
Keywords: Pharmaceutical gels; Terminologies; Characteristics; Classification; Preparation; Evaluation of Gels; Patents
Introduction
Gels are defined as semi rigid systems in which the movement of the dispersing medium is restricted by an interlacing three-dimen-
sional network of particles or solvated macromolecules of the dispersed phase.
The word ‘‘gel’’ is derived from ‘‘gelatin,’’ and both ‘‘gel’’ and ‘‘jelly’’ can be drawn back to the Latin gelu for ‘‘frost’’ and gel are, mean-
ing ‘‘freeze’’ or ‘‘congeal.’’ This origin indicates the essential idea of a liquid setting to a solid-like material that does not flow, but is elastic
and retains some liquid characteristics. Use of the term ‘‘gel’’ as a classification originated during the late 1800s as chemists attempted to
classify semisolid substances according to their phenomenological characteristics rather than their molecular compositions. At that time,
analytical methods needed to determine chemical structures were lacking.
The USP defines gels (sometimes called jellies) as semisolid systems containing either suspensions made up of small inorganic par-
ticles, or large organic molecules interpenetrated by a liquid. Where the gel mass contains a network of small separate particles, the gel
is classified as a two-phase system. In a two-phase system, if the particle size of the dispersed phase is relatively large, the gel mass is
sometimes called as a magma. Single-phase gels consist of organic macromolecules uniformly circulated throughout a liquid in such a way
that no apparent boundaries occur between the dispersed macromolecules and the liquid.
In pharmaceutical applications, water and hydroalcoholic solutions are most common. Many polymer gels exhibit reversibility be-
tween the gel state and sol, which is the fluid phase containing the dispersed or dissolved macromolecule. However, the formation of some
polymer gels is irreversible because their chains are covalently bonded. The three-dimensional networks formed in two-phase gels and
jellies are formed by several inorganic colloidal clays. The formation of these inorganic gels is reversible.
Citation: Hemendrasinh J Rathod and Dhruti P Mehta. “A Review on Pharmaceutical Gel”. International Journal of Pharmaceutical Sciences 1.1 (2015):
33-47.
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34
Gels are generally considered to be more rigid than jellies because gels contain more covalent crosslinks, a higher density of physical
bonds, or simply less liquid. Gel-forming polymers produce materials that span a range of rigidities, beginning with a sol and increasing
in rigidity to a mucilage, jelly, gel, and hydrogel.
Some gel systems are as clear as water, and others are turbid because the ingredients may not be completely molecularly dispersed
(soluble or insoluble), or they may form aggregates, which disperse light. The concentration of the gelling agents is mostly less than 10%,
usually in 0.5% to 2.0% range, with some exceptions.
Imbibition is the taking up of a certain amount of liquid without a measurable increase in volume.
Swelling is taking up of a liquid by a gel with a rise in the volume. Only liquids that solvate a gel can cause swelling. The swelling of pro-
tein gels is influenced by pH and the presence of electrolytes.
Syneresis happens when the interaction between particles of the dispersed phase becomes so great that on standing, the dispersing
medium is pressed out in droplets and the gel shrinks. It is a form of unpredictability in aqueous and non-aqueous gels. Separation of a
solvent phase is thought to occur because of the elastic contraction of the polymeric molecules; in the swelling process during gel forma-
tion the macromolecules become stretched, and the elastic forces increase as swelling proceeds. At equilibrium the restoring force of the
macromolecules is balanced by the swelling forces, determined by the osmotic pressure. If the osmotic pressure decreases, as on cooling,
water may be squeezed out of the gel. The syneresis of an acidic gel from Plantago albicans seed gum may be decreased by the addition
of electrolyte, glucose, and sucrose and by increasing the gum concentration. pH has a marked effect on the separation of water. At low
pH marked syneresis occurs, possibly as a result of suppression of ionization of the carboxylic acid groups, loss of hydrating water, and
the formation of intramolecular hydrogen bonds. This would reduce the attraction of the solvent for the macromolecule.
Thixotropy is a reversible gel-sol formation with no change in volume or temperature, a type of non-Newtonian flow.
Xerogel is formed when the liquid is removed from a gel and only the framework remains.
E.g., Gelatin sheets, tragacanth ribbons, acacia tears, etc.
The individual particles of the hydrophilic colloid may consist of either spherical or an isometric aggregate of small molecules, or
single macromolecules. Possible arrangements of such particles in a gel network are shown in (Figure 1) [5]. In linear macromolecules
the network is comprised of entangled molecules, the point of contact between which may either be relatively small or consist of several
molecules aligned in a crystalline order, as shown in Figure 1 (c) and (d), respectively.
The forces of attraction responsible for the linkage between gelling agent particles may range from strong primary valencies, as in
silicic acid gels, to weaker hydrogen bonds and Vander Waals forces. The weaker nature of these latter forces is indicated by the fact that
a slight increase in temperature often causes liquefaction of gel.
Citation: Hemendrasinh J Rathod and Dhruti P Mehta. “A Review on Pharmaceutical Gel”. International Journal of Pharmaceutical Sciences 1.1 (2015):
33-47.
A Review on Pharmaceutical Gel
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Figure 1: Representations of gel structures. (a) Flocculated particles in a two-phase gel structure.
(b) Network of elongated particles or rods forming a gel structure. (c) Matted fibers as found in
soap gels. (d) Crystalline and amorphous regions in a gel of carboxymethylcellulose.
Swelling
Gels can swell, absorbing liquid with an increase in volume. This can be looked on as the initial phase of dissolution. Solvent pen-
etrates the gel matrix so that gel-gel interactions are replaced by gel-solvent interactions. Limited swelling is usually the result of some
degree of cross-linking in the gel matrix that prevents total dissolution. Such gel swells considerably when the solvent mixture possesses
a solubility parameter comparable to that of the gellant.
Syneresis
Many gel systems undergo contraction upon standing. The interstitial liquid is expressed, collecting at the surface of the gel. This
process, referred to as syneresis, is not limited to organic hydrogels, but has been seen in organogels and inorganic hydrogels as well.
Typically, syneresis becomes more pronounced as the concentration of polymer decreases.
The mechanism of contraction has been related to the relaxation of elastic stresses developed during the setting of the gel. As these
stresses are relieved, the interstitial space available for solvent is reduced, forcing the expression of fluid. Osmotic effects have been
implicated, as both pH and electrolyte concentration influence syneresis from gels composed of the ionic gel formers gelatin or psyllium
seed gum.
Citation: Hemendrasinh J Rathod and Dhruti P Mehta. “A Review on Pharmaceutical Gel”. International Journal of Pharmaceutical Sciences 1.1 (2015):
33-47.
A Review on Pharmaceutical Gel
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Ageing
Colloidal systems usually exhibit slow spontaneous aggregation. This process is referred to as ageing. In gels, ageing results in the
gradual formation of a dense network of the gelling agent. The imer suggests that this process is similar to the original gelling process
and continues after the initial gelation, since the fluid medium is lost from the newly formed gel.
Structure
The rigidity of a gel arises from the presence of a network formed by the interlinking of particles of the gelling agents. The nature
of the particle and the type of force that is responsible for the linkages determine the structure of the network and the properties of the
gel.
Rheology
Solutions of the gelling agents and dispersion of flocculated solid are pseudo plastic i.e., exhibiting Non-Newtonian flow behavior,
characterized by a decrease in viscosity with an increase in shear rate. The tenuous structure of inorganic particles dispersed in water is
disrupted by applied shear stress due to breaking down of interparticulate association, exhibiting a greater tendency to flow. Similarly,
for macromolecules the applied shear stress aligns the molecules in the direction of stress, straightening them out and lessening the
resistance to flow.
Citation: Hemendrasinh J Rathod and Dhruti P Mehta. “A Review on Pharmaceutical Gel”. International Journal of Pharmaceutical Sciences 1.1 (2015):
33-47.
A Review on Pharmaceutical Gel
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Xerogels
It is a solid formed from a gel by drying with unrestricted shrinkage. It is frequently retains high porosity (15-50%) and huge sur-
face area (150-900 m2/g), along with very small pore size (1-10 nm). When solvent removed under supercritical conditions, the net-
work doesn’t shrink and a highly porous, low-density material known as an aerogel is produced. Heat treatment of a xerogel at higher
temperature produces viscous sintering and efficiently transforms the porous gel into a thick glass.
E.g., Tragacanth ribbons, β-cyclodextrin, dry cellulose and polystyrene, gelatin sheets and acacia tears.
Plastic gels
E.g., Bingham bodies, flocculated suspensions of Aluminum hydroxide exhibit a plastic flow and the plot of rheogram gives the yield
value of the gels above which the elastic gel distorts and begins to flow.
Pseudo-plastic gels
E.g., Liquid dispersion of tragacanth, sodium alginate, Na CMC, etc. exhibits pseudo-plastic flow. The viscosity of these gels de-
creases with increasing rate of shear, with no yield value. The rheogram results from a shearing action on the long chain molecules of
the linear polymers. As the shearing stress is increased the disarranged molecules begin to align their long axis in the direction of flow
with the release of solvent from gel matrix.
Citation: Hemendrasinh J Rathod and Dhruti P Mehta. “A Review on Pharmaceutical Gel”. International Journal of Pharmaceutical Sciences 1.1 (2015):
33-47.
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Thixotropic gels
The bonds between particles in these gels are very weak and can be broken down by shaking. The resulting solution will revert back
to gel due to the particles colliding and linking together again (the reversible isothermal gel-sol-gel transformation). This occurs in a
colloidal system with non-spherical particles to build up a scaffold like structure.
E.g., Kaolin, bentonite, agar, etc.
Elastic gels
Gels of agar, pectin, Guar gum and alginates exhibit an elastic behavior. The fibrous molecules being linked at the point of junction by
comparatively weak bonds like hydrogen bonds and dipole attraction. If the molecule possesses free -COOH group then additional
bonding takes place by a salt bridge of type -COO-X-COO between two adjacent strand networks.
E.g., Alginate and Carbopol.
Rigid gels
This can be formed from macromolecule in which the framework linked by primary valence bonds.
E.g., In silica gel, silic acid molecules are held by Si-O-Si-O bond to give a polymer structure possessing a network of pores.
Thermal changes
Solvated polymers (lipophilic colloids) when subjected to thermal changes causes gelatin. Many hydrogen formers are more sol-
uble in hot than cold water. If the temperature is reduced, the degree of hydration is decreased and gelation takes place. (Cooling of a
concentrated hot solution will produce a gel).
E.g., Gelatin, agar sodium oleate, guar gummed, cellulose derivatives, etc. In contrast to this, some materials like cellulose ether
have their water solubility to hydrogen bonding with the water. Raising the temperature of these solutions will disrupt the hydrogen
bonding and reduced solubility, which will cause gelation. Hence this method cannot be adopted to prepare gels as a general method.
Flocculation
Here gelation is produced by adding just sufficient quantity of salt to precipitate to produce age state, but inadequate to bring about
complete precipitation. It is essential to ensure quick mixing to avoid local high concentration of precipitant.
E.g., Solution of ethyl cellulose, polystyrene in benzene can be gelled by quick mixing with suitable amounts of a non-solvent such
as petroleum ether. The adding of salts to hydrophobic solution brings about coagulation, gelation is infrequently observed. The gels
formed by flocculation method are Thixotropic in behavior. Hydrophilic colloids such as gelatin, proteins and acacia are only affected
by high concentration of electrolytes, when the effect is to “salt out”, the colloidal and gelation doesn’t occur.
Chemical reaction
In this method gel is produced by chemical interaction between the solute and solvent.
E.g., Aluminium hydroxide gel can be prepared by interaction in aqueous solution of an aluminium salt and sodium carbonate an
increased concentration of reactants will produce a gel structure. Few other examples that involve chemical reaction between PVA,
cyanoacrylates with glycidol ether (Glycidol), toluene diisocyanates (TDI), methane diphenyl isocyanine (MDI) that cross-links the
polymeric chain.
Citation: Hemendrasinh J Rathod and Dhruti P Mehta. “A Review on Pharmaceutical Gel”. International Journal of Pharmaceutical Sciences 1.1 (2015):
33-47.
A Review on Pharmaceutical Gel
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Citation: Hemendrasinh J Rathod and Dhruti P Mehta. “A Review on Pharmaceutical Gel”. International Journal of Pharmaceutical Sciences 1.1 (2015):
33-47.
A Review on Pharmaceutical Gel
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Citation: Hemendrasinh J Rathod and Dhruti P Mehta. “A Review on Pharmaceutical Gel”. International Journal of Pharmaceutical Sciences 1.1 (2015):
33-47.
A Review on Pharmaceutical Gel
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Inclusion of buffers
Buffers may be involved in aqueous and hydroalcoholic-based gels to control the pH of the formulation. The solubility of buffer salts
is reduced in hydroalcoholic-based vehicles.
E.g., Phosphate, citrate, etc.
Preservatives
Certain preservatives cooperate with the hydrophilic polymers used to prepare gels, thereby reducing the concentration of free (anti-
microbially active) preservative in the preparation. Therefore, to compensate for this, the initial concentration of these preservatives
should be improved.
E.g., Parabens, phenolics, etc.
Citation: Hemendrasinh J Rathod and Dhruti P Mehta. “A Review on Pharmaceutical Gel”. International Journal of Pharmaceutical Sciences 1.1 (2015):
33-47.
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Antioxidants
It may be involved in the formulation to improve the chemical stability of therapeutic agents that are prone to oxidative degradation. Its
choice is based on the nature of the vehicle used in the preparation of gel. Water-soluble antioxidants are generally used as the majority
of gels are aqueous-based.
E.g., Sodium metabisulphite, sodium formaldehyde sulfoxylate, etc.
Flavors/Sweetening agents
Flavors and sweetening agents are only incorporated in gels that are designed for administration into the oral cavity (E.g., for the treat-
ment of infection, inflammation, ulceration, etc.).
E.g.,
Sweeteners: Sucrose, liquid glucose, glycerol, sorbitol, saccharin sodium, aspartame, etc.
Flavors: Butterscotch, apricot, peach, vanilla, wintergreen mint, cherry, mint, anise, citrus flavors, raspberry.
Physiological factors concern mainly the properties of the skin such as thickness, hydration level and hair follicle density. These
properties can demonstrate high individual variability depending on the age, gender, race, anatomical site, general health and environ-
ment condition such as temperature and humidity. In order to minimize the effects of such physiological variability, the rate-limiting
step for topical drug delivery should reside in the formulation instead of the biological barrier.
The drug physicochemical properties almost invariably influence its ease of diffusion through the topical vehicle as well as perme-
ation through the skin or mucosal surfaces. Properties of great significance include the molecular size as reflected by the molecular
weight, partition coefficient between the vehicle and skin, melting point, stability, and chemical functionality which influence ioniza-
tion potential, binding affinity and drug solubility in the vehicle.
The role of vehicle formulation is evident through its effect on the drug as well as the site of application. The effect on the drug
encompasses drug diffusion, thermodynamic activity, stability and degree of ionization of weakly acidic or basic drugs. The effect on
the site of application is associated with modification of barrier property via chemical changes imparted by simultaneous uptake of
formulation components and physical occlusion. These processes promote skin hydration or changes that increase drug penetration.
The formulation factor also has an impact on vehicle consistency and viscosity which in turn, determine the adhesion and retention
properties of the vehicle.
These properties were important to ensure vehicle retention in its site of application for effective drug delivery.
Topical vehicles can be broadly classified as liquids, semisolids and solids (Table 4). The semisolids are by far the most widely used
form of topical vehicles.
Citation: Hemendrasinh J Rathod and Dhruti P Mehta. “A Review on Pharmaceutical Gel”. International Journal of Pharmaceutical Sciences 1.1 (2015):
33-47.
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Measurement of pH
The pH was determined by using a digital pH meter. Dissolve 1g of gel in 100 ml of distilled water and stored for 2h. done the mea-
surement of pH in triplicate and calculate the average values.
Drug content
Mixed 1g of the gel with 100 ml of suitable solvent. Filter the stock solution. Then prepared the aliquots of different concentration
by suitable dilutions and measure the absorbance. Drug content was calculated by using the equation, which was got by linear regres-
sion analysis of calibration curve.
Viscosity study
It is carried out by using Brookfield viscometer. Rotated the gels at 0.3, 0.6 and 1.5 RPM. Note down the corresponding dial reading
at each speed. The viscosity was obtained by dial reading × factor given in the Brookfield viscometer catalogues.
Spreadability
It indicates the extent of the area to which gel readily spreads on application to the skin or affected part. The therapeutic potency
also depends upon spreading value. The time in sec taken by two slides to slip off from gel which is placed in between the slides under
the direction of certain load is expressed as spreadability. Lesser the time taken for the separation of two slides, better the spreadabil-
ity. The following formula is used to calculate the spreadability:
Spreadability (S) = M × L / T
Where,
M = weight tied to upper slide
L = length of glass slides
T = time taken to separate the slides
Extrudability study
The formulations are fill in the collapsible tubes, after it was set in the container. Extrudability is determine in terms of weight in
gm required to extrude a 0.5 cm ribbon of gel in 10 second.
Citation: Hemendrasinh J Rathod and Dhruti P Mehta. “A Review on Pharmaceutical Gel”. International Journal of Pharmaceutical Sciences 1.1 (2015):
33-47.
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0 No reaction
1 Minor patchy erythema
2 Minor but confluent or modest but patchy erythema
3 Severe erythema with or without edema
In-vivo studies
Inhibition of carrageenan induced rat paw edema: 3 groups of 6 male Wistar albino rats were used.
Group Sample
1 Marketed sample (Reference)
2 For the test formulation
3 For control
Measure the volume of unilateral hind paw test animal. Before the carrageenan administration, rubbed 100 mg of preparation
carefully twice at 1 and 2h on each paw. Placed them in cages with copography meshes. Inject 0.1 ml of 1% w/v carrageenan subcuta-
neously into the paw. The volume of hind paw measured at hourly intermission for 5h. Use mercury plethysmometer for that. Calculate
the percentage of inhibition.
Stability
It was carried out by freeze-thaw cycling. Here, the product to a temperature of 4°C for 1 month, then at 25°C for 1 month and
then at 40°C for 1 month, syneresis was observed. Then the gel is exposed to ambient room temperature. Note the liquid exudate
separated.
Homogeneity
Set the gel in container and then it were tested for homogeneity by visual inspection. They were tested for their appearance and
presence of any aggregates.
Grittiness
The formulations were evaluated microscopically to check the presence of any visible particulate matter which was seen under
light microscope.
Citation: Hemendrasinh J Rathod and Dhruti P Mehta. “A Review on Pharmaceutical Gel”. International Journal of Pharmaceutical Sciences 1.1 (2015):
33-47.
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Conclusion
Gels are getting more popular nowadays because they are more stable and also can provide controlled release than other semisolid
preparations like creams, ointments, pastes, etc. The gel formulation can provide better absorption characteristics and hence increase
the bioavailability of the drug. A thorough investigation into the stability characteristics of the gel formulation over an extended period
of time may provide scope for its therapeutic use for patients. Since the polymer is water soluble; consequently, it forms a water wash-
able gel and has wider prospects to be used as a topical drug delivery dosage form. The principal advantage of topical drug delivery lies
in targeting the drug action directly to the site of disorder by allowing accumulation of high local drug concentration within the tissue
and around its vicinity for enhanced drug action this is more effective when drugs with short biological half-life, narrow therapeutic
window are applied with topical route. The clinical evidence shows that topical gel is a safe and effective treatment choice for use in
the management of skin related diseases.
Citation: Hemendrasinh J Rathod and Dhruti P Mehta. “A Review on Pharmaceutical Gel”. International Journal of Pharmaceutical Sciences 1.1 (2015):
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