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Christopher Mitchell
New York University
state, and suggests two promising research techniques which might speed
analytic progress on that theme. The last section advocates a search for
mid-range generalizations about interstate dealings on migration and
points out a number of specific research subjects that may exemplify the
more crucial of these patterns.
unprecedented juncture?
Some related limitations of the world-systems paradigm, primarily as
formulated by Wallerstein, were recognized by Portes and Walton (1981).
They argued that "the lack ofattention to intermediate subprocesses within
the global system leads to interpretive failures and to frequent 'surprises' as
concrete events overtake the theoretical axioms" (p. 14). While their work
does not explicitly address the problem of international relations, its
theoretical orientation is highly relevant to our concerns. They also suggest
a line ofimmediate action, even during a period when major paradigms are
not fully defined: "...intermediate level analyses are necessary to bridge the
gap between grand theory and concrete situations" (p. 18).
An important additional strand in the literature on migration and inter-
national relations in fact undertakes such mid-range studies, and begins to
prospect for patterns of interstate relations. This is the analysis of state
action in the form of entry and exit rules (Weiner, 1985; Zolberg, 1981;
Zolberg, Aguayo and Suhrke, 1985). Weiner notes the deep political and
theoretical roots for states' assertion ofthe right to make such rules. He also
elegantly catalogues (1985:447-8) some of the patterns of interstate rela-
tions that may be formed by combinations of such regulations; e.g., the
juxtaposition of permissive exit rules with prohibitive entry laws
(Bangladesh and India, Mexico and the United States), or the inverse
junction of forbidden exit with encouraging entry rules (U.S.-Soviet ten-
sions over Jewish emigration).
Interestingly, most paradigms of migration and the nation-state system
(Bach, 1985; Miller and Papademetriou, 1983; Zolberg, 1981) seek to
encompass both refugee flows and labor migrations within a single theory.
This is rather to be expected since even a modified world-system approach
sets out to encompass global social, economic and political dealings. It
should include ample room for economically motivated and politically
driven longterm population movements. As we will see, most scholars
assessing migration's role in foreign policy also adopt this broad viewpoint,
braving the criticism of many official decisionmakers.
only when a widely perceived immigration challenge faces the entire nation
or even the whole continent; one recent example ofsuch a conjuncture was
the 1973 petroleum crisis and ensuing West European recession. In six
recently studied European nations, the early 1970s marked a clear water-
shed, beginning a trend towards more restrictive immigration policies. The
comparatively greater social autonomy and authoritativeness of European
states (in contrast to the U.S.) was shown by this vigorous and effective
governmental response to a primarily economic crisis.
In a few instances, immigration has served as the focal issue around which
"latent publics" were mobilized in Western Europe. The xenophobic ap-
peals of Enoch Powell in Britain (1960s) and ofJean-Marie Le Pen in France
(1980s) were indubitably influential. On the other hand, the relative rarity
ofthese nativist movements suggests that public concern about immigration
questions is only slightly easier to arouse on the eastern than on the western
shore of the North Atlantic basin.
tions have not yet been systematically developed; political and other
noneconomic factors are frequently slighted. In fact, a unified
methodology or theory of political economy would require a general
comprehension of the process of social change, including the ways in
which the social, economic, and political aspects of society interact
(1987:8-9).
Pursuing basic theoretical concerns in one of the most comprehensive
recent works, Gilpin develops an argument as to why a consensus model of
the world political economy is currently out of reach. Three basic ideologies
or paradigms - economic liberalism, Marxism and economic nationalism
-compete, he contends. They focus most of their analysis (respectively) on
1) the purported diffusion of productive technology to create a global
market, 2) the "Modern World System" relating states of the center,
periphery and semi-periphery, and 3) the view that a liberal international
economic order depends on the existence of a hegemonic economic power
willing and able to sustain the system. Because the paradigms rest on
untestable assumptions about human nature, can be adapted to uncomfort-
able facts through ad hoc theories and exist at different analytical levels,
"these perspectives can be neither proved nor disproved through logical
argument or the presentation ofcontrary empirical evidence" (1987 :Chapter
2, quoted at 41).
This paucity ofagreement on models of the global political economy, and
on how specifically political power relates to other forces at the global level,
may well impose strategic choices on those who would understand the
international relations of migration. First, the researcher's observation is
attracted to the role of the state, as a basic building block in the structure of
researchable migration dealings in world politics. This is not to embrace a
simple model ofinternational politics based on states as the only significant
political actors, pursuing national "interest defined as power" (Morgenthau
1967:5). It is, rather, to recognize that state actions represent one clear
strand of political data in a complex web of international linkages. States
contribute important political threads to the overall pattern, even as they
spur or respond to the transnational social, economic and cultural processes
of migration. (See, Heisler and Heisler, 1986: 16).
Second, analytic attention is drawn to mid-range patterns of migration
related behavior among nations - types of international relationships
which significantly affect major population movements, but whose bearing
upon global migration trends must still be specified and demonstrated.
Without an available overarching politicaVeconomic paradigm, research
efforts may well be most fruitful if they seek to make intermediate
generalizations. The roles of non-state and sub-state forces should receive
due attention in studies of this kind. One section below further defines the
694 INTERNATIONAL MIGRATION REVIEW
world economy, the overvaluation of the u.s. dollar and the liberal trade
system's own success in extending trade's economic impact in the United
States and in reducing the potential benefits to be gained from trading
partners' tariff concessions. Congress and the presidency have resorted
more and more frequently to "special deals" for "special cases", to provide
protection for certain industries through legislation or "voluntary" quan-
titative restraints by partners in international trade. By 1986, these
arrangements affected more than 25 percent of manufactured imports into
the United States (Destler, 1986: 165-175).
It is not difficult to discern, given this background, that a systematic
comparison between the making of U.S. policies on immigration, debt and
trade would shed light on the differential effects ofsocial interests, relevant
state structure and applicable ideologies. In the debt field, the United States
has been able to minimize its overt policy involvement, since domestic
depositors' interests are not effectively represented and relevant
bureaucracies can rely on technocratic prestige. These factors help to
explain why - running counter to the standard ideology of capitalism -
some official steps towards debt forgiveness have been sanctioned (especial-
ly towards African nations). The array of influential pressure groups on
trade policies has increased greatly during the past twenty years, coming to
match in complexity the set ofless powerful concerns voiced on immigration
policy. Congress has never been willing formally to yield extensive power
over immigration to the executive, and periodically seeks to retrieve powers
lost through such presidential devices as the growth of the parole power
during the 1950s. Nor has the sphere ofimmigration policy known the kind
of dominant "policy ideology" that "modified free trade" has constituted in
the realm ofinternational commerce. Humanitarianism, anti-communism,
"Statue of Liberty" values and restrictionism of varied sorts have contested
to shape American immigration law and policy.
One modest comparative study suggested by these considerations would
be to examine the relative strengths of the President's Special Repre-
sentative for Trade Negotiations and the U.S. Coordinator for Refugee
Affairs, recognized by the Refugee Act of1980. The latter has never achieved
the influence, autonomy and prestige of the former (Zucker and Zucker,
1987:57-69), in part because the bureaucratic, political and interest group
forces in play did not share the willingness (present in the trade realm) to
create a deus ex machina with real policymaking power.
research issues (often arising from advances made in the existing literature)
are connected to potential subjects for study or strategies of investigation.
Casting its empirical net widely, this form of research also has the occasional
advantage of working with a manageable array of cultural, religious and
linguistic differences within the region. Scholars might assess forms of
patterned interaction, ranging from the close and formal interstate coopera-
tion in the founding years of the West European labor importation system,
to whatJorge Dominguez (in Mitchell et al., forthcoming) terms the 25 year
record of "antagonistic cooperation" between the United States and Cuba
on migration issues. One of the most obvious comparisons - that between
the migration "sub-system" centered on Western Europe and that linked
with the United States - offers the chance to contrast the political charac-
teristics of a system with one "core" hegemonic state, with the impact of a
plurality oflabor importing strong economies. Regional migration research
can draw upon sizable existing literatures to test hypotheses on the sources
and significance ofpolitical action for population movement. A key theoreti-
cal challenge in regional migration studies will be to press for comparability
with power alignments affecting migration in other regions so as to avoid
"one-region theories".
Interstate migration dealings in the Western Hemisphere, one may note
to underscore the value of interregional comparisons, are in some ways
coming to resemble West Europe's relations with its migration "periphery".
In the four decades since World War II, a network of contacts and agree-
ments grew up between labor sending and European "host" governments
over migrants' legal and cultural rights, resident status, links with home
governments and other issues (Heisler and Heisler, 1986:34-50). Analogous
channels of "functional" negotiation on immigration matters are now
developing between the United States and Cuba, Haiti, EI Salvador and
Mexico. These new contacts result in part from the limitations placed on
illegal access to the U.S. labor market by the 1986 Simpson/Rodino im-
migration law.
Regional studies' coverage both of "labor" and "refugee" flows puts this
style of research in a good position to assess some of the points of contact
between international economic and political trends. There is likely to be
overlap between this inquiry and the examination ofstate action, as we have
seen. Research thus far (e.g. Bach, 1987; Hammar, 1985; Mitchell et al.,
forthcoming) also suggests that national ideologies - both in general and
those focused on migration - may well be key variables in the labeling of
migration flows, with major consequences both for individuals and societies.
Finally, the migration policy echoes ofchanges in the economic and social
components of the world political economy may be sought through histori-
cal migration studies. One need not define "historical" very restrictively in
this pursuit, since alterations in global patterns of production, social values
and economic interest are currently taking place rapidly. Major oppor-
INTERNATIONAL RELATIONS AND FOREIGN POLICY 703
tunities for analysis of changes over time, for example, are provided by the
juxtaposition of U.S. restrictionist measures since 1980 with the nation's
headlong emergence as the world's largest debtor state; the migration policy
effects connected with the development of "newly industrialized countries"
(NIC's), particularly in East Asia; and the alterations in political relations
linked with Western Europe's reduced appetite for temporary foreign
workers since the mid-1970s. 4
A CONCLUDING NOTE-
More than five years ago, Aristide Zolberg provided a compact theoretical
overview in which every word counts to situate migration among global
social changes:
The world can be conceptualized as a global field ofsocial interactions
structured by demographic, cultural, economic, and political processes
occurring within and among societies. Each of these processes simul-
taneously contributes to the shaping of the others and is in turn
conditioned by them. In any particular historical period, these inter-
actions form an identifiable configuration of world conditions that
pattern population movements into a migration epoch (1983:16).
Examining the political aspect of this problematic, path-breaking
scholars have not been especially perturbed by the absence of a full overar-
ching model of the world political economy as a framework to which they
might affix their findings. Instead, they have probed complex and often
initially puzzling political relationships within, among and transcending
nation-states. They have been drawn partly by what Portes and Walton
(1981) have called the "theoretical centrality" of migration as a field ofstudy,
by its potential (in the international as well as domestic spheres) to open
windows into key mechanisms of social change, and to do so in a way that
relates directly to the experience of identifiable and sometimes admirable
individuals. If efforts in this field have sometimes been stronger on clas-
sification than on the elucidation of basic political dynamics, one must keep
in mind that an enormous sweep ofsocial data - at several distinct political
and analytical levels -was being pursued.
As the study ofinternational migration politics advances, furthermore, it
may be able to establish a reverse flow of theoretical insights, contributing
to a clearer grasp of more universal processes. Mid-range generalizations
on the links among domestic change, external intervention and refugee
flows or on connections linking major trends in productive patterns with
regional population movements and national immigration policies have
4 The literature on direct foreign investment in the petroleum and mining sectors has
produced the possibly analogous concept of an "obsolescing bargain", as the host nation's
leverage increases (often along with its desire to use that leverage) once a big- ticket mine or oil
field has been constructed. See, Moran, 1974, Rodman, 1988, Heisler, 1985.
704 INTERNATIONAL MIGRATION REVIEW
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