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Kant's Transcendental Method

and His Theory of Mathematics Jaakko Hintikka

1. The aim of this paper A version." B version`"

This paper has a dual aim. On the one hand, it is a part of a I call transcendental all know- I call transcendental all
ledge which is concerned, not so knowledge which is con-
larger attempt to understand the nature of Kant's ideas of
much with objects, as with our cerned, not so much with
transcendental method and transcendental knowledge and
concepts a priari about objects objects, as with our mode of
their implications, for instance, the question as to what the in general. (A 11-12.) knowledge of objects in
objects of transcendental knowledge are. On the other hand, general, in so far as this
I am outlining once again what I take to be the true [knowledge] is to be pos-
argumentative structure of Kant's doctrines of the mathe- sible a priori. (B 25.)
matical method, space, time, and the forms of inner and
outer sense. The link between the two is that on my inter- These definitions or characterizations seem to identify
pretation Kant's theory of mathematics offers an excellent transcendental knowledge simply and solely with the kind
example of the applications of his transcendental method. of knowledge we have in general epistemology. In order to
Moreover, after having recently defended m y construal of appreciate the point of Kant's characterizations we must
Kant's views on mathematical reasoning and their founda- look up his further explanations concerning transcenden-
tion on historical and textual grounds, it may be in order to tal argumentation. The obvious text to consult is his defini-
try to vindicate it in another way, to wit, by relating it to tion of the most important type of transcendental
the overall nature of Kant's philosophy, including his idea argument, viz. transcendental deduction:
of transcendental knowledge. I suspect that this may be a
better way of convincing my colleagues than nitty-gritty The explanation of the manner in which concepts can thus relate
a priori to objects I entitle their transcendental deduction. (A 85
analyses of Kantian texts. At the same time, this approach
= B 117.)
offers me a chance of indicating some of the consequences
of my results concerning Kant's theory of mathematics for The "manner in which concepts can.., relate to objects"
the rest of his philosophy. It turns out that the observations includes for Kant their role in our knowledge-acquiring
we can make in pursuing this line of thought have also activities ( " t h e . . . strivings of our faculty of knowledge",
interesting consequences for our contemporary thought in as Kant puts it in A 86 = B 118). Indeed, Kant clearly
the philosophy of logic and mathematics. indicates that a transcendental deduction is an explanation
and a justification of certain kinds of a priori knowledge.
(See A 87 = B I l 0.) Now how is it that we can according to
2. Kant's concept of the transcendental Kant achieve knowledge a priori? What are the "strivings of
our faculty of knowledge" Kant has in mind? An answer is
A starting-point is offered by Kant's crucial concept of the obtained from B xviii. There Kant says that he is "adopting
transcendental. How does Kant use the term? Kant intro- as our new method of thought.., that we can know a priori
duced the term "transcendental" in a slightly different way of things only what we ourselves put into them." In the
in the first and in the second editions o f the Critique o f Pure same spirit, Kant says in B xiii that "reason has insight only
Reason: into that which it produces after a plan of its own". Hence
a transcendental deduction deals, according to Kant,
essentially with the activities through which we "put things
into objects" and so "produce" the objects of our knowl-
edge. It is presumably in order to make room for this

Topoi 3 (1984), 99-108. 0167-7411/84/0032-0099501.50.


9 1984 by D. Reidel Publishing Company.
t00 JAAKKO HINTIKKA

specific emphasis that Kant changes the wording of his these rules can become transcendental conditions of ex-
characterization of the concept of transcendental knowl- perience. Indeed, this overlooked possibility is inter alia
edge in the second edition of the first Cn'tique. shown by the analogy Kant draws between himself and
All told, Kant's characterization of transcendental knowl- Copernicus. For how can objects conform to our concepts
edge thus has to be taken in combination with his explana- unless we do something to them? And the whole point of
tions of his "Copernican revolution", i.e., with his "new Kant's analogy is of course to emphasize the significance to
method of thought" which according to him is based on our "motions", i.e., our doings, as creating the transcen-
that insight that reason "must adopt as its guide..." that dental conditions of experience. (See B xvi-xvii.) Hence
which it has itself put into nature" (B xiv). In other words, the fallacy I am diagnosing is deeply anti-Kantian.
in transcendental knowledge we are dealing not so much This interpretational fallacy has a neat linguistic counter-
with our knowledge as a static system or with our own part in twentieth-century philosophy. Often it is assumed
concepts thought of as inert tools, as with our mode of that all study of the use of language, called pragmatics,
knowledge-acquisition. Not only does Kant acknowledge is merely a part of psychology or sociology (or perhaps
that we have to do someflaing to reach the knowledge we in anthropology). This is fallacious for it overlooks com-
fact have; he goes to the idealistic extreme and intimates pletely the possibility that the use of language is governed
that our synthetic knowledge a priori is in the last analysis by laws that can be studied objectively in abstraction from
about what we have ourselves brought about. The "mode tile idiosyncracies of particular language users in the same
of knowledge" Kant speaks of in the B version has to be way as syntax is studied in abstraction of the graphological
thought of as an activity on the knower's part, not as a and orthographic peculiarities of language users. This could
natural phenomenon, for it is only through an activity on be called the fallacy of pragmatics as an empirical science,
our own part (acting qua rational human beings) that we and the other fallacy we have encountered is its transcen-
can create or (in Kant's own word) "produce" a priori dental counterpart.
knowledge or "put it into objects". The poignancy of the It nevertheless seems to me that Kant himself fell victim
term "'transcendental" as used in Kant - or in any true to this fallacy to some extent, in that he typically speaks
Transzendentalphitosophie -- is therefor due largely to its of the subjective conditions of our knowledge rather than
being used to mark the role of human knowledge-seeking of those of our knowledge-seeking activities. This does not
activities in our total structure of knowledge and their con- yet make a decisive difference, however, and it is partly
tribution to what this knowledge - at least its a priori due merely to his "Aristotelian mistake" to be discussed
component - is about. To use the term "transcendental" of later in this paper.
a study of the general features of our own conceptual Here we are also already catching a glimpse of the larger
system or of "descriptive metaphysics" in thus deeply problems I mentioned in the beginning of this paper. One
misleading as long as the role of the actual human activities reason why philosophers have not paid more attention to
in creating and maintaining our conceptual system is not such idealistic pronouncements of Kant's as I have quoted
recognized. ties in their peculiar ambiguity. Taken literally, Kant seems
This point has been obscured by several different factors. to be saying that what our synthetic knowledge a priori is
For one thing, an interesting fallacy is lurking in the wings really about are things of our own making and doing, what
at this point. Frequently, indeed usually, the kind of we ourselves put in to objects. Yet in some of the passages
emphasis I am placing on the knowledge-seeking activities from which my quotes came Kant is emphasizing the con-
of the human mind is set aside by philosophers who claim tribution of our activities to our knowledge of objective
that to take Kant to emphasize human activities means turn- realities. (In B xiii--xiv he is speaking of the knowledge we
ing Kant's theory into something that has merely psychologi- have in experimental physics.) This poses a perplexing
cal or merely anthropological interest. For these activities problem. What is the relevant knowledge about, anyway?
may seem to be conditioned mainly by the contingent How can our activities and their products - which is what
nature of the individual human agents involved in them. This Kant seems to be talking about -. contribute to our knowl-
objection is nevertheless fallacious, for it overlooks the edge of physical reality? These questions are part and parcel
possibility that the principles governing the operations of the dialectic hidden in Kant's concept of transcendental
of the human mind - and of the entire human being - are knowledge which I am trying to get at in this paper.
not merely psychologically or anthropologically conditioned The same perplexing problem meets us in Kant's expla-
but can be guided by objective rules, to the extent that nations of the force of his notion of the transcendental.
KANT'S TRANSCENDENTAL METHOD AND HIS THEORY OF MATHEMATICS 101

The explanations I quoted above from A 11-12 = B 25 synthetic a priori knowledge in mathematics by means of a
identify transcendental knowledge with knowledge which is special source of knowledge called "intuition". According
about ("is concerned with") our knowledge rather about to this fallacious view, this source of knowledge operates
its objects. But elsewhere Kant equates transcendental like mathematical imagination, and it is for the purpose of
.knowledge with a special kind of knowledge about objects, appealing to it that we use constructions (figures) in
viz., "a priori knowledge in so far as it relates to objects and geometry and comparable aids to the intuition in other
can be applied to them", 1 based on pure concepts and pure parts of mathematics. This view is grundfalsch, totally
intuitions. In this use, transcendental knowledge is con- wrong. It misconstrues the force of the term "intuition"
trasted by Kant to empirical knowledge. (Anschauung) in Kant, and it neglects Kant's own explicit
How can Kant thus identify knowledge about our mode injunctions against all appeals to geometrical imagination.
of knowledge with a certain kind of knowledge about ob- " I f he [sc. a geometer] is to know anything with a priori
jects? Our own active role in the genesis of our knowledge certainty, he must not ascribe to the figure anything save
explains part of the problem, for the knowledge a priori, what necessarily follows from what he himself set into it in
which is called transcendental, applies to objects according accordance with his concept [of the figure]" (B xii). Can
to Kant because we have made it apply to them through one rule out more explicitly all appeals to intuition in
our knowledge-seeking activities. But another part of the geometrical proofs?
puzzle remains. How can one and the same knowledge be This presupposes that what Kant meant by intuitions are
about objects and also about our mode of knowledge? This simply those Vorstellungen which represent their objects as
is one of the larger problems which I ultimately want to get particulars, without the help of general concepts. I have ar-
at and which I am trying to illustrate in this paper. gued this point repeatedly in the past (see Note 2 above).
This has provoked some discussion. Now there is a supreme-
ly conclusive test available to us to decide whether my in-
3. Kant's transcendental theory of mathematics, space, and terpretation of Kantian intuitions is correct. This test is to
time see whether my interpretation makes sense of Kant's prob-
lem of the possibility of synthetic knowledge a priori in
In order to find material for such illustrations, we can use mathematics. Kant's real problem is to explain why we can
the insights already reached. The partial insights we have obtain synthetic knowledge a priori in mathematics, not by
reached are important both historically and systematically. means of "intuition", but by means of what twentieth-cen-
Both these aspects are illustrated by an analysis of the first tury logicians would call instantiations, that is, by means of
major use Kant made of the basic idea of his Transzenden- considering "arbitrarily chosen" representatives of general
talphilosophie. It is his theory of the mathematical method, concepts in mathematical arguments. For such representa-
space, time, and sense-perception. I am tempted to say, it is tives of particulars (individuals) are precisely what I have
his "Transcendental Aesthetic". Unfortunately, the true shown Kantian intuitions to be. Their introduction is what
argumentative structure of this part of Kant's work is Kant defines constructing to be. (See Kant's definition of
hidden in the first edition of the Critique of Pure Reason this term in A 713 = B 741.) The problem about the use of
even more thoroughly than the force of his term "transcen- such instantiation methods is that in them we introduce a
dental" was hidden in his half-hearted explanation of the representative of a particular entity a priori, without there
term quoted above. And when Kant clarified the structure being any such entity present or otherwise given to us.
of his line of thought in the Prolegomena (see especially More fully expressed, Kant's problem is not how instantia-
sections 7-11, whose counterpart in the first Critique is tions are used in logical or mathematical arguments. He is
A 4 6 - 4 9 = B 64-66), he unfortunately left the real basis of accepting the traditional concept of a mathematical (for us:
his argument hanging on a footnote reference to his discus- logical) argumentation in which appeals to geometrical "in-
sion of the mathematical method at the end of the Critique tuition" in our sense play no role. Kant's problem is: how
Of Pure Reason (A 713 f f = B 741 ff). This basis has been can such argumentation, prominently including apparent
misunderstood almost universally. Since I have given full anticipations of absent particulars in instantations, yield
analyses of it elsewhere, I may perhaps be relatively brief knowledge which is applicable to all experience a priori.
here in setting Kant's record straight) Contrary to what is All this is amply shown by Kant's own words. In the
often thought, the datum Kant is trying to account for in Prolegomena, Section 8, Kant writes about the use of in-
the 'Transcendental Aesthetic' is not that we can obtain tuitions (particular representations) a priori, i.e., so as to
102 JAAKKO HINTIKKA

anticipate their objects: allegedly come to know particulars, and is applicable to ob-
jects only qua objects o f sense-perception.
But with this step the difficulty seems rather to grow than to Kant expresses the conclusion just indicated as follows
decrease; For now the question runs: How is it possible to intuit (Prolegomena, Section 9):
anything a priori? Intuition is a representation, such as would
depend directly on the presence of the object. Hence it seems If our intuition had to be of such a nature that it represented
impossible to intuit anything a priori originally, because the in- things as they are in themselves, no intuition a priori could ever
tuition would then have to take place without any object being take place and intuition would be empirical every time.
present, either previously or now, to which it could refer ....
This is Kant's transcendental assumption, which implies
Thus the usual interpretation - or at least one variety of it that the properties and relations mathematics deals with do
- turns Kant's problem neatly upside down. Kant is not not belong to things as they are in themselves, but are put
trying to explain how intuitions can yield knowledge in into them by ourselves. Accordingly, he concludes:
virtue of their especially immediate relation to their objects.
He is explaining why certain intuitions (viz. the instan- There is thus only one way in which it is possible for my intui-
tion to precede the reality of the object and take place as knowl-
tiating terms used in logic and mathematics) can yield syn-
edge a priori, namely, if it contains nothing else than the form of
thetic a priori knowledge even when their objects are absent. sensibility which in me precedes all real impressions through
This passage is not about our representations (intuitions) which I am affected by objects. (Kant's emphasis.)
of physical objects, either, as some scholars have claimed. It
is plainly Kant's own canonical and completely general Here we can see both Kant's Aristotelian premise ("the
statement of his transcendental problem of the possibility form of sensibility.., precedes all real impressions.., by ob-
of mathematics. But how can intuitions yield knowledge a jects") and his main conclusion (an intuition a priori can
priori even when they are used in the absence of their yield knowledge only "if it contains nothing else than the
objects? It is here that Kant's transcendental method comes form of sensibility"). A little later (Section 11) Kant notes
into play. Since "reason has insight only into that which it how this restricts the applicability of mathematics:
produces after a plan of its own", the explanation of the
Pure mathematics, as synthetic knowledge a priori, is only possi-
universal applicability of knowledge obtained by using ble because it bears on none other than mere objects of senses ....
instantiation methods, i.e., by anticipating certain properties
and relations of particulars, can only lie in the fact that we
have ourselves p u t those properties and relations into ob- 4. Kant's Aristotelian mistake exposed
jects in the processes through which we come to know
individuals (particulars). Then the knowledge gained in this This Kantian argument depends essentially, not only on his
way must reflect the stucture of those processes, and is general transcendental position, but also on the assumption
applicable to objects only in so far as they are potential tar- that the particular objects to which mathematics applies are
gets of such processes. always given to us by sense-perception. But is Kant right in
Now what are these processes? How is it that we do thus assuming that the process by means of which we
come to know particulars? Following a long philosophical become aware of the existence of individuals is sense-per-
tradition, Kant answers: by sense-perception: "Objects are ception? In spite of its plausibility and wide currency, I
given to us by means of sensibility, and it alone yields us believe that Kant's assumption is deeply wrong. Indeed, I
intuitions... [I]n no other way can an object be given to us" have suggested that it is Kant's basic fallacy in his first
(A 19 = B 33). This answer goes all the way back to Aristot- Critique. Kant is asking the wrong question here. He is in
le, according to whom "it is sense perception alone which effect asking: Is perception involved in all our processes of
can grasp particulars". (Analytica Posteriora A 18, 81 b 6.) coming to know particulars? It is not unreasonable (al-
Given this assumption, Kant concludes that the proper- though not unchallengeably obvious) to opt for an affirm-
ties and relations with which mathematics deals are put into ative answer to this question. But this is not the appropriate
objects by as in sense-perception. Hence (Kant says) these question here. In Kant's own terms, if there is something
properties and relations are due to the structure (form) of else involved in our cognition of particulars than perception,
our faculty of sense-perception. These forms Kant identifies we could have smuggled the requisite things into the partic-
with space and time. Thus our mathematical knowledge ular objects of our knowledge in that other component.
reflects the form of the processes by means of which we What Kant ought to have asked therefore is this: Is percep-
KANT'S TRANSCENDENTAL METHOD AND HIS THEORY OF MATHEMATICS 103

tion all that is involved in our coming to know particular tions of things in general, but a pure intuition. For... we can
objects, especially their existence? Is sense-perception the represent to ourselves only one space. (Emphasis added.)
way of cognising individual existence in general? And as an
Here the uniqueness (particularity) of space is used as a
answer to these questions, Kant's doctrine is hopelessly
reason for the intuitivity o f its representation, thus bringing
wrong. The most general description of the ways in which
out the force of the term "intuition" in his argument.
we do reach the information which we actually have about
in drawing conclusions from his 'Transcendental Exposi-
individuals (especially their existence) is not passive per-
tion o f the Concept o f Space' Kant writes (A 26 = B 42):
ception, but active seeking and finding. Only rarely can we
relax and sit back and wait passively until the right particu- Space does not represent any property of things in themselves,
lars show up in our sense-perception. Typically, we have to nor does it represent them in their relation to one another. That
get up and actually look for the particular objects o f our is to say, space does not represent any determination that at-
taches to the objects themselves, and which remains even when
knowledge. Indeed, we can speak o f seeking and finding
abstraction has been made of all the subjective conditions of
even in areas where sense-perception is not involved at all, intuition. For no determination.., can be intuited prior to the
e.g., in dealing with numbers and other abstract entities. existence of the things to which they belong (emphasis added),
Language-games of seeking and finding (as we might call and none, therefore, can be intuited a priori .... Space is... the
them) are thus much better candidates for the role o f the subjective condition of sensibility, under which alone outer
intuition is possible for us.
general activities by means of which we come to know
particulars than perception. Hence Kant's Aristotelian view
This passage should be compared with the quote from the
concerning intuitions and perception is wrong. We can now
Prolegomena, Section 8, above. Both make the same point,
also see that Kant's mistaken view was not only myopic, even though the Prolegomena passage is considerably more
but un-transcendental and hence un-Kantian. He overlooks explicit and clearer. But quite unmistakably Kant is saying
here the active element in our knowledge acquisition which in the Critique passage, too, that the use o f intuitions is
he elsewhere highlights, not the least in his use of the impossible if it deals with "determinations" o f things in
concept o f the transcendental, as we saw earlier. themselves, that is to say, independent of the "subjective
Given this one fallacious step, Kant can claim that conditions" o f our knowledge of particular objects. Intui-
mathematics is based on the structure of our faculty o f tions used a priori (that is to say, used so as to precede their
sense-perception and reflects this structure. The only objects) can yield knowledge only if they pertain to the
remaining (relatively innocent) step he took is to identify
subjective conditions o f knowledge, that is, to out knowl-
this structure with space and time. edge-seeking activities and their products. These Kant tac-
In spite of the fact that Kant takes this one fallacious
itly identifies with sense-perception ("subjective conditions
step, it is bad interpretation and bad philosophy for the of sensibility").
commentators to make Kant's mistake for him. The inter-
Essentially the same things can be said o f Kant's conclu-
pretation I criticized above is faulty not the least because it
sions concerning space and time in the Transcendental
disregards the distinctively transcendental element in Kant's
Aesthetic, viz. in A 25 = B 42 and A 3 2 - 3 3 = 4 8 - 5 0 .
thinking in this department. On this interpretation, Kant's
Hence the line of thought I have ascribed to Kant is not
theory o f space and time as the respective forms o f our outer
restricted to the Prolegomena but is clearly present also in
and inner sense differs little form any old naturalistic
the first Critique.
explanation o f any old naturalistic phenomenon. This inter-
Thus a closer examination of Kant's actual argumenta-
pretation, however you propose to develop it, is bound to
tion confirms my interpretation o f the structure o f his line
overlook the transcendental element in Kant's arguments
o f thought.
about space and time in the 'Transcendental Aesthetic',
and also to overlook the precise force o f such Kantian
terms as "intuition" (Anschauung) there. In contrast to it,
5. A transcendental deduction of game-theoretical seman-
on my interpretation his arguments suddenly make perfect-
tics
ly good sense. For instance, the interpretation of an intuition
as a Vorstellung of a particular is shown to be correct by
In spite of Kant's fallacious idea that sense-perception is
the way Kant argues in A 2 4 - 2 5 = B 39:
the way o f gaining knowledge about particulars, his theory
Space is not a discursive or, as we say, general concept of rela- is extremely interesting, and offers rich material for further
104 JAAKKO HINTIKKA

discussion. One reason why I have expounded Kant's line including a better grasp of the limitations of classical logic
of thought as fully as I have is that, in spite of this one slip, and the classical concept of model in logic.4
the rest of his argument seems to me sound. Moreover, the These further applications of Kantian ideas are closely
one mistake Kant makes can easily be corrected, as we saw, connected with his fundamental transcendental viewpoint.
by substituting the activities of seeking and finding for pas- According to this view, our system of logical truths is
sive sense-perception in Kant's line of thought. The right determined by the structure of our knowledge-seeking acti-
conclusion from the reconstructed Kantian argument is vities, which in my model are the language-games of seeking
therefore implicit in what I have already said. Obviously, it and finding. Any change in the rules for these "games" orin
will be that the knowledge obtained by means of instantia- their preconditions will be reflected by the structure of our
tion procedures deals "really" with our rule-governed activ- logical system. For instance, if the strategies which are
ities of seeking and finding, and reflects the structure of available to the players of my semantical games are restricted
these activities. Admittedly, a terminological adjustment is to computable (recursive) ones (and the overall games
needed here. The knowledge thus obtained was identified divided in a certain sense into subgames), we obtain certain
by Kant with mathematical knowledge, but it is easily seen nonclassical interpretations of logic which include promi-
that what it really amounts to is the kind of knowledge we nently G6del's famous functional interpretation of first-or-
obtain in logic, especially (but not exclusively) in first~rder der logic and arithmetic, s
logic (quantification theory). After all, instantiation rules Again, our usual logic applies to objects only in so far as
are the cornerstone of logic, especially the ground-floor they are potential objects of our activities of seeking and
logic just mentioned. Moreover, this logic is precisely what finding. This is analogous to Kant's claim that mathematics
goes into the kinds of mathematical arguments Kant actually applies to objects only q u a objects of sense-perception.
used as his paradigm cases. (They were mostly arguments Such preconditions to our use of logic and mathematics are
used in elementary geometry developed in the traditional usually taken to imply that the objects in question must
manner ~ la Euclid.) All told, the corrected Kantian line of not change while the games in question are played on them,
thought thus becomes an argument for an approach to logic in other words, that the world does not change while we
- both to formal logic and to S p r a c h l o g i k - which focuses investigate it, more precisely, that the world does not
on the "language-games" of seeking and finding and sees in change between the moves of the semantical games. How-
our logical knowledge merely the structure of these games ever, it is clear that not all changes in the objects make
writ large. Such an approach to logic is represented by the them ineligible to serve as objects of seeking and finding.
"game-theoretical semantics" which I have developed in the Hence, we can broaden our concepts of logic and of model
last few years,a The upshot of our hindsight-motivated in logic so as to accommodate certain changes in the world
correction to Kant is thus - literally - a transcendental while we play language-games of seeking and finding in it.
deduction of game-theoretical semantics. Game-theoretical The result is the extension of the classical concept of model
semanticists are hence the true Kantians among contempo- which Rantala has called urn m o d e l . 6 Normal (classical)
rary theorists of logic, we can conclude. This should alone models then turn out to be a special case of urn models, viz.
suffice to show that transcendental arguments are not dead invariant urn models (models that do not change in tandem
(i.e., without topical interest). with our steps of seeking and finding). This widening of the
The interest and value of this born-again Kantian argu- classical concept of model is promising, and has already
ment is undoubtedly seen best from the specific conclu- given rise to interesting applications. 7 As we can see, it is
sions to which it leads us. Several of them have a hauntingly transcendental in spirit, for it deals with the preconditions
familiar transcendental quality, at least for a true Kantian. of our "mode of knowledge" of the world in the sense of
Kant tries to analyze the nature of perceptual and apper- the preconditions of our language-games of seeking and
ceptual processes and of the application of concepts to per- finding - with "the subjective conditions" of our knowl-
ceptual raw material in order to gain further insights into edge, as Kant might have put it.
the limits of the legitimate use of the categories of under- This reconstructed modern counterpart to Kant's theory
standing, which he relates to the different logical forms of may seem to belong to a sphere of ideas altogether different
judgement. Somewhat analogously, a deeper examination from Kant's. The logical procedure of instantiation does
of the preconditions of the "language-games" of seeking not seem to have any conceptual relation to geometry, even
and finding leads us to interesting insights concerning the though it has sometimes been related to sense-perception or
presuppositions and limitations of different kinds of logics, sensory imagination. Games of seeking and finding played
KANT'S TRANSCENDENTAL METHOD AND HIS THEORY OF MATHEMATICS 105

on discrete individuals seem to be a far cry from the con- allow only of empirical [employment] and not.., employment
tinuous Euclidean geometry Kant was talking about. I extending beyond the limits of experience. A principle, on the
believe, however, that by inquiring into the constitution of other hand, which takes away these limits, or even commands us
actually to transgress them, is called transcendent.
those discrete physical objects whose availability is a pre-
supposition of my games of seeking and finding, we are The picture that emerges here is seen more clearly by
forced back to emphasizing the need of geometry frame- recalling Kant's earlier explanation of the notion of tran-
works as a prerequisite of the individuation of the objects scendental (discussed above). As was pointed out, transcen-
of seeking and finding. This line of thought has been ex- dental knowledge can be understood as dealing with, not
plored elsewhere) I cannot discuss it adequately here. It just our general conceptual system, not even with the
offers a very interesting and promising second line of activities that serve to constitute this system, but more
defense to latter-day Kantians. specifically with the legitimate limits of these activities.
I might perhaps put the same point as follows: Logic Now it seems that the contrast between the terms "tran-
reflects those aspects of the structure of our activities of scendental" and "transcendent" is that the former pertains
seeking and finding. These activities are not independent to the boundaries of the use of understanding, which Kant
of the structure of the medium in which the relevant search identifies with the limits of possible experience, whereas
is conducted. In the long run, this structure has to be the latter refers to transgressions and even denials of these
brought in, and then we are led back to ideas that resemble boundaries.
Kant's theories more closely than the logic of seeking and This seems indeed to be the basic idea in Kant. However,
finding does. the actual situation turns out to be more complicated than
this. Kant himself uses the term "transcendental" also of
some types of steps beyond the limits of experience. (These
6. Kant's concept of transcendence must not amount to denials of the boundaries of under-
standing, however, nor instigations to transgress the boun-
Turning Kant's 'Transcendental Aesthetic' into a "trans- daries.) This is vividly illustrated by the very passage I
cendental deduction of game-theoretical semantics", by quoted from A 2 9 5 - 2 9 6 = B 3 5 2 - 3 5 3 . Its middle part
correcting his Aristotelian mistake, thus leads to several reads in its entirety as follows:
interesting observations. In another sense, however, Kant's
mistake is much harder to correct, viz. harder to correct [For instance] the principles of pure understanding, which we
have set out above, allow only of empirical and not of transcen-
without affecting a great deal else in his philosophy. In
dental employment, that is, employment extending beyond the
order to see this, it is advisable to return to the concept of limits of experience. A principle, on the other hand ....
the transcendental. There is a facet of this concept in Kant's
Critique o f Pure Reason which we have not yet touched. It Is this a confusion or perhaps even a slip on Kant's part?
is the facet of this concept that ties it to the title of Kant's Admittedly, there is a royal confusion between the two
book. Kant was not only interested in describing and study- terms in parts of later literature. Moreover, Kant was not
ing our knowledge-seeking processes and their input into entirely blameless, either. However, I believe (but cannot
the total edifice of our knowledge. His primary aim was a argue here) that there is a deeper reason for Kant's hesita-
critical one. He wanted to stake the legitimate boundaries tion about the proper use of the terms "transcendental"
of those processes. This is what makes his book into a Cri- and "transcendent" and about their relation. Indeed, this
tique of pure (i.e., a priori) reason. This purpose is signalled uncertainty about the proper relation of the transcendental
by many Kantian concepts and terms. One of these con- and the transcendent turns out to be a symptom of the very
cepts is the bastard half-brother of the concept of the tran- "paradox o f transcendental knowledge" which is the prob-
scendental, to wit, the concept of the transcendent. Kant's lem which I would ultimately like to solve.
main explanation of the difference between the two is given Another notion Kant uses to highlight his critical theme
in A 2 9 5 - 2 9 6 = B 3 5 2 - 3 5 3 : is that of thing in itself (Ding an sich). It is an inescapable
shadow of the basic idea of Kant's transcendental philoso-
We shall entitle the principles whose application is confined en-
tirely within the limits of possible experience, immanent; and phy. A soon as we consider our knowledge of objects as
those.., which profess to pass beyond these limits, transcen- being obtained by means of certain knowledge-seeking
dent ... Thus transcendental and transcendent are not one and activities, we ipso facto make it impossible for ourselves to
the same. [For instance] the principles of pure understanding... consider them at the same time "in themselves", that is,
106 JAAKKO HINTIKKA

to consider them independently of those knowledge-seeking all over again. However, this theme cannot be developed
activities. The outer limits where the legitimate uses of our fully here, even though it is extremely important for our
cognitive activities must stop will the mark the limit beyond understanding and evaluation of Kant's philosophy. In
which things are transcendent, an sich. The concept-of particular, I don't want to deny that there were forces in
things in themselves, like the concept of the transcendent, Kant's own thinking which pushed him towards a position
is thus in effect part and parcel of Kant's project of marking much closer to mine than his official one.
the boundaries of our knowledge-acquiring activities. It is not hard to find specific manifestations of such
forces. Within Kant's own system, there is for instance a
reluctant and indirect admission of the conceptual fact
7. Kant's mistake and the transcendence of things in them- that the logic of our knowledge of particulars (intuitions)
selves is the logic of existence and universality, that is, twentieth-
century philosophers' "first-order logic". For him, there are
One sense in which it is very difficult to correct Kant's mis- certain principles of understanding which correspond to the
take (his identification of the way we gain knowledge of categories of quantity, which in turn correspond to the
the existence of particulars in general with sense-perception) different quantities of a judgment: universality, particularity
is that its consequences are virtually impossible to disentan- and singularity. These features of propositions (judgments)
gle from the rest of Kant's philosophy. Here I can only call are precisely what first-order logic deals with. Now - prima
the reader's attention to some of the most obvious conse- facie quite surprisingly - the principles of understanding
quences. It was precisely Kant's Aristotelian mistake that which correspond to these categories are according to Kant
turned that inevitable dark side of his transcendental posi- the axioms o f intuition. (See A 161-166 = B 200-207.)
tion, things in themselves, from epistemological restraints However, in the light of what we have found, this identifi-
on our knowledge into metaphysical reifications. For it was cation is really not very surprising. It is merely Kant's
the assumption concerning the role of perception in our oblique recognition of the fact that the logic of existence
knowledge-seeking that implied that the epistemological and universality is the "logic" of the axioms of intuition,
unreachability by our knowledge-seeking activities, which i.e., of the axioms for particular representations.
things in themselves by definition enjoy, amounted to Moreover, it is hard to avoid the impression that, for the
transcendence with respect to sense-perception, that is, purpose of the first axiom of intuition, the connection
noumenal existence. In other words, the self-same Aristo- between intuitions and sense-percePtion postulated by Kant
telian assumption is the ultimate reason why Kant identi- is otiose. The axiom is formulated by Kant as saying that
fied the limits of the legitimate use of the categories of "all intuitions are extensive magnitudes". Unpacked, it says
understanding to possible sense-experience, and forced him that all particulars are subject to geometrical and kinematic
to seek the ground of the applicability of the categories in conditions. For this purported conclusion, it is certainly
the apperceptive assimilation of sense-experiences to the easier to argue in terms of our concepts of existence and
texture of our knowledge. All this has to be re-evaluated if universality than in terms of the idea of intuitions as always
Kant's philosophy is to be purged of his crucial mistake. being given to us in sense-perception. It is certainly much
Needless to say, I cannot attempt this monumental task more difficult to think of forms of existence of particulars
here. which are not spatial and temporal than to imagine possible
Attempts have been made repeatedly both by Kant and forms of perception of which the same is true. This point is
by his followers to do better justice to those fundamental especially persuasive if some form of game-theoretical
ideas of his which are independent of the mistake. For semantics is adopted. For how can one possibly look for a
instance, one can start from empirical objects in Kant and search for particulars except in space and time? Even
consider things in themselves as the outer limit of what though we can perhaps in the last analysis make sense of
these phenomenal objects could become if we considered nonspatial and nontemporal seekings and findings, the
them in themselves, i.e., abstracted from them all traces of paradigm case can nevertheless be maintained to be the
our knowledge-seeking activities. But as long as one assigns spatio-temporal one.
to sense-perception the role it in fact plays according to Whatever further arguments one may want to put for-
Kant in the acquisition of our knowledge, it is hard to see ward here, these observations strongly suggest that the
that one cannot help ending up with the noumenal objects viewpoint from which we are looking at his theory of space,
KANT'S TRANSCENDENTAL METHOD AND HIS THEORY OF MATHEMATICS 107

time, mathematics, and particular existence is one toward mentation, and his different (and frequently mutally in-
which Kant himself was pushed to some extent by his own compatible) attempts to solve his problems.
conceptual framework. Second, what is often missing is the realization that a
Admittedly, Kant tries to give a deeper foundation to historical philosopher's words and other conceptual phi-
the alleged connection between particulars and sensibility losopher's words and assumptions are different from ours.
by means of his examination of the threefold synthesis As a consequence, the argumentative structure-of a phi-
through which objects of experience are according to him losopher's thought is easily misunderstood.
constituted. But this attempt is a belated one. The plausi- There are many examples of these phenomena in those
bility of Kant's account of synthesis is no greater than that parts of recent Kantian studies which are relevant to my
of Kant's initial Aristotelian mistake. It may be prima facie own interpretations. To take examples from the best litera-
more plausible to think of the particular objects of our ture, Jill Buroker 9 discusses Kant's remarks on the problem
experience as being constituted in perception and appercep- of incongruent counterparts without any deeper awareness
tion than as constituted to be potential objects of seeking of the force of Kant's notion of intuition nor of the rela-
and finding. On reflection, it is seen that this plausibility is tion of this part of his thought to the overall argumentative
merely another form of the same Aristotelian fallacy. The structure of Kant's philosophy of mathematics.
true account of individuation and identification will center Likewise, Charles Parsons, in his paper on Kant's philos-
crucially on the re-identification of objects in space and ophy of arithmetic, 1~ never really raises the questions of
time, i.e., on those very properties of theirs which make what Kant's own central problems were and how various
them potential objects of seeking and finding, a In other pronouncements are related to his overall line of thought.
ways, too, can it be seen that objects are in our actual con- Yet this makes a crucial difference to Parsons' own argu-
ceptual system individuated primarily to be re-identifiable ments. For instance, in criticizing my interpretation of
objects of search and recognition. Kant's notion of intuition as amounting to a singular Vor-
stellung (and nothing more, as far as the force of the term is
concerned), Parsons correctly notes that Kant seems to
8. Kant's transcendental vantage point as guide of inter- consider on a large number of occasions the immediate per-
pretation ception-like relation of an intuition to its object as one
of its important characteristics. However, he never asks
There is a solid methodological reason why it is important to where these occasions occur. Now it easily turns out
examine Kant's philosophy of mathematics in the light that each and every one of them occurs in the systematic
of his basic transcendental viewpoint. This importance is order of things after Kant has established to his own
perhaps best seen by asking: How is an interpretation of a satisfaction that all intuitions, not just empirical ones,
historical figure like Kant to be judged? Almost always, have an essential relation to sense-perception. (Empirical
what one finds in books and papers in the history of phi- intuitions are assumed to be given by perception and a
losophy are attempts to reconcile an interpretation with priori ones have been argued by Kant to be based on the
the letter of all the different relevant texts of some famous form of our sense-perception.) Hence these passages have
philosophers. This is sometimes done for the purpose of no relevance whatsoever to the question of the force of the
proving an interpretation of, sometimes to criticize, the term "intuition" in Kant. a 1
philosopher in question but the method is the same in both There perhaps are no crucial experiments in science.
cases. Usually, the constructive results are inconclusive. An There are, however, crucial tests in the history of philoso-
interpretational problem which can be solved by assembling phy. No matter what you can, for instance, say of Kant's
a collection of quotations is not worth raising. By the same use of the term "intuition" (Anschauung) elsewhere, an
token, it is a cheap shot to point out that a proposed inter- interpretation which does not enable us to make sense of
pretation does not immediately square with what for us is the very argument by means of which Kant arrives at his
the literal meaning of the words of the philosopher in ques- theory o f space and time is not only wrong; it is a no-
tion. starter. My focus on Kant's transcendental method is useful
What is missing from discussions which turn on this kind in that it shows what the crucial arguments in Kant are that
of argumentation are two things. First, they miss the can serve as "crucial tests" of this kind.
dynamics of a philosopher's thought: his problems, his What we have to do is to therefore look at the arguments
tacit conceptual assumptions, his favorite modes of argu- which Kant employs to establish the link between a priori
108 JAAKKO HINTIKKA

intuitions and sensibility. This is precisely what I did above Dordrecht, 1979; Jaakko Hintikka, 'The Gamc-Thcorctical Seman-
in S.ection 3. And then it turns out that Parsons' view is not tics: Insights and Prospects', Notre Dame Journal of Formal Logic
23 (1982), 219--241; Jaakko Hintikka, The Game o f Language,
only awkward; it is diametrically opposed to what Kant is
D. Reidel, Dordrecht, 1983.
assuming in his argument. (A priori intuitions are not char-
4 See here Jaakko Hintikka, 'Transcendental Arguments Revived',
acterized by an especially immediate relation to their ob- in A. Mercier and M. Svilar (eds.), Philosophers on Their Own Works,
jects; they are precisely intuitions used in the absence of Vol. 9, Peter Lang, Bern, 1982, pp. 115-166.
their objects.) Thus even a minimal attention to the struc- s See Kurt G6del, l~lbereine bisher noch nicht bentitzte Erweiter-
ture of Kant's reasoning immediately settles an interpreta- ung des finiten Standpunktes', in Logica. Studia Paul Bernays
dedicata (no editor given), Editions du Griffon, Neuchatel, 1959,
tional issue.
translated as 'On a Hitherto Unexploited Extension of the Finitary
An emphasis on Kant's transcendental method is useful Standpoint', Journal of Philosophical Logic 9 (1980), 133-142, and
precisely because it forces us to attend to the structure of cf. Jaakko Hintikka, 'Game-Theoretical Semantics: Insights and
Kant's overall argumentation. It was, for instance, my Prospects' (Note 3 above). Further reference to the literature is
attention to Kant's transcendental method which led me to given in both these places.
inquire into the knowledge-seeking activities which accord- 6 See Veikko Rantala, 'Urn Models', in Saarinen (ed.) (Note 3
above).
ing to Kant give us our knowledge of particular objects.
7 See Veikko Rantala, Aspects of Definability (Acta Philosophica
And this question of course, was what led me to recognize Fennica, Vol. 29, Nos. 2-3, North-Holland, Amsterdam, 1977);
Kant's important Aristotelian mistake. In general, attention Jaakko Hintikka, 'Impossible Possible Worlds Vindicated', Saarinen
to Kant's method leads us to try to understand the argu- (ed.) (Note 3 above).
mentative structure of Kant's theory of mathematics. a On the subject of individuation and identification, see Jaakko
Hintikka and Merrill B. Hintikka, 'Towards a General Theory of
The other major flaw in the recent literature, viz. insuf-
Individuation and Identification', in W. Leinfellner, E. Kraemer,
ficient attention to the import of Kant's key concepts, is and J. Schank (eds.), Language and Ontology: Proceedings of
best cured by close attention to the literature which formed the 1981 International Wittgenstein Symposium, H61der-Pichler-
the background of Kant's theories. I believe that' from that Tempsky, Vienna, 1982; pp. 137-150.
literature one can find much more evidence for my inter- 9 Jill Vance Buroker, Space and Incongruence, D. Reidel,
Dordrecht, 1981.
pretations than has been spelled out yet. Unfortunately,
10 Charles Parsons, 'Kant's Philosophy of Arithmetic', in Ralph
this is not the occasion to look for such evidence.
C. S. Walker, Kant on Pure Reason, Oxford U. P., 1982, pp. 13-40;
orginally in Sidney Morgenbesser et al. (eds.), Philosophy, Science,
Note: This paper is closely related to the first half of my and Method. Essays in Honor o f Ernest Nagel, St. Martin's Press,
contribution to the 1981 Cambridge Conference on Tran- N. Y., 1969, pp. 588-594.
scendental Argumentation, which has appeared in German 11 Some critics of my earlier work have thought that I interpret
any representative which for conceptual reasons stands for only one
translation under the title "Das Paradoxon transzendentaler
entity as an intuition. No, of course not. An intuition according to
Erkenntnis" in the proceeding volume of the Conference, Kant represents its object qua particular, i.e., without the help of
entitled Bedingungen der M6glichkeit, Klett-Cotta Verlag, general concepts. Hence, e.g., the Vorstellung that goes together
Stuttgart, 1984, ed. by W. Vossenkuhl and E. Schaper. with a definite description is not an intuition for Kant, even though
The work on the changes from and additions to that earlier it can stand for only one object.
version has been supported by NSF Grant # BNS 8119033.
Dept. o f Philosophy,
Florida State University,
Notes TaIlahassee, Fla. 32 306, U.S.A.

See Carl Christian Erhard Schmid, W6rterbuch zum leichteren


Gebrauch der Kantisehen Sehriften, vierte Ausgabe, 1798, reprinted
by WissenschaftlicheBuchgesellschaft, Darmstadt, 1980, p, 525.
2 See the essays on Kant reprinted in my books, Logic Language-
Games, and Information, Clarendon Press, Oxford, 1973, and
Knowledge and the Known, D. Reidel , Dordrecht, 1974, as well as
'Kant's Theory of Mathematics Revisited', in J. N. Mohanty and
R.W. Shehan (eds.), Essays on Kant's Critique o f Pure Reason, U.
of Oklahoma Press, Norman, Oklahoma, 1982, pp. 201-215 (re-
printed from Philosophical Topics 12, No. 2 (1982)).
3 See Esa Saarinen (ed.), Game-Theoretical Semantics, D. Reidel,

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