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of the shoulder
Christof Hurschler, PhD,a Nikolaus Wülker, MD,b Henning Windhagen, MD,a Niels Hellmers,a and
Piet Plumhoff,a Hannover and Tübingen, Germany
Rotator cuff lesions pose a serious clinical challenge. drop or lag sign tests (Figure 1,Table I); when the
The objective of this study was to verify the biome- patient is unable to hold an externally rotated posi-
chanical basis for the lag sign clinical tests for rotator tion, the resulting internal rotation, referred to as lag,
cuff dysfunction. The lag sign tests were simulated in indicates external rotator dysfunction. Tests per-
vitro by a sensor-guided robotic simulator configured formed at lower elevations have been proposed for
to reproduce in vivo testing conditions. The ability of the diagnosis of patients with shoulders too painful to
test at higher elevations.7
the test to isolate supraspinatus and/or infraspinatus
To be effective, tests of external rotator function are
dysfunction was investigated from 20° to 90° of scap- designed to minimize the confounding synergistic or
ular plane arm elevation. The test was 100% sensitive antagonistic effects of muscles other than those of
for lack of all infraspinatus–teres minor force at all ele- interest (such as the deltoid and pectoralis major).
vations tested (6/6 specimens at 20°, 30°, and 60° This attribute is confirmed by clinical, electromyo-
elevation; 5/5 at 90° elevation). The test was less sen- graphic (EMG), and biomechanical studies. EMG
sitive to complete loss of supraspinatus force (1/6 studies show that the SSP and ISP muscles are highly
specimens testing positive at 20°, 0/6 at 30°, 3/6 at activated in positions similar to those of the diagnostic
60°, and 3/5 at 90° elevation). The results of this bio- tests.9,12,13 Furthermore, biomechanical studies show
mechanical study suggest the lag sign tests to be that, in addition to the ISP, an external rotator, the SSP
highly sensitive only for infraspinatus–teres minor mus- muscle, also possesses an external rotation moment
arm in positions of external rotation.14 Thus, in posi-
cle dysfunction. (J Shoulder Elbow Surg 2004;13:
tions of external rotation, both the SSP and ISP can
298 –304.) contribute to the moment of external rotation.8,13
However, clinical investigations based on computed
C linical tests for rotator cuff function are designed to tomography arthrographic evaluation of muscle deg-
allow the examiner quickly and easily to detect pa- radation and/or intraoperative verification of tendon
thologies of the cuff muscles of the shoulder. Espe- ruptures remain inconclusive. The external rotation
cially important are tests used to diagnose partial and lag sign (ERLS) was thus found to be sensitive to
complete tears of the tendons of the external rotators, complete ruptures of the SSP independent of the con-
in particular of the supraspinatus (SSP) and infraspi- dition of the ISP in one study,7 whereas a test of
natus (ISP) muscles. These muscles are usually tested external rotational power in a similar position (0°
by assessing the patient’s ability to elevate the arm in abduction, 45° external rotation) was found to be
internal rotation,10 by evaluating the external rota- sensitive to stage 3 to stage 4 ISP fatty degeneration
tional power of the patient,6,12 or by assessing the in the presence of SSP and ISP tendon tears (length
ability of the patient to hold an externally rotated ranging from 2.5 to 5.0 cm).22 Fatty degeneration of
position.1 The latter tests have been referred to as the ISP has been shown to occur in the presence of
rotator cuff tears.5 Furthermore, although positions of
From the Department of Orthopaedic Surgery, Hannover Medical higher elevation are advocated for testing of the ISP,7
School, Hannover,a and Orthopaedic Clinics and Polyclinics, Walch et al22 found this position to be specific for the
University of Tübingen, Tübingen.b ISP only in combination with significant teres minor
This study was funded by the German Research Foundation (DFG). (TM) fatty degeneration.
Reprint requests: Christof Hurschler, PhD, Medizinische Hochschule It is thus not clear whether the lag sign tests for the
Hannover, Orthopädische Klinik, Annastift, Anne-von-Borries- rotator cuff can distinguish between ISP and SSP
Strasse 1-7, D-30625 Hannover, Germany (E-mail: hurschler@
annastift.de). ruptures and at what angles they should optimally be
Copyright © 2004 by Journal of Shoulder and Elbow Surgery tested. The goals of this study were, first, to measure
Board of Trustees. the sensitivity of the lag sign tests and, second, to
1058-2746/2004/$30.00 determine an optimal testing position for diagnosing
doi:10.1016/j.jse.2004.01.021 as well as differentiating defects of the SSP and ISP
298
J Shoulder Elbow Surg Hurschler et al 299
Volume 13, Number 3
Figure 1 A, Clinical examiner holding the test position for performing the ERLS test at 20° elevation, as described
in the text as well as in Table I. B, Photograph taken after release of the patient’s hand. Lag is defined as the amount
of internal rotation that occurs relative to the test position. A lag of greater than 5° is considered a positive test.
Table II Number of positive lag Sign tests at indicated elevation angle and combination of SSP and ISP-TM force
SSP force
20° Elevation (N ⫽ 6)
0% — — — — 6 — — —
25% — — — — 6 — — —
50% — — — — 6 6 6 6
75% — — — 6 5 3 1 —
100% 1 0 0 0 0 — — —
30° Elevation (N ⫽ 6)
0% — — — — 6 — — —
25% — — — — 6 — — —
50% — — — — 6 5 5 4
75% — — — 4 3 3 2 —
100% 0 0 0 0 0 — — —
60° Elevation (N ⫽ 6)
0% — — — — 6 — — —
25% — — — — 6 — — —
50% — — — — 6 6 6 5
75% — — — 3 3 2 2 —
100% 3 1 1 0 0 — — —
90° Elevation (N ⫽ 5*)
0% — — — — 5 — — —
25% — — — — 5 — — —
50% — — — — 5 5 5 5
75% — — — 5 5 5 4 —
100% 3 2 2 1 0 — — —
The underlined zero indicates the level of force defined as the normal SSP and ISP-TM force sufficient to hold the test position (ie, 100% force). Cells
with dashes indicate force combinations that were not tested.
*One specimen was lost at 90° elevation because the SSP tendon tore at its insertion.
more than half of the tests were negative at all eleva- 50% ISP-TM force, the compensating effect of the SSP
tions tested despite the fact that all SSP force had is overwhelmed: increasing SSP force to 175% re-
been removed. This indicates that in some specimens, sulted in no increase at 20°, two additional positive
100% ISP-TM force alone is sufficient to hold the test tests at 30°, only one additional positive test at 60°,
position, whereas the inverse is not true—that is, and no increase at 90°.
100% SSP force alone is never sufficient to hold the
test position in the absence of ISP-TM force. DISCUSSION
The total amount of SSP and ISP-TM force required
to hold the test position increased with elevation The results of this study suggest that it is difficult to
angle from 114.5 ⫾ 25 N at 20° elevation to 171.4 distinguish between deficiencies of the SSP and
⫾ 54 N at 90° elevation (P ⫽ .051) (Figure 6). This ISP-TM muscles by use of the lag sign tests based on
increase occurred despite the fact that the antagonis- biomechanical considerations alone. Whereas com-
tic SSC force used for a particular specimen (mean, plete loss of ISP-TM force would result in 100% sen-
36.3 ⫾ 9 N) was held constant for all elevations sitivity at all elevations tested (Table I, 100% SSP
tested. The maximum external rotation attained also force), complete loss of SSP force would be more
increased with elevation angle from 68.3 ⫾ 18° at difficult to detect, especially at lower elevations. Al-
20° elevation to 81.3 ⫾ 22° at 90° elevation (P ⫽ though increasing with elevation, sensitivity for the
.004) (Figure 7). isolated SSP rupture was still only 50% (3/6) at 60°
Although the test is more sensitive to ISP-TM than
and 60% (3/5) at 90° elevation (Table II, 100%
SSP force, sensitivity to SSP force is increased when
ISP-TM force). The increased sensitivity to SSP force at
ISP-TM force is reduced, particularly at lower eleva-
higher elevation is a result of the increase in total SSP
tions. Thus, at 75% ISP-TM force, an increase of SSP
force to 150% results in fewer positive tests, particu- and ISP-TM force required to hold the test position
larly at 20° elevation, where four fewer positive tests with increasing elevation angle. The increasing force
were observed (Table II). This effect is smaller at 30°, required to hold the test position at increasing eleva-
60°, and 90° elevation, with one fewer positive test at tion is itself due in part to the increasing internal
each elevation angle, respectively. Furthermore, at rotational torque due to the weight of the arm, as well
J Shoulder Elbow Surg Hurschler et al 303
Volume 13, Number 3
would be difficult to detect an isolated SSP defect in 4. Fick R. Handbuch der Anatomie und Mechanik der Gelenke unter
the presence of a fully functional ISP-TM unit. As Berücksichtigung der bewegenden Muskeln. Jena: Fischer;
1910.
muscle force cannot be directly measured in vivo, the 5. Goutallier D, Postel JM, Bernageau J, Lavau L, Voisin MC. Fatty
forces used in this study were based on physiologic muscle degeneration in cuff ruptures. Pre- and postoperative
cross-sectional area and the assumption that muscles evaluation by CT scan. Clin Orthop 1994;304:78-83.
with external rotating function would be maximally 6. Gschwend N, Ivosevic-Radovanovic D, Patte D. Rotator cuff
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possible that we overestimated ISP muscle force; ISP 7. Hertel R, Ballmer FT, Lombert SM, Gerber C. Lag signs in the
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rotated position of the arm used in these lag sign 8. Hughes RE, An KN. Force analysis of rotator cuff muscles. Clin
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tests.7 Hypothetically assuming that ISP force is in fact 9. Jenp YN, Malanga GA, Growney ES, An KN. Activation of the
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would be represented better by the forces tested when Sports Med 1996;24:477-85.
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of 0.84, rather than a ratio of 0.42. This force rela- the glenohumeral joint: influences of muscle forces, ligamentous
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12. Kelly BT, Kadrmas WR, Speer KP. The manual muscle examina-
However, it should be noted that tears intraopera- tion for rotator cuff strength. An electromyographic investigation.
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also carry over into the ISP tendon. The results of this 13. Kronberg M, Nemeth G, Brostrom LA. Muscle activity and coor-
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