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ABSTRACT: A review of current code requirements on lap splices and their lim-
itations in seismic design is presented. A simple analytical model of an embed-
ded bar is examined and correlated with available experimental data. The force
transfer mechanisms of lap splices and the effects of properly placed transverse
reinforcement to avoid brittle failure are studied. The author concluded that:
(1) Concentrated transverse reinforcement at the ends of lap splices and in con-
tact with the longitudinal reinforcement is structurally beneficial; and (2) sharp
offset bends must be avoided to prevent fatigue failure in the lapped reinforce-
ment and to prevent excessive bursting forces in concrete in the event of severe
tensile load reversals.
INTRODUCTION
The specific problem considered in this paper is design criteria for ten-
sion lap splices in regions of potentially severe stress reversals. This sit-
uation occurs in critical members, such as structural walls and columns,
where splices of tensile reinforcement bars are unavoidable. During se-
vere earthquakes, alternate overturning forces can induce inelastic stress
reversals in the lapped bars. Bond strength of the concrete and pene-
tration of yielding into the development length must be controlled in
order to guarantee the effectiveness, strength, and stiffness of lap splices.
At present, the designer has no guidance on effectiveness of tensile lap
splices in critical members.
The main advantages of lap splices over welded and mechanically con-
nected splices are relative simplicity and low cost of installation in the
field. However, given insufficient experimental data on lap splices, most
building codes have penalized their use.
This paper reviews current code requirements on lap splices and their
limitations in seismic design, particularly when they apply to tension
members, such as boundary elements of structural walls and exterior
columns under severe tensile forces. A literature review on lap splices
is presented as well as a summary of the researcher's experimental work
on tension lap splices (1,2). A simple analytical model of an embedded
bar is examined and correlated with available experimental results. The
force transfer mechanism in lap splices and the effects of properly placed
transverse reinforcement to avoid bond failure are reviewed. Rational
recommendations for the seismic design of lap splices are given.
lAsst. Prof, of Civ. Engrg., Vanderbilt Univ., Nashville, Tenn. 37235.
Note.—Discussion open until September 1, 1983. To extend the closing date
one month, a written request must be filed with the ASCE Manager of Technical
and Professional Publications. The manuscript for this paper was submitted for
review and possible publication on February 19,, 1982. This paper is part of the
Journal of Structural Engineering, Vol. 109, No. 4, April, 1983. ©ASCE, ISSN
0733-9445/83/0004-0843/$01.00. Paper No. 17896.
843
The 1977 American Concrete Institute (ACI) Building Code (8) and the
1976 Uniform Building Code (32) require lap lengths greater than the
development length and no lap splices are permitted for bars larger than
No. 11 (4> = 35 mm). Table 1 summarizes the 1977 ACI Building Code
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844
#^IED ( .£f^ #
LAP SPLICE
(1.42 m)
00 #
(1.22 m) (2.44 m) (1.22 m)
FIG. 2.—Reinforcement Details at the Offset of: (a) Test Specimen §8-2 and; (b)
Test Specimen S6-2
FIG. 3.—Lap Splice of: (a) Test Specimen S8-2; (ft) Test Specimen 88-3
847
4. The use of offset bars at the end of the lap caused serious local
distress. The extent of damage was larger in specimens with large bars.
Moreover, this type of reinforcing detail may cause low cycle fatigue
failure in the reinforcement in structures under reversing loads.
5. In an eight-bar arrangement (four corner bars and four interior bars,
Fig. 2(b), with 100% of the bars spliced, slip of interior bars controlled
capacity. Splitting cracks first appeared along interior bars at the offset,
and then propagated from both end regions into the splice. The cracks
were first observed as the load approached yield. As the load ap-
proached ultimate, interior spliced bars slipped and transferred load to
the corner bars. Longitudinal splitting was not as well contained for in-
terior bars as it was for corner bars.
6. Transverse reinforcement was effective in controlling longitudinal
splitting and bar slip as well as yield penetration along the sliced bars.
7. The amount and distribution of transverse reinforcement has a crit-
ical effect on ductility, strength, and behavior of lap splices. An insuf-
ficient amount of hoop reinforcement at the ends of a splice can lead to
reduction in ductility and strength, and to severe damage within the
splice region. From measurements of strains in transverse reinforce-
ment, it appears that closely spaced hoops at the ends of a splice would
improve performance. Hoops at the ends of the splices were more ef-
fective than interior hoops in resisting splitting and bursting of the
concrete.
8. The 1976 UBC Code requirements (32) for lateral reinforcement con-
finement in seismic regions are rather conservative. In specimens with
four corner bars (S8 Series in Table 2), a reduction of 83% in the required
transverse reinforcement caused a reduction of only 15% in the mea-
sured ultimate strength. In specimens with an eight-bar arrangement (S6
Series in Table 2), a reduction of 50% in the required transverse rein-
forcement caused a reduction of 15% in the measured ultimate strength.
9. Transverse hoops must be in contact with longitudinal bars to be
effective. This is based on experimental data taken from the hoops at
the offset which were not in contact with the longitudinal bars.
FIG. 4.—(a) Lap Splice Details; (b) Internal Couple Created by the Bar Offset
FIG. 5.—Crack Widths in the Concrete along the Lap Splice of Test Specimen S6-
2 (After Ftef. 2)
a)
-Loading History-
6 Cycle No.
I in. = 25.4 mm
I M.p = 4 . 4 4 6 kN
- Yield Level
~P= 337 K.OJ / T\
b) («) y/i
0,001 Strain
i i i l i r i
/ r~~</'v-\
-'" iC-'' !_![__
/ ' / p s 337 kips (M
0 002
- Yield Level
FIG. 6.—(a) Reversing Load History; (b) Strains In the Longitudinal Reinforcement
(After Ret. 2)
850
Strain
n SUPPLEMENTARY
TRANSVERSE
REINFORCEMENT
b)
o
• '. • ' ' ' , ' & •
\% 1
1
V * •
'^&-:-
•a dx
AVERAGE CONCRETE
STRESS
852
dP
Tx = t • ;- (lfl)
t = k(Ub-Uc) (lb)
N = P0-.P (2)
in which P = tensile force in the embedded bar at section x; t = average
bond force per unit length of bar at section x; k = constant; Ub = average
elongation of bar at section x; and Uc = average deformation of concrete
surrounding at the bar at section x. Differentiating Eq. la-b and assum-
ing strain proportional to force, we obtain
d2P dt
-^ = — = *(e» - ec) = k(ktP -k2N) (3)
in which ej, = average tensile strain in the bar (= dUb/dx = k^P); ec =
average tensile strain in the concrete (= dUJdx = k2N); N = total force
in the concrete block at section x; kx = constant; and k2 = constant. Rear-
ranging Eq. 3 and substituting in Eq. 2, the following differential equa-
tion is obtained:
BOND STRESS
853
YIELD PENETRATION
BOND STRESS
NOTES:
a-Just before bar yield
b-After some bar yield
c-Just before ultimate load
FIG. 11.—Typical Distributions of Bar Forces and Concrete Bond Stresses at Dif-
ferent Loading Levels
BOND STRESS
NOTES:
a-Just before bar yield
b-After some bar yield
c-Just before ultimate load
854
Figures 10(c) and 10(b) show the distribution of P and t along the bar.
The distribution of P along the bar shown in Fig. 10(a) is similar to that
obtained experimentally and shown in Fig. 6(b) before yielding of the
embedded bar. A similar distribution was obtained experimentally by
Orr (22).
Although the model presented is simple and applies only in the elastic
range, it explains the concentration of concrete bond stresses at the ends
of the embedded bar and the stress distribution along the bar. It also
indicates that the inelastic behavior in concrete and steel starts at the
beginning of the embedment.
Two basic modes of failure can be expected in an embedded bar under
tension: failure in the bar itself with the full strength of the bar being
developed (generally termed as "bar fracture"), and failure in the con-
crete by bonding (generally termed as "bar pullout"). Figure 11 shows
typical distributions of bar stresses and concrete bond stresses at differ-
ent load levels of an embedded bar under tension. Curves b and c in the
figure show the continuous reduction of the effective embedment length
and yield penetration with load. If the area under the bond stress curve
is less than the applied force, P0, "bar pullout" is the mode of failure.
Thus, in order to guarantee 1.25 times the yield bar strength, most build-
ing codes require an embedment length much larger than the devel-
opment length. However, the addition of lateral or hoop reinforcement
increases the bonding strength of the surrounding concrete and also
controls bond deterioration. Figure 12 shows the expected distribution
of concrete bonding stress in an embedded bar with hoop reinforcement.
The net effect of hoop reinforcement is the reduction of required embed-
ment length.
This model and the experimental results cited previously (1,2) indicate
that hoop reinforcement is necessary and very beneficial in the region
close to the beginning of the embedment. It is recommended that this
region should be taken as 15% of the development length (3).
CONCLUSIONS
APPENDIX.—REFERENCES
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14. Hassan, F. M., and Hawkins, N. M., "Effects of Post-Yield Loading Re-
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Department of Civil Engineering, University of Washington, Mar., 1973, 244
pp.
15. Hawkins, N. M., "Development Length Requirements for Reinforcement Bars
Under Seismic Conditions," Proceedings, Workshop on Earthquake-Resistant
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Subject to Low Cycle Loads," Journal of the American Concrete Institute, Vol.
69, No. 6, June, 1972, pp. 334-343.
18. Ismail, M. A. F., and Jirsa, J. O., "Behavior of Anchored Bars Under Low
Cycle Overloads Producing Inelastic Strains," Journal of the American Concrete
Institute, Vol. 69, No. 7, July, 1971, pp. 433-438.
19. Lutz, L. A., and Gergely, P., "Mechanics of Bond and Slip of Deformed Bars
in Concrete," Journal of the American Concrete Institute, Vol. 64, No. 11, Nov.,
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20. Nilson, A. H., "Internal Measurement of Bond Slip," Journal of the American
Concrete Institute, Vol. 69, No. 7, July, 1972, pp. 439-441.
21. Orangun, C. O., Jirsa, J. O., and Breen, J. E., "A Reevaluation of Test Data
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22. Orr, D. M. F., "Lap Splicing of Deformed Reinforcing Bars," Journal of the
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23. Perry, E. S., and Jundi, N., "Pullout Bond Stress Distribution Under Static
and Dynamic Repeated Loadings," Journal of the American Concrete Institute,
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24. Pfister, J. F., and Mattock, A. H., "High Strength Bars at Concrete Rein-
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pp. 1-40. (Also reprinted as PCA Development Department Bulletin D63.)
25. Popov, E. P., "Mechanical Characteristics and Bond of Reinforcing Steel Un-
der Seismic Conditions," Proceedings, Workshop on Earthquake-Resistant
Reinforced Concrete Building Construction, July, 1977, pp. 658-682.
26. "Reinforcing Bar Splices," Concrete Reinforcing Steel Institute, 3rd ed., Chi-
cago, 111., 1975, 30 pp.
27. Rezansoff, T., Bufkin, M. P., Jirsa, J. O., and Breen, J. E., "The Performance
of Lapped Splices Under Rapid Loading," Research Report 154-2, Center for
Highway Research, The University of Texas at Austin, Jan., 1975, 92 pp.
28. Rice, P. F., "Rebar Splices: Cutting Costs, Avoiding Errors," Civil Engineer-
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50, No. 1, Jan., 1972, pp. 7-19.
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pp.
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.857
858