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A Thesis
Presented to
In Partial Fulfillment
Master of Music
by
Florence Halliday
June 1947
UMI Number: EP61801
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MASTER OF MUSIC
D ean
Secretary
D a t e ...J . une-194-7.
F a c u lty C om m ittee
C hairm an
TABLE OF CONTENTS
CHAPTER PAGE
I. P U R P O S E ................................................ 1
Method of procedure . . . . . . . . . . . . . . . 1
III. F O R M ........... 23
the concerto............................. 24
the symphony, . 28
the o p e r a ................................. 30
the c a n t a t a .......................... 34
the suite . . . . . . . . . . . . . . 36
ii
CHAPTER PAGE
.
Structural' p a t t e r n s ........... 42
melodic . . . . . . . . . . . ........... . . 42
harmonic . 43
rhythmic ............................... 44
f o r m ................................... 55
h a r m o n y ................................ 57
counterpoint . 59
orchestration .................................. 63
r h y t h m ................................. 64
.
f o r m ......... . ..................................67
harmony
orchestration ................................... 70
c o u n t e r p o i n t .......................... ... . . ^ 70
r h y t h m ..............................
f o r m ...............................
rhythm • .......................................78
o r c h e s t r a t i o n ............................ 80
h a r m o n y ........................................... 81
counterpoint ................................... 83
allegro inquieto....................... 8
f o r m ............................................. 85
h a r m o n y ........................................... 87
rhythm ..........................
counterpoint ................................... 89
f o r m .............................
"harmony” .~ . N .~ ........................... 93
Third m o v e m e n t .......................... . . . . . 96
f o r m ........................................... 101
counterpoint . .............................110
f o r m ........................................ 112
counterpoint . • • • • . . . . 113
r h y t h m ............................... 114
harmony .~ . • 116
f o r m ........................................... 117
o r c h e s t r a t i o n _. ._L . . . . 119
CHAPTER PAGE
o r c h e s t r a t i o n ...........■.................. 130
5, Battle on ice
f o r m ..............................
section II . . . . . . 140
section IV 144
7. Al e x a n d e r ’s entry in Pskov
orchestration • • • • • 173
f o r m ........... • • • • 174
h a r m o n y ........ • 177
c o u n t e r p o i n t ............................... 179
vii
CHAPTER PAGE
c o u n t e r p o i n t ....................... 183
h a r m o n y ....................................... 186
r h y t h m .........................* ..............190
h a r m o n y ....................................... 192
f o r m .............................. ..........201
CHAPTER PAGE
melody ............................
r h y t h m .................................
o r c h e s t r a t i o n ................................. 209
h a r m o n y ..................................... 210
conclusion . . . . . 212
*
CHAPTER I
PURPOSE
data.
SERGE PROKOFIEFF
4 Loc. cit.
4
"The Giant" with a piano score* The opera was not orchestra
ted. 5
sonata f o r m . ^
7 Ibid., p . 6.
10 hoc, cit.
5
■In the fall of 1904 Prokofieff entered the St.
and Debussy. The latter three were not liked at the con
of them. -**4
the other hand, was coldly ironic, and. often ridiculed what
Plano Sonatas . ^
lo L o c . c i t .
18 Ibid. / p* 14.
Stravinsky and Prokofieff were first encouraged by Eve
nings of Modern M u s i c .
On the whole, the American public did not receive his work
26 hoc. c i t .
Akhmatova. ^
by Dostoyevsky.
kofieff used a non-Russian folk tale for his song^ The Ugly
52 Ibid, p. 38.
34 L o c ♦ cit.
ing the French school* At the same time one Russian group
folk element in his music and was the first Russian composer
37 Ibid. , p. 520
38 Hoc. cit.
42 Ibid., p. 130.
43 Ibid., p. 131.
44 Loc. ci t .
would be achieved.
who used older forms, and Schoenberg, who ignored the older
MUSICAL CONTEMPORARIES
and impressionism.
50 L o c . cit.
52 Loc. c i t .
and others* The Western group, which has the most illus
54 L o c . cit.
impressario.
the Classical Symphony, the March and Scherzo from the hove
for Three Oranges, and the Suite from the Chout* Kousse
58 Ibid*, p. 215.
Oranges and The Flaming A n g e l ; the Fourth Piano Concerto;
59
the First String Quartet; and a cycle of piano pieces*
music; the first such film was Lt. K i .1e . Lt* K i .1e is based
a person of the same name who was fla hero in the struggle
61 L o c . ci t .
62 I bid*, p. 218.
63 Loic. cit.
1918".65
borated closely upon the film. They read the scenario to
derella a p p e a r e d . ^
ballet Romeo and Juliet, 1936; the operas Simeon Kotko and
72 Boelz, I.1
,: o p . c i t . , p. 44.
22
This composition was intended as a tribute to Soviet Russia,
the texts from the gp eeches and writing of Marx, Lenin and Sta-
lin". The Year 1941 Suite was written after the outbreak of
75 Loc. cit.
one time, j
v7
I am well content with the forms already perfected.
I want nothing better, nothing more flexible -or
more complete than the sonata form, which contains
everything necessary to m y structural p u r p o s e . 3
kofieff expressed the view that "the form of the opera must
ject. T!^
CLASSICAL INFLUENCE
maintained
4 Loc. cit.
6 I bid., p. 291.
7 Loc. cit.
the first movement is in sonata form, which Prokofieff con-
Q
siders entirely adequate for his demands. The slow
9
movement is in theme and variations form.
10 L o c . c i t .
12 L o c . cit.
aspiration". ^
15 IbidT, p • 358 •
16 I b i d ., p. 357.
17 . p. 358.
18 Ibid., p. 359.
19 Ibid** P- 360.
27
20
more down to earth, characteristics*
Sonata.^
21 I bid. , p. 361.
22 L o c . cit.
and fourth movements are heavy and long. The Second Son-
THE SYMPHONY
24 Loc” c i t .
25 I b i d ., p. 362.
27 Loc. cit.
29
month. ^
29 L o c .c i t .
30 Ibid., p. 239.
THE OPERA
35 Loc. cit.
used the sonata form overture and wrote choruses for women's
42
voices, showing the way for his followers.
45 L o c . cit.
46 L o c . c i t .
War and Peace* Prokofieff focused his attention upon the part
and their final victory over the enemy who invaded the Russia
of 1 8 X2 ".52
51 I b i d . , pp. 422-23.
52 Loc* cit.
34
and p a r t i s a n s •
THE CANTATA
54 Ibid. » p. 424.
Lenin, Stalin, and Karl Marx, were chosen more for their
■ 60
dramatic value than for any polemic value*
pends upon the story, as is the case with his operas. The
here again the subject matter has determined the form both
T H E .SUITE
60 L o c * c i t .
67 Loc. cit.
CHAPTER IV
3 L o c . cit.
PROKOFIEFF»S STYLE
roulette ”•®
7 L o c . ci t .
STYLISTIC TRENDS
12 Ibid., p. 147.
the instrument•^3
and K i k i m o r a s )”.^
13 kQQ* cit.
the opinion that the greater the simplicity and the more
STRUCTURAL PATTERNS
20 L o c . cit.
21 L o c . cit.
patterns”. j
23 Ibid., p. 69.
24 I bid., p. 68 .
25 L o c . cit.
27 Ibid., p. 70.
44
28 IbidT, p. 69.
30 Ibi d . , p. 70.
45
32 k o c « c i t .
33 L o c . ci t .
tales.
Some of the younger composers are Khachaturian,
37 L o c . c i t .
38 Ibid., p. 590.
39 I b i d ., p. 636.
40 I b i d ., p. 590.
41 Prokofieff, S., "War Years; Autobiography”.
Musical Quarterly, Vol. 30, October, 1944, p. 425.
47
are the opera Shah- Senem (Azerbaijan), the opera Leily and
46 L o c . cit.
47 Loc. ci#.
48
Slavonic n a t i o n s " . ^
tends more and more ”to work with themes of a folk orig i n " . ^ 2
49 L o c . c i t .
55 Ibid., p. 74.
56 I b i d . , p. 189.
5B Ibid., p. 106.
58 Ibid., p. 120.
61 Ibid., p. 129.
62 Ib id ., p. 153.
o3
Russian d a n c e 11. The overture is in folk dance idiom
64 Ibi d ., p. 153.
65 I b id ., pp. 153-4.
67 L o c . cit .
1939 upon the use of folk song, "What is real; what is good?
73 L o c . c i t .
74- LOc. cit.
series of songs for chorus and orchestra based upon some
In this cantata
76 Ibid. , p. 138.
77 Ibid., p. 154.
54
81 Ibid., p. 178.
CHAPTER V
FIRST MOVEMENT
ALLEGRO MODERATO
FORM
instrument in g minor.
HARMONY
recapitulation.
in P r o k o f i e f f fs melodies.
ft u
movement•
COUNTERPOINT
Cill*
rings ?
An example of contrary moti on of the bassoons and
cellos which occurs frequently is shown below.
MELODIC TREATMENT
ALTERATIONS OF TH E THEMES
broken octaves. f
indicated by stresses.
lowing phrase.
ORCHESTRATION
Strings are .used the most and brass very little. The s6 lo
is no accompaniment.
Theme II enters with an ostinato accompaniment in
clarinet.
in contrary motion.
RHYTHM
4
The first movement is in4, and for the most part,
manneri
j n \ .
rri i <
3 -h X \ 3
as follows:
0 H tc 'iUftL J- J J J~~l J
t r Ipizts £Y fff fff tttf LU
SECOND MOVEMENT
F ORM
of the composer.
rondo. The first section, (a), contains the first two themes.
second time.
ment.
69
HARMONY
n
-QT 0n 0 r0 i CM It I 1TT7 n
A 0 0 0 0' J 00
* Jfc-
XT TT T w ii S 61 X n 2T x
In the first section after the two themes have been presented,
§
70
ORCHESTRATION
register, and by the horns and cellos, and the last bar
COUNTERPOINT
the flutes where the clarinet stops. Theme I has two parts,
shown on the following page with Theme II, and the other
' m m *
• f f lb SB> imp
• Theme III does not have a countermelody but is
indicated by stresses*
RHYTHM
12
The second movement is written in 8 and has a
rhythm •
vt-w.soio ia j j Jp*iJ.. h,
J p. n J &
OSTivATO 8 J lJ J J ] SJJ w j t \ JJJ JT1
J m
•94
£50L0) J } IX J-
XTc-
<, m m m JJ1 /
JJ} J ?7 JJi o /// /// *** ***
I Jznh/n fh .feb sh
Each note of the original is played as triplets.
4
Theme III Is in 4 and has a regular rhythm.
THIRD MOVEMENT
FORM
the solo violin and accompanied by the strings and clarinet and
The solo violin plays with the trumpet the theme highly orna
theme are stressed by the violin to bring them out against the
harmonic figuration.
RHYTHM
3 r|f
ill f
H
3 * JJ 1 J J J J 3XJJ tJJJJ ?
V *P> f> 1?> ?> f
The time value or duration of the quarter note remains constant.
3
Theme II has a regular 4 rhvthm. The third theme is
7
quite irregular. It is in 4 and is composed of the following
riod; there are two periods. Of* this theme, therefore, one
t
At the return of the first section Theme I is shifted
upper strings support this rhythm while the violas sand double
shifted from a
3| ! £ to o- Z x 3.
1> >
? til! | I-! f * ! 1/
*4 ui[t tfr i ^ (F
V
1_________ (___ - 3 c— ±
3
Latern the rhythm changes to a regular 4 with the first beat
3
accented and remains as a 4 to the end of the movement,
orchestration
HARMONY
\k=
f i
a t *
COUNTERPOINT
i i
r'/
Cwrft - f c f - — f -------------- —
M - t 1 ;
^ T i : i n
f c f c y V ' ..... 1
______ _ i _ ^
2 Loc. cit.
3 Loc. cit.
85
FIRST MOVEMENT
FORM
M ^mnvjjpgj
>
i
The second theme is subordinate to the other two themes
which are expanded more. Themes I and III are the two
6
8 Theme I
Theme II
9
8 Theme III
6 Theme I
(^Allegro 8 Theme II
Theme III
9
[Andantino 8 Theme III
6
Allegro 8 Theme I
panded immediately.
HARMONY
al so •
RHYTHM
frequently heard.
{— J
to lead up to Theme I#
C .
f r
COUNTERPOINT
in strict imitation.
This imitation is repeated four times to be replaced by a
SECOND MOVEMENT
ANDANTE CALOROSO
shown below.
appearance.
f ♦
Another passage derived from the theme is given
above•
HARMONY
heard.
sedtion.
tion below.
sion triad. The tones move one-half step from one triad
95
of each measure.
THIRD MOVEMENT
FORM
RHYTHM
follows:
f./ 7?* I v / / A ’-yVZ- ?
H f C 7 i I 31 << * c y
u tl U Lll u u u t f u t i u t r t n i v
0 0 0 0 * * * 9 0* 0* * *
( t r* r r rj,
98
The second rhythm theme is shown below,
sented as follows:
^ J i i-h T 67
lt 't/crr -
f' tf (U
r r r' f r r
2- 3 + t- + % + s
With both themes, which, are played by the left hand,, the
I ffl
same manner.
j5 |
JrJ JJ/JJ
7 J 7 J Jl
w t * 7*
7l ' , U
£
M0LT0 LENTO
FORM
by the oboe.
3 C & C D C D C
The first theme is hear d in the first oboe and b ass clarinet
RHYTHM
w ith a pedal.
il J 91
i
I m i ! HI
# •• • # J u
>
in the uppers s t r i n g s :
fFFFH
COUNTERPOINT
than the one with the theme are strictly harmonic. For the
the people to repe l the invaders. -> The themes are strong
and melodious.
The words of the song are as follows:
F OR M
jg f f l M q A v1? i r. h *•
COUNTERPOINT
twice.
ds altered as follows:
p— — -wrrr— .
— ^r*'*r'
—' —--- 1
-
RHYTHM
m rr ate-
■4 * '*
J41TflfiV pf <wr T*
*'» z
HARMONY
inversion.
sion is as follows: I
IV 5 Ifi V
4 4
The V chord is taken as I in major, which goes
LARGO, ANDANTE
brass, with cymbals and bass drum and are very heavy and grim.
F OR M
Hi • M if • y[
i A"■V jn A •f ^ f; §
. clcUvftft
ORCHESTRATION
*»*
p art of the first'theme, and the violins and flutes p lay
COtWTGR POINT
14 *1^0
r.w '>«i .
r^ak.Aw- r a-r *
theme •
■ il
- -■M •TTTTTffT:TF t *1
,af
L B ' A
-- !--=> 01
^'1
\j |px*4_
lA \ f rrit l i. ir »" " I 'l: . ~^r:~ k \ I t1 T'r #,~tr '
r^r
.1.
1|4#- \1 1ETQ *H -t t ^
i t n 11
q u u . i
£ * = -------------- —
r ~ i ~ * T i 1 ...... i -
. - . - ** " • * 9
-TiTt ---,
— 4^----
= 5
— Will— gLii
dolci
i
HARMO NY
sound to a chord.
below:
theme is masterly.
RHYTHM
which is as follows:
GASS 4
Idrom H
«A55 H
Duo;*) V
Some rhythmic patterns of the Andante are shown
below.
4 i o i
PP^*P^>
n n
]
Actually, the rhythm is simply duple against
ALLEGRO RISOLNTO
the first section the first theme Is sung, and then the
Theme I sopranos
»• • . ~
r
n pTf fE
-V'.
H frrt
#«it -T it Ui*
LmxJ
________ X
i
'''iii 111i'
13-« _
^ -/
tinyrt
T*
» , b.k .. ^ * ___ T l
*jl«l tS'Tu'* -•T
Ti
il 'jovA T#
fiik W t f
Section B has one theme, which is used at the
ORCHESTRATION
eleven measures.
HARMONY
fY*JjUUUs>JL I I ^ 13
TFF -}■
C •. i K I'
c l 7 I f 1
Tr ll-S f-T -T X /Z
y^
In measure six a. mo d u la ti on to. E major is effected
U>i«© WTK.J Z J J J J J 2. J.
peRCtts*/#^ p £ f £
JClft* j i 2,
STRIVES JI
COUNTERPOINT
F ORM
tion inasmuch as the battle reaches its climax, and all the
ton Knights were taken from the third movement "The Crusaders
and a choral theme are the two elements from the third
T|lw »w .•
j ; M .U t m
« r L * t» Ct*bSA-iJS /Ar crn-BA'US
} r<
Q^t
- TfWs [
■ ■ ^ i g j i i j
slain— "
w.
/fourth theme, f ourth movement, sung to words, "no foe
Russia raid--'*.
fw \
■
t
-
t*t
o tr
rf.
?|ftfP
' I f ' U t M ' ' T
m m
to# iiFKto
159
St G ____________
* 1
^ % ?#*+;«! 6
1TS
begins immediately.
140
and is inverted.
V-d-
Theme 2 - violin II
'at^CL
J
141
Vo r\
ztmvSt t
the third movement* This and the second theme of this sec
movement *
C v ci * f!o%»Ti‘s %**€
i
Theme III is played in unison b y two oboes, two
» octave higher.
un is on an octave higher.
144
Con bKto
145-
ui. la.
,F-\- frt 'Jg-1 -V ?*>
. . . . . . . . . . . ■ J
U±I
ii > m - i r. rM i n v n ^ rv-r^£iM
v : = Mfcr..1 1
Violins I
ORCHESTRATION
violins carry the very high Russian theme with the assis
page ///D.
by themselves.
and is played by the strings and harp, and the flutes and
149
bassoons for several measures. The first violins play the
theme very h igh and are muted. The other strings, muted
.COUNTERPOINT
tary.
section and the first theme of the third section are played
together as follows:
The brass against the strings provide a good
guishable*
follows:
153
HARMO NY
in P minor.
RHYTHM
4
The rhythmic framework for the phrase is obviously 4.
second violins as f o l l o w s :
choirs- n H ( I f( j j
0 m g • S 0 0 0 •
lie-
Qioutjy.
o.ou^s-. fjf £K» ftf [if (if (Jf
follows:
2
x
158
accents, as follows:
is shown below*
IJ/1SS
the second measure the bass drum takes the fourth beat
pattern.
as follows:
rt
4 -*■ * ^ > 2.
FORM
time the theme is heard the first and second violins play
Theme I
4>
§
•»
I fitKro A/oTSo
i
f W 'i s W 4i *■(">*
r fall - ■« - /*'*«
I P
M i ^ ■' litd L
movement.
j)*» l ~r
' [1$ kiUm
section.
ORCHESTRATION
mm
g
<U ■ C#K
&u -^z^tx
tetutn'c: hrc’&t’
Z--f fjf* :*J 1Vt "tf '•1l.X i-'-t
ilS i
Sr
m E
I
the tones" of the bass clarinet and violas blend well to
flute and first oboe have two measures with the voice,
COUNTERPOINT
*r
Beyond this .example counterpoint is not used. The
HARMONY
ized as follows:
be consistent'%ith it.
16b
RHYTHM
4
This movement is in 4- and has regular rhythm. In
is very regular.
VII. A L E X A N D E R ’S E N T R Y IN PSKOV
F ORM
and piccolo.
*
Section A recalls the theme used in the second
Theme I 1
’i
167
Section B begins with an Interlude In which the
first time.
shown below.
n A /VO/V -moppo
m otive itself.
The second theme follows.
Theme II - sopranos
Themes IV and V
169
ORCHESTRATION
ed. The soprano and alto enter with their song, Theme II,
RHYTHM
3
The second theme of the section is in 2 with the accent
T H EM E 1 3J H J JJ J " • • a! A & • *
' / , 1 3
the/me m ^ p- f !P fi P P
i<
9 3
I.'i a J J !J Hj ^
Theme II, This tone is one beat longer than it was when
H A R M O N Y AND COUNTERPOINT
acter.
CHAPTER VIII
b y Prokofieff*
ORCHESTRATION
first impression.
F ORM
TT-fe-f | ( j 1 1 ^ Lt t
175
4 T k « • :
m
In Theme IV the first trumpet enters with the
,Wlf'Ug* (£
HARMONY
woodwinds are alert and jaunty and the horns sound broad
RHYTHM.
Its counter-melody.
3 V
Tills pattern is used twice "by the upper strings.
The next pattern is heard at the beginning of the
middle section.
COUNTERPOINT
II. ROMANCE
FORM
of the movement.
ORCHESTRATION
•creates
&
a most plaintive, dolorous mood. The awkward string
2
"Program Notes,” Victor Recording M-4 5 9 .
COUNTERPOINT
or groups of instruments.
~ \(
ment.
j. .ZAgf... r. » __
k
m m i
■1
cl ITfr.-'—.-fT:~T-
f V f |
.2L»L. __
i IY •
n;J SSH— r— — : ^ P
..:z?
^.A-i „ a U-J
it
g M = = 4 Y ■ ■ y .. “
* 1 t* - :
u
-+..
'ii-f--: •:;=• '... Tfc'"" - -£—• --A---..-
- i
f a
—f y ^
if..
■" ...
■.^1. . -Sr--i— Y :4
?<*»
In the illustration just given the part Moving
from the cello to the viola and last to the string hass
HARMONY
With B
v as the common tone of g and b
i*minor, the section
comes major*
RHYTHM
4 '
The second movement is written In a regular 4,
ALLEGRO FASTOSO
FORM
ORCHESTRATION
COUNTERPOINT
respective themes.
/2S?, C\.
i
M y
.jw
quality of tone.
At the return of Section B Theme II has another
are used.
192
HARMONY
i
Since Section B continues in E major, the cadence is
is a subsidiary theme.
ORCHESTRATION
COUNTERPOINT
puntal ly*
HARMONY
altered chromatically.
added fourth.
RHYTHM
2
The rhythm is a square 2 or I, maintaining
V. BURIAL OP KIJE
ALLEGRO MODERATO
FORM
x ^
XO
The fifth movement is actually a review of K i j e rg
Kije's theme.
I
•tlf
Theme III, from the second movement, is the theme of
K i j e ^ romance.
i
§) , j. . M ? t i i ? -±^
The last theme, ’IV, is Kije1s wedding theme from the third
movement.
These themes are heard separately in the order
ORCHESTRATION
the theme.
The last scene to he recalled, of course, is
*
COUNTERPOINT
*
However,9 Theme IV is heard twice with the same counter-
movement.^
following ways:
ively.
:
4 See page m •
The orchestration of these two themes varies so that
COMPARISON
FORM
quality.
terns .
208
MELODY
the 0 Minor Violin Concerto and the third theme of the first
piano sonata.
modal *
RHYTHM
ORCHESTRATION
HARMONY
of each work.
of themes.
BIBLIOGRAPHY
A. BOOKS
/
Abraham, Gerald, Eight Soviet Composers* y
London, New York, Toronto: Oxford
University Press, 1943.
Cantata form.
Much material.
B. PERIODICAL ARTICLES
No pertinent material.
218
Kernochan, Marshall, ”Pas d ’Acier; Criticism,” Outlook,
158:60, M a y 13, 1931.
Historical account.
\
Pettis, A., "Music in Russia Today, " New Republic, 72:73-4
August 31, 1932.
C. EMCYCLOPEDIA ARTICLES
D. NEWSPAPER ARTICLES
_______ , "Prokofieff Heard in his Own Works, " New York Timers,
1933, January 20, 20:1.
"First Perf orm & nc e of 7th Sonata in U.S.," Few York Times,
January 12, 27:3..
"Trying Out Soviet W o r k s , " New York Times, 1943, April 11,
'II, 5:3.