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Gombrich Retrospective
Author(s): Murray Krieger
Source: Critical Inquiry, Vol. 11, No. 2 (Dec., 1984), pp. 181-194
Published by: The University of Chicago Press
Stable URL: http://www.jstor.org/stable/1343390
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The Ambiguities of Representation and Illusion:
An E. H. Gombrich Retrospective
Murray Krieger
181
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182 Murray Krieger An E. H. GombrichRetrospective
seen as responsible for some of the most provocative turns that art theory,
literary theory, and aesthetics have taken in the last two decades.
In much of his work since the early 1960s, however, Gombrich has
appeared more and more anxious to dissociate himself from those who
have treated his earlier books and essays as leading to the theoretical
innovations which have claimed support from them. In The Image and
the Eye, the statements which put distance between himself and such
followers seem utterly unambiguous. And against the charge that his
work has become more conservative with the passing years, I suspect
Gombrich would argue that any claim of difference between, say, Art
and Illusion and TheImage and the Eye is a result of an original misreading,
that the recent work is only more explicitly defending a traditional position
which was quietly there all along, though supposedly friendly theorists
wrongly saw him as subverting it in the earlier work. Thus Gombrich is
now self-consciously committed to undoing what he sees as our errors
of reading rather than his own errors of writing.
Since I have actively participated in recent theorizing that sees itself
as, in part, Gombrichian, I shall-in responding to Gombrich's writings
and to his disavowals-presume to be the spokesman for such theorists.
Yet I mean, of course, to be speaking for myself as I worry about how
faithful my interpretations have been to his ideas. It is a self-stirring
experience-just short of awesome-for me to write, I hope searchingly
and even conclusively, about a single author's vast body of writings that
have so markedly shaped the directions I have taken in my own work.
For such an undertaking calls for more candor than I enjoy summoning
up: candor in looking back, at some distance, at a series of writings by
another which I have appropriated as my own, and candor in assessing
my own sins of misappropriation in the process of making another's
work serve mine. To what extent have Gombrich's books and essays
influenced me, then, and to what extent have I influenced my reading
of them in order to allow them to provide the influence which my own
theoretical search required? Especially since Harold Bloom's work of the
past decade, it would seem that the question of influence has become
thus self-consciously complicated for all of us who wish to be candid
about it.
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Critical Inquiry December1984 183
It may be more accurate, then, to qualify the title of this essay and
call it a "personal retrospective." In what follows I intend to trace the
history of my own encounters with Gombrich's remarkable work and my
growing concern, under the impact of his successive books, about the
conflict between what I wanted him to be saying and what he himself
has been telling us he prefers to have said. Yet I have suggested that this
question-whether Gombrich has been interpreted or misinterpreted-
is not one to be restricted to me among those who have been influenced
by him. To the extent that it does concern his influence on literary and
art criticism generally, to the extent that his influence may be shown, in
the end, to rest on an interpretation of Gombrich which he would prefer
to reject, this retrospective may prove to be more than personal after all,
so that I hope that it will raise important issues for theory at large.
I remember my most recent meeting with Gombrich, in the summer
of 1975, when I was working at the Warburg Institute, that splendid
London repository, the gentle esoteric empire overseen by him. We spoke
of our dear friend, the late Rosalie Colie, the brilliant Renaissance scholar
who, a dozen years before, had first introduced me to the contributions
which Gombrich's work could be seen as making to criticism in the literary
as well as the plastic arts. And I was surprised as I sensed in Gombrich
some dismay at the uses made of his work by some of those whose attitude
toward the roles of convention and reality in visual and verbal repre-
sentation was largely shaped by reference to his essays and books. I felt
some unease at his complaints since I had just completed the manuscript
of my Theoryof Criticism,which, as it developed its argument, depended
heavily on what I thought to be Gombrichian notions, modeled largely
on Colie's interpretation of them.
His complaints that day came to focus on the distinguished philos-
opher Nelson Goodman and his influential work in aesthetics, Languages
of Art (1968). In that book Goodman sees Gombrich as instrumental to
the notion in recent theory that the "reality"of the viewer of art is shaped
by his or her way of seeing, which is already under the control of the
conventions imposed by a culture. Goodman starts from Gombrich's
insistence "that there is no innocent eye."
It was this way of reading the early Gombrich (through Art and
Illusion and Meditations on a Hobby Horse) that supported theorists who
would reject the theory of imitation, indeed who would turn it on its
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184 Murray Krieger An E. H. GombrichRetrospective
head. Ever since David Hume, critical philosophers have been reminding
us of our tendency to attribute to nature itself what is true only of our
language and the visions permitted by that language. It was an early
version of the deconstructive move. Gombrich helped bring this awareness
to art critics who had been used to assuming that the representational
visual arts reflected a universally available nature rather than-as after
Gombrich we saw-the anticipated representations projected by our visual
conventions. As Karl Popper (who had a strong philosophic influence
on Gombrich) supplied epistemology with an alternative to naive induction
by substituting our controlling expectations for a realm of neutral sense
data which we each apprehend and collect into universals, so Gombrich
supplied aesthetics with an alternative to the notion that there is a neutral
and prior "object of imitation" (Aristotle's phrase) to which the artist's
representation must be referred. Although this antimimetic notion is
hardly original with him and already had a lengthy history in theorizing
about art, Gombrich brought to it a theory of perception and his brilliance
as a phrasemaker that made it especially available to current theory, and
particularly literary theory, which was just beginning to confront problems
of semiotics.
His striking reformulations of traditional doctrines of representation
are underlined by his lucidly provocative word-pairings: "making"comes
before "matching"; "form" and "function" (suggesting that form follows
function); "norm"and "form"(suggesting that norm controls our perception
of form); and "stimulation" and "simulation" (suggesting that stimulation
can occur independently of simulation, the first provoking the second).2
These are the elements in Gombrich that led to Goodman's references
to Gombrich's work as a precedent for his own, references that in turn
led to Gombrich's concerns about what Goodman and others were doing
in his name. These were the concerns I recall his expressing in his con-
versation with me, as he has consistently and with increasing resistance
been expressing them after the publication of Meditationson a HobbyHorse
(1963), which seems still in the spirit of Art and Illusion.3
But I should like to return to the suggestions in the early Gombrich
which were picked up and turned into contributions to an untraditional
aesthetic. The major shift from traditional aesthetics which I described
earlier-from representation as imitation to representation as the viewer's
constructive response to stimuli-leads to a number of changes worth
mentioning here.
One change is the denial of the antique distinction in aesthetics
between natural and conventional signs, that is, between signs which look
like their referents and arbitrary signs related to their referents only by
convention: in short, between pictures and words. For all representation-
even that apparently depending on its resemblance to external reality-
comes to be similarly viewed as responding to the perceptual and cultural
norms brought to it-in short, to be similarly viewed as conventional
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Critical Inquiry December1984 185
signs. And these norms, through usage, establish an authority that does
not depend upon fidelity to what (in a neutral, naturalistic sense) is being
represented. All signs must be read, not-as with the natural-conventional
sign distinction-some signs seen and some read. Even in Gombrich's
early discussion of trompel'oeil paintings (and Gombrich returns to these,
dealing with them from Zeuxis on, in book after book up through The
Image and the Eye), he is primarily concerned with the role of expectations
and the manipulation of the artistic medium in creating the deception
rather than with the perfection of resemblance that would justify the
mistake by a human viewer. (His emphasis reverts to the latter of these,
we will see, in later writings.)
In undermining the notion that objects can be simply duplicated in
art, Gombrich comes to see visual representations as going beyond space
and invading the realm of time. In emphasizing the beholder's share,
he frees us to read beyond the static disposition of shapes given by the
painting as we force it to respond to our narrative expectations of sequence.
I am delighted that The Image and the Eye finally reprints the important
essay "Moment and Movement in Art" (originally published as early as
1964), in which this temporalizing of art is forcefully argued. It is one
of Gombrich's essays that endeared him to literary people by closing the
gap between painting and literature which theorists like Gotthold Ephraim
Lessing had insisted on keeping open.
The move from simple spatial duplication had another major con-
sequence: the shift from the work's reliable reference (to "objects")to its
self-reference-its reference to its own status as art and not reality-a
favorite notion among Gombrichians. Indeed, many of Colie's most per-
ceptive readings of poems and of still-life paintings arise from insights
to which her claims of self-reference have opened the way. She derives
her brilliant work on still life from Gombrich's hints about the Vanitas
motif in the Protestant ethic on which the Dutch contributions to the
still-life tradition rest.4 The vision in the painting of the vanities, the
trivia of the bourgeois world seen as trivia-transient items of artifice
fixed in a permanent artifact-creates a paradoxical experience in which
art, as an object, reminds the viewer of its own limitations as the container
of all that would contradict its very ontology. Thus even an attempt at
a representation as realistic as the Dutch refers to its own illusionary
character-as illusionary as those falsely valued things it seeks to depict.
And in the sustained paradox of transience and fixity, it reinforces the
need-seen in essays like "Moment and Movement in Art,"just discussed-
to see the temporal implications within art's frozen space.
We see self-reference also at work, perhaps more spectacularly, in
Gombrich's discussions of "impossible paintings" and the "visualdeadlock"
into which they lead the viewer." Whether treating the rare examples of
this sort by William Hogarth or the customary playfulness of M. C.
Escher, Gombrich shows these works-with their flagrant violations of
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186 Murray Krieger An E. H. GombrichRetrospective
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Critical Inquiry December1984 187
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188 Murray Krieger An E. H. GombrichRetrospective
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Critical Inquiry December1984 189
taming the theory into conformity with his needs as the years pass; and
his major need is to account for the emergence of Western naturalism
as the way to solve the problem of visual representation.) The earliest
version of "Icones Symbolicae"appeared in 1948 and rested upon the
difference between the Renaissance artist's iconic attempt to reproduce
his divine object and his pictographic attempt to allegorize it." It was a
difference between using pictures as natural signs that seek to represent
the sacred directly and using conventional pictorial signs-in accordance
with a semiotic code-which could be translated into messages about the
sacred. Indeed, in the latter case, any attempt at producing an icon of
the divine was to be avoided by an ethic that opposed idol-worship. Thus
the use of symbolic animals, furthest from divinity, is encouraged-"the
apophatic way of mysterious monstrosity"-as the iconic representation
of like by like is rejected for the safer pictographic and encoded repre-
sentation of like by unlike.'2
But, as Gombrich the historian later traces the history of visual
representation in the West, he sees the movement from medieval to
Renaissance art as the progressive discovery of those techniques related
to cues that produce three-dimensionality, techniques that permit our
experience of art to move from reading a pictographic code to seeing
an illusionary replica of nature.
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190 Murray Krieger An E. H. GombrichRetrospective
its function for his theorizing. Earlier it was forced to justify his celebration
of art as a self-conscious fabrication, but it is now brought to bear as
evidence of the deceiving powers of representational resemblance. Instead
of focusing on the illusionary devices which seek to trick us, he now
dwells upon the successful effects of the deception itself. In The Image
and theEye he even supports his commitment to the possibilities of absolute
verisimilitude by pointing to an example of visual deception in the animal
world, nature's trompel'oeil, as if it were relevant to the realm of human
artifice.'4 He has come a long way from his use of this most extreme
example of imitation to support, a fortiori, an argument for artistic self-
reference.'5 This change in attitude toward the trompel'oeil is a reflection
of the difference in his use of "illusion" since his book which made that
word famous: always related to human vision, it seems to have shifted
gradually from being defined by its relation to our enculturated visual
code to being defined by the immediacy of its relation to "nature," a
neutral reality available to the "innocent eye." Although, happily, Gom-
brich's perceptual interests force moments of return, there are also mo-
ments in which his "illusion" wanders dangerously close to delusion, with
dulling consequences for his aesthetic.
I cannot leave this subject without complicating more than I have
this movement from early to late Gombrich, especially in his use of
"illusion" itself. As a most revealing example of his retaining the original
Gombrichian perspective I have attributed to him, I must refer to the
concluding discussion in his essay "Illusion and Art" (1973), which I have
treated here as a major document demonstrating his movement into
anticonventionalist theoretical conservatism. After basing much of his
argument on the distinction between pictorial representations and map
signs (see my previous quotation from this essay, just above), he grants
he must "concede a point to the 'conventionalists' who compare the
inspection of paintings with the reading of any other notation" ("IA,"p.
238). And he turns to his "central problem, the double perception of
paintings, the one demanding concentration within the frame, the other
a different sequence that takes in the wall and the surround" ("IA," p.
239). The balance between these requires us not to be only "deluded"
"with illusions which remain uncorrected" by our self-consciousness. And
the essay closes by trying vainly to "do justice to the complex interplay
between reflex and reflection, involvement and detachment that we so
inadequately sum up in the term 'illusion'" ("IA,"pp. 241, 242). Here,
this late, is all the self-referential interest one could ask for, accompanied
by a sense of "illusion" far more complicated (and closer to his earlier
use of the term) than what others of his works in retreat would allow.
(Surely this "illusion" is hardly in accord with his simpler use of that
word in my previous quotation.) Someone of my own theoretical leanings
of course welcomes this statement warmly, but only while worrying about
its capacity to survive Gombrich's own opposition elsewhere. Though
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Critical Inquiry December1984 191
one might wish Gombrich would make a firmer choice between positions,
it is always refreshing to find a thinker candid enough to indulge the
danger of contradiction rather than deny himself his own most searching
observations.
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192 Murray Krieger An E. H. GombrichRetrospective
special tricks of naturalism if it had not been found that the incor-
poration in the image of all the features which serve us in real life
for the discovery and testing of meaning enabled the artist to do
with fewer and fewer conventions. This, I know, is the traditional
view. I believe it to be correct. [IE, p. 297]
Have we always misunderstood, as we sought to make Gombrich a rev-
olutionary theorist or at least a precursor of revolutionary theorists to
follow? But it is hard not to believe that Art and Illusion and Meditations
on a HobbyHorse were deliberately provocative books, despite the hold-
out elements Gombrich could later point out in them, just as later books-
and especially the most recent one-have deliberately recoiled from the
original tendencies, despite the still-lingering moments of theoretical
excitement they retain. Instead, then, is it, as I have suggested, that
Gombrich (especially after 1964) retreated from the consequences of his
own earlier claims-at least his most provocative claims-even if these
were mixed from the first with more traditional and cautious ones? Our
answer must be an ambiguous one because it must confront evidence of
both possibilities in both earlier and later essays, whatever the dominant
leanings of each.
One thing is certain about this final quotation: Those to whom his
early work was an eye-opener will find these words disappointing. But
they are unequivocal. It was to the great benefit of art theory in our time,
and of Gombrich's position in it, that he did not originally make so
forthright, and unrevolutionary, a pronouncement.
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Critical Inquiry December1984 193
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194 Murray Krieger An E. H. GombrichRetrospective
16. I find it unhappily ironic that a critic like Gerald Graff, embattled against me and
others because he insists on poetry's unproblematic referential capacities, can call upon
Gombrich's work-and not altogether unjustly-to support his claims against us. It is for
me unhappily ironic because it was Gombrich whose work played an influential role in the
subverting of the referential by recent theorists like me.
17. This disavowal differs from his strong claim in Art and Illusion for the power of
art to "teach us to see." "As Oscar Wilde said, there was no fog in London before Whistler
painted it.""Those who have experienced the thrill of such visual discoveries have generally
expressed their gratitude in the words that only art has taught them to see" (p. 275).
18. I earlier suggested that Gombrich's commitment to the transcendent authority of
the Western representational ideal can be viewed, though only by a conventionalist, as his
yielding to an ethnocentric parochialism. He goes so far in this direction, even at moments
in Art and Illusion, that he seems to see himself as Constable's companion, standing "by
Constable's side" viewing Wivenhoe Park and seeing exactly what the English master painted
(p. 252). Observing this theoretical retreat, we may find it hard to resist interpreting it as
a reflection of Gombrich's development from an emigre savant into the privileged knight
of English art historians, taking his rightful place at Constable's side. If so, then his rejection
of "the 'Egyptian' in us" for the universally immediate reality of English naturalism may
provide another example of Western-style "orientalism," that imperialism of spirit which
Edward Said diagnosed and condemned in his book of that title.
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