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Journal of Clinical Monitoring and Computing

https://doi.org/10.1007/s10877-019-00293-0

ORIGINAL RESEARCH

Postoperative desaturation and bradypnea after general anesthesia


in non-ICU patients: a retrospective evaluation
Masashi Ishikawa1   · Atsuhiro Sakamoto1

Received: 2 June 2018 / Accepted: 27 February 2019


© Springer Nature B.V. 2019

Abstract
Respiratory depression, presenting as desaturation and bradypnea, is common during the early postoperative period. How-
ever, it has not been evaluated by appropriate monitoring. The purpose of the present study was to identify the incidence
and predictors of desaturation and bradypnea following general anesthesia, using a continuous and centralized monitoring
system, in non-ICU patients who did not have serious complications and did not undergo major surgery. Patients were con-
nected to a continuous and centralized monitoring system via a pulse oximeter and respiratory rate sensor for at least 8 h after
extubation. We assessed the incidence and risk factors for desaturation (SpO2 < 90% for > 10 s) and bradypnea (respiratory
rate < 8 breaths/min for > 2 min) events. We retrospectively collected the clinical data of 1064 adult patients in the study. The
incidences of desaturation and bradypnea were 12.1% and 5.1%, respectively. Most desaturation events occurred after the
termination of oxygen administration. The greatest incidence of bradypnea was within the first hour after surgery, reducing
over time. Analysis revealed that age (odds ratio [OR] 1.04, 95% confidence interval [CI] 1.03–1.06; p < 0.001), BMI (OR
1.12, 95% CI 1.06–1.18; p < 0.001) and current smoking (OR 1.91, 95% CI 1.12–3.42; p = 0.023) were significant risk factors
for desaturation. Sleep apnea syndrome (OR 4.23, 95% CI 1.09–13.5; p = 0.021) and postoperative opioid administration
(OR 2.76, 95% CI 1.44–5.20; p = 0.002) were significantly associated with bradypnea. Age (OR 1.04, 95% CI 1.01–1.07;
p = 0.010) and postoperative opioid administration (OR 3.16, 95% CI 1.22–7.87; p = 0.019) showed a significant association
with the occurrence of both desaturation and bradypnea. This study demonstrated the incidence and predictors of postopera-
tive desaturation and bradypnea, and suggests the need for monitoring oxygen saturation and respiratory rate for at least 8 h
after surgery in non-ICU patients. Use of monitoring systems might provide a safety net for postoperative patients.

Keywords  Postoperative desaturation · Bradypnea · General anesthesia · Non-ICU

1 Introduction and simultaneously decreasing the ventilatory response to


both hypercapnia and hypoxemia [4, 5]. Although provid-
Respiratory depression following general anesthesia, pre- ing supplemental oxygen to patients after general anesthesia
senting as desaturation and bradypnea, is common during improves their oxygenation, the opioid-induced bradypnea
the early postoperative period [1]. Analysis of anesthesia- persists [6, 7]. In a previous study, the majority of postop-
related closed claims demonstrated that delayed detection erative respiratory depression events were judged as pre-
of bradypnea, resulting in desaturation, was a major cause ventable with better monitoring and responses [8]. Although
of morbidity and mortality during and following proce- intermittent postoperative monitoring of the patients’ cardi-
dures under general anesthesia [2]. Fifty percent of cases orespiratory parameters is performed by nurses, detection
of respiratory depression requiring cardiopulmonary resus- of respiratory depression using common clinical signs has
citation in hospitals are due to opioid administration [3]. been shown to be difficult [9, 10], suggesting that continu-
Opioids induce hypercapnia by reducing respiratory rate ous monitoring of oxygen saturation and respiratory rate
can improve patient safety during the postoperative period.
* Masashi Ishikawa Previous studies recommended continuous and centralized
masashi‑i@nms.ac.jp monitoring of oxygen saturation and respiratory rate for all
patients in the early phase following general anesthesia [8,
1
Department of Anesthesiology, Nippon Medical School, 11]. However, the barriers to implementation of continuous
1‑1‑5 Sendagi, Bunkyo‑ku, Tokyo 113‑8603, Japan

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Journal of Clinical Monitoring and Computing

and centralized monitoring and adoption of monitoring tech- demand, with a lockout time of 10 min. For PCEA, 6–20 µg/
nology, and lack of staff familiarity with such monitors, are ml dosages of fentanyl and 0.06–0.2% levobupivacaine
significant, which makes use of the system in general wards were used, with a background infusion rate of 4 ml/h, an
uncommon. Few reports exist regarding the incidence and on-demand bolus dose of 3 ml and a lockout time of 30 min.
risk factors of postoperative respiratory depression in non- All patients received oxygen with a face mask during the
ICU patients following the use of continuous and centralized postoperative period.
monitoring systems. Patients were connected to the Patient SafetyNet system
We hypothesized that postoperative desaturation and with a pulse oximeter and an RRa sensor, which was applied
bradypnea might occur even in non-ICU patients who did to the patient’s neck after extubation. Oxygen saturation and
not have serious complications and did not undergone major respiratory rate were measured continuously for at least 8 h
surgery, making it necessary to evaluate them with a con- following the end of surgery until 07:00 the next morning.
tinuous and centralized monitoring system. The Patient The system allowed continuous 24-h monitoring and data
SafetyNet system (Masimo Corp., Irvine, CA, USA) with a storage, which was recorded and stored in the machine every
pulse oximeter and rainbow acoustic respiratory rate moni- 2 s. We assessed the incidence of desaturation (SpO2 < 90%
toring (RRa™) sensor, a non-invasive respiratory rate moni- for > 10 s) and bradypnea (respiratory rate < 8 breaths/min
tor using an acoustic transducer positioned on the patient’s for > 2 min) [12].
throat, provides continuous and centralized monitoring of Variables recorded included patient demographic infor-
oxygen saturation and respiratory rate. The purpose of the mation [age, gender, body mass index (BMI), American
present study was to identify the predictors and incidence of Society of Anesthesiologists physical status (ASA-PS),
desaturation and bradypnea in non-ICU patients following smoking status, as well as the presence or absence of res-
general anesthesia using the Patient SafetyNet system. piratory, renal, or hepatic dysfunction], data on the surgi-
cal procedure performed (including surgical site, duration
of surgery, and whether emergency or elective), anesthetic
2 Materials and methods management (anesthetic agents administered, type of anes-
thesia, duration of anesthesia, and dosage of opioids and
After approval by our institutional review board (No. 26-03- neuromuscular drugs), and postoperative management
428), we retrospectively analyzed consecutive adult patients (postoperative analgesia, oxygen administration). Cases
undergoing general anesthesia between January 4, 2015 and with missing data were excluded from statistical analysis
April 30, 2015 at Nippon Medical School Hospital, a teach- as described below.
ing and acute care general hospital providing a full range
of services and with specialized units. The general surgi- 2.1 Statistical analysis
cal ward to which patients were transferred had a nurse to
patient ratio of 1:7. We collected the clinical data of 1156 Clinical data were recorded and tabulated with Excel soft-
patients. We excluded patients if they required intensive ware (Microsoft Corp, Redmond, WA, USA). All statisti-
care after surgery, underwent tracheostomy or required cal analyses were performed using JMP version 11 soft-
other mechanical airway devices, had skin abnormalities at ware (SAS Institute. Inc, Cary, NC, USA). The results were
the site of fixation of the RRa sensor, or received opioids expressed in the form of mean ± SD or n (%). p values of
preoperatively. 0.05 were considered indicative of statistically significant
Anesthetic management was at the discretion of the differences between groups. Univariate analysis allowed
attending anesthesiologist, including the decision to provide for the determination of variables that were significantly
regional anesthesia. No patients received anesthetic premed- different between desaturation and normal groups, and
ication. Typical anesthetic management included induction bradypnea and normal groups, respectively. Normality of
with propofol 1–2 mg/kg and fentanyl 1–2 µg/kg or remifen- distribution was assessed by the Shapiro–Wilk test. Con-
tanil 0.2–0.5 µg/kg/min, followed by rocuronium 0.6 mg/ tinuous variables were compared between groups using the
kg. Maintenance of anesthesia was achieved with sevoflu- Mann–Whitney’s U test. In case of dichotomous variables,
rane, desflurane or propofol, and fentanyl and remifenta- intergroup differences were examined using Fisher’s exact
nil were administered for analgesia, as appropriate. In all test. Multiple logistic regression was used to identify the
cases, sugammadex was administered for reversal of muscle risk factors associated with postoperative desaturation and
relaxation. Where necessary, patients received intravenous bradypnea on multivariate analysis. Data on patient demo-
patient-controlled analgesia (PCA) or patient-controlled graphics [age, gender, BMI, ASA-PS, current smoking,
epidural anesthesia (PCEA). Intravenous PCA devices were asthma, sleep apnea syndrome (SAS), chronic obstruc-
programmed to deliver a continuous background infusion of tive pulmonary disease, liver dysfunction, renal dysfunc-
fentanyl 15 µg/h and single fentanyl 15 µg iv bolus doses on tion], duration of operation, and anesthetic management

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Journal of Clinical Monitoring and Computing

(duration of anesthesia and postoperative opioid admin- 3 Results


istration) were used in multivariable logistic regression
analysis. The strength of the association of variables with During the 4-month study period, 1156 patients who ful-
desaturation and bradypnea was estimated by calculating filled the study criteria received general anesthesia. Of
the odds ratio (OR) and 95% confidence interval (CI). these, 60 cases had missing data, while monitoring was
discontinued in 3 cases due to skin itchiness or redness.
In another 29 cases, the surgical site was the same as the
RRa sensor affixation site. After excluding the above 92
patients, a total of 1064 patients were included in the study
(Fig. 1). Their demographic data and other recorded vari-
ables are presented in Tables 1 and 2. The results of mul-
tivariate analysis are shown in Table 3.
The duration and amount of postoperative oxygen
administered were 5.2 ± 2.3 h and 5.6 ± 0.8 l, respectively.
The number of patients who exhibited desaturation and
bradypnea during the observation period were 129 (12.1%)
and 54 (5.1%), respectively (Table 4). The incidence of
desaturation is shown in Fig. 2 and Table 5. There were
244 events of postoperative desaturation in 129 cases. Of
these, 244 events, 64 (26.2%) occurred while supplemental
oxygen was being administered. Most desaturation events
occurred after the termination of oxygen administra-
tion. One hundred twenty-four of the 244 events (50.8%)
occurred more than 8 h after surgery, especially from 12 to
13 h after extubation. Among patients who presented with
desaturation episodes, 2 cases required emergency surgery
for postoperative bleeding following thyroid surgery about
4 h after extubation. One case required intubation due to
laryngeal edema about 5 h after extubation. Bradypnea
was detected 112 times among 54 patients. Of these, 81
events (72.3%) occurred during oxygen supplementation.
The greatest incidence of bradypnea was within the first
hour after surgery, reducing over time thereafter (Fig. 3;
Table 5). Both desaturation and bradypnea occurred in
25 cases, including 8 instances of desaturation following
Fig. 1  Flow diagram of study enrollment

Table 1  Demographic and All cases Desaturation p value Bradypnea p value


clinical characteristics
Age, years 54.8 ± 18.5 65.6 ± 16.6 < 0.001 60.0 ± 19.2 0.034
Gender, men 451 (42.4%) 50 (38.8%) 0.341 28 (51.9%) 0.202
BMI 23.2 ± 3.8 24.6 ± 3.8 < 0.001 24.0 ± 4.5 0.206
ASA physical status 1.7 ± 0.6 1.9 ± 0.5 < 0.001 1.9 ± 0.5 0.103
Current smoking 245 (23.0%) 18 (14.0%) 0.004 12 (22.2%) 0.867
Asthma 104 (9.8%) 8 (6.2%) 0.203 7 (13.0%) 0.347
COPD 12 (1.1%) 1 (0.8%) n.s. 0 (0%) n.s.
SAS 23 (2.2%) 5 (3.9%) 0.183 4 (7.4%) 0.024
Liver dysfunction 37 (3.5%) 10 (7.8%) 0.009 2 (3.7%) 0.707
Kidney dysfunction 108 (10.2%) 21 (16.3%) 0.018 7 (13.0%) 0.48

Variables are expressed as mean (SD)


BMI body mass index, ASA American Society of Anesthesiologists, COPD chronic obstructive pulmonary
disease, SAS sleep apnea syndrome

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Table 2  Surgical and anesthesia All cases Desaturation p value Bradypnea p value


data
Surgical site
 Head 3 (0.3%) 0 (0%) n.s. 0 (0%) n.s.
 Eye 44 (4.1) 4 (2.5%) 0.812 2 (3.7%) n.s.
 Face 44 (4.1%) 1 (0.8%) 0.053 3 (5.6%) 0.478
 Pharynx, neck 136 (12.8%) 16 (12.4%) 0.887 16 (29.6%) 0.002
 Back bone 29 (2.7%) 2 (1.6%) 0.566 2 (3.7%) 0.652
 Appendicular skeleton 267 (25.1%) 43 (22.2%) 0.023 16 (29.6%) 0.416
 Body surface 163 (15.3%) 19 (14.7%) n.s 4 (7.4%) 0.119
 Chest 11 (1.0%) 2 (1.6%) 0.632 1 (1.9%) 0.432
 Upper abdomen 75 (7.0%) 15 (11.6%) 0.041 2 (3.7%) 0.578
 Lower abdomen 288 (27.1%) 26 (20.2%) 0.072 8 (14.8%) 0.056
 Intravascular 4 (0.4%) 1 (0.8%) 0.401 0 (0.0%) n.s
Emergency operation 63 (5.9%) 5 (3.9%) 0.423 1 (1.9%) 0.363
Duration of operation 124.3 ± 69.7 131.1 ± 65.6 0.089 138.6 ± 58.7 0.028
Inhalation anesthesia 1041 (97.8%) 128 (99.2%) 0.346 54 (100%) 0.624
Duration of anesthesia 198.7 ± 98.2 210.2 ± 79.0 0.021 215.0 ± 71.9 0.015
Intraoperative dosage of fentanyl 0.2 ± 0.1 0.2 ± 0.1 0.336 0.2 ± 0.1 0.219
Intraoperative dosage of rocronium 58.0 ± 28.5 60.2 ± 29.5 0.438 57.2 ± 26.6 0.632
Epidural anesthesia 74 (7.0%) 12 (9.3%) 0.265 7 (13.0%) 0.088
Nerve block 53 (5.0%) 9 (7.0%) 0.276 4 (7.4%) 0.331
Postoperative opioid administration 194 (18.2%) 27 (20.9%) < 0.001 15 (27.8%) < 0.001
Postoperative oxygenation
 Duration (h) 5.2 ± 2.3 5.2 ± 2.2 0.464 5.2 ± 1.9 0.428
 Dosage (l) 5.6 ± 0.8 5.7 ± 0.7 0.481 5.7 ± 0.6 0.246

Variables are expressed as mean (SD)

Table 3  Multivariate logistic regression for desaturation and bradyp- Table 4  Incidence of desaturation and bradypnea
nea
Number of cases
Odds ratio 95% CI p value
Desaturation 129 (12.1%)
Desaturation  Total number 244
 Age 1.04 1.03–1.06 < 0.001  During postoperative oxygenation 64 (26.2%)
 BMI 1.12 1.06–1.18 < 0.001  After postoperative oxygenation 180 (73.8%)
 Current smoking 1.91 1.12–3.42 0.023 Bradypnea 54 (5.1%)
Bradypnea  Total number 112
 SAS 4.23 1.09–13.5 0.021  During postoperative oxygenation 81 (72.3%)
 Postoperative opioid administra- 2.76 1.44–5.20 0.002  After postoperative oxygenation 31 (27.7%)
tion
Both desaturation and bradypnea 25 (2.3%)
Desaturation and bradypnea
 Desaturation by bradypnea 8 (0.8%)
 Age 1.04 1.01–1.07 0.010
 Postoperative opioid administra- 3.16 1.22–7.87 0.019
tion

CI confidence interval, SAS sleep apnea syndrome risk factors for desaturation. SAS (OR 4.23, 95% CI
1.09–13.5; p = 0.021) and postoperative opioid admin-
bradypnea; of these, 6 occurred after discontinuing oxygen istration (OR 2.76, 95% CI 1.44–5.20; p = 0.002) were
supplementation. significantly associated with bradypnea. Age (OR 1.04,
Analysis revealed that age (odds ratio [OR] 1.04, 95% 95% CI 1.01–1.07; p = 0.010) and postoperative opioid
confidence interval [CI] 1.03–1.06; p < 0.001), BMI (OR administration (OR 3.16, 95% CI 1.22–7.87; p = 0.019)
1.12, 95% CI 1.06–1.18; p < 0.001) and current smoking were also significantly associated with the occurrence of
(OR 1.91, 95% CI 1.12–3.42; p = 0.023) were significant the combination of desaturation and bradypnea.

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Journal of Clinical Monitoring and Computing

Fig. 2  Onset time of postopera-


tive desaturation. There were
244 events of postoperative
desaturation in 129 cases. One
hundred twenty-four of the 244
events (50.8%) occurred more
than 8 h after surgery

Table 5  Incidence of desaturation and bradypnea per monitored hours and centralized monitoring system. Postoperative patient
Time (h) Desaturation (%) Bradypnea (%) Patients per
care in general wards represents a high-risk situation [13].
monitored Hence, it is important to clarify risk factors for desatu-
hours ration and bradypnea, as well as providing context. The
incidence of desaturation and bradypnea in our study was
1 15 (1.41) 30 (2.82) 1064
only 12.1% and 5.1%, respectively. The low incidence of
2 7 (0.66) 20 (1.88) 1064
desaturation and bradypnea might be due to exclusion
3 7 (0.66) 11 (1.03) 1064
of serious cases requiring intensive care, avoidance of
4 6 (0.56) 11 (1.03) 1064
long-acting opioids, and reversal of muscle relaxation
5 17 (1.60) 9 (0.85) 1064
with sugammadex. Siddiqui et al. suggested that the most
6 23 (2.16) 6 (0.56) 1064
important predictor of desaturation was postoperative care
7 27 (2.54) 4 (0.38) 1064
without oxygen supplementation [14]. According to the
8 18 (1.69) 4 (0.38) 1064
results of this study, 73.8% of desaturation events occurred
9 19 (1.79) 2 (0.19) 1064
after discontinuing supplementary oxygen administration.
10 12 (1.30) 3 (0.33) 920
Hence, postoperative oxygen supplementation is important
11 15 (1.76) 5 (0.59) 851
for the prevention of postoperative desaturation.
12 15 (1.60) 1 (0.12) 812
Several risk factors have been identified as predictors
13 21 (3.12) 0 (0) 673
of postoperative desaturation and bradypnea. Moller et al.
14 20 (3.32) 2 (0.33) 603
revealed age, history of smoking and duration of anesthesia
15 6 (1.02) 1 (0.17) 589
as risk factors [15]. The risk factors for desaturation identi-
16 4 (0.94) 1 (0.23) 427
fied in our study were age, BMI and current smoking, while
17 9 (2.24) 1 (0.25) 402
the risk factors identified for bradypnea were SAS and post-
18 5 (1.32) 1 (0.26) 379
operative opioid administration. In our study, BMI was one
of the risk factors for desaturation. General anesthesia can
cause significant reduction in functional residual capacity
4 Discussion and can lead to atelectasis. Postoperative desaturation due
to atelectasis is accentuated in obese patients [16]. Eichen-
Our study indicates the incidence and predictors of post- berger et al. compared pulmonary atelectasis in non-obese
operative desaturation and bradypnea in non-ICU patients and morbidly obese patients undergoing laparoscopic sur-
after general anesthesia, determined using a continuous gery before induction, immediately post tracheal intuba-
tion, and 24 h after general anesthesia [17]. Morbidly obese

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Fig. 3  Onset time of postopera-


tive bradypnea. Bradypnea was
detected 112 times among 54
patients. The greatest incidence
of bradypnea was within the
first hour after surgery, the inci-
dence reducing over time

patients showed significantly more atelectasis at all stages, Several limitations inherent to this study warrant careful
while the amount of atelectasis remained unchanged during consideration. Firstly, our findings are based on a retrospec-
the examination period. Another study also suggested that tive evaluation and reflect the practice at a single center with
obese patients might be at further risk of SAS [18]. Further, a relatively homogenous surgical population, which limit
obese patients both with and without SAS have been shown their wide generalizability to other populations. Further, this
to exhibit episodes of desaturation following laparoscopic study provides no insight on the surgical site and extent of
bariatric surgery despite supplemental oxygen administra- surgeries. Further studies involving a larger number of cases
tion [19]. are needed for investigation of these factors. Secondly, post-
Continuous and centralized monitoring of oxygen satura- operative consciousness level was not evaluated in this study.
tion and respiratory rate can detect respiratory depression Since consciousness levels correlate with the incidence of
before it results in critical events such as cardiac arrest. Sev- postoperative respiratory complications [26], these should
eral methods of respiratory rate monitoring are currently have been evaluated. Lastly, respiratory depression events
used, including manual counting of breaths by a caregiver, might have occurred during the artefact periods detected by
capnography, and transthoracic impedance measurement. the monitor algorithms.
Manual counting of breaths (such as auscultation) is an Although the incidences of postoperative desaturation
intermittent, labor-intensive and unreliable method. Cap- and bradypnea were low in this study, critical complica-
nography provides accurate and continuous monitoring, but tions did occur in our patients. The Joint Commission of
requires a nasal or facial interface, which can be uncomfort- the Anesthesia Patient Safety Foundation has proposed that
able and may lead to failure if the interface is moved. Tran- patients at a high risk for bradypnea following postoperative
sthoracic impedance is non-invasive and can detect respira- opioid administration should receive continuous monitoring
tory efforts, but is unable to detect alveolar hypoventilation of oxygenation and respiratory rate [27, 28]. Early detection
caused by airway obstruction [20–24]. RRa is an acoustic of desaturation in general wards leads to fewer resuscitation
monitoring device that continuously measures respiratory scenarios and decreases the need to escalate care [29]. How-
rate, and is as accurate as capnography in extubated patients ever, detection of desaturation and bradypnea are extremely
[25]. Patient activities, such as talking, coughing and cry- unreliable using clinical examination and the current moni-
ing, affect the results of both RRa and capnography. The toring methods. Our study suggests that use of a continuous
measurement errors during these activities are, however, not and centralized respiratory monitoring system for overnight
clinically relevant because they require that the patients are postoperatively is desirable for postoperative management
awake and breathing. Further, the RRa sensor appears to be in the general ward, which would likely improve the safety
well-tolerated and no more subject to error than capnog- of postoperative patients, especially those with risk factors
raphy [25]. RRa was found to be a reliable device and had for respiratory depression.
fewer complications in this study.

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Journal of Clinical Monitoring and Computing

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tutional sources. tanesthesia care unit: an observer study. Anesthesiology.
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