Вы находитесь на странице: 1из 238

SERGE PROKOFISFE AND SYMPHONIC FORMS:

A COMPARATIVE MUSICAL ANALYSIS OF FOUR TYPICAL

COMPOSITIONS BY PROKOFIEFF REPRESENTATIVE OF FOUR MUSICAL

FORMS; THE CONCERTO, SONATA, CANTATA AND SUITE.

A Thesis

Presented to

the Faculty of the School of Music

University of Southern California

In Partial Fulfillment

of the Requirements for the Degree

Master of Music

by

Florence Halliday

June 1947
UMI Number: EP61801

All rights reserved

INFORMATION TO ALL USERS


The quality of this reproduction is dependent upon the quality of the copy submitted.

In the unlikely event that the author did not send a complete manuscript
and there are missing pages, these will be noted. Also, if material had to be removed,
a note will indicate the deletion.

Dissertation publishing

UMI EP61801
Published by ProQuest LLC (2014). Copyright in the Dissertation held by the Author.
Microform Edition © ProQuest LLC.
All rights reserved. This work is protected against
unauthorized copying under Title 17, United States Code

ProQuest LLC.
789 East Eisenhower Parkway
P.O. Box 1346
Ann Arbor, Ml 48106 - 1346
>>W,41 filgi

This thesis, written by

iXtOHEN CE..ilA LLIDAX 0 7 &


under the guidance of h.P.£... F a c u lt y Co mmittee,
a n d a p p r o v e d by a l l its m e m b e r s j has been
presented to and accepted by the Co un ci l on
Graduate Study and Research in p a r t ia l f u l f i l l ­
m e n t of the r e q u i r e m e n t s f o r the d eg re e o f

MASTER OF MUSIC

D ean

Secretary

D a t e ...J . une-194-7.

F a c u lty C om m ittee

C hairm an
TABLE OF CONTENTS

CHAPTER PAGE

I. P U R P O S E ................................................ 1

Method of procedure . . . . . . . . . . . . . . . 1

Source of m a t e r i a l ......... ..................... 1

II. PROKOFIEFF, THE MAN ................................ 3

Characteristics of Prokof ief f fsm u s i c ' ............ 8

Influence of national heritage . **. .............. 9

Musical heritage (Russian) • . . . . . . . . . . 12

Musical contemporaries .................. . . . . 15

Associations of middle and late periods . . . . . 17

Influence of contemporary Russia . . . . . . . . 21

III. F O R M ........... 23

Form in Russian music ........................ 23

ProkofieffJs use of musical forms ................. 23

Classical influence ............................... 24

the concerto............................. 24

the piano s o n a t a .................. .'............. 25

the symphony, . 28

the o p e r a ................................. 30

the c a n t a t a .......................... 34

the suite . . . . . . . . . . . . . . 36
ii

CHAPTER PAGE

IV. MELODIC AND HARMONIC MATERIAL OF PROKOFI'KFF’S

COMPOSITIONS IN GENERAL ......................... 38

Source of Frokofiefffs music .................. 38

Prokofieff’s style ... ......... . . . . . . 39

The evolution of Prokofieff’s style . . . . . . 39

Stylistic trends « . . . ...................... 40

Harmony and c o u n t e r p o i n t ............... 41

.
Structural' p a t t e r n s ........... 42

melodic . . . . . . . . . . . ........... . . 42

harmonic . 43

rhythmic ............................... 44

Geographical and racial sources ................ 45

V. VIOLIN CONCERTO NO. 2 IN G MINOR ............. 55

First movement — allegro m o d e r a t o ..... 55

f o r m ................................... 55

h a r m o n y ................................ 57

counterpoint . 59

melodic treatment; alteration of the themes 61

orchestration .................................. 63

r h y t h m ................................. 64
.

treatment of the violin as a solo instrument. 65


CHAPTER PAGE

Second movement - andante, allegretto, andante, 67

f o r m ......... . ..................................67

harmony

orchestration ................................... 70

c o u n t e r p o i n t .......................... ... . . ^ 70

r h y t h m ..............................

Third movement - allegro ben m a r c a t o ............76

f o r m ...............................

rhythm • .......................................78

o r c h e s t r a t i o n ............................ 80

h a r m o n y ........................................... 81

counterpoint ................................... 83

VI. SEVENTH SONATA FOR P I A N O ............. - ............ 84

First movement - allegro inquieto, andantino,

allegro inquieto....................... 8

f o r m ............................................. 85

h a r m o n y ........................................... 87

rhythm ..........................

counterpoint ................................... 89

Second movement - andante caloroso ............. 91

f o r m .............................

"harmony” .~ . N .~ ........................... 93

rhythm and counterpoint . . . . . 95


iv
CHAPTER PAGE

Third m o v e m e n t .......................... . . . . . 96

form and r h y t h m .................. . ........... 96

harmony and counterpoint . . .................. 99

VII. ALEXANDER NEVSKY CANTATA ............. . . . . . . IOO

1. Russia under the Mongolian yoke

molto lento ....................... 101

f o r m ........................................... 101

instrumentation and orchestration . . . . 104

h a r m o n y ............. .. .................... 106

rhythm ...................... 109

counterpoint . .............................110

2. Song about Alexander Nevsky .................. Ill

lentu piu mosso

f o r m ........................................ 112

instrumentation and. orchestration . . . . 113

counterpoint . • • • • . . . . 113

r h y t h m ............................... 114

harmony .~ . • 116

3. The Crusaders in Pskov

largo, andante ............................. 116

f o r m ........................................... 117

o r c h e s t r a t i o n _. ._L . . . . 119

counterpoint ............................... 120


V

CHAPTER PAGE

harmony • .................................. 122

rhythm . . . . . . . ................... . 124

4. Arise, yo Russian people

allegro risoluto . . .................... 127

f o r m .................... , ............... 128

o r c h e s t r a t i o n ...........■.................. 130

h a r m o n y .................... ♦ ............. 131

r h y t h m ...................... * ........... 132

counterpoint ............................. 132

5, Battle on ice

adagio; moderato; allegro moderato . . * 133

f o r m ..............................

themes of the teutonic knights . . . . . 134

themes of the R u s s i a n s .................. 137

section I - the i n t r o d u c t i o n ........... 139

section II . . . . . . 140

section I I I ............. . ............... 141

section IV 144

orchestration ............................... 146

counterpoint . . . . . .................... 149

harmony • • • • • • . . . .................. 153

_____ _ .rhythm— —.— ■*— *— ♦- »- .— .— . ._ . . • v 1”


56
vi
CHAPTER P4GE

6. Field of the dead

adagio, meno m o s s o ........................... 160

form ................ . . . . . . ^ 160

orchestration . . . . ..................... 162

counterpoint ................. 164

harmony ............................... 165

rhythm . . • .• ................ . . . . . l6o

7. Al e x a n d e r ’s entry in Pskov

moderato ma n o l i t r o p p o ....................... 166

form ........... 166

orchestration ............................. 169

rhythm ....................................... 170

harmony and counterpoint . ................ 171

VIII. LT. KIJE S U I T E ......... . . . . . " .................... 173

1. The birth of Kije

andante, doppio raovimento ................ 173

orchestration • • • • • 173

f o r m ........... • • • • 174

h a r m o n y ........ • 177

rhythm ............................. 178

c o u n t e r p o i n t ............................... 179
vii

CHAPTER PAGE

2.• Romance - andante, allegretto, andante •• • 181

form ................„ ..............181

o r c h e s t r a t i o n ........* ..................... 182

c o u n t e r p o i n t ....................... 183

h a r m o n y ....................................... 186

rhythm ....................................... 187

3. K i j e ’s wedding -.allegro .fastoso ........... 188

form ...................... 188

orchestration.. ............................. 189

r h y t h m .........................* ..............190

counterpoint . . ......... . , . 190

h a r m o n y ....................................... 192

4. Troika - moderato, allegro con brio • •• • 194

form ............. . . . . . . . . . . 195

orchestration.. ............................. 197

counterpoint ................ . . . . . . 197


*
harmony .................................... 199

rhythm .................... 200


n

5. Burial of Kije -allegro moderato ....'. 201

f o r m .............................. ..........201

orchestration • • • • • • . . ........... 203

counterpoint ....................• . . 204

harmony and rhythm • • • , . • .......... ” 206


viii

CHAPTER PAGE

IX. COMPARISON . r ............... . 207

form ........................... 207

melody ............................

r h y t h m .................................

o r c h e s t r a t i o n ................................. 209

h a r m o n y ..................................... 210

conclusion . . . . . 212

BIBLIOGRAPHY ............................... . . . . . 214

*
CHAPTER I

PURPOSE

Serge Prokofieff is one of the foremost Russian

composers and his music is representative of present day

Russian music* This study was made to determine, firstly,

the characteristics of Prokofiefffs music by a detailed-

analysis of some larger forms of compositions as used by

Prokofieff, and secondly, his place as a composer in Russia.

To acquire a proper perspective of Prokofieff!s music

the second aim was pursued first. Various points covered to

this end were a review of the composer’s training and associ­

ations, and a study of the influences of his national heritage.

Form in Russian music was considered, together with the Euro­

pean influences in form. The last step made in providing a

background for the analyses of certain of Prokofieff!s compo­

sitions was a survey of the melodic, harmonic, and rhythmic

material of Prokofieff!s compositions in general.

In the second section of the study four compositions by

Prokofieff representative of four musical forms are analyzed

and compared. These compositions are: the Second Violin Con­

certo in G- m i n o r , the Seventh Piano Sonata, Alexander Nevsky

Cantata, and the Lt. Ki.je Suite.

Material for the study was gathered from four main

sources; books, encyclopedias, periodicals, and newspapers.


Books and encyclopedias provided biographical and historical

data.

Periodicals and newspapers provided far more

detailed information on not only Serge Prokofiefffs life

but also his works, composers in Russia, and music in Russia.

Schools of writing were discussed, covering both Europe and

Russia. Reactions of critics and the public could easily be

discerned in articles from these two sources and Russian music

as affected by the ideological program dominating Russian

life was mentioned frequently and discussed thoroughly from

every point of view.

Had time permitted program notes would have provided

much valuable material pertaining to Prokofieff*s compositions

and their general reception by critics and the public. Only

in one or two instances have program notes been used, but

for a more thorough knowledge of Prokofieff's music these

notes should be consulted in addition to the four sources

employed for this study.


CHAPTER II

SERGE PROKOFIEFF

Serge Prokofieff was born April 23, 1891 , in

the Ukrainian village Sontsovka near Stalino. His

father was manager of the agricultural estate-of

Sontsov.^* As a m a n the father was a serious student

and had a large, ever-growing library of his own. The

mother was talented musically and played a great deal of


2
Beethoven and Chopin for him.

The parents together took the responsibility of

their s o n ’s education and taught him for six hours every

day with the mother in charge of Prokofieff’s musical

training. At the age of five he began to compose small

pieces. By the time he was six, Seryozha, as he was

called by his parents, had composed a waltz, a march,


4
and a rondo. When he was nine the boy wrote an opera

1 Boelza, I., Handbook of Soviet Musicians


(The Pilot Press, LtdTJ London, 1943), pT 43.

2 Ewen, David, Composers of Today (H.W. Wilson


Co., N e w York, 1934), p. 199.

3 Nestyev, Israel, Sergei Prokofieff (Alfred A.


Knopf, New York, 1946), p. 4.

4 Loc. cit.
4

"The Giant" with a piano score* The opera was not orchestra­

ted. 5

Se ryozha’s first music teacher, outside of his mother,

was Y. Pomerantsev, who met the Prokofieffs during their

visit to Moscow in 1902.^ Pomerantsev concentrated unduly

upon the traditional studies of harmony which oppressed

his pupil. Pomerantsev was soon succeeded by Reinhold

Gliere, who had a more sympathetic understanding of his


7
p u p i l ’s nature.

"Gliere spent the summers of 1902 and 1903 at

Sontsovka teaching the boy the rudiments of harmony,

analysis of form and instrumentation."® At eleven, while

studying with Gliere, he wrote a symphony in orchestral

score using elementary harmonies, chiefly the principal

triads.9 At twelve Prokofieff wrote an opera based on

P u s h k i n ’s Feast During the Plague with an overture in

sonata f o r m . ^

5 Slonimsky, Nicholas, "Serge Prokofieff".


Thompson, Oscar, ed., Great Modern Composers (Dodd,
Mead & Co,, New York, 1941),, p. 210.

6 Nestyev, I., op. cit., p.5.

7 Ibid., p . 6.

8 Nestyev, I., Sergei Prokofieff, p. 6.

9 Slonimsky, N . , "Serge Prokofieff". Thompson, 0.,


Great Modern Composers, p. 210.

10 hoc, cit.
5
■In the fall of 1904 Prokofieff entered the St.

Petersburg Conservatory. By this time he had composed

"four operas, two sonatas, a symphony, and a number* of

pieces for the p i a n o I n the conservatory he studied

composition under such noted musicians as Rimsky-Korsakoff,

Lyadov and Vitol, conducting under Tcherepnine, and piano

with E s s i p o v a . ^ He was attracted to modernism and became

interested in the works of Scriabin and Max R e g e r . ^

Lyadov taught harmony and insisted upon strict observance

of the rules. This ran counter to Prokofieff*s desire to

learn by experimentation and by the study of Grieg, Rimsky-

Korsakof f and Wagner at first, then Richard Strauss, Reger

and Debussy. The latter three were not liked at the con­

servatory and the students were discouraged in their study

of them. -**4

In the two years 1906-7 and 1907-8, Prokofieff

studied in the classes of Lyadov and Rimsky-Korsakoff.

As usual, Lyadov disliked his student *s work in counter­

point, thought it harsh and crude. "Rimsky-Korsakoff on

the other hand, was coldly ironic, and. often ridiculed what

ge considered to be the unevenness and incoherence of his

11 Nestyev, I., otd . cit., p. 8.

12 Boelza, I., Handbook of Soviet Musicians. p. 43.

13 Ewen, D . , Composers of T o d a y , p. 199.

14 Nestyev, I., Sergei Prokofieff, p. 11.


6
IS
p u p i l ’s exercises in instrumentation." In addition to

class work Prokofieff had to present piano pieces in the

simplest forms at L y a d ov’s lessons. He also attempted

outsideoof his regular work, some larger compositions

which later were rewritten as his First, Third, and Fourth

Plano Sonatas . ^

In conjunction with studies at the conservatory,

Prokofieff was active in a society called Evenings of

Modern Music, which he joined in 1908. This organization

and the St. Petersburg Conservatory played the two major


i„■

roles in Proko f i e f f 1s development as a composer. The

principles of the Evenings of Modern Music were an "em­

phasis on original and non-repetitive forms, and a rejection


IV
of the social and educational implications of art".

The group tried out all the new compositions written in

Russia or abroad. Some of the foreign composers whose works

were performed were Debussy, Faure, Chausson, d ’Indy, Schoen­

berg, Reger, Wolf, and Richard Strauss. The Russian composers

recognized by the society were Scriabin, Stravinsky, Medtner,

Rachmaninoff, Rebikoff, Tcherepnin, G-uessin, Steinberg, Rimsky-

Korsakof f and Prokofieff.^"®

15 Nestyev**, I . , Sergei Prokofieff-. p. 12.

lo L o c . c i t .

17 Nestyev, I., Sergei Prokofieff, p."15.

18 Ibid. / p* 14.
Stravinsky and Prokofieff were first encouraged by Eve­

nings of Modern M u s i c .

In the spring of 1908, Prokofieff graduated from

the St* Petersburg Conservatory, but he continued his

studies of piano and conducting for five more years*

Hdftever, during these years he wcrked independently on

his compositions, and by 1914 had firmly established him­

self as a performer on piano and as' a composer.

He continued to compose up to 1918 at which point

he felt a need for ne w impressions and ideas* This sig­

nified the end of the so-called pre-foreign period, for

Prokofieff decided to travel* As a concert pianist he

toured London, Berlin and Paris. He then toured the United

States giving concerts and. performing some of his music*

On the whole, the American public did not receive his work

favorably, and in April, 1920, Prokofieff returned to Europe

but went back to the United States several times to see

about having some of his work performed.

In 1923 Prokofieff settled in Paris for the next

ten years. Parisians evinced little interest in Proko­

fieff 's lyrical qualities, showing a decided preference

for the dynamic compositions Scythian S u ite1', -


’The Buf­

f o o n <f, and the Third Concerto for Piano in C Major.

Diaghilev produced most of his ballets.^®

19 Nestyev, I*,. Sergei Prokofieff, p. 96.


In 1933 Prokofieff returned to Russia where he has

remained to the present. In Russia Prokofieff has been en­

couraged in his lyrical tendencies. In this final period

Prokofieff became associated with the films, writing much

music for them. His music of this period is frequently

theatrical and nationalistic with much use of folk material

Having made a brief review of Serge Prokofieff's lif

we can now proceed to a consideration of Prokofieff the m a ­

ture composer, first by noting some critical estimates of

his work a n d then by recounting some of the musical develop

ments which influenced him.

SOME CHARACTERISTICS OF PROKOFIEFF1S MUSIC


AS NOTED BY ANALYSTS AND CRITICS

Music critics are agreed that Prokofieff*s music

is a reaction against romanticism and impressionism. His

rhythm is concis'e, incisive; it has a definite framework.

His melodic line is broad as opposed to impressionistic

arpeggio patterns. Prokofieff1s harmony is the result of

the melodic line with its occasional dissonances at points

of intersection. This harmony is diametrically opposed to

the idea of the use of harmony for tonal beauty. Critics


20
point to his use of form in the place of color.

SO^^Sahaneyev, Leonid0, f,R u s s i a !s Strong M a n ”,


Modern M u s i c , Vol. 6, No. 2 (March, 1929), pp. 3-9.
9

His music is impressive in its virility, opti­


mistic joy of living, rhythmic elasticity and dynamism,
The we 11-known ^Scythian Suite (Alla and L o l l y ) ;V is
written as though in protest against the impressionist
over-sensitiveness, against the hot-house atmosphere in
music* The archaic intonations of this work seem to
herald a new dawn--the revival in our age of man's early
joyful approach to nature. The same call to vigor and
courage rings in his other compositions; it alternates
with lyrical moods and sharp sarcasm, scoffing at the
conventions of life and the hypocrisy of society--a
derision which is obvious in one of his early operas
■The G a m b l e r f after Dostoyevsky’s s t o r y . ^

Lyricism is a striking quality which appears in almost

all of P r okofieff’s warks. It is in songs of his that were set

to poems of Balmont and Akhamatova, in the ’Fairy Tales of Old

G r a n d m a 1, and others* In absolute music lyricism can be noted

in parts of the First and Second Violin Concerto, and in the


22
adagio of the Fourth Sonata, to mention a few*

INFLUENCE OF NATIONAL HERITAGE

The influence of R u s s i a ’s past is easily seen in Pro­

kofieff ’s compositions. The subject matter of many of his

compositions is the life and history of the Russian people,

as in the cantata Alexander Nevsky depicting events of the

fifteenth century, and the -Semyon Kotka opera $i ich Is based/

21 Boelza, I., Handbook of Soviet Musicians, p* 44*

22 Sabaneyev, L * , ''Russia's Strong M a n ”,- Modern M u s i c ,


Vol. 6, No. 2, (March, 1929), p. 9. Abraham, Gerald, Eight
So viet Composers (Oxford University Press, London, New York,
Toronto^ 1 9 4 3 ) , pp. 32-42.
10
23
upon the Civil War in the Urkraine in recent times.

Many of Proko f i efffs characteristics such as

sarcasm, caricature, and grotesqueness, are also part

of the Russian nature and are to be found in Russian

literature from Gogol on to the p r e s e n t . ^ To illustrate

this, one m a y mention Prokofieff’s b a l l e t .C h o u t .depicting

the mad exploits of a buffoon attempting to hoodwink^

seven other buffoons.

Early in his career as a composer Prokofieff became

interested in historical Russia. One result of this early

interest is the Scythian Suit e , which is similar to Stravin­

s k y ^ Le Sacre du Printemps.- The subject is the fTremote past

of pagan R u s s i a " , ^ and concerns prehistoric nomads of the

Ukrainian steppes. The Scythian Suite was written as early

as .1914 and Prokofieff's first important orchestral work.2b

In 1917 Prokofieff wrote Seven, They Are Seven, an

incantation for a large orchestra, chorus and tenor solo.


27
This was based on a Sumerian legend of seven demons.

23 Boelz, I., Handbook of Soviet Musicians, p. 45.

24 Abraham, G. , Eight Soviet Composers, p. 32.

25 Slonimsky, N . , f!Serget Prokofieff”.. Thompson,


> Great Modern Composers, p. 214.

26 hoc. c i t .

27 Slonimsky, N. , ”Serge Prokofieff”. Thompson, ed,


Great Modern Composers, p. 214.
11

After direct history (Scythian Suite O'


1 and then the

incantation based on legend, Prokofieff turned to -works of

Russian writers. He wrote an ooeraz ---------


The Gambler based
y on the

autobiographical novel of the same name by Dostoyevsky and

another opera.The Flaming Angel^based oh the novel by Valery


28
Binsov. The Third Symphony was derived from this opera.

Prokofieff also wrote songs set to poems by Balmont and

Akhmatova. ^

Prokofieff!s literary affinities may be given as Poe

and Dostoyevsky. ‘ ’’His Sarcasms and his Scythian Suite are,

according to some critics, reminiscent of the grotesqueness of

Poe, and he is the first composer to write an opera on a story

by Dostoyevsky.

The works of the Russian writer Pushkin have been used

by several Russian composers, among whome are Moussorgsky in

Boris Godunov, Tschaikovsky In Pique Dame and Eugene Qnegin

and others. Prokofieff was commissioned "to do special music


31
for a cinema and two p l a y s 1’. In these, he utilized the same

material as that in the compositions mentioned above by Mous­

sorgsky and Tchaikovsky. Prokofieff’s assignment was for the

28 Boelz, I., Handbook of Soviet Musicians, pi 44

29 Sabaneyev, L . , "Russia’s Strong M a n ”. Modern


M u s i c , Vol. 6, No. 2 . (March,,1929) p. 9.

30 ’’Terrible Infant of Russian Music Finds Refuge In


America”. Current Opinion, Vol. 65. December, 1918, p. 371.

3! Time, Vol. 29. February 1, 1937, p. 38.


32
centenary of the death of Pushkin (1799-1837)*

Polk tales have also been employed by Prokofieff as

subject matter for his compositions* All his life he has

had a liking for fantastic fairy tales. T,His ballets and

his operas often combine reality with fantasy"; for example,

Tale of a Buffoon Who Outwitted Seven Other Buffoons,better

known as Ghout, and hove For Three Oranges, an opera* Pro­

kofieff used a non-Russian folk tale for his song^ The Ugly

D u c k l i n g * which is based on a tale by Hans Anderson, TTin

which the beautiful cygnet is shunned and snubbed by the duck-


34
ling, whose idea of bird beauty is the opposite to swans".

MUSICAL HERITAGE (RUSSIAN)

Until 1836 there was no national Russian music. At

this time Glinka's A Life for the Tsar a p p e a r e d . ^ The sub­

ject was Russian. The national school beginning with Glinka

followed the German composers, but later a tendency arose to

drop the German influence and to develop a Russian culture.

The leaders of this tendency were Moussorgsky and Tcha.ikovsky*'

52 Ibid, p. 38.

33 Slonimsky, N. , "The Ugly Duckling of Russian M u s i c 11.


Christian Science Monitor Magazine, Jan. 27, 1945, p. 7.

34 L o c ♦ cit.

35 Lakong, W . , "Musical Activities in the USSR".


Etu d e , Vol. 51, September, 1933, p. 586.

36 Lourie, A., "Russian School". Musical Quarterly,


Vol. 18, October, 1932, pp. 519-20.
13

Tchaikovsky wished to develop a Russian character

but continued to use the technical means of the west, follow­

ing the French school* At the same time one Russian group

adhered to the German school in opposition to Tchaikovsky.

Moussorgsky, however, worked for a Russian school free from

all foreign influences.^7

Between Tchaikovsky and Moussorgsky was a group which

continued to use the formal methods of the Germans. Rimsky-

Korsakof f occupied a place halfway between Tchaikovsky and

Moussorgsky, using the formal methods of the German school.


*zo
Glazounov was a follower of Rimsky-Korsakoff.

Moussorgsky was the leader in the strictest sense of

a purely Russian national school. He wanted to express the

folk element in his music and was the first Russian composer

to do so. 39 He created a new type of opera. In his operas

there was an nabsence of formal overture, aria, and ensemble"•

The "aria-like recitative" was very prominent,yand the scenes

had an "intense dramatic i n t e r e s t " . ^

Beside dis r e g a r ding.form in his operas, Moussorgsky

also ignored 19th century harmony and modulation.

37 Ibid. , p. 520

38 Hoc. cit.

39 Lourie, A., "Russian School". Musical Quarterly


Vol. 18, October, 1932, p. 521*

40 Swan, A. J . , "Russia and Modern Music". Yale


R eview, Vol. 15, October, 1925, p. 128
14
There are many modal passages in his music, and when the

regular major and minor are used, the dominant is given


41
less importance. x

One form Qf expression that Moussorgsky used was the

"spoken song", which is faithful to the smallest inflections

of the human voice. This is a form that was adopted by De-


40
bussy and later by Schoenberg, who carried it to its extreme.

After Moussorgsky came Liadov, whose great contribution

is to be found in Kikimora, Baba-Yaga, around twenty nursery

rhymes, "and the harmonization of about 150 folk-songs of

Greater Russia".43 Characteristics of L i a d o v ’s music are its

Dorian cadences, endings of the dominant and subdominant, and

the "brevity and conciseness of musical t h o u g h t ".^

With Scriabin, a composer of the late nineteenth

century, aationalism was of secondary importance to

mysticism. In the mature period of Scriabin’s composition

he abandoned all traditions of the Russian school and be­

came an "adherent of W e s t e r n i s m " . ^

4 1 I bid. , pp. 127-28.

42 Ibid., p. 130.

43 Ibid., p. 131.

44 Loc. ci t .

45 Lourie, A., o p . cit., p. 521.


15

Scriabin became interested in tonal color to the exclusion

of form and Russian character in his music. He eventually

attempted to combine actual colors with tones so that with

certain t o n a l ,combinations corresponding visual impressions

would be achieved.

By the end of the nineteenth' century harmony was

developing in two directions, one being toward chromaticism,

the complete effacement of tonality, or atonalit^r. Two

composers experimenting in this direction were Scriabin,

who used older forms, and Schoenberg, who ignored the older

harmonies and forms. The other direction harmony took was

diatonic; that is, the tendency to write simultaneously in


A
two or more keys. Stravinsky favored this type of compo­

sition, using polytonality frequently in his works. The

harmony as such as more or less accidental, and his chords

are the ’’causal result of part-leading, wherein fragments

of melodies are combined”.^

MUSICAL CONTEMPORARIES

Stravinsky is an ’’exponent of Moussorgsky1s S c y t h i a n 1

p r o b l e m ”; he is a ’’brilliant interpreter of Russian

46 Swan, A. J. , o£. c i t ., p. 134.

47 Swan, A. J., ’’Present State of Russian M u s i c ”.


Musical Quarterly, Vol. 13, Jan., 1927, p. 30.

48 Lourie, A., 0 £. cit., p. 522.


16

folk-lore by means of orchestral colour (L 'Qlseau de F e u ,

1 9 0 9 )tl. ^ The influence of Russia's past is also to be

noted in Stravinsky's music; for example, the Sacre du Prin-

temps written in 1913. This is Stravinsky's "vision of p r e ­

historic Russia with its unparalled exhibition of primitive


i/ 50
savagery".

The post-revolutionary music of both Stravinsky and

Prokofieff is reactionary although even before the revolution

Stravinsky showed a "sympathy for ways of thinking and feeling


cr n
proper to past ages". (in Le Sacre. ) After the war came

Stravinsky's Oedipus Rex and Symphonie des Psaulmes" Proko­

fieff 's reactionary spirit showed itself in the Third Piano

Goneerto against the recent impressionism. ^ As stated

before, Prokofieff's music is a reaction against romanticism

and impressionism.

By 1932 there were several groups of composers in

Russia. 53 One is the Moscow group consisting of Miaskovsky,

A. Erein, Mosolov, Oberin, Feinberg, and others. Members

of the Leningrad group are Shostakovitch, Popov, Ryazanov,

49 Swan, A. J., "Present State of Russian Music".


Musical Quarterly, Vol. 13, January, 1927, p. 29.

50 L o c . cit.

51 Rosenfeld, P., "Newer Russian Music". New


R e p u b l i c , Vol. 75, July 26, 1933, p. 289.

52 Loc. c i t .

53 Lourie, A., ojc. cit. , p. 526.


17

and others* The Western group, which has the most illus­

trious members, consists of Stravinsky, Prokofieff, Markevich,

Nabakov, Alexander Tcheropnin, Berezovsky, and many others.

The Western group is so-called because its members have had

contact with Western culture. The last group to be mentioned

is that of the Proletarian composers. These composers are


54
amateurs and have no professional standing. They are the

result of the Soviet government’s interest in music of and by

the workers, who are encouraged to develop their own art.

This art is intended to reflect the pleasant existence of the

workers in the Soviet Regime, and it m a y be described as

radical in that it is the "musical reflection of...social

and economic radicalisms".

ASSOCIATIONS OF MIDDLE AND LATE PERIODS

The middle period of Prokofieff's life as a composer

began in 1918 \nhen he left Russia for America, where he

remained for several years and then went to Paris. ^

54 L o c . cit.

55 Mendel, "Two Kinds of Radicalism". Nation, Vol.


136, February 22, 1933, p. 216.

56 Boelz, I., Handbook of Soviet Musicians, p. 44.


18

Of his associations in Paris the two most important were

with Serge Koussevitsky and Diaghilev, the Russian ballet

impressario.

P r o k o f i e f f !s association with Koussevitsky began in

1921. The first performances of Prokofiefffs First Violin

Concerto (1923) and his Second Symphony (1925) were given

b y the Paris orchestra under the direction of Koussevitsky*

There were also repeat performances of the Scythian Suite,

the Classical Symphony, the March and Scherzo from the hove

for Three Oranges, and the Suite from the Chout* Kousse­

vitsky later commissioned Prokofieff*s Fourth Symphony, which

was played in Boston in 1930* Koussevitsky was also head of

the Russian publishing house in Paris and "published a num­

ber of Prokofieff«s works " * ^

In 1922 Prokofieff became associated with Diaghilev

under whose direction the following ballets were produced:

The Buffoon, 1921; Le Pas d *A c i e r . written in 1925 and p ro­

duced in 1927; and h» Enfant Pro digue, 1929.

The Qompositions of Prokofieff*s middle, or foreign,

period, are the three ballets just mentioned; the Second,

T h i r d , and Fourth Symphonies; the two operas, Love for Three

~ • 57 Slonimsky, N . , "Serge Prokofieff", Thompson, 0.,


ed., G-reat Modern Composers, p. 216.

58 Ibid*, p. 215.
Oranges and The Flaming A n g e l ; the Fourth Piano Concerto;
59
the First String Quartet; and a cycle of piano pieces*

The late period commenced upon ProkofieffTs return

to Russia in 1933 where the two important associations

were with the motion picture and the t h e a t r e . ^ Eisen-

stein produced the films for which Prokofieff wrote the

music; the first such film was Lt. K i .1e . Lt* K i .1e is based

upon the story of the Tsar's mistake in reading an o f f icer1

name and a fictitious officer.is created* The theme was

suited to Pr o k o f i e f f 1s satirical b e n t . ^ In 1934 Proko­

fieff developed it into a suite.

In 1938 the filrn^. Alexander Uevsky^was produced by

Eisenstein with the incidental music by Prokofieff,^ who

later rewrote it as a cantata. The film was based upon

the Russian past, nthe rout of the Teutonic Knights on the


63
frozen surface of Lake Peipus on April 5, 1 2 4 2 M.

In 1942 Prokofieff wrote the musical scores for the

films Lermontov, T o n y a , and Kotovsky. Kotovsky is about

a person of the same name who was fla hero in the struggle

59 Boelz, I., 0 £.. cit. , p. 44.

60 Slonimsky, N . , o p . cit., p. 217.

61 L o c . ci t .

62 I bid*, p. 218.

63 Loic. cit.

64 Nestyev, I . , Sergei Prokofieff, p. 164.


against the German forces of occupation in the Ukraine in

1918".65

Two years later, 1944, Prokofieff went again to

Akma Ata, capital of Kazakhstan, to work with Sergei

Eisenstein on the historical film "Ivan the Terrible '* at

E i s e n s t e i n ’s invitation. Prokofieff and Eisenstein colla­

borated closely upon the film. They read the scenario to­

gether and then Eisenstein "explained in detail just what


bb
sort of music was required". Eisenstein also "illustrated

every scene by means of drawings. He worked out, very thor­

oughly, every detail of the decoration, costuming and make-


b7
up." In this way Prokofieff gained an understanding of

E i s e n s t e i n ’s aims in the production of the film. The

following was the procedure in the writing of the music:

"part of the music was to be written before the filming...

part was to be written after and (Prokofieff) had viewed

the filmed material in order to attune himself to the story

in its visual form. "^8

F o r the theatre Prokofieff wrote Peter and the Wolf

in 1936. This was first produced at the C hildren’s Theatre

6$ Prokofieff, S., "War Years; Autobiography".


Musical Quarterly, Vol. 30, October, 1944., p. 424.
21
in M o s c o w . ^ 9 In the same year the ballet Romeo and Juliet

from Shakespeare was written. In 1940 Prokofieff wrote

two operas, Simeon K o t k o , based on the civil war in the Uk­

raine, and The Duenna Opera, based on a play by Sheridan.

In 1941 the opera A Monastery Wedding and the ballet Cin­

derella a p p e a r e d . ^

To summarize, in the late period the following compo­

sitions were written: Lt. Ki je Suite, 1934; Alexander Nevsky

Cantata, 1938; the narrative Peter and the W o l f , 1936; the

ballet Romeo and Juliet, 1936; the operas Simeon Kotko and

The Duenna Opera, 1940; A Monastery Wedding, opera, 1941. <

In this period Prokofieff also wrote the Sixth, Seventh,

and Eighth Sonatas for piano, instrumental songs, choruses,


71
ballads, etc.

INFLUENCE OF CONTEMPORARY RUSSIA

The influence of contemporary Russia can be seen in

m a n y of Proko f i e f f 1s compositions. ”In the ballet Le Pas

d 1Acier he turned, for the first time (1925) to Soviet themes,


72
dealing with the building of a new life in the Russian village."

69 Slonimsky, N . , pp. cit., p. 218.

70 Ibid., pp. 218-19.

71 Boelz, I., Handbook of Soviet Musicians, p. 44.

72 Boelz, I.1
,: o p . c i t . , p. 44.
22
This composition was intended as a tribute to Soviet Russia,

and was dedicated to the !Tsocial values of factories and

to the dignity of l a b o r " . ^

The Russian Over ture, 1936, is "based on national themes

...This work comes close to the dominant Soviet movement, char-


74
acterized by 'national f r a m e w o r k ’ and ’contemporary content’’.

In 1937 Prokofieff wrote the Cantata for the Twentieth

Anniversary of the Scwiet Revolution, which was "composed to

the texts from the gp eeches and writing of Marx, Lenin and Sta-

lin". The Year 1941 Suite was written after the outbreak of

hostilities between Germany and Russia. u

73 Ewen, D . , Twentieth Century Composers.


(Thomas Y. Crowell Co., New York, 193777 p"* 125.

74 Slonimsky, N. , ojd. ci t . , p. 217.

75 Loc. cit.

76 Boelz, I., Q£. c i t ., p. 45.


CHAPTER III

MUSICAL F ORMS USED BY PROKOFIEFF

FORM IN RUSSIAN MUSIC

The Russians, with the exception of Stravinsky, have

consummate command of the element of form* From the


the time that the big classical forms were implanted
in the Russian soil (Balakirev, Tchaikovsky), there
has been a rapidly increasing determination on the
part of Russian composers to make their use second
nature* Alongside with such big forms as the symph-
only, sonata, and concerto, with all their roots in •
Europe, there grew up peculiarly Slavic miniature
forms--the prelude, poem, fairy-tale (skazka), m a ­
zurka, that were chiseled.to perfection by Liadov,
Scriabin, etc. All these forms are still used by
almost unanimous acclamation.
Prokofieff is an exponent of this school.

PROKOFIEFF*S USE OF MUSICAL FORMS

The tendency of modern composers is to return to the


2
classic forms. Prokofieff is no exception. In the field

of instrumental or symphonic music Prokofieff has felt no

inadequacies of the forms already existing. He said at

one time, j
v7
I am well content with the forms already perfected.
I want nothing better, nothing more flexible -or
more complete than the sonata form, which contains
everything necessary to m y structural p u r p o s e . 3

1 Swan, A. J., flPresent Sta'te of Russian Music".


Musical Quarterly. Vol. 13, January, 1927, p. 32.

2 Prunieres, Henry, "Tendencies of Modern Com­


posers". New York T i m e s, 1932. October 23, IX, 8:3.

3 Downes, Olin, "Prokofieff Speaks". New York T i m e s ,


1930. February, 2, Vol. VIII, 8:4*
24
In only one type of music has Prokofieff questioned

the value of the existing form, and that is in opera. Pro­

kofieff expressed the view that "the form of the opera must

be determined essentially by the form of the dramatic sub­

ject. T!^

CLASSICAL INFLUENCE

The Concerto. In the nineteenth century the concerto

was a virtuoso piece for soloist with the orcestra providing

an unobtrusive background. The modern concerto Ishows a

return to the "antiphonal relationship and equality of impor-

tance between the solo instrument and the orchestra which

characterized the baroque concerto.

The f,equaility of importance" between the sold instru­


ment and the orchestra characterizes Prokofieff*s Third Con­

certo in C Major for piano. In this concerto Prokofieff has

maintained

a nice balance between orchestra and solo instrument.


He uses the piano as a foil to the more sustained
and varied tone of the orchestra, allowing the per­
cussive and staccato effects of the instrument full
play.6

The forms of the concerto "are clear and easily re-

lated to classic designs"^

4 Loc. cit.

5 Moore, Douglas, From Madrigal to Modern Music


(W. W. Norton & Co., Inc., New York, 1942 )*^ pi ^8151

6 I bid., p. 291.

7 Loc. cit.
the first movement is in sonata form, which Prokofieff con-
Q
siders entirely adequate for his demands. The slow
9
movement is in theme and variations form.

The concerto bears a definite relationship to the

nineteenth century, also, in that it is a virtuoso p i e c e ^

although maintaining the aforementioned antiphonal relation­

ship between the solo instrument and the orchestra, "In

brilliant Russian tradition", the concerto is "built on


..11
t h e m e s . . . i n the Slavonic f o l k -s on g style." The c om po sition
IP
is polytonal, ^ with modern dissonances used not for their

own sake but as "enrichment of the harmonic s c h e m g . ^

The Piano Sonata. The pianoforte sonata is a

comparatively recent development in Russia. The Russian

composers of the late nineteenth century were preoccupied

with symphonic music, and Scriabin was the leader in the

development of the modern Russian piano sonata.

8 Slonimsky, N . , "Prokofieff", Ewen, David, ed.,


The Book of Modern Composers (Alfred A. Knopf, New York,
19431, p. 143.

9 Downes, 0 ., "Prokofieff"(heard in his own works)


Ne w York T i m e s , 1933. Jan. 20, 20:1.

10 L o c . c i t .

11 Rosenfeld, P., "Newer Russian Music". New Republic


Vol. 75, July 26, 1933, p. 290.

12 L o c . cit.

13 "Prokofieff: Portrait", Outlook, Vol. 142,


February 17, 1926, p. 238.

14 Martens, Frederick H . , "Modern Russian Pianoforte


Sonata". Musical Quarterly, Vol. 5, July, 1919, p. 357.
26

ffThe norm of the sonata form is in its first movement

so that whether a sonata is written in one or more movements

does not affect the essential characteristics of the form it­

self. Scriabin1s sonatas are written in various movements.

In the first period Scriabin wrote four piano sonatas which

adhere most closely to the classical form. The Fifth Son-

at a is the beginning'of his second period.

Scr i a b i n 1s Six t h . Seventh and Eighth Sonatas are noted

for their complexity of development and Scriabin’s harmonic


17
scheme of a natural chord built up by fourths.x

In the third period Scriabin wrote the Ninth and Tenth

Sonatas. which are characterized by the exploitation of pre-


1Q
vious means (of writing), clarity and simplicity. Scriabin's

music is recognized by its qualities of mysticism or "psychic

aspiration". ^

G-lazounoff wrote two piano sonatas, the First Piano

Sonata in b minor, and the Second Piano Sonata in e minor.

These sonatas differed from Scriabin’s by their *nationalistic,

15 IbidT, p • 358 •

16 I b i d ., p. 357.

17 . p. 358.

18 Ibid., p. 359.

19 Ibid** P- 360.
27
20
more down to earth, characteristics*

Rachmaninoff also wrote two piano sonatas by 1919*

Tlie Sonata in d minor was programmatic with Faust as

the subject. The three movements are‘'Faust” “Gretchen, and

‘Vephistopheles*l The Second Sonata is i'n ^ minor.

N. Medtner wrote ten piano sonatas, some simple and

some complex. The E m i n o r . Opus 25, is the most important,

has fine themes and development, and is long and complex.

Medtner wrote a "Sonata- B a l l a d ’: in F # minor with the first


21
movement in "epic pastoral style", and the last movement

a fugue. The Sonata-Triad, Opus 11, is a suite of three

sonatas in a simpler style and. less complex than the E minor

Sonata.^

In a discussion of the development of the Russian

sonata in his article "Modern Russian Piano Sonata" written

in 1919, F. Martens states that ,f

In the work of these three composers (Scriabin, Mya-


skovski, and Prokofieff) the modern Russian piano .
sonata m a y be said to reveal itself in its most char­
acteristic form, in the most finished development of
an expression based on radically different individu­
alities and artistic trends.

By 1919 Myaskovski had written two sonatas. The

20 Martens, F., ojd. c i t ., p. 360.

21 I bid. , p. 361.

22 L o c . cit.

23 Martens, F., o p . cit., p. 361.


28

First Sonata, in D minor, is unique. The first movement

is a fugue, beginning simply and.is carried b y a stretto

through every register of the piano with a crescendo of

effect. The second movement is sonata allegro, the third

and fourth movements are heavy and long. The Second Son-

.ata is in F # minor. In one movement the theme Dies Irae


24
is used with unusual harmony.

By 1919 Prokofieff had written four sonatas. The

First Sonata, in F minor was in one movement in academic

form, "passionate and dramatic in m o o d 11. The harmony is


p5
not especially m o d e r n or characteristic of the composer.

Prokofieff*s Second Sonata in D minor,- Opus 14 (1912)

, has the usual four movements, Allegro, Scherzo, Andante and

Vivace. The Third Sonata in A minor .was written in one m o v e ­

ment with "dissonant complexity" and "harsh realism" in

contrast with a lyric theme. ^ Bis Fourth Sonata, in G

minor, has a multiple theme combination and a decorative


27
counterpoint. The "tonally unessentialM was avoided.

THE SYMPHONY

Nineteenth and twentieth century symphonies by

24 Loc” c i t .

25 I b i d ., p. 362.

26 Martens, F., oj3 . cit., p. 363.

27 Loc. cit.
29

Russian composers are nationalistic, the composers using

actual folk tunes or writing in the style of folk s o n g . ^ 8

The Russian composers also construct their symphonies in

classical sonata form,

Tchaikovsk?/ used the Russian folk idiom in his

symphonies but wrote according to Western traditions so

that the indigenuous character of the folk material was


pg
not always preserved."" Of the "Russian F i v e ” Balakirev

and Borodin wrote some symphonies, which contain folk

songs or are in folk song idiom and bear a distinct

Russian character. Glazounov is another such writer.

Prokofieff has followed this tradition in the

writing.of his five symphonies. His latest symphony,

the F i f t h . was written in 1944, and is the first purely

symphonic work since the ,fBoston Symphony commissioned his

Fourth to celebrate the orchestra’s fiftieth anniversary

in 1930" Prokofieff gathered themes for the Fifth in

a special notebook for several years, wrote the entire

score for it in one month and orchestrated it in another

month. ^

28 Aldrich, R. , "Symphony# Influence of Nationalism".


G r o v e 1 s Pictlonar’
y of Music and Musicians. 1928, Vol 5, p. 238.

29 L o c .c i t .

30 Ibid., p. 239.

31 "Prokofieff!s Voice is Cosmopolitan, His Theme Is


The Spirit of Russia". N e w s w e e k , Vol. 26, Nov. 19, 1945, p. 82.

32 Magidoff, R . . "A Report on Prokofieff". New York


Times 1945, March 25, II, 5:5.
The symphony is "large in scale, a great brassy

creation with some of the intricate efficiency and dynamic

energy of a Soviet power plant and some of the pastoral lyri

cism of a Chekhov country s i d e " . ^

The witty inventions associated with P r o kofiefffs


familiar Classical Symphony are there in brilliant
abundance, but present also is an emotional tension
far removed from . * .the fantasy of Peter and the
Wolf or the theatrical effectiveness of film scores
like Alexander N e v s k y " .^4

Although the source of this composition is Russian,

its spirit transcends that of nationalism.

The Fifth was written during the war in the summer


of 1944, , , TI strove to write music which was su­
premely h u m a n ’, Prokofieff wrote. ’It is a symphony
about the spirit of man. ’^5

The symphony is in four movements, Andante, Allegro

marcato, an Adagio "built around a funeral march", and an


37
Allegro giocoso, "sparkling, joyous, brimming with life".

THE OPERA

The first opera in Russia was G l i n k a ’s \A Life for

33 "Composer, Soviet-style". Time, Vol. 46, Nov. 19,


1945, p. 57.

34 "Prokofieff’s voice Is cosmopolitan, his theme


Is the spirit of R u s s i a ." Newsweek, Vol. 26, Nov. 19, 1945
p. 82.

35 Loc. cit.

36 Magidoff, R., "A Report on Prokofieff". N e w 'Work


T i m e s , 1945. March 25, II, 5:5.
the Czar the subject f o r which was si^ggested by Zhukovsky,*^

a Russian writer, Glinka had adesire to compose music of a

national character just as his friends Pushkin, Gogol, and

Zhukovsky wished to create literature of a purely Russian

character.^ A Life for the Gzar was the beginning of n a ­

tionalism in Russian music. Glinka's second opera Russian


40
and Ludmilla was from a poem by Pushkin, The music showed

an improvement over that of the first with original’harmony

foreshadowing the use of the whole tone scale with, an influence


41
apparent in the music of Borodin and Rimsky-Korsakoff. Glinka

used the sonata form overture and wrote choruses for women's
42
voices, showing the way for his followers.

Dargomyzhsky was another important Russian composer

of operas. The Stone Guest was

composed in the light of his (Dargomyzhsky's) firm


conviction that the lyric element in opera was des­
tructive of dramatic continuity. The music consisted
almost entirely of recitative with brief interludes
by the orchestra, . .Dargomyzhsky wished to stress
the drama in opera by means of a heightened declama­
tion. 'I wish the note to be e|^ressive of the word*
was his oft repeated statement.

38 Hill, E. B., "Russian Nationalistic Composers 11


E t u d e , Vol. 59, Sept., 1941, p. 636.
32

The Stone G-uest, which was unfinished at Dargomyzhsky’s

death, was completed by Gesar Cui and orchestrated by


44
Rimsky-Korsakoff•

D a r g o m y z h s k y ’s conception of tho U 3 e of declamation

in opera influenced directly and powerfully Moussorgsky,

who attempted first the opera^ the M a r r i a g e . w h i c h m a d e


45
excellent use of D a rgomyzhsky’s idea.

Rimsky-Korsakoff also showed the influence of Dar­

g o m y z h s k y ’s declamatory style. He wrote the one act operetta

Mozart and Salieri based on a poem by Pushkin. The reci­

tatives were written first, in declamatory style, and the


/]K
orchestration was written afterward.

Russian opera now is one of the strongest and most

influential recent art forms in music. The Russian compo­

sers of opera so far mentioned are G-linka, Borodin, Rimsky-

Korsakoff and Moussorgsky, and "perhaps the greatest of


. 47
them all--Moussorgsky . This heritage has influenced

recent Soviet composers.

After the Revolution the application of a social

policy to music was apparent; the Soviet composer had to

create "mass operatic spectacles that would reflect the

revolutionary events in the genesis of the new society " . ^ 8

44 Hill, E. B. , ojc. c i t . , p. 636.

45 L o c . cit.

46 L o c . c i t .

47 Kozlenko. W . , "Soviet Music and Musicians".


Musical. Quarterly,Vol. 23, July, 1937, p. 303.
^48l[iOC. cit.
33

A type of opera developed with a distinct style and conception;

larger, a more complex form, and of m u c h sociological signifi­

cance* "During the years of development in the USSR, the comp­

osition of this type of opera was carried on under the category

of TThe Picturization of Soviet Events* ."49

Of Prokofieff*s operas, one of the most important to

mention in this respect is War and P e ace, The twenty-second

of .June, 1941, the Nazis attacked Russia. This event inspir­

ed Prokofieff to write the opera based on T o l s t o y 1s novel^

War and Peace* Prokofieff focused his attention upon the part

about the "struggle of the Russian people against the hordes

of Napoleon in 1812 and. . .the rout of his a rmy”, ^ which

was especially significant.

While in the Northern Caucasus in 1941, Prokofieff

worked on the first six scenes of the opera presenting


ft 51
"the peacetime lives of the main characters *

After the trip to Tbilisi, the capital of Georgia,

he finished the opera; that is, "the scenes describing the

struggles of the Russian people, their wrath, their courage,

and their final victory over the enemy who invaded the Russia

of 1 8 X2 ".52

49 Kozlenko, W . , ojd. cit., p. 303*

50 Prokofieff, S., "War Years; Autobiography".


Musical Quarterly, Vol. 30, Oct., 1944, p* 421.

51 I b i d . , pp. 422-23.

52 Loc* cit.
34

Prokofieff wrote the libretto of War and Peace in

collaboration with Mira Mendelssohn and tried

to preserve T o l s t o y ’s style and language. Wherever


his dialogues were insufficient for the purposes of
the opera, we built our own in strict conformity with
the text of the novel and with the traits Tolstoy had
instilled in his characters. In addition to T o l s t o y ’s
story we availed ourselves tf the notes 1812 written
byoyh& poet-partisan, Denis Davidov, and acquainted
ourselves with a y u m b e r of works on the history of
the war of 1812.^3

The completed opera has five acts, in eleven scenes,

"In addition to the arias and duets, an important place is

given to the choruses of the peasant volunteers, Cossacks

and p a r t i s a n s •

THE CANTATA

In modern times the word ’c a n tata’ is applied to

large choral works of a certain type. In the case of a

secular cantata, it is "a lyric drama or story adapted to


55
music, but not intended to be acted".

In Russia the subject matter, as always, is of a

patriotic nature. In 1942 while Prokofieff was at Tbil­

isi, he read a poem called "The Ballad of the Unknown

Boy" by Pavel Antokolsky, which appeared in "newspaper

53 Prokofieff, S., ojd* c i t ., p. 423.

54 Ibid. » p. 424.

55 Parry, C H . , "Cantata". G r o v e ’s Dictionary of


Music and Musicians (Theodore Presser Co., Philadelphia,
1916), Vol. 1, p. 457.
c /•

and art literature". The story is about a happy little'

boy in a Russian village. The German invaders entered

the village and shot the b o y fs mother and sisters. The

boy revenged the death of his family by blowing up a Ger-


57
m a n staff car with a hand grenade. Prokofieff

decided to write a cantata to this text for drama­


tic tenor, soprano, chorus and orchestra. . . 1
(Prokofieff) strove to preserve the mounting fervor
of the text in the music and to render the cantata
impetuous in spirit and dramatic. ®

That some of P r o k o f i e f f 1s cantatas are largely con­

ceived can be seen by considering their instrumentation, as

in the Cantata for the S o v i e t ’s Twentieth Anniversary, which

was written in 1936-7.

This cantata was scored for four instrumental groups

and two choral groups. The four instrumental sections con­

sisted of a full-sized symphony orchestra, a military band,

a band of Russian accordians and a percussion band. The

two choral groups were comprised of one-hundred trained voices

for difficult portions, and two-hundred untrained voices to

sing simpler passages and to increase the volume where needed. 59

The subject of the Twentieth Anniversary Cantata was

the Revolution. The cantata is in ten sections, each section

56 P r okofieff, S., ojd. cit. , p. 424.

57 Nestyev, I., Sergei Prokofieff, p. 165.

58 Prokofieff, S., ojd. cit. , p. 424.

59 "Prokofieff completes cantata for S o v i e t ’s Twentieth


Anniversary". New York T i m e s , 1938, Feb., 13, X, 7; 7.
36

about a particular phase of the Revolution. The texts, from

Lenin, Stalin, and Karl Marx, were chosen more for their
■ 60
dramatic value than for any polemic value*

The form of the cantata as written by Prokofieff de­

pends upon the story, as is the case with his operas. The

Twentieth Anniversary Cantata deals with ten phases or as­

pects of the Revolution, which determined the number of

movements. Continuity in this instance is not so important

as in the Alexander Nevsky Cantata, in seven movements, but

here again the subject matter has determined the form both

as to number of movements, and the treatment of the movements

separately and as a whole.

T H E .SUITE

The mo d e r n suite is derived from the seventeenth

and eighteenth century suites, but the "traditional scheme

of dances is replaced by a free succession of movements of

different character. . . Two types of suites are heard

today, one is the program suite which is an arrangement of

orchestral music from operas and ballets, and in Prokofieff*s

case, from film scores. The second type of suite is composed

directly in suite form and resembles the divertimento of the

60 L o c * c i t .

61 Apel, Willi, Harvard Dictionary of M u s i c . (Harvard


University Press, Cambridge, M a s s ., 1944), pp. 716-718.
37

classical p eriod which containednassorted dances, marches

and the like, with occasional pieces of symphonic architec-

ture". Prokofieff uses the "program suite, which has


63
concrete, theatrical associations”.

The Semyon Kotko Suite by Prokofieff is derived from


64
themes of the opera Semyon K o t k o . This suite is in eight

movements. The suite^Lt. Ki .je , in five movements, was taken


65
from the musical score for the film(Lt. Ki 1 e .

In 1944 Prokofieff wrote a suite from his Romeo and


66
Juliet ballet, in six movements. In the same year he wrote

the suite^A S u m m e r 1 s D a y . This is a chil d r e n 1 ssuite for

small symphonic orchestra in seven movements "based on my


67
(Prokof ief f 1 s ) c h i l d r e n s songs".

62 Moore, D . , From Madrigal to Modern M u s i c , p. 122.

63 Nestyev, I., Sergei Prokofieff, p. 65.

64 Prokofieff, S ., o p . cit., p. 426.

65 Nestyev, I., ojo. c i t . , p. 128.

66 Prokofieff, S., ojd. cit., p. 427.

67 Loc. cit.
CHAPTER IV

MELODIC A N D HARMONIC MATERIAL OF

PROKOFIEFF rS COMPOSITIONS IN GENERAL

SOURCE OF P R O KOFIEFF1S MUSIC

The roots of P r o k o f i e f f fs music are to be found

in nthe coarser elements of the Russian folk-song and

dance".^ The melodic material is derived from "popular

music" which is especially apparent in the compositions


p
of his "later period"; and the subject -matter is the

life and history of the Russian people, as in the can-

t a t a .Alexander Ne v s k y , the Scythian Suite, the ballet#

Le Pas d* A c i e r , etc. Compositions such as the Third

Piano Coneerto and the Classical Symphony show in their


4
broad melodies their relationship to Russian folk-song.

1 Swan, A. J . , "Russia and Modern Music". Yale


R e v i e w , Vol. 15, October, 1925, p. 135.

2 Boelza, I., Handbo ok of Soviet Musicians,p. 45.

3 L o c . cit.

4 Swan, A. J . , "Present State of Russian Music".


Musical Quarterly, Vol. 13, Jan., 1927, p. 32.
39

PROKOFIEFF»S STYLE

Prokofieff*s desire in writing music has been to

express himself with originality; when a composition did


5
not have a distinctive character he destroyed'it. Although

Prokofieff violates academic rules his music is logical*

The outstanding characteristic of his music is its material-

ism. Prokofieff*s materialism is not mere naturalism; it

does not recall pictures to mind; it is matter itself.^ The

Gamblerj an opera from Dosto y e v s k y *s novel of the same name

is illustrative of this materialism, — ffits style derives

from the realism of Moussorgsky; there is even literal imi­

tation, as in the musical picturization of the whirling

roulette ”•®

THE EVOLUTION OF PROKOFIEFF*S STYLE

Slonimsky cites five steps in the evolution of

Prokofieff*s style.^ They are as follows:

1. Classical. In infancy when Prokofieff*s


mother played Beethoven piano sonatas, C h o p i n ’s
music.
Neo-classical. In his Gavottes, Classical
Symphony and somewhat in the Sinfonietta.

^ Ewen, D . , Twentieth Century Composers, p. 120.

6 '’Terrible Infant of Russian Music Finds Refuge


in A m e r i c a ”. Current O pinion, Vol. 65, Dec., 1918, p. 371.

7 L o c . ci t .

8Slonimsky, N . , "Sergei Prokofieff”. Thompson, 0.,


e d •, Great Modern Composers, p. 215.
9 Ibid., p* 213.
40

2. Innovation* The search for individual harmony,


and later for a harmony expressive 6 f strong emotions,
"as in Sarcasms, Scythian Suite, The Gambler, They
Are Seven, the Second Symphony, etc, ". Innovation is
found in four phases, the " h a m o n i c idiom, melodic in­
flection, orchestrations and stage technique".

3* "Toccata, or Motor E l e m e n t 17. The Etudes Opus 2 ,


Toccata Opus 1 1 , Scherzo Opus 1 2 , the Scherzo of the
Second Piano Goncerto, the toccata in the Fifth P i a n o '
Concerto, the persistent figurations in the Scythian
S u i t e , Le Pa-S d *A c i e r , and some passages in the Third
Piano Goncer t o . This element is not very important.

Ly r i c a l . Lyrical meditation* Fairy Tale Opus <3,


Rev e s , Esquisse Automnale, Legend Opus 1 2 , etc,,' the
First Violin Goncerto, songs, etc.

5* Grotesque. A variation of the other steps in the


development of Prokofieff*s style.

STYLISTIC TRENDS

No big changes in P r o k o f i e f f !s style or technique

are perceptible, ^ b u t some trends m a y be traced,

IT h e main components of his style are dynamism, sar­

casm, and lyricism, but in his Soviet period Prokofieff has

tended more toward lyricism.Jjjj^The Second Violin Goncerto

(1935) shows well the increased lyricism; it is "character-


12
ized by a perfect proportion of lyrical and dynamic power".

Prokofieff*s five piano concertos also are lyrical, but at

the same time have a percussive quality which is natural to

10 Nabokov, N . , "Sergei Prokofieff . Atlantic,


Vol. 170, July, 1942, p. 6 8 .

V 11 Slonimsky, N., '7Serge Prokofieff". Ewen, D . ,


ed., The Book of Modern Composers, p. 145.

12 Ibid., p. 147.
the instrument•^3

iAo*Pij.n in the Soviet period P r o kofieff’s music

has shown a trend toward simplification,14 ^ijhis may

be a natural trend or one forced upon Prokofieff by the

ideological program in effect in Russia.

HARMONY AND COUNTERPOINT

y The harmony which Prokofieff uses is tonal and

modal with occasional chromaticism. He avoids impress­

ionism; \as mentioned before, his music is literal


15 1G
pictorialism, a materialism derived from Moussorgskv.

The harmonic texture is harsh, but well fitted to

portray the ’’world of Russian fairy-tales (Tales of the

Old Grandmother--a distant echo of L y a d o v ’s Baba-Yagas

and K i k i m o r a s )”.^

Prokofieff ’’uses dissonance. . .sparingly, to

inject acidity into his thought”.1® Dissonance is ’’con­

tingent principally upon the meething of the melodic

13 kQQ* cit.

14 Ibid., p. 141. Also, see Nabokov, N. , ’’Music in


the U S S R ”. New R e p u b l i c , Vol. 104, March 31, 1941, p. 437-8
Nabokov, N.”J ffMusic Under Dictatorship”. Atlantic, Vol. 169
Jan., 1942, p. 94.

15 Slonimsky, N . , o p . c i t ♦,p. 147.

16 Slonimsky, N. , ’’Serge Prokofieff”.Thompson, 0.,


ed . , Great Modern C o m posers, p. 215.

17 Swan, A. J. , ’’Present State of Russian M u s i c ”.


Musical Quarterly, Vol. 13, Jan., 1927, p. 32.
18 *Ewen, D . , Twentieth Century Composers, p. 117.
42
19
lines"* ' Regarding the melodic line^Prokofieff is of

the opinion that the greater the simplicity and the more

melody, the better the style. When using melodies contra-

puntally, he contends that the ear cannot distinguish more

than three melodies at a time and only when "the melodies

are clearly sounded, and contrasted in pitch and tone


20
color". In polyphony Prokofieff believes that the com­

poser should strive for simplicity and clarity so as not

to exceed the limitations of counterpoint. 21

STRUCTURAL PATTERNS

Certain patterns are apparent in the structure of

P r o k o f i e f f rs music, especially in the melodic line and


22
harmonic relations.

1Melodic construction. P r o k o f i e f f ’s chief concern


t
is the writing of melodies that are original in character

and that bear his stamp. He has an aversion to character­

less melodleaT^j"To realize this emphasis upon melodic

invention is most significant for the comprehension of

19 Slonimsky, N . , "Serge Prokofieff", Ewen, D . ,


ed . , Book of Modern Composers, p. 141.

20 L o c . cit.

21 L o c . cit.

22 Nabokov, N . , "Sergei Prokofieff". Atlantic,


Vol. 170, July, 1942, p. 6 8 .
Prokofieff»s music.
r~—
I The patterns of melodic construction are, (1)

conventional rhythmic figure is selected, and tied up

with a conventional melodic pattern that is simple and

obvious. Then the melodic pattern or line is placed


x 24
in a harmonic frame that "seems disconnected” , gives

melody freshness, vitality, (2 ) unexpected, abrupt leaps

in m e l o d y — ”the intentional breaking up of conventional

patterns”. j

P r o k o f i e f f !s music lacks any consistent polyphonic

style. He dislikes imitative counterpoint, fugues,


canons,
*
as he says it "makes the style necessarily derivative of

and like eighteenth century polyphonic m u s i c ”. T h e incon­

gruity of this statement can be seen when one considers

that Prokofieff uses constantly eighteenth century musical


27
form and "applied it to the very structure of his themes.”

Harmonic Structure. The chords which Prokofieff uses

are usually faiirly simple and are characteristically

associated in an unexpected manner. "Back of them (chord

23 Ibid., p. 69.

24 I bid., p. 68 .

25 L o c . cit.

26 Nabokov, N., ojd. ci t ., pp. 69-70.

27 Ibid., p. 70.
44

relationships) is an organic logic of relations which

Prokofieff discovers and establishes in his music.

Patterns of R h y t h m . P r o kofieffTs rhythm is square,

concise; his "actual rhythmical inventiveness (is) not

very far-reaching".^^ He is not primarily concerned

with rhythm as are some contemporary *composers, but with

the invention of distinctive melodies.

Regarding formal construction, one might say that

the forms of P r o k o f i e f f 1s music were more or less prede­

termined, and the structures are easily analyzed and

categorized. Prokofieff has consistently used the standard ^

classical forms fo r his compositions.

\ P r o k o f i e f f Ts music has fine orchestration, some


\ . • ■
'
of this due to his having studied.nrchestration under
y
Rimsky-Korsakoff at the St,“'Petersburg Conservatory, and

partly due to P r o k o f i e f f 1 s having made a study of the works

of various other Russian composers; mainly, Glinka, Tschai-


30
kowsky and Rimsky-Korsakoff•

28 IbidT, p. 69.

29 Nabokov, N . , ojo. c i t . p. 69.

30 Ibi d . , p. 70.
45

GEOGRAPHICAL AMD RACIAL SOURCES

An interesting phase in the government control of

musical activities in the Soviet Union is the "growth of

musicological research in the folk music of the various


rz "J
nations" in the Union. The object of this work is to

develop "national schools of music based on the folklore


70
of the various peoples of the Union". Collections of

the music of the "Georgians, Armenians, Tartars, JFurk-


rz *2
menians, Lapps and others have appeared containing

folk songs, dances, .army songs, w o r k e r 1 s songs and


even religious music. . .Some of these collections
have b e e n compiled carefully and scientifically,
and the particularities of the tonal systems of
every racial group have been respected.34

The collecting and use of Russian folk songs has

imbued Russian music with certain discernable traits.

These traits are (1) the "use of folk songs or melodies

imitating the folk song style",® (2 ) the use of modal

harmonies from the "influence of the Russian Orthodox

31 Nabokov, N. , "Music Under Dictatorship".


A tla n t i c , Vol. 169, January, 1942, p. 92.

32 k o c « c i t .

33 L o c . ci t .

34 Nabokov, N . , "Music in the USSR". New Republic


Vol.104, Ap. 7, 1941, p. 470.

35 Hill, E. B., "Russian Nationalistic Composers".


Etude, Vol. 59, September, 1941, p. 630.
46
36
Church both in folk song and art m u s i c ’1, (3) the "use

of insistent rhythm and the frequent change in time sig-


37
n a t u r e ”.

Source material for both music and drama are found

also in the Russian folk tales, legends and epics, used by


38
domposers, poets and playwrights.

The first Russian composer to use folk tunes was

Glinka. His c o m p o s i t i o n La Kamarinskaya ^is a fantasy

on two Russian folk tunes and ’’incited all Nationalists


39
to compose orchestral works based on Russian t h e m e s ”.

Glinka*s opera , Russian and Ludmilla } is based on a folk


fol
tal e. 40

In the modern period there is not a composer who

does not utilize to some extent folk melodies and folk

tales.
Some of the younger composers are Khachaturian,

Schecter, Shaponin, Peinberg, Alexandrov and others.

Khachaturian is the composer of G a yane, ’’based on the

musical folklore of Armenia and treating subject matter


,, 41
pertaining to m o d e r n Armenia .

36 Hills, E. B. , ojd. cit., p. 630.

37 L o c . c i t .

38 Ibid., p. 590.

39 I b i d ., p. 636.

40 I b i d ., p. 590.
41 Prokofieff, S., "War Years; Autobiography”.
Musical Quarterly, Vol. 30, October, 1944, p. 425.
47

Boris Schecter wrote the Symphonic Suite on Turkoman Melo-


42
dies, an immense work, both in form and scope”,' The

composers Shaporin, Peinberg, Alexandrov and Miaskovsky

are among those ?,engaged in the creation of a war-time

literature by working up the musical folklore of the Slav-


t» 43
onic nations .

The top-ranking "Old Guard" composers are Gliere,


44
Miaskovsky, and Prokofieff, One characteristic of the
45
Russian school of music is the use of "Oriental folklore",

and Gliere is an exponent of this school, from the start

being interested in the songs and dances of Oriental peoples


4b v
and utilizing their folklore. Among G l i e r e 1s compositions

are the opera Shah- Senem (Azerbaijan), the opera Leily and

Medjnun (Uzbekistan) and The Heroic March of the Buryat-

Mongolian A.J3.J3.R. . "In these I (Gliere) have made ample

use of folk-lore, to interpret the spirit of the Oriental


47
peoples who were emancipated by the socialist revol u t i o n . "

42 Kozlenko, W , , "Soviet Music and Musicians".


Musical Quarterly, Vol. 23, July, 1937, p. 300.

43 Gliere, R . , "Music Maintains Its Pace Under


Seige". Musi c i a n , Vol. 47, March, 1942, p. 43.

44 Nabokov, N . , "Music in the USSR". New Republic


Vol., 104, Ap. 7, 1941, p. 469.

45 Gliere, R., ojd. c i t . , p. 23.

46 L o c . cit.

47 Loc. ci#.
48

In his Overture on Popular Slavonic Themes Gliere

states that he '’utilized four songs: Hey Slavsi— common

to all Slavs; the Bulgarian song, Dear Motherland; a heroic


48
Bohemian song; and a Russian song of p r a i s e ”. To Gliere,

"the combination of these themes symbolizes the unity of the

Slavonic n a t i o n s " . ^

Miaskovsky is "one of the most prolific and ablest


50
symphonists of our t i m e ” and takes his place with Proko-
51
fieff as a composer of piano sonatas. In keeping with

the requirements of the Soviet government, Miaskovsky

tends more and more ”to work with themes of a folk orig i n " . ^ 2

At the beginning of the war with Germany, the Soviet govern­

ment sent some of the Russian composers to the Northern

Caucasus where they could continue their work safe from

any danger. While there some of the composers became

interested in the manuscript collections of Caucasian songs

compiled by Taneiev. Miaskovsky used some of the material

for his Twenty- third S ymphony. °

48 Gliere, R . , o£. c i t ., p. 43.

49 L o c . c i t .

50 Nabokov, N . , "Music in the USSR". New Republic


Vol. 104, Ap. 7, 1941, p. 469.

51 Martens, P., "Modern Russian Pianoforte Sonata".


Musical Quarterly, Vol. 5, July, 1919, p. 361.

52 Nabokov, N. , ojd. c i t ., p. 470.

53 Prokofieff, S., o£. cit., p. 422.


49

Prokofieff has always evinced an interest in

folk melody* In the first period of his work the follow­

ing compositions contain folk melodies or are written in

the folk idiom: the Second Piano Concerto in G minor,


54
the subordinate theme of the finale (1913); The G a m bler,

opera, in the "portrait of Babulenka" (1915-16); The Buf­

f o o n , or Chout (1915); Visions Fugitives (1915-17); Tales


5S
of Old Grandmother (1918), Prokofieff frequently has

rewritten his compositions. The Buffoon first appeared in


56
1915, and the second, version in 1920.

In his foreign period P r o k o f i e f f ?s compositions

incorporating folk themes are Le Pas d i c i e r , the A minor


57
theme in the Train of Speculators, episode, 1924; the
58
songs White Snowflakes and Guelder-R o s e . 1931.

Except for a Romeo and Juliet suite, nearly every­


thing he (Prokofieff7) has written in the USSR (the
Soviet period) has been built on Russian folk
themes and to glorify R u s s i a ’s past and p r e s e n t . ^

54 Nestyev, I., Sergei Prokofieff, p. 189.

55 Ibid., p. 74.

56 I b i d . , p. 189.

5B Ibid., p. 106.

58 Ibid., p. 120.

59 "Composer, Soviet-Style". T ime, Vol. 46.


Nov., 19, 1945, p. 60.
50

Nestyev, in his b o o k | Sergei Prokofieff t bears this point out

further in his comment, page 153:

He has increasing recourse to folklore sources, poring


over volumes of Russian and Ukrainian songs before
sitting down to write any music associated with n a ­
tional themes, and a few folklore quotations are
bound to occur, especially in works like Semyon Kotko
(central episode in F r o s y a ’s song, second theme in
the wedding chorus), or the Russian Overture, Opus 72
(two dance melodies in the ma in t h e m e )•

In 1933 Prokofieff wrote the score for the film L t .

Ki.je and rewrote it as a suite in 1934* This piece of music

contains themes in folk song style

in the plaintive theme of Kije which form s the frame­


work of the entire Suite, and in the ironic stylization
of the old-fashioned, 'heart-rending* love song (T h e ,
Little Blue Dove is Co oi ng )*^

Some simple piano pieces for children were composed

by Prokofieff in 1935 ,fin the style of a Russian fol k- so ng ri,

The IVIoon Goes Over the M e a d o w s , ^ Evening*^ and others*

In 1936 Prokofieff wrote an important composition

from the standpoint of folk art. This is the Russian

O v er tu re , which "might be called the apotheosis of the

60 Nestyev, I., Sergei Prokofieff, p* 152.

61 Ibid., p. 129.

62 Ib id ., p. 153.
o3
Russian d a n c e 11. The overture is in folk dance idiom

and was written in rondo sonata form. It "is built up

on the simplest juxtaposition of Russian dance images


64
and broad Russian song melodies.*. In the subordinate

theme in major--"the best theme in the overture, one

hears echoes of the broad, rolling Russian peasant-girl

songs like I Was At a F e a s t M. ^

In 1936-37 a most important event in Russian music

took place. This was the purge to end "formalism 11 in

music; that is, to stop the writing of music too complex

for the m a s s e s . ^ Shostakovitch received the brunt of

this attack and was in disgrace for several year s. ^7 ^he

requirements of the Soviet government for simplicity in

music have resulted in "an over-simplified style in which

experimentation in harmony, counterpoint or form is ex­

cluded",^® and also in too great a use of folk-tunes or

melodies written as folk-tunes. Prokofieff commented in

63 Nestyev, I., Sergei Prokofieff, p. 154.

64 Ibi d ., p. 153.

65 I b id ., pp. 153-4.

6 6 "Composer, Soviet-styleff. T i m e , Vol. 46, Nov. 19


1945, p. 61.

67 L o c . cit .

68 Nabokov, N . , "Music Under Dictatorship".


A tlan ti c, Vol. 169, Jan, 1942, p. 94.

69 Nabokov, N., "Music in the USSR". New Republic


Vol. 104, M a r c h 31, 1941, p. 438.
52

1939 upon the use of folk song, "What is real; what is good?

• . .music with its roots in the classics and in folk-songs".

In an article in the Hew York Times newspaper in A u ­

gust, 1942, Prokofieff discussed the activities of the

musicians who sojourned in the Forth Caucasus in 1941. He

stated that the group of composers remained at Nalchiek in

the center of Kabardinobalkaria and

came into contact with original song creators in the


persons of local people. The wealth of regional
folklore which formerly had not attracted attention
now proved an inexhaustible source of inspiration
ffor composers of widely differing styles and schools
of musical writing.

In another article Prokofieff mentioned that this group

of composers also became interested in the manuscipt col-


72
lections of Caucasian songs noted down by Taneiev. Mia­

skovsky based his Twenty-Third Symphony on these Kabardino

balkarian melodies, and Prokofieff wrote his Second

String Quartet using some of the same material.

It seemed to m e that a combination of the new


and virgin folklore of the East with the most
classic of musical forms, such as that of the
string quartet, might yield startling and in­
teresting results.74

In 1937 Prokofieff wrote Songs of Our D a y s , a

70 ~Ne's t y e v , I., otd. c i t ., p. 125.

71 Prokofieff, S., "New Works of Soviet Composers".


New York Times 1942. August 9, VIII, 5:3.

72 Prokofieff, S., "War Years; Autobiography".


Musical Quarterly, Vol. 30, October, 1944, p. 422.

73 L o c . c i t .
74- LOc. cit.
series of songs for chorus and orchestra based upon some

verses of Marshak, Lebedev-Kumach and Preshelets, and

f,a number of poetic folk texts (Russian, Ukrainian, By-


75
elo-Russian)'11. The series of songs is descriptive of

various phases of Russian life.

Stalin*s sixtieth birthday in 1939 was the occasion

for which Prokofieff wrote the Cantata Zdravitsa.

The text was a successful combination by the com­


poser himself of seven folk-songs to Stalin by
various Soviet nationalities (Russian, Ukrainian,
Byelo-Russian, Mordovian, Mari, Kurd and Kumykian).
Russian folk me lo dy predominates in this music,
which is written in an extremely clear melodic
idiom. . .

In this cantata

Prokofieff strove to embody the elements of Russian


choral singing. The new Soviet folk-songs that
form the basis of this little folk cantata demanded
a m ax imum clarity of musical style: Zdravitsa is
a cycle of choral songs merged in one rondo-like
pattern.^

In the Sixth Sonata for Pian 9 1939-40, are

fragments of Russian nationality in a-number of


themes (subordinate themes in the second m o v e ­
ment and finale). In both cases the Russian
melodies are active and exuberant rather than
feebly contemplative.^®

7b Nestyev, Sergei Prokofieff, p. 136.

76 Ibid. , p. 138.

77 Ibid., p. 154.
54

In 1944-5 Prokofieff adapted for solo voice and

piano nten Russian folk-songs, collected originally by

the distinguished folk-lo'rist Yevgeni Hippius .


79 „
Some

of the melodies that Prokofieff wrote in folk-song style

are the Cooing D o v e , song i n the Lt. Kije suite; the

Ukrainian song All is Ahum and Abuzz in the opera S e m y o n ,


80
K o t k o , and Commandments, the text by Shevchenko,

P r o k o f i e f f fs compositions showing the influence of

Oriental folk-lore are the Cinderella ballet and the opera

Betrothal in a Convent in the oriental dances. The m u s i ­

cal score by Prokofieff for the film 7Ivan the Terrible

contains some Tartar strains, and the Second Quartet the


81
Kabardini.an-balkarian themes.

79 Nestyev, I,, Sergei Prokofieff, p, 170.

80 Nestyev, I,, Sergei Prokofieff, p. 153.

81 Ibid., p. 178.
CHAPTER V

VIOLIN CONCERTO NO. 2 IN G MINOR

Prokofieff composed the Second Violin Concerto

in 1935. This composition in in G minor and has three

movements. The first movement is in sonata form. The


b
G m i n or melody, is the first theme, the B majo r melody

the subordinate theme. The second movement is lyrical,

"pensive. . .with melancholy figurational patterns. . . ,f^*

The third movement has highly developed rhythms and is

technically quite difficult for the solo instrument.

FIRST MOVEMENT

ALLEGRO MODERATO

FORM

The first movement is in well proportioned sonata

form. It opens with theme I entering alone, in the sc lo

instrument in g minor.

1 Nes.tyev, L. , Sergei Prokofieff, p. 144


56
This theme is repeated immediately by violas and

cellos in b m i no r while the solo instrument carries a

countersubject. A short, rhythmic development in the

entire string section is followed by a. third entrance

of the theme in g minor again, the solo in canon with

cello and bass. Another repetition in C# minor follows

in canon between solo and bassoons.

Then an interesting twenty four bar transition

carries us to the entrance &f the second theme in

major. It, also, enters with the solo.

There is, however, considerable development of

this theme in the woodwinds before the close of the ex­

position with a short codetta theme, again played by

the solo instrument at measure ninety-one.

The development, which is the same length as the

exposition, begins with a suggestion of the codetta but

soon concerns itself with the main theme which, on the

whole, dominates the section.


57
In the recapitulation the cello and contra-bass

present the main theme first. The second theme re-enters

in G- major. The coda presents some development of the

first theme in counterpoint.

HARMONY

The first movement is in G minor. The exposition

presents Theme I in G minor and Theme II in the relative

major, B*5. The development section begins in P minor and

passes through related keys, going back to G- minor at the

recapitulation.

The harmonic structure is characteristically simple.

Chromatics are used in the melodies against simply con­

structed chords associated in an unexpected manner. To

illustrate this a few measures of ‘


^ heme II and its harmonic

background,, are shown.

In measure two a chromatic modulation takes place.


58

The second chord of the measure has the characteristic sound

of a 11^ chord built as a minor triad with added seventh.

The C# of the next chord is a delayed 2-1 suspension. In

the third measure the A# of the melody is a chromatic passing

tone going to A natural, the seventh of the dominant chord

of the key of E major. The jump from A, the seventh of the

dominant, up a ninth to B is an example of the unexpected leaps

in P r o k o f i e f f fs melodies.

Two interesting cadences are:

ft u

Cadence (a) comes at the close of a chromatic passage and


59

enters in G minor. Cadence (b), at the close of the

development section and another chromatic passage, enters

G- minor. The recapitulation starts here and Theme I is

heard in the cellos and double basses. Chromatic cad-

ences, lightly scored, are characteristic of the first

movement•

COUNTERPOINT

The movement is essentially contrapuntal. Theme I

is used against itself.

Cill*

Against Theme II are heard some counter-melodies

or motives of a few measures.


The counter-melody In the clarinet appears several times

against Theme II.

Measure one is shown f o r the approach of Theme II into the

counter-melody taken by. the same voice with Theme II appearing

in the oboe. Measure three is answered by four.

Theme II, slightly altered, is used against itself.

rings ?
An example of contrary moti on of the bassoons and
cellos which occurs frequently is shown below.

MELODIC TREATMENT

The themes themselves are dynamic, long in line and

are characterized by shifting rhythms within the phrase, wide

range, and chromatic skips. They are violinistic in character,

ALTERATIONS OF TH E THEMES

Theme I is varied in the following ways;


In the previous example two variations occur. First the

theme is in the low part of the ‘broken chord, and in the

second part of the theme the melodic line is placed above,

but each time it is the single note indicated by an accent.

In the third alteration, shown above, the melodic line is

reinforced again by accent.

In the following example Theme I.is played in

broken octaves. f

Theme II is altered in the following ways:


In both the solo and first violins the theme is augmented.

In the solo the theme is ornamented and the melodic line

indicated by stresses.

The above alteration is extended soon after into the fol

lowing phrase.

ORCHESTRATION

The orchestration for the first movement is light.

Strings are .used the most and brass very little. The s6 lo

violin stands out clearly without effort.

The first theme is played alone by the solo violin

which continues with a countermelody when the theme is

taken b y the violas and double basses two octaves apart.

When the solo violin plays Theme I at the octave'two beats

later to the theme in the cellos and double basses, there

is no accompaniment.
Theme II enters with an ostinato accompaniment in

the strings s o o n _augmented b y the woodwinds, flute and

clarinet.

When Theme I enters at the beginning of the develop­

m en t it is played by the bassoons and cellos and double

basses. The reedy quality of the bassoons adds an inter­

esting tone color to the low strings. The bassoons, cellos

and violas are used together in a prominent descending

pizzicato passage that occurs several times. This use is

very effective. Another use of bassoons and cellos that

has been discussed in regard to counterpoint is the passage

in contrary motion.

RHYTHM

4
The first movement is in4, and for the most part,

the rhythm is duple. However, the rhythmic pattern or

phrase length of Theme I begins with a pattern of five beat

The five beat pattern, indicated by the broken line,

resolves itself into a three plus two beat pattern, so

that the entire theme can be shown in the following


65

manneri
j n \ .
rri i <
3 -h X \ 3

Both, of the themes are broken down rhythmically

into measures of eighth notes treated in various ways

harmonically. Theme I also appears written in triplets,

as follows:
0 H tc 'iUftL J- J J J~~l J
t r Ipizts £Y fff fff tttf LU

The rhythm of the orchestral accompaniment is


4
a square 4.

TREATMENT of the VIOLIN AS A SOLO INSTRUMENT

The orchestration bears a close relationship to the

general treatment of the solo instrument. In each of the

three movements the orhhestration Is light. Also, when


66

the solo instrument is playing thematic material the m o v e ­

ment in the accompanying instruments is slight, except,

of course, for the highly contrapuntal passages.

Another point for consideration in regard to the

general treatment of the solo instrument is that when the

thematic material is carried by the full orchestration the

solo violin is still distinctly heard although in a suppor­

ting role, in elaborate ornamentation of the thematic

material and in a different range. This is a reminder of

what appears to be a general practice carried out by Pro-

kofieff in his compositions. That is, the contrapuntal

theory that the human ear cannot distinguish more than

three melodies at one time, and these three jonly if they

are contrasted in pitch, timbre, and context. Applied to

musical composition in general, and the G Minor Violin

Concerto specifically, the tutti carries melodic material

at one tempo and in one range while the solo instrument

plays a passage in a contrasting tempo and pitch. The two

separate elements are easily distinguished in the mind of

the listener because they are treated in opposing ways.

Prokofieff well understands the technical and

lyrical possibilities of the violin and exploits both in

the G Minor Concerto. In the first movement the violin is

used in both capacities. The second movement is lyrical

and the third highly technical.


67

SECOND MOVEMENT

ANDANTE, ALLEGRETTO, ANDANTE

F ORM

Quietness of* line and color mark this movement,

an Andante revealing the romantic and lyrical tendencies

of the composer.

The second movement m a y be said to be kefirst

rondo. The first section, (a), contains the first two themes.

The second section, (b), an Allegretto, contains Theme III.

Section A returns with Theme I. Theme II is not used, the

second time.

The two themes of Section A are:


Theme III of Section B is shown below.

The first theme is diatonic both as to melody and

harmony. The middle section, by way of contrast, is

chromatic and the return to part one is presented with

a somewhat involved accompaniment for a background.

The tonalities occurring in the andante are dis­

cussed in the section on the harmony of the second m o v e ­

ment.
69

HARMONY

Pure, elemental harmonies are used with the themes,

As an illustration, the harmony of Theme I is cited below,

-J. J J 1 J. ll n {J mf0' rt (Z s(■•


■ **
12 n4
4 0( 40 00
X '< 0,1IE M x X 2" T Ji r

n
-QT 0n 0 r0 i CM It I 1TT7 n
A 0 0 0 0' J 00
* Jfc-
XT TT T w ii S 61 X n 2T x

Unusual harmonies are apt to occur at the cadences.

In the first section after the two themes have been presented,

a passage without thematic material is heard. This passage

begins in B majo r and goes to G-# minor. By a chromatic, se­

quential melodic progression the tone A natural is reache.d*

Upon this tone a dominant seventh chord is built, going into

the key of D major. Section B and the third theme begin at

this point. The cadence at the close of Section A is:.

§
70

ORCHESTRATION

The strings and woodwinds accompany the solo violin,

and the brasses are used for transitional passages or

interludes. This movement is not to be noted for its

unusual tonal colors; however, at the interludes the horns,

one muted trumpet and one trumpet without a mute provide,

as a relief from the sobriety of the strings, a jaunty

quality of tone. The bassoon appears in this ma nn er at

the close of Section B, Once it is heard alone, and the

second time at the cadence with the cellos.

The orchestration at the close of the movement is

very mellow. Theme I is played by the clarinet in a low

register, and by the horns and cellos, and the last bar

is played by the clarinets and double basses in the m o v ­

ing parts with the horn and cellos playing sustained

tones. The blending tones of the low clarinet and double

basses are beautiful and quiet,

COUNTERPOINT

'Counterpoint is used to a great extent in the second

movement. One characteristic of the melodic treatment is

that a theme will not be played -in its entirety by one


voice but will be found in several voices. This is true

also of the countermelodies. Below is an illustration of

the shifting of Theme I and its countermelody.


72

In the example, Theme I, begun by the first and second

violins, is continued by the solo violin without a break.

Also, the countermelody begun by the clarinet is picked up

the flutes where the clarinet stops. Theme I has two parts,

countermelody (1 ) accompanies the first part and counter­

melody (2 ) accompanies the second.

Theme II has three countermelodies. The first is

shown on the following page with Theme II, and the other

two are shown by themselves.


v
(
c
c
c
4 - 1,

' m m *

• f f lb SB> imp
• Theme III does not have a countermelody but is

varied by ornamentation and appears as follows:

In the ornamented theme, the notes of the theme are

indicated by stresses*
RHYTHM

12
The second movement is written in 8 and has a

duple rhythm, sometimes simple and sometimes compound.

The second theme is the one exception, being a triple

rhythm •

Contrasting rhythms occur when a simple rhythm

in the solo is played against a compound rhythm in the

ap.companiment, an^ostinato played by the ^strings.


'' i.

vt-w.soio ia j j Jp*iJ.. h,
J p. n J &
OSTivATO 8 J lJ J J ] SJJ w j t \ JJJ JT1

J m
•94
£50L0) J } IX J-
XTc-
<, m m m JJ1 /
JJ} J ?7 JJi o /// /// *** ***

Theme II which occurs first in this pattern

is varied rhythmically as follows

I Jznh/n fh .feb sh
Each note of the original is played as triplets.
4
Theme III Is in 4 and has a regular rhythm.
THIRD MOVEMENT

ALLEGRO, BEN MARCATO

FORM

This movement is in a free ABA form. The first section

presents three themes. The first is a vigorous theme played by

the solo violin and accompanied by the strings and clarinet and

bassoon. Theme II also played by the solo violin i s ,accompanied.


-
77

by the flutes, clarinets and first violins. The trumpets play

the third theme which is subordinate to the first two themes.

The solo violin plays with the trumpet the theme highly orna­

mented, outlining the harmony of the theme. The notes of the

theme are stressed by the violin to bring them out against the

harmonic figuration.

Section B begins at the return of the first theme, which

is played several times. At this point the solo violin plays

the fourth theme, making up the three principal themes of the

third" m o v e m e n t , Themes I, II, and IV.

Section B continues with the development of the fourth


j
theme by the solo violin until the return of Theme I at

the beginning of the third section (or Section A) which

differs from the first in that a coda is heard at the end.


78

RHYTHM

The rhythm of the third movement is very interesting,

and perhaps the most important element. Theme I has a strong-


3
ly marked 4 rhythm; the third and first heats are accented,

but the first is very strong-

3 r|f
ill f
H

The upper strings play a pizzicato chord on the first beat


£
and the cellos and double basses play an accented half note,

reinforcing the solo violin at the first of every'measure.

After the first theme has been heard several times a

four measure interlude is played by the horns, bassoons and

clarinets. The rhythm of the interlude is as follows:

3 * JJ 1 J J J J 3XJJ tJJJJ ?
V *P> f> 1?> ?> f
The time value or duration of the quarter note remains constant.
3
Theme II has a regular 4 rhvthm. The third theme is
7
quite irregular. It is in 4 and is composed of the following

combination of beai?s--two plus three plus two--in a measure.

The phrase length is two measures with two phrases to, a p e ­

riod; there are two periods. Of* this theme, therefore, one

might say that the rhythm is irregular, but it is balanced

in its melodic construction; ie., phrase length, equal num­

ber of phrases and periods.


79
3
Theme IV has a regular 4 rhythm.

t
At the return of the first section Theme I is shifted

so that the heavily accented note is on the second beat. The

upper strings support this rhythm while the violas sand double

basses accent the first beat.

P ro m the above illustration it can be seen that the rhythm

shifted from a

3| ! £ to o- Z x 3.
1> >

Theme I is heard two more times, but as It was originally.


5
The coda is written in 4 and has a rhythmhc pattern

of two plus three in a measure. The bass drum and double

bass carry the pattern as follows:

? til! | I-! f * ! 1/
*4 ui[t tfr i ^ (F
V
1_________ (___ - 3 c— ±
3
Latern the rhythm changes to a regular 4 with the first beat
3
accented and remains as a 4 to the end of the movement,
orchestration

Strings and woodwinds plus the horn accompany

the solo violin in the third movement as exclusively

as in the first two movements. Brasses are used very

little throughout the entire composition. The trumpet

is used more in the third movement, however, than in

the first two, and even carries a theme.

In general the orchestration is light and subor­

dinate to the solo instrument. The string section is used

as a group or choir with the solo instrument and in brief

interludes of two or three measures. At the beginning a

choir of woodwinds composed of two oboes, two clarinets

and two bassoons p l ay a legato phrase which is answered

immediately by a string choir composed of first and second

violins, viola and double bass. In the third sections the

strings play an ascending forte passage which mounts rapid­

ly in intensity to the entrance of the solo violin again.

Violins a n d the cello and double bass are used in this

fast passage. The vigor and force, especially of the

lower strings, bring about rapidly a powerful climax.

The strings play pizzicato chords in the accompaniment

of the m a i n Theme I played by the solo violin. The most

effective use of the strings in this way is at the con­

clusion of the movement, however, when thematic material


81
is not heard but the solo violin plays broken chords. The

percussive treatment of the strings is very effective in a

movement in which rhythm plays such an important part. More­

over, P r o k o f i e f f fs understanding of the possibilities and

limitations of the strings is proven by the fact that the

first and second violins alternate groups of three p i z zi ca ­

to chords at a time, as shown.below.

It would be impossible for a performer to maintain a con­

tinuous eighth note pizzicato figure. For this reason,

Prokofieff alternated the first and second violins to

achieve the effect of a continuous pizzicato.

HARMONY

The harmony of the third movement is simple, but

has some chromatic passages, even in the themes. The

subordinate theme, number III, is chromatic and seems

to have no key. Theme IV is basically in B° major.

Theme III is quoted again in its entirety for the purpose

of examining its harmony.


This theme is composed of sequential melodic material

which changes key in almost every measure.

Theme IV also has some sequential melodic m a t e r ­

ial, but basically it is in the key of major. Theme I

is definitely in the key of major.

Theme II presents an interesting problem h a r m ­

onically and is quoted below. The theme is in S and

changes from major to minor mode.

ill ^ - 1 •, ■*,— r• ■■71 T “


±zi=±z:
f ~
-i'-
y* —

\k=
f i
a t *
COUNTERPOINT

The third movement is largely homophonic. When two

instruments are given the same theme, it is in unison or

treated in a harmonic way as is the case with Theme III

played by the trumpet and ornamented by the solo violin:

i i

Theme III is altered once again, this time by the

clarinets with the theme proper taken by the solo violin

r'/
Cwrft - f c f - — f -------------- —

M - t 1 ;
^ T i : i n

f c f c y V ' ..... 1

______ _ i _ ^

The violas follow a chordal outline of the thematic harmony

but in their ornamentation they do not follow the melodic

line. For this reason the viola part is considered as har­

m onic only, although it bears a resemblance to the ornamen­

tation played before by the solo violin.


CHAPTER VI

SEVENTH SONATA FOR PIANO - 1939-42

r^^ie Seventh Sonata for Piano, in three movements,

is somewhat Tfsubjective and romantic. The satire :com-

m o n to Prokofieff is lacking in this sonata.

The first movement, marked Allegro inquieto, An-

dantino, Allegro inquieto, is complicated as to tonality

and number and treatment of themes. It is the most ela­

borate of the three movements and includes m any idea.s

with "developments and sharp contrasts between episodes


p
of the m o v e m e n t , " J In regard to the tonality of the

first movement 0 1 in Downes has commented:

Are we on the track of a polyharmonic or poly-


tonal animal, or are we nearer certain emphasized
key centers than we had supposed? The printed
page, at least, bears out the latter supposition.
Chords are seen to be sufficiently altered in
matters of anticipation or retarded resolutions,
so that what at first may seem an arbitrary group
of unrelated tones becomes on further reflection
only an advanced application of laws of harmonic
progression, obeyed, but with increasing latitude
and flexibility, by generations of c o m p o s e r s . ^

The second movement, an Andante caloroso, is

melodic and lyrical. The theme is developed by variation

a.nd extension, g r o w i n g into a remarkable bell effect.

1 Downes, 0. , "Seventh Piano Sonata, ” New York


T i m e s . 1944. January 16, II, 5:1.

2 Loc. cit.

3 Loc. cit.
85

The finale, marked Precipitato, is the simplest of

the three movements. It is almost entirely rhythmic, with

powerful, electric, swiftly movi ng rhythms.

FIRST MOVEMENT

ALLEGRO INQUIETO, ANDANTINO, ALLEGRO INQUIETO

FORM

The form of the first movement is unique in that

it follows no predetermined pattern. The tempo alternates

between an Allegro *and an A n d a n t m o . In these two alter­

nating sections are many melodic ideas, but three seem

especially prominent or important in that they are carried

throughout the movement and are developed. The Allegro

contains themes I and II.


86
Theme III is in the Andantino.

M ^mnvjjpgj
>

i
The second theme is subordinate to the other two themes

which are expanded more. Themes I and III are the two

m a i n themes of* the first movement.

The first movement proceeds in the following manner!

6
8 Theme I
Theme II
9
8 Theme III

6 Theme I
(^Allegro 8 Theme II
Theme III

9
[Andantino 8 Theme III

6
Allegro 8 Theme I

The form could be Interpreted as a three part song form

expanded into a five part song form by the final re pe t i ­

tion of parts two and one in the order n a m e d .^

4 The source for this analysis is,


Goetschius, Percy, Homophonic Forms of Musical
C o m p o s i t i o n s , (New York: G. Schirmer, 1915. ) pp. 196-203.
87

In the Allegro theme I is presented and then dev­

eloped. Theme II is presented, next. It has an episodic

character and is used to proceed to the Andantino. Theme

III enters at the beginning of the Andantino and is ex­

panded immediately.

The Allegro returns at the concha sion of the

Andantino and is developed as a whole. Theme III also

appears in the Allegro, which is followed again by the

Andantino, also developed as a whole. The movement closes

with the Allegro and theme I as the melodic material.

HARMONY

Major and mino r tonalities are not used in the

first movement. In their place one m a y find tonal centers;

that is, the melody, whether chordal or diatonic in struc­

ture, tends nevertheless in a certain direction, toward a

tone which is passive, or without a tendency t.o move to

another tone. Viewed broadly, the first movement has the

note as a tonal center. Always, acts as the pivot-

note. Theme I revolves around and ends on this tone and

the episodic passage which follows continually reiterates

B^ as the tonal center of a broken-chord passage. This is

characteristic of the harmonic background of the themes, also.

The A.ndantino is more complex harmonically than the

Allegro. No one tone is stressed or serves as a tone of

rest or pivot-tone. However, the melodic structure shows

a directional tendency toward a single tone, as in the


88

Allegro; for example, the first time the Andantino is played,

Theme III eventually settles on the tone B or its inharmonic

equivalent The melodic structure of the Andantino is

similar to that of the Allegro in i.t's chromatic progression,

al so •

RHYTHM

The first movement alternates between a highly rhythmic


9
Allegro in 8 and a lyrical, flowing Andantino in 8. Some

of the rhythms of the Allegro are shown below. These are

heard all through the first movement.

The rhythmic figure shown b e l o w is perhaps the most

frequently heard.

{— J

Example (b), shown below, is a powerful rhythm used

to lead up to Theme I#

In example (b) the insistent duple time is brought

out more strongl?/- than in example (a).


89
The final leading figure is given below, In this

the bass stands out strongly.

C .

f r

The Andantino is in contrast to the Allegro. The


9
m el o d y is in 8 and is very lyrical and flowing.

COUNTERPOINT

Counterpoint is used to some extent in the first

movement. The following figure,

whi ch occurs in the episode following the presentation of

the first theme, is played against itself at the octave

in strict imitation.
This imitation is repeated four times to be replaced by a

rhythmic figure leading to Theme I,

A contrapuntal development of the first movement

occurs once more in the augmentation of the motive of

Theme III, the theme of the Andantino. The motive appears

in the bass in the following manner:


91

SECOND MOVEMENT

ANDANTE CALOROSO

The second movement Is In the usual three sections

dominated by a broad and romantic theme. This theme is

shown below.

The following illustration contains a phrase 'from the

first sedtion which is an extension of the theme and is heard

to a further degree in the midd_le section.

In the middle section the theme is varied and drawn

out, building up to a most interesting passage of bell ef­

fects* Some of the passages derived from the theme are

shown below. The first opens the middle section.


This passage recurs frequently and is heard in several

different ways, two of which are shown below in order of

appearance.

f ♦
Another passage derived from the theme is given

below. This is heard less often than those illustrated

above•

The last five preceding examples illustrate p o r ­

tions of the development of the theme which build up to

a highly impressionistic realization of the sound of bells


\
After the theme has been varied and extended, the

final section is heard again, and it is the same as the

first; the theme is played in its original form.


93

HARMONY

The second movement is similar to the first in

its chromaticism. The impression of tonality is not

conveyed by the melody, which consists of small steps,

usually half-tones, and an occasional large leap.^ -It

is in the accompaniment that a feeling of tonality, E

major, is heard despite considerable chromatic harmony.

The opening measures contain a key feeling of E

m a j o r with the E m a j o r triad predominating. At the end

of the first section the harmony begins to be chromatic

and becomes increasingly so until the passage of bell ef­

fects in which impressionistic groupings of chords are

heard.

Illustrations of the development of chromatic h a r ­

m on y are given below. The first example is heard near the

end of the first section, the others occur in the middle

sedtion.

1 The reader is referred to^the illustration of the


theme on page Cfj for an example of the melodic treatment.
94

The example above is followed soon after by the illustra­

tion below.

In the example Just given the bass and alto proceed u p ­

ward more or less chromatically. The soprano and tenor

alternate on an E major triad and a c m i n o r first inver­

sion triad. The tones move one-half step from one triad
95

to the other. The alternation from the E major to the

c mino r forms the basis for the beginning passage of

bell effects which is quoted below.

RHYTHM AHD COUNTERPOINT

The me lo di c and. harmonic interests are so strong

that the rhythm is correspondingly simple in order not to


3
detract or disturb the focus. The movement is in 4 time

and the rhythm is regular. The theme, for example, begins

w ith an anacrusis and the accent falls on the first beat

of each measure.

Counterpoint is used only incidentally; the theme

is developed by extension and variation.


96

THIRD MOVEMENT

FORM AND RHYTHM

FORM

The third movement is almost entirely rhythmic,

being based on syncopations of tremendous vitality. The

movement has been described by one critic"*' as monothematic

because only one melodic theme is used. However, it seems

to this writer that the thematic material is rhythmic, and

the movement will be analyzed accordingly.


7
The time signature of the third movement is 8 and

the rhythm is built up on phrase lengths of seven beats.

Two rhythms or rhythmic figures constitute the tw o themes.

Also, it is by these two rhythms that the form- of the

movement is determined. The first figure is presented

and constantly reiterated in the left hand. The right

hand maintains a chordal rhythmic background which d e v ­

elops a percussive melodic line, and finally presents a

melodic theme whic h appears with b o t h rhythm themes.

1 Mr. Downes is correct when the movement is


analyzed according to the melodic material. The reader
is referred to the interesting and pertinent article by
Mr. Downes appearing in the New York Times paper of
January 16, 1944, section II, page 5.
97

After the melodic theme has appeared with the

first rhythm, the second rhythm theme appears, commen­

cing a new section w i th a different rhythmic unit. The

m elodic theme is m u c h mo re apparent in the middle section.

The first rhythm theme returns suddenly and the

first section is heard once again. The movement concludes

with the first section.

RHYTHM

The first rhythm theme is as follows:


PRECIPITATO

7 " “ ' '


>
f? Stk-

The basic rhythmic pulsation consists of eighth notes of

equal length, which is true of the entire composition;

the rhythm is built upon the phrase length of seven beats

with two eighth notes to the beat, and the pattern is

3 plus 4 or 3 plus 2 plus 2. This can be represented, as

follows:
f./ 7?* I v / / A ’-yVZ- ?
H f C 7 i I 31 << * c y

u tl U Lll u u u t f u t i u t r t n i v
0 0 0 0 * * * 9 0* 0* * *

( t r* r r rj,
98
The second rhythm theme is shown below,

The basic rhythmic pulsation consists of eighth notes of

equal length; the rhythm is biTilt upon the phr.ase length

of S'':ven beats with one e i gh th note to the beat in con­

trast to the first theme with two eighth notes to the

beat. The pattern is 2 plus 2 plus 3. This can b e repre­

sented as follows:

^ J i i-h T 67
lt 't/crr -
f' tf (U
r r r' f r r
2- 3 + t- + % + s

With both themes, which, are played by the left hand,, the

right hand maintains the following rhythm:

I ffl

This m a y change to the following


99

but the pattern remains constant; that is, 2 plus 3 plus 2.

The melodic theme, shown below, is constructed in the

same manner.

j5 |

H ARMONY AND COUNTERPOINT

The movement is w r i tt en in the tonality of Bib major.

Some of the chords are simple, others contain tonal g r o u p s

ings such as two seconds (major or minor), a third and a

fourth. The harmony is important only in that it conveys

a very pleasant, good-tempered impression.

The mo vement is homophonic in the melodic sense.

Rhythmically it is contrapuntal in the first section in

that the rhythm theme is opposed by a differing rhythmic

pa tt er n in the right hand, as shown below.

JrJ JJ/JJ
7 J 7 J Jl

w t * 7*
7l ' , U
£

The p at t e r n of the right hand is the same as the second

rhythm theme and has the same characteristics.


CHAPTER VII

ALEXANDER NEVSKY CANTATA

The film "Alexander N e v s k y 1’ was made by Sergei

E isenstein in 1938 and was based on the Russian past,

"the rout of the Teutonic Knights on the frozen surface

of Lake Peipus on April 5, 1242. ft^ Alexander Nevsky was

the Russian hero of the thirteenth century who, with


4 *<•
the Russian people, defeated and expelled the Germanic
o
invaders f rom Russia.

Serge Prokofieff wrote the film score, which was

highly descriptive, stirring and often very beautiful.

In 1939 Prokofieff rewrote the score into a cantata for

chorus and orchestra in seven movements.

1. Russia Under the Mongolian Yoke

2. Song About Alexander Nevsky

3. The Crusaders in Pskov

4. Arise, Ye Russian People

5. The Battle on Ice

6. Field of the Dead

7. A l e x a n d e r 1s Entry into Pskov.

1 Slonimsky, N. , ’’Serge Prokofieff J’ Thompson, 0. , ed.


Great Modern Gomp os er s, p. 218.

2 ’’Cantata Alexander N e v s k y lf, New York T i m e s ,


1943, Feb. 19, 22:4.
101

Two characteristics of the cantata are "the

theatrical and descriptive trend, and the national trend,M

The musical style of Alexander Nevsky is a compromise


between P r o k o f i e f f s early m o d e r n i s m of the period
of the Scythian Suite and the new conception of a
nationally Hussian style, d e r i v e d .m a i n l y from Boro­
din, and to a lesser degree, from Moussorgsky.
Hence, the luxurious orchestration, with bells,
xylophone, • .4

I, RUSSIA UNDER THS MONGOLIAN YOKE

M0LT0 LENTO

FORM

The first movement, "Russia Under the Mongolian

Yoke, !f essays to p o rt ra y the devastation of Russia after

the invasion of the Tartars, and is sombre and grim. It

is in three-four time and is modal.

The movement begins with a four measure forte

introduction using strings, woodwinds and a tuba in oc­

taves, producing an unusually hollow, empty sound.

At *the conclusion of this four measure phrase

the first theme appears (fourth measure, third beat)

in the first oboe and bass clarinet three octaves apart.

The theme is accompanied by the second violins and violas

3 Nestyev, I., Sergei Pro ko fi ef f, p. 155.

4 Slonimsky, N . , ag. c i t ., p. 218. Also see


Nestyev, I., op. cit., p. 156.
102

in an ostinato figure until measure nine. At this point

a melodic pa t tern very characteristic of Prokofieff is

pla ye d alone by the violas with the theme carried by

the oboe and bass clarinet. At measure eight the Eng­

lish horn enters with a pedal tone. As Theme I approaches

its conclusion, the strings, woodwinds and brass strike

a clear cho rd which is held one measure, and then resolves

(measures eleven and twelve)#

Theme II enters very clearly on the third beat of

measure twelve, played by oboe II. The orchestration is

extremely light and the theme Is followed distinctly to

its last two measures where again a chord is struck by

the strings and resolves in the next measure.

A short four measure m e l o d y is introduced b y the

bassoon at measure nineteen, but it does not stand out.

The pitch is low, and the melody is played at a !p i a n o f.

All the strings accompany it at a 'pianissimo1# This m e l ­

ody seems to serve as a bridge to the third theme, and as

the end of the first section of the movement.

Theme III is played by the English horn (measures

twenty-three to thirty), and has the same type of accom­

paniment ^already noted for Theme II and partT of Theme I.

This is a h’armonlc figuration which is taken by the first

violins. The second violins and violas have G two octaves

apart as a pedal against the theme and harmonic figuration.


This section is played more slowly than the first part,

and- at its conclusion the four measure introduction is

heard again. Theme I follows. Only five measures are

played^by the oboe and bass clarinet. The English, horn

picks up the second half of the theme wlth a slight inver

sion of the m elody in the bassoon. The English horn com­

pletes the theme, and the movement ends on a chord which

is held several measures, ending softly.

It can be seen that the movement iia in ABA form.

There are three important themes, the first two appearing

in section A, and the third theme in section B. It gives

the effect of a prelude in sustained mood.


104

INSTRUMENTATION AND ORCHESTRATION

The first movement is scored for two oboes, E n g ­

lish horn, two clarinets, bass clarinet, two bassoons,

contra bassoon, tuba, tenor saxophone, four cornets,

violins, violas, cellos and double basses.

At the beginning the woodwinds, tuba and strings

enter together on the note 0 in several octaves. The

treatment of the octave beginning is very forceful. The

sound is ho ll o w and dark.

On the second beat of the fourth measure the strings

(vln II and violas) sound a third. On the next beat the

oboe and bass clarinet pl a y Theme I three octaves apart.

The strangeness of sound apparent in the four introductory

measures is more notable in the combination of these two

instruments on the first theme. The chord progression

in measures eleven-twelve concludes the first theme with


additional tone color. The strings play sul ponticello

creating a whispering effect despite the fortissimo, and

the brass are muted. The instruments die down to a piano,

and the second theme enters clearly and quietly, played

by the oboe.

The second theme is accompanied very lightly by

a rapid harmonic pattern in the violins and a pedal in

the contra bassoon and bass clarinet.

The third theme introduced by the English horn

has the same orchestral background as the second theme.

The first theme, or Section A, comes back. At

the close the cellos are heard in a low diatonic p r o g r e s ­

sion from D up to G-, The bass clarinet enters a few

beats after outlining the G minor triad, starting on

the fifth. These two low parts stand out a little

against the quiet pedals in the English horn, clarinet

and violas, and. bring the first movement to its conclusion

The first mo vement is intended to portray the

country as it is after the Tartar invasion. The use of

the reeds exclusively for the themes, and the octave p r o ­

gressions give the illusion of oriental influences in

the first instance, a n d desolation or emptiness in the

second. Prokofieff has created a g r i m picture indeed.


H AR MO NY

The composition is modal. In the first movement

the key signature has three flats with 0 as the tonal

center. The mode is the natural m in or scale.

The four measure introduction consists of parallel

octaves in all voices; the progression is

3 C & C D C D C

The first theme is hear d in the first oboe and b ass clarinet

three octaves apart. The accompaniment is a progression of

thirds in the second violin and viola until the eighth m e a ­

sure, at whic h point a pedal is added in the English horn.

Measures nine and ten have pedals in the viola, English

horn, and bass clarinet. Triads occur in the theme or '

m o v i n g part, against the thirds in the accompaniment.


A distinct chord progression is found at measures

eleven and twelve; a r,t a l l ff chord is built b y all the

voices at measure eleven and is resolved in measure twelve

The chord at measure twelve is a dominant seventh with

a non-harmonic pedal in the bass.

The active tones, as differentiated from the

"passive” tones, are the moving tones in the inner parts.

Theme II enters on the third beat of measure twelve

and has a greater harmonic background than ’


T heme I. The

harmonic figuration present in the first violins outlines

triads against which the second theme is heard. For the

mosj^ part a diminished triad is the basis for the violin

accompaniment. The harmony for Theme II is as follows:

the low E natural pedal is present in the bass. The theme


108

is heard with the ‘diminished seventh chord built on B natural.

Another distinct chord.progression occurs between

measures seventeen and eighteen. The active tones again

are the mo vi ng tones. The E natural pedal goes to F, which

is the fifth of a dominant seventh chord built on B^0.

The harmonic treatment of section'B is the same

as in section A, which is repeated after B. This m o v e ­

ment is to be noted for its m a n y parallel octaves; i.e,

in the themes, and for the general parallel movement in

all the parts. Secondly, the harmony frequently is out­

lined in the mov in g parts, -the figuration in the violin.


109

While the violins give a, tremulous effect with the har ­

m onic pattern, the bass carries a pedal tone in octaves.

A third, and most important characteristic, is that

the harmony is modal, as already pointed out# The r e s o ­

lutions that Prokofieff chooses for his "tall" chords

that so rarely occur, sound natural and logical nevertheless.

They have a mournful beauty that enhances the entrance of

the theme that always follows immediately after.

RHYTHM

The rhythm of the first movement is a straight

three-four, the emphasis almost always being on the first

beat# In one instance, in anticipation of the entrance

of the first theme on the third beat of measure four,

the strings enter strbngly on the second beat of m ea su re

four. The accentuation of the second beat occurs once

mo re upon the re pe ti ti on of the introductory phrase at

the beginning of t h e third section of the movement.

Themes I and II begin with an anacrusis, but the

rhythmic impulse is felt on the first beat, or beats.

W i t h Theme I this is due to the m e l od y itself, the higher

tone falling on the first beat, or a tone of longer

duration occurring on the first beat. W ith Theme II the

f irst beat following the anacrusis is reinforced b y the

introduction of the first and second violins, the first


violins with a harmonic pattern and the second violins

w ith a pedal.

The most characteristic rhythmic figure in this

M ovement occurs in the introduction:

3 ta­ tu- -feu.

il J 91
i
I m i ! HI
# •• • # J u
>

.Frequently this following rhythmic figure occurs in the

first and second violins, and sometimes in the viola:

This is played in one or two groups to a measure and

outlines the tones of a chord or merely follows a turn*

These two rhythmic patterns occur in section A. In sec­

tion B, which is slower, the harmonic outline is revolved

more slowly with the following figure, occurring as always

in the uppers s t r i n g s :

fFFFH

COUNTERPOINT

The first movement is homophonic* The voices other

than the one with the theme are strictly harmonic. For the

most part they are practically stationary.


Ill

II. SONG ABOUT ALEXANDER N EV S K Y

LENTO PIU MOSSO

"Song About Alexander N e v s k y ”, sung by the

chorus, is about the brave exploits of Alexander Nevsky.

The songs also tell of the determination of Nevsky and

the people to repe l the invaders. -> The themes are strong

and melodious.
The words of the song are as follows:

”Yes, t ’was on the River Neva it occurred,


On the Neva *s stream, on the waters deep.
There we slew our f o e ’s p ic k of fighting men,
Pick of fighting men, army of the Swedes.

Ahi How we did fight, h o w we routed them.’


Ye si We smashed their ships of war to kindling wood.
In the fight our r e d b lo od was freely shed
For our great land, our native Russian land.
Where the broad-axe swung was an o pen street.
Through their ranks ran a lane where the spear
was thrust.
We mowe d down the Swedes, the invading troops
Just like feather grass, grown on desert soil*

We shall never yield native Russian land.


They who march on Russ shall be put to death.
Rise against the foe, Russian land arisei ^
Rise to arms, arise, great town Novgorod J '1

ST Prokofieff, S., ’’Alexander N e v s k y ” score.


(Leeds Music Corporation, New York, 1945) pp. 10-19.
112

F OR M

"Song About Alexander Nevsky" has three parts, the

third a repetition of the first. Section A is a lento; in

section B the tempo is d ec i d e d l y faster.

Section A is in major, and has one theme which is

not e x p a n d e d ’in any way due to the sho rt ne ss of the section.

jg f f l M q A v1? i r. h *•

Section B i s writt en in the same m a j o r mode of B^3,

but reflects the relative m i no r mode of g, the m i n or of

B^3. This section is longer and t h e theme is developed a

little. Different keys are used in the development, and

the section ends in F major.

After the middle section is ended a four measure

phrase is heard in the original tempo but still in F

major, which is used as the dominant of B^ major, and

then goes right into section A in the original key.


113

INSTRUMENTATION AND ORCHESTRATION

The second movement Is scored for springs, two

flutes, two clarinets, bass clarinet, saxophone, two

bassoons, contra bassoon, tuba, harp and chorus* The

woodwinds open the movement w i th an ostinato accompani­

ment* The strings have held notes at the beginning,

but almost immediately the violas and cellos have the

same ostinato background while the double basses and

violins p la y the sustained notes.

The alto an d tenor voices eater on the second

beat of the ei gh th measure. The m e l o d y is diatonic and

in the folk idiom. The smooth legato of the first

theme changes with the second theme to powerful abrupt

notes at a faster tempo. The w i n d instruments have


* '-'A.- w.
staccato notes on 'the beat, and the strings play

pizzicato. A strumming effect is achieved in the strings.

All the instruments are treated in a percussive manner,

complementing the vigor of the theme.

COUNTERPOINT

In the choral part of the second, movement Proko­

fieff has used a little counterpoint# The theme,


which occurs in the alto and tenor, is followed in the

bass to a small extent,

entering on the last measttre of the theme. This occurs

twice.

In section II a secondary melody appears to be, a

free imitation of the theme of this part. The theme,

ds altered as follows:

p— — -wrrr— .
— ^r*'*r'
—' —--- 1
-

RHYTHM

The first section of %the ” Song About Alexander

N e v s k y ” maintains a slow, steady duple time. The theme

keeps a two-four time while the accompaniment is a basso


115
ostinato, having throughout the^ figure

m rr ate-

Section B, however, alternates from a two-four to

a three-four, and in t h e theme itself there is a change of

rhythm. The theme is only three measures long, the first

two are in two foyr and the third is three-four. The p e r ­

cussion support the rhythm of the theme. An the instruments

are treated in a percussive m a n n e r to reinforce the accent.

Only in one instance do any of the instruments have a melodv,

the bass sings, and then it is pizzicato. &

■4 * '*

J41TflfiV pf <wr T*

*'» z

The strings are pizzicato in almost all of the

section, and the vdnd instruments have short staccato

notes which fall on the beat.


116

HARMONY

The harmony of this movement is simple, being com­

pos ed of el ementary triads in b oth sections. In the first

section the two chords heard are I and IV. I is almost

always in root position, IV is used occasionally in first

inversion.

In the first part of section B, the chords I and

the m i no r vi are used. As the section extends, a new key


V\
E major, is used fo r a new melody, and the chord pr og re s­

sion is as follows: I
IV 5 Ifi V
4 4
The V chord is taken as I in major, which goes

into P major, and the section is concluded in this key.

A four mea sure lento phrase is heard next in the

original tempo. This is played by the woodwinds and is

still in F, the dominant of major. The last chord of

the phrase is the F major, which is used as V for the re­

petition of the first section in B^ major, the original key.

III. T HE CRUSADERS IN PSKOV

LARGO, ANDANTE

The cruel, barbarous Teutonic Knights and their in-

humanity are described in this movement. The Knight.s are

suggested, by an ecclesiastical theme. ‘Their barbarity

seems suggested by clashing, brutal-sounding chords at the


opening of the movement. The chords are played by the

brass, with cymbals and bass drum and are very heavy and grim.

The ecclesiastical theme was composed by Prokofieff

only after m u c h research in a fruitless effort to discover


6
an authentic Crusaders* song.

F OR M

The form of this movement is clearly ABA, It begins

with an introduction written as a Largo. The m ai n p or tion of

section A is an Andante with the chorus singing the Teutonic

recitative and theme.

Hi • M if • y[

*" ^ Sheldon, H. 9 ” ’Alexander Nevsky *Program Notjes, n


'Alexander Nevsky"score, (Leeds Music Corporation, New
York, 1945).
118

Pf•ft**Gv.i *i>» Hjfjf


j fjt* o$
* »■ z±

The horns play a m e l od y against the chorus theme.

The horn theme is heard again in the fifth move m en t with

the chorus theme*

.Ttotf £ ) m m < .■m ■ ■— .. ■ ■l a ■ ,.m * |

i A"■V jn A •f ^ f; §

The second section, B, contains .a very beautiful


-
Russian m elody d ep icting "the mour n in g of the Russian people
* i
for those who were slain in battle by the attacking Germans."

'KfT'eTdev, Paul, Columbia Masterworks Set


tf-MM-580. "Program Notes: 'Alexander Nevsky Cantata*
119
Theme III

. clcUvftft

Section A returns with a f ew measures of the Largo

introduction and is a little shorter this time.

ORCHESTRATION

The introduction is written for a full brass section;

strings and^woodwihds ha'j^e very .l i t t l e ’.to do. The v e r y slow


r
tempo and heavy brasses m a ke the music ponderous and sinis-

ter'. An ecclesiastical quality is apparent at the cloBe of

the introduction due par tl y to the min or tonality, and due

to a great extent to the brasses, which p l a y with an open,

clear, or "puren tone at the cadence.

The recitative enters alone after the "cadence, and

the ecclesiastical quality is carried over from the i n t ro ­

duction. After the recitative the chorus sings the first

*»*
p art of the first'theme, and the violins and flutes p lay

t&e second part. (When section A returns after section

B, the chorus sings the entire t h e m e . ) The recitative is

sung once more* with the full orchestra, sounding very

heavy and grim.

In section B the violins p l ay the Russian theme al­

m o s t entirely unaccompanied; the woodwinds play a sustained

chord every other measure. The second time the theme is

p layed Theme II from Section A is played by the brasses,

and the woodwinds augment the strings on some parts of the

theme. The orchestration of section B Is simple. The

strings predominate,, to a great extent. The appearance of

the brasses the second time Theme III is played is not a

m a tt er of orchestration, but of counterpoint, which is used

psychologically to remind one of the presence of the T e u ­

tonic Knights as the Russians sing their song of mourning

for those slain by the Knights.

COtWTGR POINT

This movement is more homophonic than contrapuntal,

but there are some examples of poly ph on y to be found.

The horns play an important m e l o d y against the theme

sung by the chorus. These two themes are as follows:


121

14 *1^0
r.w '>«i .
r^ak.Aw- r a-r *

Theme II appears again in two ways, first as shown


*
above, and in diminution at the same time, against the first

theme •

■ il
- -■M •TTTTTffT:TF t *1
,af
L B ' A
-- !--=> 01
^'1
\j |px*4_
lA \ f rrit l i. ir »" " I 'l: . ~^r:~ k \ I t1 T'r #,~tr '
r^r
.1.

1|4#- \1 1ETQ *H -t t ^
i t n 11

Theme II is played against the Russian theme in section

B by the brasses, trumpets, trombones and horns. Theme II

is shown in the higher voice. It is also played an octave

lower. Fo r legibility the positions of the strings and


122

brasses are reversed*

q u u . i

£ * = -------------- —
r ~ i ~ * T i 1 ...... i -
. - . - ** " • * 9

-TiTt ---,
— 4^----
= 5
— Will— gLii
dolci
i

'LV- ........... U : ~ y ; flt --^=P=:;


\*t > i — 1 (
.... & =

HARMO NY

The introduction begins in G# m i n o r for a i chord

‘which is held for two measures* The third measure is

ha rmonized b y a vi chord, with passing tones* Measures

four through six are harmon iz ed b y the tonic chord again

going to a vi and back to a i chord. At this point a

change of key is effected in the following manner: i

(C#-E-G-#) goes to vi (A-C natural-E) which becomes i in

a minor. As can be seen, the harmonics used are simple:

that is, simple chords or triads are used. Golor is


123
achieved by the use of m i n o r vi chords in a m i no r key and

chromatic passing tones in a lower voice giving a "thick"

sound to a chord.

The four measures preceding the recitative are v e r y

i nteres ti ng * ha rm on ic al l y. The phrase is in a minor. The

m o d ul a ti on from minor to a min or has been examined above.

The first two measures of the phrase contain the chord of

the tonic. The cadence begins on the first beat of the

third measure with the tonic chord and proceeds as shown

below:

It is by such cadences as these that Prokofieff

creates an ecclesiastical tone in keeping with the nature

of the character of Grusaders. However, the true inten­

tions of the Teutonic Knights are brought to light by the

Teuton theme (Theme III) played by the horns which sounds


124

like a call t o arms. In describing the Teutonic Knights

the juxtaposition of the ecclesiastical theme and the horn

theme is masterly.

In the Russian theme, played b y the strings, accented

non-harmonic^tones going to harmonic tones, m i n or and major

seconds, and a modal harmony, all contribute to a complex

harmony. Of itself, however, the modal harmony is not dif­

ficult. The harmony is made complex by variations of a

m e l o d y present in almost all the voices m o v i n g in the same


O
direction. A pierding clash of minor and major seconds will

occur in the violins to be resolved by the diatonic melodic

line into a m ajor or m i n o r chord relatively free from n o n ­

harmonic or added tones.

RHYTHM

Section A is in four-four and has a regular rhythm.

The introduction has a characteristic rhythmic pattern,

which is as follows:

GASS 4
Idrom H

This pa tt er n is answered hy the following:

«A55 H
Duo;*) V
Some rhythmic patterns of the Andante are shown

below.
4 i o i

PP^*P^>

This particular example always appears in the or­

chestral accompaniment in the recitative and is used again

w ith the recitative in the fifth movement f,The Battle On


*5'
Ice. "

This pattern is taken fr o m the recitative.

n n

At one point in the Andante the rhythm becomes

somewhat complex, as shown below.

]
Actually, the rhythm is simply duple against

triple time, the chorus ha ving the duple time. The

triplet eighth notes written below the chorus and string

parts are not taken by another instrumental group, but

are intended to facilitate determining the time value of

the triplet quarter notes as against the other two parts

The rhythm of the theme in the middle section is

the most interesting of the whole movement. There are

m a n y changes of time signature, but the melodic phrase

maintains its balance although it is very extended.

The example di own above includes the entire phrase

which is seven me asures long.


127
IV. ARISE, YE RUSSIAN PEOPLE

ALLEGRO RISOLNTO

This is a stirring, rousing song by the chorus

depicting Alexander's efforts to unite the people and

make them part of his army.

The words of the song are as follows:

"Arise to arms, Ye Russian folk


In battle just, in fight to death.
Arise Ye People, free, and. brave
Defend our fair, our native land.
To living warriors h igh esteem,
Immortal fame to warriors slain.
F o r native home, for Ru ssian soil,
Arise Ye People, Russian folk.
Arise to arms, Ye Russian folk,
In battle just, in fight to death.
Arise Ye People, free and brave,
Defend our fair, our native land.

In our Russia great, in our native Russia


no foe shall live.
Rise to arms, arise, native mother RussJ
In our Russia great, in our native Russia
no foe shall live.
Rise to arms, arise, native mother RussJ

Arise to arms, Ye Russian folk.


In battle just, in fight to death.
Arise Ye People, free and brave,
Defend our fair, our native land.
No foe shall m a r c h ’cross Russian land,
No foreign troops shall Russia raid.
Uns ee n the ways to Russia are.
No foe shall ravage Russian fields.
Arise to arms, Ye Russian folk.
In battle just, in fight to death.
Arise Ye People, free and brave,
lK*end our fair, our native l a n d . ”

8 P r o k o f i e f f , S., "Alexander N e v s k y ” score.


(Leeds Music Corporation, New York, 1945,) pp. 3b-49.
128
FORM

This movement is based upon the ABA form. In

this instance it is really ABA. At the repetition of

the first section the first theme Is sung, and then the

chorus sings a new theme.

Section A contains two themes.

Theme I sopranos

»• • . ~

r
n pTf fE
-V'.
H frrt

T* 4*^ (fl *Vii4 ■{# f/i4 M Defend toi/j*.1*><*

#«it -T it Ui*
LmxJ
________ X

Theme II is sung by the tenors in answer to

Theme I and has the same character. It seems almost

like the second half of Theme I, but a change of key

determines it as a response or a new theme.

Theme_ XT *. ___ - -- -------------- — — ---

i
'''iii 111i'
13-« _
^ -/
tinyrt
T*
» , b.k .. ^ * ___ T l
*jl«l tS'Tu'* -•T
Ti
il 'jovA T#

fiik W t f
Section B has one theme, which is used at the

close of* the f i f th movement*

Theme III - altos

Section A returns with theme I, omits Theme II,


*
and presents
* a n e w theme
Jfy in its place.
130

ORCHESTRATION

The orchestration for the fourth movement is rather

light, a welcome change after the heavy, sombre orc he st ra ­

tion of the third movement, *

In section A the upper strings pl ay pizzicato chords,

the wind instruments playing the melodic phrases and sus­

tained notes. The horns double with the sopranos on the

first theme and the second has a strictly homophonic accom­

paniment, At the repetition of Theme I the flutes p l a y one

octave and the piccolos two octaves above the sopranos.

Theme III, of Section B, is of a more majestic

nature than the other themes of this movement. The orches­

tral background reflects this quality in sostenutos and

slow-moving phrases in the strings and woodwinds. The

brass instruments do not p l a y in section B after the first

eleven measures.

Theme IV is heard for the first time when section

A is repeated. The xylophone plays a fast run against

the theme. The bright color of the instrument gives

spirit and zest to the theme as it is sung b y the sopranos.

The xylophone is heard at the b eginning of the movement,

too, as it assists the strings in accenting weak and

off-beats before the entrance of the chorus. This orches­

tration is unusual but very effective and colorful.


151

Aside from the use of the xylophone the orchestration and

instrumentation are somewhat subdued.

HARMONY

The fourth mo vement employs modal harmony, whifih

is characteristic of the composition as a whole. The

chords are simple triads, but. modal progressions give

them unusual import. F or example, the first theme con­

tains the following harmonization:

fY*JjUUUs>JL I I ^ 13
TFF -}■
C •. i K I'

c l 7 I f 1
Tr ll-S f-T -T X /Z

y^
In measure six a. mo d u la ti on to. E major is effected

by means of the majo r VI chord in G m i no r which is inter­

preted as a m a j o r IV chord In major.

Theme II follows immediately after Theme I in G major

The transition to G^ major from E^ major, is accomplished in

the following manner: The E^ tonic chord goes to the major


y^
VI chord with the lowered sixth, 0 • The VI chord then be­

comes I in C*5 major.

The characteristics of. the harmony of the rest of

the movement are the same as those described above.


132
RHYTHM

The rhythm of this movement is regular. The

themes are in duple time with accents on the first beat

o f ■each bar. Three of the themes begin with an anacrusis,

giving a strong impulse to the first beat of the first m e a ­

sure and a heartiness and vigor ,to the themes themselves.

The beginning of the movement presents an interesting

rhythmic pattern which is represented below.

U>i«© WTK.J Z J J J J J 2. J.
peRCtts*/#^ p £ f £
JClft* j i 2,
STRIVES JI

The above example illustrates the only occurrence of

syncopation and off-beats in the movement. With the entrance

of the voices the rhythm becomes symmetrical.

COUNTERPOINT

This movement is homophonic. The only instance of

contrapuntal writing is near the close of the movement

when the xylophone plays a rapid, running figure against

Theme IV sung by the sopranos. This very fast run played

by the xylophone gives an elan to Theme IV.


i
133

V. THE BATTLE OH ICE

F ORM

This movement is the longest and the most important

of the whole cantata. It is highly descriptive and r e a l ­

istic, depicting the battle of the Teuton Knights and

Russians on the frozen lake Peipus.

There are four sections to ,fThe Battle On Ice" rep­

resentative of progressive stages of the battle. The form

is necessarily free, as the themes are used to represent

the domination of one or the other side in battle or to

p or tray certain actions. Sect-hoh-IV- is the development •sec­

tion inasmuch as the battle reaches its climax, and all the

themes are heard together and separately; but it is not the

development section in the sense of formal structure.

The themes descriptive of or representing the T e u ­

ton Knights were taken from the third movement "The Crusaders

in Pskov". A recitative, which is used in diminution also,

and a choral theme are the two elements from the third

movement. A h o r n theme, n e w to the fifth movement,.is the

third symbol of the Teutonic Crusaders. The choral elements

are ecclesiastical in character and are sung in Latin.


154

T|lw »w .•

j ; M .U t m
« r L * t» Ct*bSA-iJS /Ar crn-BA'US

} r<
Q^t

Ta:m U |i-H M t ' Q.


135

The Russian are represented by three themes from

the fourth movement "Arise, Ye Russian People", and

various themes used for the first time in the fifth

movement. Although in the fourth movement the themes

are sung by the chorus, in the fifth they ar e pl ay ed by

certain instruments. The themes n ew to the fifth m o v e ­

ment are typically instrumental. —•

a. from the fourth movement

- TfWs [

■ ■ ^ i g j i i j

second theme, fourth movement, sung to words, "to

living warriors high esteem, immortal fame to warriors

slain— "

w.
/fourth theme, f ourth movement, sung to words, "no foe

•shall m a r c h *cross Russian land, no foreign troops shall

Russia raid--'*.

fw \


t
-
t*t
o tr
rf.
?|ftfP
' I f ' U t M ' ' T

m m

Augmentation of the third theme, fourth movement, sung

to the words, r,In our Russia great, in our native Russia no

foe shall live--Rise to arms, arise, native mother R u s s - - n.


Themes of the Russians

introduced in the fifth movement


138

to# iiFKto
159

Section I - The I n tr od uc ti on * As stated before,

the four sections of the movement represent the p r o ­

gressive stages of the battle. The introduction, or

Section I, is short and sets the mood of the movement,-

There is m u c h tone color produced by an interesting use

of the strings, the violas and cellos playing sul ponti-

cello. The cellos carry a short m el od ic fragment which

is arbitrarily designated at Theme I of the first section

because of the importance of its tonal effect.

St G ____________
* 1
^ % ?#*+;«! 6

The second theme is heard at the end of the i n tr o­

duction; it is the horn call of the Teutonic Knights and

is played by the English horn and the m u t e d trombone*

1TS

At the close of this theme the second section

begins immediately.
140

Section II. Section II begins with the sound of

the gallop of the horses of the Teutonic Knights, The

gallop, an ostinato in the lower strings, starts out quiet

ly and at a moderate tempo, but rapidly increases in both

volume and speed until Theme I is heard in the tuba. This

theme is derived from the second theme of the introduction

and is inverted.

V-d-

Only the first two measures of the original theme

have been used for this treatment.

The second theme, representing the Russians, is

quite violent. The theme is played in octaves by the

first violins divisi, and the second violins still another

octave lower. The gallop, or ostinato, persists yet in

the lower strings, indicating the oncoming Knights. Their

theme (Theme I) enters on the fourth beat, third measure

of the second theme, heralding their approach.

Theme 2 - violin II

'at^CL

J
141

V -Theme II is always answered by the third theme of


rCft
this section, and the second theme (Teutonic) of the

introduction w h i c h enters one measure after Theme III*

Vo r\

ztmvSt t

The chorus enters next with the Teutonic theme from

the third movement* This and the second theme of this sec­

tion are the predominant themes of the section. The second

theme is heard once m or e with its answer*

Section I I I * The third section, an Allegro, com­

mences w ith the recitative in diminution of the third

movement *
C v ci * f!o%»Ti‘s %**€

The recitative of the Teutonic Knights is followed

by the second theme of the fourth movement. For conven­

ience this theme will be designated as Theme I of section

III. The theme is Russian, and in the fourth movement is

sung to the words nTo living warriors high esteem, immor­

tal fame to warriors s l a i n . ”

The recitative is heard again and is answered this

time by the fourth theme of the fourth movement, For

convenience this theme will be called Theme II of section

III. The theme is Russian, and in the fourth movement is

sung to the words, tfNo foe shall m a rc h 'cross Russian land,


143

no foreign troops shall Russia raid. ,f

After a rhythmic interlude two n e w Russian themes

are heard in close succession. The first is Theme III.

i
Theme III is played in unison b y two oboes, two

clarinets, and a m ut ed trumpet. Two flutes play an

» octave higher.

The rhythmic interlude is recalled for four m e a ­

sures, and Theme IV enters played by two oboes and two

clarinets in unison, and the piccolo and two flutes in

un is on an octave higher.
144

Following the fourth theme the tempo changes to an

Andante* After one measure of sustained tones in the or­

chestra, the chorus sings the Teutonic recitative which by

n ow is graced w it h an occasional changing tone* The tempo

then reverts to an Allegro, and the recitative is heard in

the three lower voices*

Section I V * After the last note of the recitative,

the violins enter with a n e w theme in an abrupt change of

mood. This n e w theme is Theme I of Section IV.

Con bKto
145-

Theme I is always answered by another theme that

is also heard for the first time. The first measure of

the theme is played by the horns, and the trumpets enter

just after the second beat of the first measure, playing

the rest of the theme.

ui. la.
,F-\- frt 'Jg-1 -V ?*>
. . . . . . . . . . . ■ J

U±I
ii > m - i r. rM i n v n ^ rv-r^£iM
v : = Mfcr..1 1

Themes I and II are played once more with the same

changes of key, but Theme II keeps the same time in its

entirety the second hearing.

After the two themes of Section IV have b een p r e s e n t ­

ed, the development section of the fifth movement begins.

The themes of the different sections fo ll o w one another more

and more closely, and then are heard contrapuntally, but

not two different Russian themes. The clash of the Teutonic

and Russian themes represents the clash of the armies. As


the Russians make increasing gains, their themes are heard

more frequently and the Teutonic themes less* The music

reaches a climax when the Teutons are beaten and sink b e ­

nea th the ice* The movement closes with a very quiet,

beautiful Russian melody w hi ch is pl ayed in h i g h register

by the first violins* The m el o d y is the third theme of the

fourth movement, where it is sung to the following words:

,fIn our Russia great, in our native Russia no foe shall

live--* Rise to arms, arise, native mother R uss—

Violins I

ORCHESTRATION

Orbhestration plays an important part in the fifth

movement due to its hig hl y descriptive character* This is


147

evident f ro m the start* The instrumentation for the in­

troduction consists of the strings and a flute with the

gradual addition of other instruments--a bassoon and bass

drum, next the piccolo, bass clarinel, Lrumpfet and.cornet;

then the second flute, contrabassoon, and last of all the

English horn and trombone*

The atmosphere created by the introduction is one

of coldness and stillness, with impending action (Theme II)*

The introduction begins with a G minor chord with wide spa­

cing* Some of the strings p l a y a sustained tone and the

others a tremulo. This is held for three beats, and on the

fourth, the cellos enter with the first theme, which is p l a y ­

ed sul ponticello. Each note is pl ay ed as a tremulo, and

this, played sul ponticello, creates an icy, eerie sound

consistent with the m o o d of the story.

Theme II, h eard at the close of the Introduction,

is played by the English horn and a muted trombone. The

tones of the two instruments blend well and sound as if

coming from afar* The background of the theme is light,

only the strings are left, playing tremulo*

An important idea in the second section is the

"gallop” of the distant Teutonic Knights. The " ga llop”

Is an ostinato accompaniment of the same tone and/or


148

two alternating tbnes pl ay ed by the violas, cellos and


4
string basses. The time signature is a 4 Moderato, and

the ogtinato consists of staccato eighth notes played sul

ponticello, preserving the crisp, cold sound heard in the

introduction. The effect is strong, powerful and massive.

Unusual, also, in its effect, is the placing of the

gross, ma ssive theme of the Teutonic Knights (Theme I Sec­

tion II) against the extremely active, vital Russian theme

(Theme II, Section II)* The effect is further enhanced by

the extremes of register and the instruments used. The

violins carry the very high Russian theme with the assis­

tance of the piccolo, and the Teutonic theme is played by

four cornets, three trombones and the tuba. An illustra­

tion of these two themes played together can be found on

page ///D.

It can "Be seen that the character of the Teutonic

themes is heavy, with the resultant full orchestration,

and especially with the chorus. The nature of the Russian

themes is strong but light, sometimes almost gay but always

virile* The orchestration is in accordance with this nature

and is noticeably lighter when the Russian themes are played

by themselves.

The fifth movement closes with the third theme of

the fourth movement. This last little port io n is Very quiet

and is played by the strings and harp, and the flutes and
149
bassoons for several measures. The first violins play the

theme very h igh and are muted. The other strings, muted

also, play a tremulo of two notes or a single note, and

the violas have a divided chord. The effect is one of tran­

quillity; the quiet after a storm#

.COUNTERPOINT

Counterpoint is used functionally in this movement;

it serves to indicate actions of the Teutonic and Russian

armies taking place simultaneously bv sounding together

Teutonic and Russian themes. The most frequent occurrence

of this is during the development, as the battle reaches its

climax* However, some examples can be found in the second

and third section.

In the second section an example of this type of

counterpoint is found as illustrated below. Theme I

(Teutonic) and Theme II (Russian) are the subject used.


As discussed previously Theme II is always answered

by the third theme of the second section and the second

(Teutonic) theme'' of the introduction played together. An

illustration of this can be found by referring to pa gel///.

Further on the chorus enters with the Teutonic theme

from the third movement one meas ur e after the entrance of

the second (Teutonic) theme of the introduction.

In the third section can be found the contrapuntal

device of diminution as it is used in the recitative. The


chorus sings the recitative first in its original form

and then in diminution for one measure after a measure's rest.

In the development m a n y themes are sounded together,

usually in groups of two, and never more than three at a time.

As stated before, it is P r o k o f i e f f 's belief that the human ear

cannot hear or distinguish more than three melodies at a time,

and those three only if they differ in register, character and

tone quality. It seems to the writer that occasionally this

policy results In incongruous combinations that are rather

striking to the ear and difficult to reconcile to any p a r t i ­

cular logic of action. However, the incongruity and lack of

any particular wlogic are justifiable as a satirical commen­

tary.

Early in the development the second theme of the first

section and the first theme of the third section are played

together as follows:
The brass against the strings provide a good

contrast in tone color, and the themes are well contrasted

in character or mood* T h e r e ’is not a contrast in register

or pitch, as the second violins p l a y the theme an octave

b el ow the firsts playing in unison a few notes with the

brass. Nevertheless, the two themes are easily di st in ­

guishable*

In another p o r t i o n of the development, a rhythmic

variation of the second theme of the first section, or

introduction, enters first in the trumpets. The horns

p ick it up a few measures later in its original form,

and the first


»v
violins enter at the same time with the

first theme of the f o u r t h .section. This sounds as

follows:
153

HARMO NY

For the most part the harmony is not complex, and

usually simple triads are employed. In this movement o n e ’s


\

attention is focussed almost entirely upon the .melodic lines

and the interplay of themes#

In the introduction a key feeling is not firmly estab­

lished until the entrance of the second theme, which is in

C# minor# The chords move chromatically from one to another

with a few leaps as shown below#


This example illustrates the substance of the

harmony of the introduction* At the C# m i n o r chord the

second theme is played.

Section II is written in C# m i n o r all the way

through. The themes (except for Theme II, which is chro­

matic) are built largely upon the primary tones of G#

minor. The character of the harmony ofthis section can

be best understood by examining Theme III of the second

section and Theme II of the introduction as they are

played together. An example of the two themes is on page

Ml • The h ar mo ny is the tonic G# mino r throughout. After

the themes the chords consist of

j if* -f, ercgrfft*-


4 L

In the third section Theme I is in G major, and

there is *an abrupt transition to F # m a j o r for the recita­

tive and Theme II. The recitative is sung in the key of

F # m a j o r with a D natural. Theme II (Russian) is in

the natural F # m a j o r and outlines the tonic triad.

The tonality of Theme III is not very apparent; it

appears to be founded u pon the G m i n o r scale with the raised

si^th and seventh degrees.


Due to the harmonic nature of the themes, the tonali

ties of the fourth section are quite clear. Prokofieff

sometimes uses enharmonic changes in order to enter a n e w

key. There are a few instances of polytonality when the

themes are used c o n t r a p u n t a l l y . For example,


156

Wi th in the short space of ten measures three keys

are heard* Theme I of Section IV is in D major. The first

time Theme II of Section I is in C# minor, the second time

in P minor.

RHYTHM

For the most part the rhythm is quite regular. While

a time signature m a y change the phrase itself is apt to

m ai nt ai n a rhythmic regularity. For example, the second

theme of the introduction is written as follows:

4
The rhythmic framework for the phrase is obviously 4.

The first theme of the introduction is written


4 3
first in a 4 and then a 2 but sounds the same rhythmically.

> >> > > >


157

All of the themes are in duple time* The chorus

theme one time is varied rhythmically by the first and

second violins as f o l l o w s :

choirs- n H ( I f( j j
0 m g • S 0 0 0 •
lie-
Qioutjy.
o.ou^s-. fjf £K» ftf [if (if (Jf

Theme III of the third section is the m ost interes

ting in its rhythm and melodic line# The time signature


2

The accents are played very strongly. The theme is played

by two flutes, two oboes, two clarinets and a m u t e d trumpet.

Prominent in this movement is a rhythmic interlude

in the third section* It is scored for full orchestra and

all the instruments are used in a percussive antiphonal

manner* The strings and higher woodwinds generally answer

the lower woodwinds, brass and percu ss io n section* The


2
time signature is 2. The basic rhythmic pattern is as

follows:

2
x
158

U pon this basis certain effects are achieved by the use of

accents, as follows:

Another example of building upon the same pattern

is shown below*

IJ/1SS

In the example above the triplets b u i l d up to a

greater accent on the first beat of the next bar. In

the second measure the bass drum takes the fourth beat

and plays the first beat of the third m ea su re 'w i th a

double forte pizzicato in the strings and the rhythmic

pattern.

A f e w measures later changes in the metric signature

occur with shifts of accent. The rhythmic pattern dissolves


159
and a p lay of accents is substituted# These changes are

as follows:

rt
4 -*■ * ^ > 2.

4 (it o ta r s t e»ca’csre> t C i ' I f l T i IHw C & M


7 X ^ X 3 3 ^
> 2. ^

The strong beats fall as marked by accents, the weak beats

are indicated b y rests. E ac h quarter note is of the same

duration, permitting the shift of accents.


160

VI. F I E L D OF THE DEAD

ADAGIO, MENO MOSSO

The sixth movement Is a very beautiful, sad song

of a Russian girl m ourning those k illed in battle* The

words of the songs are as follows:

"I shall go across the snow-clad field.


I shall fly above the field of death*
I shall search for valiant warriors there*
Those -to me betrothed, stalwart m e n and
staunch.

One lies quiet where sabres m a n g l e d him*


Here lies one impaled by an arrow shaft.
F r o m their wounds w a rm red blood
Like the rain was shed on our native
soil, on our Russian fields.
He who fell for Russia in -noble death
Shall be blest by m y kiss on his dead eyes.
And to him, brave lad, who remained alive.
I shall be a true wife, and a loving friend.

1 111 not be wed to a handsome m a n


Earthly charm and beauty fast fade and die.
I'll be wed to the m a n who's brave,
Hark Ye, warriors brave, lion-hearted men]

FORM

The sixth movement begins with a .slow introduction

ma rk ed Andante. The first theme is pla ye d by the first

and second violins and is heard again in the violas, and

9 Prokofieff, Serge, ’’Alexander N e v s k y ” score.


(Leeds Music Corporation, New York, 1945), pp. 130-1-33.
161
last In unison in the violas and bass clarinet. The first

time the theme is heard the first and second violins play

It an octave apart, as shown below.

Theme I

4>

§
•»

Theme II enters at Section A proper, and is sung bv

the me zz o-soprano as a solo.

Theme II - mezzo-soprano solo

I fitKro A/oTSo

i
f W 'i s W 4i *■(">*
r fall - ■« - /*'*«

I P
M i ^ ■' litd L

Section B is faster than the first section. The

m ezzo-soprano sings the following solo which was heard


first as a theme p l a ye d by the strings in the third

movement.

Theme III - m e z zo soprano solo

j)*» l ~r
' [1$ kiUm

The second phrase of Theme III is shown below.

•K> ou& Nfr -‘five Soij , oN our fiflLf

when compared with the haunting beauty of the melody, the

words are rather striking.

Section A is heard once again, but starts with

fheme II, the beg in ni n g of the m ai n p o r t io n of the

section.

ORCHESTRATION

The opening theme of the sixth movement presents

a very unusual orchestration. The theme is played in

octaves by the first and second violins playing divisi


as shown below

mm
g
<U ■ C#K
&u -^z^tx
tetutn'c: hrc’&t’
Z--f fjf* :*J 1Vt "tf '•1l.X i-'-t

The melody, played in this way, is strange and

melancholy. The m u t e d trills and tremulos have an eerie

sound which is relieved a little by the legato playing


of the melody.

The violas and second violins play the theme the

second time in a slightly different way. The tremulo

in the second violins consists of alternating tones of

different pitches, the mel od y being in the lower group


164
of tones

ilS i

Sr
m E
I

The third, and last,, time, the bass clarinet and

violas p lay together. The violas p la y without mutes, and

the tones" of the bass clarinet and violas blend well to­

gether, w it h the bass clarinet dominating.

The introductory theme, orchestrated as it is,

creates a sombre, m e l a n c h o ^ m o o d in keeping with the

content of the words of the songs (Themes II and III).

The song is accompanied by the strings. The first

flute and first oboe have two measures with the voice,

and the other woodwinds, bass clarinet, oboe and contra-

bassoon, are used at the conclusion of the movement.

The brass instruments are not used at all.

COUNTERPOINT

Contrapuntal devices are used sparingly in this

movement; attention is directed to the m elody sung by

the mezzo-soprano. A motive of Theme III is inverted


by the violas several times as shown below.

*r
Beyond this .example counterpoint is not used. The

m e l o d y appears in the orchestral accompaniment only

when doubled w i th the solo.

HARMONY

The sixtfc movement is written in the natural

m el od ic 0 minor. The chord progressions are mod a l with

the diminished ii chord, m a j o r III, m i n o r IV and V and

m a j o r vi and vii. Theme II, the solo theme, is har mo n ­

ized as follows:

'M '< -"il-H

for the first four measures. If the harmony of the


»

previous movements is examined, this will be found to

be consistent'%ith it.
16b

RHYTHM

4
This movement is in 4- and has regular rhythm. In

the solo the dynamics follow the content of the words, h o w ­

ever, and points of emphasis sometimes fall on weak beats,

but this is the exception. The orchestral accompaniment

is very regular.

VII. A L E X A N D E R ’S E N T R Y IN PSKOV

MODERATO: ALLEGRO MA NONNTROPPO

In the final movement the chorus sings a triumphal

hymn celebrating R u s s i a ’s victory and warning all future

invaders of certain failure.

F ORM

The seventh movement has three sections. Only

one new theme is used. It appears in the second section

w it h an original motive played by the chimes, xylophone

and piccolo.
*
Section A recalls the theme used in the second

movement, SONG ABOUT ALEXANDER NEVSKY.

Theme I 1

’i
167
Section B begins with an Interlude In which the

bells, xylophone, and piccolo p l a y an original motive

which adds a great deal of cdlor. The piccolo is used .

to strengthen the two solo percussive instruments at

the motive proper. The rest of the solo part is m e r e l y

ornamentation. The motive and ornamentation are used as

a cheerful, happy background against which Theme II ap­

pears. Theme II is the only one that is heard for the

first time.

The interlude beginning the second section is

shown below.

n A /VO/V -moppo

The first three measures in the illustrations shown

above are the ornamentation; measure four contains the

m otive itself.
The second theme follows.

Theme II - sopranos

The second theme is taken by the tenors and is suing

against Theme III (shown below) which is heard first as

the third theme of the f ourth movement, and again as the

concluding theme of the fifth movement.


1"Mtr.------------- ;
— ----------- -------- — r ■■■ - — — —— --

Section G contains Themes IV and V which were heard

first In the B A T T L E ON ICE

Themes IV and V
169

The themes are pla ye d by all the wind instruments,

and then motives of these themes are used for development

against which the chorus sings the magnificent third theme,

ending the movement with a tremendous climax.

To sum up, this movement is in three parts, A, B,

and G, each containing different themes heard in preceding

movements. The form is free but quite clear; it is descrip­

tive, telling the story of a war, and a Russian victory,

and gives a warning to those who w o ul d invade and makb war

on the great land of Russia.

ORCHESTRATION

In the second sedtion of the seventh movement a

v ery colorful orchestration is used. Bells, xylophone

and the piccolo play together an original, .sparkling

motive. The bells and xylophone are the solo instruments

supported by the piccolo at the motive proper. The nature

of the ornamentation and motive is one of gaiety and rhythm

to which the two percussive instruments -are admirably suit­

ed. The soprano and alto enter with their song, Theme II,

as the bells and xylophone continue developments of the

motive. The quality of the women's voices is well set off

by the sparkle of the bells and xylophone.

Themes IV and V of Section III are the woodwind themes

already discussed in the analysis of the f if th movement.


170

Theme III enters against motives of the fourth and fifth

themes, and the chorus carries it to the end in a growing

powerful climax* The orchestration for the theme becomes

fuller as the climax is reached. The brass enter, and Iheu

all the percussive instruments are used. These are the

tympany, triangle, snare-drum, chimes, kettle drum and

tom-tom, plus the bells and xylophone.

RHYTHM

The seventh movement contains elements of the pre-

vious movements, rhythmic melodic and harmonic. Upon

examination it will be seen that the first section of

the seventh corresponds with the first section of the

second movement, having the same slow duple time.

Section II contains the original elements of the


2
seventh movement. The tempo is an Allegro in 2 in the

first part with the following rhythm:

3
The second theme of the section is in 2 with the accent

always on the third beat. There is a change of rhythm

the second time Theme II is sung. The violins play Theme

III, w h ich is in duple time, against it. The third and


2
fourth measures of Theme II are now in 2 time so that

Theme III will keep its duple time.

T H EM E 1 3J H J JJ J " • • a! A & • *

' / , 1 3
the/me m ^ p- f !P fi P P
i<

9 3
I.'i a J J !J Hj ^

The duple time of Theme III is indicated by dotted

bar lines. The fourth measure contains a whole note in

Theme II, This tone is one beat longer than it was when

first sung. The rhythm otherwise is regular.

In Section III a fast duple time is heard which

becomes slower and majestic at the close of the movement,

H A R M O N Y AND COUNTERPOINT

As m e n t i o n e d in a previous chapter and as has

been seen by. examining the harmony of the Alexander Nevsky

Gantata, the chords which Prokofieff uses are simple but

are associated in an unexpected manner. The harmony of

the seventh movement of the cantata is entirely consistent


172

w ith this principle.

As regards counterpoint in the seventh movement

Prokofieff has followed his belief that melodies sounded

together should differ in pitch, tone quality, and char­

acter.
CHAPTER VIII

LT. KIJE SUITE

L t . Ki ,je originally was a film made in 1955 by

Eisenstein, the Russian producer, with the music score

b y Prokofieff*

For a sketch of its story. • .we turn to the


v/ri tings of Mr. Nicolas Slonimsky, who says:
fThe subject of the f ilm Is based on an anec­
dote about the Czar Nicolas I, who misread the
report of his military aide so that the last
syllable of the name of a Russian officer -which
ended w i t h fk i 1 and the Russian Intensive ex- .
pletive Tj e !. • .formed a non-existent name, Kije
The obsequious courtiers, fearful of pointing out
to the Gzar the mistake he had made, decided to
invent an officer of that name (as misread by the
Czar). Hence all sorts of comical adventures* •

I. THE BIRTH OF KIJE

ANDANTE - DOPPIO MOVIMENTO

ORCHESTRATION

The orchestration of the first movement conveys

the spirit of Kije. The cornet Is heard first, in the

distance, as L t . Kije approaches. The piccolo and flute

enter next in a v ery jaunty and gay theme and counter-

1 "Program Notes, 11 Victor Recording; M - 4 5 9 *


174

melody. The two instruments are high, and sound snappy

and cocky, as one imagines Kije to be.

Next the horns enter pompously with a m i l i t a r ­

istic rhythm, broadening the picture of Kije. The

piccolo and flute p l a y together again strengthening the

first impression.

. The middle section is scored in the beginning

for woodv/inds and brass with the brass predominating.

Strings, are u sed in this section but are not important.

The trumpets stand out, playing a fanfare which serves

to round out the picture of Kije as a cocky and p o m ­

pous, but likeable, m i l i tary figure.

F ORM

The first movement is in ABA form. Section A

begins w i t h a five measure slow'introduction; the cornet

introduces the following theme heard in the distance,

announcing the approach of L t . Kije'.

TT-fe-f | ( j 1 1 ^ Lt t
175

Section A begins with Theme I played by the

piccolo accompanied by the m ilitary drum. The piccolo

repeats the tlieme which n o w has a counter-melody playod

b y the flute. Theme I and its counter-melody are a l ­

ways hea r d together the rest of the movement.

The oboe plays the second, rather melancholy theme.


176

I with, its counter-melody is heard once

more, and then Section B commences.

Section B can boot be described as a fanfare.

There are two themes in this section.

4 T k « • :

m
In Theme IV the first trumpet enters with the

motive, which is answered by the second trumpet.

,Wlf'Ug* (£

Section B closes with Theme III played b y the oboes

and ornamented b y the first violins.

Section A returns with the playing of Theme II.

Then Theme I and its counter-melody are h e ard together,

and the movement ends with the introductory theme

played v e r y softly in the distance.


177

HARMONY

The interesting phase of* harmony in the first

movement is the changing of key. Changes of key occur

frequently and are abrupt but do not appear awkward.

The sudden change of tonality, in conjunction with the

us e of instruments w i t h a different tone color, is used

for descriptive purposes. This occurs for the first

time after the picc o l o and flute p l a y Theme I and the

counter-melody in major. The horns folloY j immediately

after in D major, w i t h no transitional phrase. The h i g h

woodwinds are alert and jaunty and the horns sound broad

and pompous. The abrupt, unexpected change of key en­

hances the character of the new phrase and emphasizes

the difference b e t ween it and the preceding phrase.

The change of ke y discussed above occurs as follows:


178

Another illustration of an abrupt change of key

is shown below. The change of key occurs once more at

the conclusion of Theme I and its counter-melody in the

piccolo and flute respectively. Strings follow the

woodwinds in this instance, and a similar large jump

occurs in the upper voice. The strings are playing the

same phrase p layed b y the horns, but in another key.

RHYTHM.

In "The Birth of Kije" square, militaristic


A
rhythms are used. The movement is in 4.

Some of the rhythmic patterns are shown below*


£
These are representative. The first pattern is played

b y ithe horns following the presentation of Theme I and

Its counter-melody.

3 V
Tills pattern is used twice "by the upper strings.
The next pattern is heard at the beginning of the

middle section.

Below is the pattern of Theme III, the trumpet fanfare.

COUNTERPOINT

Counterpoint in the first movement is limited

to the use of counter-melodies. Theme I and its counter­

melody have already been shown together in the discussion

of the form of the first movement;


At the return of Section A Theme II is accompanied
,% „
by a counter-melody as follows:
The counter-melody follows the theme closely.

Theme II is heard once more and is expanded,

counter-melody is also extended.


181

II. ROMANCE

ANDANTE, ALLEGRETTO, ANDANTE

FORM

The Romance is in ABA form. Section A serves to

introduce the middle section which is the important part

of the movement.

The theme of Section A is given below.

The theme, played by the string bass, is cumbrous, gro­

tesque and sad. It is taken by other instruments also,

and preludes the main theme of the movement which is in

Section B* The main theme, Theme II, is played by the

tenor saxophone. In the film a solo baritone voice sang

the melody (given below) to these words:


182

Heart be calm, do not flutter;


Don't keep flying like a butterfly*
Well, what has my heart decided?
Where will we in summer rest?
But my heart could answer nothing*
Beating fast in my poor breast*
My grey dove Is full of sorrow—
Moaning is she day and night*
For her dear companion left her,
Having vanished out of sight, ^
Sad and dull has gotten ray grey dove*

Section A returns once more and the movement is concluded.

ORCHESTRATION

The orchestration of this movement very effectively

•creates
&
a most plaintive, dolorous mood. The awkward string

bass is heard lumbering clumsily through a theme which has

much melody and natural grace--the theme taken by the

string bass is ironical. The irony is carried still fur­

ther when the viola plays the theme in a high register

with the string bass. Both Instruments are muted.

Theme I is heard next played by the tenor saxo­

phone, bassoons and horn. Then the celesta takes it in

octaves. The celesta injects a little brightness.

Theme II, the melody sung by the solo baritone

voice in the film, is taken by the tenor saxophone,

which is full-bodied and mellow. The tenor saxophone

substitutes well for the baritone voice and is heard

several times on Theme II.

2
"Program Notes,” Victor Recording M-4 5 9 .
COUNTERPOINT

Counterpoint is used in two ways in the second

movement; first, and mainly, two themes or a theme and

a counter-melody are heard together, and secondly at the

cadences two distinct voices are heard in two instruments

or groups of instruments.

The first of the counter-melodies appears "below

played by the cello against Theme I in the celesta.

~ \(

Against Theme I in the cello appears a counter­

melody in the tenor saxophone that is derived from the

theme. This is shown below.


Theme I in the cello has "been varied. This particular

alteration appears again, played by the cello, "but the

counter-melody is taken this time by the bassoon.

c Them© II is shown below with Theme I. The second

theme is played by the flute at a moderate tempo. The

theme is heard from then on played by the tenor saxophone

at a definitely slower tempo and with a harmonic accompani­

ment.

j. .ZAgf... r. » __
k

Theme'II played by'the saxophone appears at first glance

to be In augmentation to the theme as played by the flute.

The flute is playing in an Andante, and the saxophone in

an Allegretto and appears as follows:

The theme as playbd by the saxophone is not in augmentation,

but is sounded at a slower tempo so that the melody re­

ceives more stress.


185
An example of two moving voices concluding a
phrase is given below*

m m i

The final cadence is contrapuntal, also, and is scored


lightly.

FI. " ...."

■1
cl ITfr.-'—.-fT:~T-
f V f |
.2L»L. __
i IY •
n;J SSH— r— — : ^ P
..:z?

^.A-i „ a U-J
it
g M = = 4 Y ■ ■ y .. “
* 1 t* - :
u
-+..
'ii-f--: •:;=• '... Tfc'"" - -£—• --A---..-
- i
f a

—f y ^
if..
■" ...
■.^1. . -Sr--i— Y :4
?<*»
In the illustration just given the part Moving

from the cello to the viola and last to the string hass

is heard against the clarinet and flute, and finally

just the flute. The shifting from voice to voice of a

theme or melody is a characteristic of Prokofieff1s style

of writing. The melody remains within the same family

of instruments so that the timbre does not change. In

this instance the melodic fragment used is played by

the stringed instruments, and is heard against the

melody in the flute, a woodwind.

HARMONY

The key relationship of the three sections is

as follows: Section A begins in g minor and goes to b^

minor with lowered sixth and seventh. Section B Is in

e*3 minor. The return of Section A is heard in g minor.

The modulations are interesting. The progression

from g minor to b*5 minor is accomplished very simply.

The flute and viola proceed in contrary motion until the

note B^3 Is reached simultaneously by both instruments.

With B
v as the common tone of g and b
i*minor, the section

continues In the latter key.

The last four measures of Section A are in g

minor. The final chord B^DF is a III chord in g minor


V\
and becomes the dominant of e minor. This transition

is reached melodically and is accomplished quickly.


Section B is in e*° minor until the end when the key b e ­

comes major*

The final modulation is orthodox* The tonic chord

of major becomes a VI chord in g minor. The movement

ends in the key of g minor.

Other phases of harmony in this movement are quite

simple. The chords are simply constructed; the pro-



gressions are apt to be modal.

RHYTHM

4 '
The second movement is written In a regular 4,

commonly used by Prokofieff. The rhythm is alsojpegular.

Melody and a descriptive orchestration are the two im­

portant elements of the movement.


III. KIJE*S WEDDING

ALLEGRO FASTOSO

FORM

The third movement is built upon the design AB

ABA. ,fA" is a short phrase serving to introduce and

conclude Section B. The theme of Section A, played by

the brasses, is shown below.

The main theme of Section B Is a happy, fatuous

melody played by the cornet. The first time Section B

is played Theme II Is accompanied mostly by brass and

woodwihd. At the return of nB rf an important counter­

melody is played by the strings.


189

K i j e fs melody is also heard*in Section' B. This

is Theme III played by the tenor saxophone.

Sections A and B return once more, and then the

movement closes with. Section ftA f’.

ORCHESTRATION

Theme I of Section A is played by the brass, and

sounds pompous, impressive. The bass drum and cymbals

enter at the cadence making the theme sound more pompous.

The very ordinary melody played by the cornet

sounds intentionally sentimental ajid banal. It stands

out very clearly played by the cornet. Theme III, which

is Kije's theme heard before as Theme II in the first

movement, is always played by the tenor saxophone.

Strings are not used much in this movement. The

military character is preserved by extensive use of the

brasses supported by the woodwinds.


RHYTHM

The rhythm is regular and in duple time,

COUNTERPOINT

The counterpoint of the third movement is

characteristic of Prokofieff1s contrapuntal style;

in general, it is based upon the combination of in­

dependent melodies. In this movement, l,K l j e fs Wedding*',

a theme and counter-melody are heard together and have

the same character. At other times two themes, with

their differing characters, are heard together. This

is a means used by Prokofieff to indicate the assoc-


a
iation of heterogeneous elements as in the rAlexander

Nevsky Cantata", *Battle on Ice1. jTwo opposing armies

in battle are indicated by the simultaneous use of their

respective themes.

The counter-melody of Theme II is played first

by the clarinet, and then by the flute, as follows;


191

/2S?, C\.
i

M y
.jw

The shifting from voice to voice of a melody occurs in

the counter—melody• An inflexible rule of this device

is that instruments of the same group or family must

he used. In this instance two soprano woodwinds are used;

namely, the clarinet and flute which have a very similar

quality of tone.
At the return of Section B Theme II has another

counter—melody which is treated in the same way. Strings

are used.
192

HARMONY

' The harmony of the third movement is extremely

simple. Major keys and harmonies are used except for

K i j e fs theme which is minor. 4

-The cadence at the end of Section A should be noted.

i
Since Section B continues in E major, the cadence is

not a modulation. The tonic chord has an added sharped

four and goes to the dominant chord, making a half

cadence. The movement ends the same way.


IV. TROIKA

MODERATO, ALLEGRO CON BRIO

The troika is a Russian sleigh, and throughout

the movement one hears the bells of the sleigh against

the main theme, which is a Russian tavern song. In the

film a solo baritone voice sings the song which in the

suite is played by a tenor saxophone, two bassoons and

the cellos. The words of the song are quoted below.

A woman1s heart is like an inn:


All those who wish go In,
And they who roam about
Day and night go in and out.

Come here I say, come here I say,


And have no fear with me.
Be you bachelor or not,
Be you shy or be you bold,
I call you all to come here*

So all those who are about


Keep going in and coming out, „
Night and day they roam about.

® "Program Notes,” Victor Recording M-459.


FORM

The fourth movement is in two sections, as indi­

cated by the tempo markings* The moderato presents

Theme I, which is heard also,in the allegro.

In the moderato the theme is carried by many different

instruments in phrases. In the allegro it is not

shifted from voice to voice.

In the allegro, or second section, three themes are

heard in addition to Theme I, which is heard first. Theme

II, shown below, is Kije*s theme in a variation.


In the fourth movement the theme always appears as

shown above, played pizzacato by the violins.

Theme III is always played by the trombones and

is a subsidiary theme.

Theme IV, heard in the tenor saxophone and bassoons,


is more prominant than the third theme, having more of a
f
melodic character.
197

ORCHESTRATION

Throughout the allegro one hears the sleigh bells

of the troika with the main theme (Theme I) which is

played by the tenor saxophone, bassoons and cellos, and

with K i j e fs theme (Theme II), which is played pizzicato

by the violins. The sleigh bells are reinforced by the

tambourine and triangle, sounding very gay and spirited.

With a fast tempo, and together with the sleigh

bells and tambourine, Kije*s theme sounds very animated,

interpreted as it is by the strings.

The trombones are heard on Theme III. Theme IV

is always played by the tenor saxophone and bassoons.

The saxophone and bassoons blend well together producing

a tone of reed quality yet with mellowness.

COUNTERPOINT

In the f,Troikafl the themes are heard in succession.

In the latter half of the allegro against Theme I a

melodic figure Is shifted back and forth between the

first violins divisi. This appears as follows:


Otherwise the themes are not developed contra­

puntal ly*
HARMONY

Two keys occur in the fourth movement: Section A

begins in D major and proceeds almost immediately into

B*5 major* S'ection B starts in D major with no trans­

ition" from the preceding key* The entire section is in

D major except for the conclusion, four-measure phrase

in B*3 major* The modulations which are used will be

discussed below with an example of each*

The first modulation, occurring in Section A,

is shown below. The theme is in the top voice and is

altered chromatically.

This is a modulation to an unrelated key by means of an


1>
altered chord. The harmonib alteration is in the last

chord of the first measure. The D major I moves to its

VI, a major chord with flatted three and six. The


# •' V)
altered major VI chord of D major becomes I in B major.
200

The note ,fA ,? is used as a pedal, not only in

Theme I but also in the second theme. This makes the

VI or I chord a seventh chord, and the IV a IV with

added fourth.

The modulation at the conclusion of the fourth

movement occurs in the following way:

Again this is a modulation to an unrelated key by means

of an altered chord. In this instance also, the harmon­

ic alteration is in the last chord of the first measure.

The D major I moves to its vii chord with b2 and b7.

The chord has no fifth. The altered vii of D major be-


V*
comes the ii chord of B maijor.

RHYTHM
2
The rhythm is a square 2 or I, maintaining

duple rhythm throughout the movement.


201

V. BURIAL OP KIJE

ALLEGRO MODERATO

FORM
x ^
XO
The fifth movement is actually a review of K i j e rg

brief existence and contains no element of sadness,

K i j e !s fellow officers being most happy to get rid of

this fictitious character.

The form of the movement has a mosiac quality due

to the use of all the themes heard previously in the

other movements, conveying a series of pictorial images.

However, in a very broad sense, the movement has two sec­

tions, the second beginning with the contrapuntal use

of the themes. The tempo is also slower.

Below are the themes in the order of their appear­

ance in the fifth movement. Theme I is the theme used

in the first movement to indicate the approach of Kije.

It is also the first theme of the first movement.


202

Theme II, the second theme of the first movement, is

Kije's theme.

I
•tlf
Theme III, from the second movement, is the theme of

K i j e ^ romance.

i
§) , j. . M ? t i i ? -±^
The last theme, ’IV, is Kije1s wedding theme from the third

movement.
These themes are heard separately in the order

given, and then contrapuntally. The movement closes

with Theme I heard softly in the distance.

ORCHESTRATION

The fifth movement is a review of K i j e ’s exis­

tence, For this reason the themes appear as they were

orchestrated in the preceding movements so that the

same pictorial images will he recalled.

Theme I, telling of the approach of Kije, is

played alone by the cornet In the distance, as it

occurred in the first movement, "The Birth of Kije".

Theme II, K i j e ’s theme, is played next by the clarinet.

The accompaniment Is light, consisting of the strings,

as in the first movement. The tenor saxophone plays

K i j e ’s theme next. In the third movement, "Kije’s

W edding”, the tenor saxophone is the only instrument

to play the theme.

Theme III, the romance theme, is played In the

f if thmovement also In the high register of a bass in­

strument. In the second movement the theme is played

by the string bass, in the fifth movement by the horn

and by the tuba. Later violins and high woodwinds take

the theme.
The last scene to he recalled, of course, is

K i j e Ts wedding. Theme IV, the wedding theme, is played

first by the cornet and next the trumpet in the fifth

movement as in the third (ffK ije,s Wedding?1). In both

the third and fifth movements the strings take the

theme afterward in a'.variation.

*
COUNTERPOINT

Counterpoint i-s an important element of the fifth

and final movement. For the most part the counterpoint

is limited to the playing of one theme against another.

*
However,9 Theme IV is heard twice with the same counter-

melody in the strings which was heard in the third

movement.^

The juxtaposition of the themes occurs in the

following ways:

Themes III and IV, the romance and wedding themes,

are played together by the violins and cornet, respect­

ively.

:
4 See page m •
The orchestration of these two themes varies so that

they are played together by the upper woodwinds on

HI and the trumpet on Theme IV.

Themes III and IV are also played together by the

trumpet and first violins respectively, with a very

clever alteration of Theme IV and the characteristic

shifting from voice to voice of the theme. This occurs

in the following manner:


206

Theme IV shifts from one voice to the other in the violins

with the melodic line indicated by accents* When accents

occur in both voices the melody is in the higher voice.

HARMOHY AND RHYTHM

The harmonic background of the themes in the

fifth movement is consistent with the harmony of the

themes as they appeared in the preceding movement.

Major tonalities are used, and the general impression

is happy and gay, or carefree.

The rhythm is also derived from the other move­

ments as it is used in the themes and accompaniment.


CHAPTER IX

COMPARISON

FORM

As has already been discovered by preliminary

reading, Prokofieff has made no innovations in form. How­

ever, form in absolute music written by Prokofieff differs

from form in his program music. As Prokofieff has remarked

regarding form in opera, the form depends upon the story.

This opinion is apparent in Alexander Nevsky and Lit. K i .1e .

The fifth movement of N e v s k y , nBattle on I c e 1', and the fifth

movement of Lt. Ki 1e , r,Burial of K i j e !f, are a series of p i c ­

torial images. The r e s u lting form of each has a mosiac

quality.

In absolute music the form Is ordinarily si/nple and

clearly defined, as in the Second Violin Concerto. However,

the Seventh Piano Sonata in its first movement provides a

definite exception to such a general statement. The form

of this movement, although clear, does not fit into any

well-established pattern and therefore is subject to n u m ­

erous interpretations as to type of formal structure. The

second and third movements are heard in regular formal p a t ­

terns .
208
MELODY

All of Prokofieff's melodies are very distinctive.

They are simply constructed but are characterized by abrupt

large leaps, as in the second theme of the first movement of

the 0 Minor Violin Concerto and the third theme of the first

movement of the Seventh Piano S o n a t a , Also, the melodic

phrases are often extended. Two characteristic examples of

extended phrases are, Theme I of the second movement of the

violin concerto and Theme III of the first movement of the

piano sonata.

In developing his themes, Prokofieff ornaments them

by placing them in octaves or outlining the harmony between

the notes of the melody or changing the rhythm slightly by

using repeated triplets. Examples of the ornamentation of

themes are, the third theme, second movement of the violin

concerto and the first theme of the first movement of the

violin concerto which appears in three variations including

the rhythmic alteration last mentioned.

Aside from the technical aspect of Prokofieff's m e l o ­

dies, it is necessary also to note the varying characters

which they assume. For example, in Alexander Nevsky Can­

tata the melodies have medieval and folk qualities while

in the Lt. Kije Suite a grotesque element prevails. The

descriptive qualities of P r o k o f i e f f ’s melodies are found

m o s t l y in program music. In absolute music the melodies

have a contrapuntal character, as in the violin concerto


and piano sonata.
Certain of Prokofieff»s melodies are remarkable

for their unusual lyricism. Such melodies are the beau­

tiful Russian theme played by the strings in the middle

section of the third movement of Ale xander Nevsky and the

song of the sixth movement ("Field, of the Dead.11) of the

same work# -*-n program music the outstanding characteristi

of the construction of these melodies is that they are

modal *

RHYTHM

Rhythm in the four compositions analyzed is gener­

ally regular and clear-cut. However, the violin concerto

and piano sonata in their third movements contain very

interesting irregular rhythms. The third movement ofthe


3* 2 3 2
concerto varies from a 4 to 2, 4, 2 etc. The coda is in
5
4. The third movement of the sonata is even more interes-
7
ting. It is written in 8 and has two constant rhythmic

patterns based upon a phrase length of seven beats.

ORCHESTRATION

The orchestration of the concerto is subdued to

allow the solo violin sufficient latitude for dynamics.

It is in program music that Proko f i e f f fs genius for orch­

estration stands out. The orchestration is always highly

colorful and descriptive in the A1 exander Nevsky Cantata


210

and Lt. K i .]e Suite. The orchestration in Nevsky is especial­

ly fine. The Teutonic Knights and the Russians are both

well represented by the orchestration. Lt. Kije and his

activities are also adequately described.

HARMONY

Chords used by Prokofieff generally are simple but

are associated in an unexpected manner. The harmonic ac­

companiment of the second theme, first movement of the

violin concerto, and the harmony of the first movement

of Alexander Nevsky are typical examples. There are many

other similar examples, as this is characteristic of most

of P r o k o f i e f f 1s compositions. However, one- extreme ex­

ception to simple harmony is that of the Seventh Piano

Sonata which is highly chromatic, almost atonal.

The most important elements of P r o k o f i e f f ’s music

are form, melody, and orchestration. Nevertheless, hish

rhythm is occasionally extremely interesting and dynamic,

as is his harmony. F o r m is important as the framework

for his musical ideas. P r o k o f i e f f ’s melodies, some g r o ­

tesque and satirical, tend more and more to be lyrical.

The melodic themes are presented in all manner of moods

by the orchestration, and Prokofieff is successful in

any musical form. His nationalistic spirit is seen in the


choice of subject matter and the use of Russian folk

melody. This does not make him a better or worse composer

it is merely characteristic of all Russian composers who

are living in the Soviet Union and this influence can be

traced in all modern Russian music.


212
Conclusion

No attempt has been made to trace form historically

up to Prokofieff and to indicate the relationship between

his music and that of the past except perhaps incidentally.

However, an effort has been made to analyze form

as it occurs in P r o k o f i e f f Ts music, or in the four compo­

sitions selected for this study, and to analyze all the

other component parts of the music and to determine the

relative importance of each part in the musical structure

of each work.

It has been f o u n d that the value of the various

parts of the musical structure such as form, counterpoint,

and harmony, varies according to the composition. For

example, in the cantata and suite form plays an- inciden­

tal part for the following reason. The music is descriptive;

themes are used to portray action and as a result the

form is apt to have a mosaic quality with the interplay

of themes.

The following conclusion has been drawn: that p r o ­

gram music has little f orm as written :by Prokofieff, but

melody and orchestration, and rhythm and harmony play an

important part. To reverse the picture, in absolute

music form is very important and orchestration m u c h less so.


213

Judging from b o t h the background reading and the

analyses, it is the writer's opinion that Prokofieff is

one of the finest composers of Russia, but that his skill

especially in formal structure and orchestration, is shared

by m a n y of the better Russian composers. His melodies,

however, are unique for their originality and character

whether grotesque or lyrical.


BIBLIOGRAPHY
215

BIBLIOGRAPHY

A. BOOKS

/
Abraham, Gerald, Eight Soviet Composers* y
London, New York, Toronto: Oxford
University Press, 1943.

A slight sketch of life of each composer,


analysis of characteristics of composers,
analysis of several compositions of each.

Boelz, Prof. Igor, Handbook of Soviet Music i a n s .


London: The Pilot Press, Ltd., 1943.

Short articles on m any composers. Good for


a brief survey.

Brockway, W. and Weinstock, H . , Men of M u s i c .


New York: Simon & Schuster, 1939.

No material on Prokofieff. Article on Stra­


vinsky.

Ewen, David, e d . , The Book of Modern Compos er s.


New York: Alfred A. Knopf, 1943.

Biography article b y Prokofieff. Article by


Stravinsky.

________ , Composers of ^ o d a y . New York: H. W.


Wilson Company, 1934.

________, Twentieth C entury Composers. N e w York:


Thomas Y. Crowell Company, 1937.

Article on page 117. Bibliography on


Prokofieff, page 291.

Goetschius, Percy, Homophonic Forms of Musical


Compositions* New York: G. Schirmer, 1915.

Ikkonikov, A., M y a s k o v s k y , His Life and W o r k .


N e w York: Philosophical Library, 1946.
216
Montagu-Nathan, M . , A History of Bus si an M u s i c .
London: William Reeves, 1914.

Glinka up to Stravinsky--nothing on Prokofieff.

Moore, Douglas, From Madrigal to Modern M u s i c .


New York: W. W. Norton & Co., Inc., 1942.

Cantata form.

vOSFe styev, Israel, Sergei Prokofieff. New York:


Alfred A. Knopf, New York, 1946.

Much material.

B. PERIODICAL ARTICLES

'’Composer, Soviet S t y l e ”, T i m e , 46, November 19, 1945,


p. 57-8.

Cowell, Henry, "Conservative Music In Radical R u s s i a , ”


New R e p u b l i c , 59:339-41, August 14, 1929.

Attitude of the state toward musical activities in


Russia.

Engel, G., "Views and R e v i e w s , " Musical Quarterly, 10:


622-33, October, 1924.

Very slight mention of Miaskovsky and other contemp­


orary Russian composers— amusing, disparaging article.

Fairbank, Janet A., "The Love for Three O ranges,” New


R e p u b l i c , 29:282, Feb. 1, 1922.

Criticism favorable. Boris Anisfeld did scenery and


c o stumes.

Fleisher, E* A., "Music in Present Day Soviet Russia,”


E t u d e , 49:695-6, 774, Oct.-Nov., 1931.

Program for music in Russia as set forth by the Soviet,


government.
217
Gates, W. P., "Music of Soviet Russia, " E t u d e , 50:1-38,
February, 1932.

Music under Soviet Communistic Regime. No material on


Prokofieff.

"Gallery of Musical Celebrities," E t u d e , 47:583-84,


August, 1929.

Biographical sketch of Prokofieff, important compo-


si t i o n s .

Gliere, Reinhold, "Music Maintains Its Pace Under S i ege,"


Mus i c i a n , 47:43, March, 1942.

Good article on folk, music, especially G l i e r e 1s


Compositions.

Gnessina, E . , "Russian Music School in War Time,"


M u s i c i a n , 47:154, November, 1942.

Graduates of Moscow Conservatory.

"Good Music Survives the Test of Social Revolution",


Current O p i n i o n , 67:100, August, 1919.

Nothing on Prokofieff. No pertinent material.

Hammond, Richard, "Ballets Russes, 1928, " Modern M u s i c ,


6 ^To. 1:25-28, November, 1928.

________ , "Viewing Les Noces in 1929," Modern M u s i c ,


6 No. -3: 19-25, March, 1929.

Excellent analysis of Les Noces of Stravinsky.


Mentions P r o k o f i e f f 1s Le Fas d'Acier.

Henderson, W. J . , "Love For the Three Oranges, Criticism",


The Independent, 108:227, March 4, 1922.

Unfavorable to Prokofieff. Anisfeld 1s scenery very


good.

Hill, E* B . , "Russian Nationalistic Composers," Etude,


59:590, 675, 739, 815, Sept.-Dec., 1941.

Kail, A., "Nationalism in Russian Music," Art and


Arch a e o l o g y , 13:78-82, February, 1922.

No pertinent material.
218
Kernochan, Marshall, ”Pas d ’Acier; Criticism,” Outlook,
158:60, M a y 13, 1931.

Kozlenko, W. , ’’Soviet Music and Musicians,'1 Musi cal


Quarterly, 23: 295-305, July, 1937.

Excellent article on contemporary musicians and


different schools in Russia; influence of Soviet
Russia on composers; new forms of types of music.

Lakond, Vladimir, ’’Musical Activities in the USSR, ”


E t u d e , 51:586, September, 1933.

Soviet R u s s i a ’s music program basis#: means of ful­


filling it, etc.--schools, radio, phono., films,
opera, etc.

Lourie; A., ’’Russian School,” Musical Quarterly, 18:519-29,


October, 1932.

Historical account.

Martens, Frederick H., ’’Modern Russian Pianoforte Sonata,”


Musical Quarterly, 5:357-63, July, 1919*

________ , ’’Some of R u s s i a ’s Young Barbarians in A r t , ”


Literary D i g e s t , 59:28-9, November 16, 1918.

Mendel, ’’Two Kinds of Radicalism”, N a t i o n , 136-216,


February 22, 1933*

’’Music Under the Allies", M u s i c i a n , 47:10-11, January, 1942.

The care of the Soviet composer by the Soviet govern­


m e n t — works published, paid for, performed, etc.

Nabokov, N . , ’’Music in the U S S R , ” New Republic, 104:436-8,


469-71, Mar c h 31-April 7, 1941.

Discussion of the use of f o l k melody in works of


Russian composers; criticism of Russian music.

________ , ’’Sergei P rokofieff,” Atlan t i c , 170:62-70,


July, 1942.

Discussion of Prokofieff»s style, melody, harmony,


counterpoint, orchestration, rhythm.

\
Pettis, A., "Music in Russia Today, " New Republic, 72:73-4
August 31, 1932.

Music composition in Soviet Russia. D a v e d e n k o ’s opera


1 9 1 9 ,- S h o s t a k o v i t c h ’s October for full orchestra and
p e o p l e ’s chorus, words by proletarian poet, Besymensky
No material on Prokofieff.

"Portrait," O u t l o o k ,142:238, February 17, 1920.

Performance of P r o k o f i e f f ’s Third Piano Concer to by


composer m t h Boston Symphony Orchestra, Koussevit-
sky conducting.

Prokofieff, S., "War Years; Autobiography," Musical


Quarterly, 30:421-7, October, 1944.

Film work, folk music, suites, sonatas, operas,


ballets, Fifth Symphony, Interesting article.

"Prokofieff’s Voice is Cosmopolitan, His Theme is the


Spirit of Russia," Newsweek, 26:82, November 19, 1945.

Rosenfeld, Paul, "Newer Russian Music, " New Republic,


75:289-90, July 26, 1933.

Stravinsky and Prokofieff as reactionaries. Criti­


cism of S h o s takovitch’s May Symphony as banal, u n ­
convincing. Criticism of M o s s o l o v ’s atonal string
quartet. Favorable comment on M i a s k o v s k y ’s string
quartet, Op. 33, No. 2. Miaskovsky as one with
Prokofieff and Stravinsky.

Sabaneyev, L., "Musical Tendencies in Contemporary Russia,'


Musical 'Quarterly, 16:469-81, October, 1930.

Fine discussion of Soviet music program for the


proletariat--criticism.

________ , "Russia’s Strong Man," Modern M u s i c , 6 No. 2:3-9,


March, 1929.

Analysis of characteristics of Prok o f i e f f 1s music.

Saminsky, Lazare, "Russian Composers in R e v i e w , ” Modern


M u s i c , 5 No. 2: 36-38, January, 1928.

Review of book written by Leonid. Sabaneyeff--


Modern Russian Composers.
Slonimsky, N., "The fUgly D u c k l i n g 1 of Russian Music,"
Christian Science Monitor Magazine, January 27,
1945, page 7.

Russian taste for fantasy in folk tales, etc.--


U g l y Duck l i n g ; Alexander N e v s k y ; Seven They are Seven

Smith, Wilson G-., "Russia in Music," Etude, 42:20,


January, 1924.

Russian music nationalistic, racial characteristics,


influence of climate and geography, living conditions
on people and their music.

Sokoloff, N . , "Squaring the Triangle," Theatre Arts


M o n t h l y , 14:949-955, November, 1930.

Criticism of the Soviet music program.

________ , "Symphonic Music in Soviet R u s s i a , "


Musical Quarterly, 17:219-26, April, 1931.

Commentary on symphonic music under Communistic


Soviet regime.

Swan, A* J. , "Present State of Russian Music,"


Musical Quarterly, 13:29-38, January *27.

Article covers Stravinsky, Prokofieff, Rachmaninoff,


Medtner, Scriabin, Miaskovsky.

________ , "Russia and Modern Music, u Yale R e v i e w ,


15:126-140, October-July, 1925-26.

Discussion of Moussorgsky and his operas, Debussy


and Schoenberg. Liadov and his songs; Stravinsky,
Prokofieff, Scriabin and Medtner.

"Symphonizing," N e w s w e e k , 11:25, January 3, 1938.

No ^ettinent material about Prokofieff.

Tiersot, J . , "Russian Composers as Described by Them­


selves," Musical Quarterly, 7:376-98, July, 1921.

The big five.


221
"Terrible Infant of Russian Music Finds Refuge in A m e r i c a , "
Current O p i n i o n , 65:371, December, 1918.

"World and the Theatre; Campaign Against Musical Illiteracy, t!


Theatre Arts M o n t h ly, 15:93, February, 1931*

Soviet Music program.

"Young R u s s i a , ” T j m e , 31;46-8, April 4, 1938.

Recent compositions in favor in Russia and some of


their composers.

C. EMCYCLOPEDIA ARTICLES

Apel, Willi, Harvard. Pictionarv of M u s i c .


Cambridge"^ Mass. : Harvard University Press, 1944.

Prokofieff under "Russian M u s i c 11— one paragraph


in all. Discussion of suite, cantata'.

Grove, Sir George, Dictionary of Music and M u sicians. Vol. I.


Philadelphia, Pa. :..Theodore Presser Co. , 1916.

Parry, H . , "Cantata," page— 457. Story and description


of cantata--good article.

________, Dictionary of Music and M u sicians, VQi. 5.


London: Macmillan and Company, Ltd., 1928.

Aldrich, R . , "Symphony, Influence of Nationalism",


pages 238-240.

________, Dictionary of Music and M u s i c i a n s V0 i. 4 #


London, Macmillan and Company, Ltd., 1940.

Blom, Eric, ,rProkofieff. " p. 258.- Unfavorable


criticism of Prokofieff.

Pratt, W. S., editor, The Few Encyclopedia of Music and


M u s i c i a n s , New York: Macmillan Company, 1924.

Paragraph on Prokofieff, page 663.

Scholes, Percy A., The Oxford Companion to M u s i c ,


London, Mew York, T o r o n t o : Oxford University Press, 1938.

Article on analysis of Prokofieff*s style, page 759.


222

Thompson, Oscar, editor, G-reat Modern Composers, N e w York:


Dodd, Mead and Company, 1941*

Article on Prokofieff by Nicolas Slonimsky, pages 209-223.

, International Cyclopedia of Music and Music i a n s .


Dodd, Mead, and Company, 1943•

Article on Prokofieff b y Slonimsky.

Vodarsky-Shiraeff, Alexandria, Russian Composers and


M us i c i a n s , A Bjographical Pictionary. New York:
H. W. Wilson Company, 1940.

One paragraph on analysis of Prokofieff fs works.

Wier, Albert, editor, The Macmillan Encyclopedia of


Music and M u s i c i a n s . New York: Macmillan Company, 1938.

Unfavorable article on Prokofieff, presumably by A. E.


Wier.

D. NEWSPAPER ARTICLES

" ’Alexander N e v s k y 1 in Premiere March 7", New York Times,


1943, F 19, 22:4.

Story of cantata and outline of composition. Article


short, good.

Bonavia, P., "First Violin Concerto Played by Szigetti."


New York T i m e s , 1932, P 28, VIII, 7:3.

adverse criticism of concerto p^assed as brilliant,


but n o t pertinent or very comprehensible.

, "Prokofieff and Modern Works In L o n d o n , " New York


T i m e s , 1938, P 20, XI, 7:3.

P r o k o f i e f f *s "Romeo and Juliet" suite and a violin con­


certo performed in London. Not much information given.
223

"Credo of Soviet Composers" New ^ork Times, 1937, June 27,


X, 5:8.

Union of Soviet Composers examined Sftostakovitch*s


Fourth- Symp h o n y . Explanation of Soviet aims in music.
Concerto every month devoted to one composer who ex­
plains musical aims. Good article.

Downes, Olin, "Changes in the S o v i e t • Shostakovitch Affair


Shows Shift in Point of View in the U S S R , " New York
T i m e s , 193b, Ap. 12, IX, 5:1.

Follow-up article to one by Radamsky in New York T i mes,


1936, Ap. 5, TX, 5:4. Very good article.

, "Koussevitsky Gives Proko f i e f f ’s Works,", New York


T i m e s , 1930, F 8, 13:1.

Review of "Scythian Suite and Prokofieff's Second Piano


Concerto.

________, "Modern— Symphonies Shorter and Scored for Fewer


Instruments," New Y ork T imes, 1934, June 10, IX, 5:1.

Revolution in instrumentation a n d orchestration. Sym­


phonies shorter. Good article.

_______ , "Prokofieff Heard in his Own Works, " New York Timers,
1933, January 20, 20:1.

Slight analysis of last two movements of Third Piano


Concerto and discussion of suite derived from Proko­
fieff 's opera The O a m b l e r .

, "Prokofieff Speaks," New York Times, 1930, F 2,


VIII, 8:4.

Prokofieff on counterpoint and its limitations, on


melody.

_______ , "7th Sonata: Prokofieff's New V/ork for Piano


Played by Horowitz at Consulate," New York T i mes, 1944,
January 16, II, 5:1.

Analysis of each movement regarding construction, h a r ­


mony, thematic development character.
224

"First Perf orm & nc e of 7th Sonata in U.S.," Few York Times,
January 12, 27:3..

Horowitz plays before select group of musicians.

Hall, Raymond,' "Prokofieff in Milan," New York Times,


1934, April 1, 7:3.

Mention made of concert in Milan, but no details.

Ma g i d o f f , Robert, MA Report on Prokofieff, " New York


T i m e s , March 25, 1945, II, 5:5.

Marquis, Francis, "Prokofieff Film S c o r e , " Few York T imes,


1941, A.ugust 24, IX, 5:4.

Alexander Nevsky score.

"Moscow Philharmonic Orchestra Gives Concert," New York


T i m e s , 1937, March 14, VI, 5:3.

Program of Moscow Concert. P r o k o f i e f f fs Overture in


Russian Style performed. No other information.

"Music Festival in Russia~-4th Evening," Few York T i m e s ,


May 25, 25:1.

Prokofieff Classic Symphony played. Shostakovitch


suite for ballet The Golden A g e , Glazounov violin
concerto played. Irma Younsern sang folk songs of
minor nationalities. Article short, Interesting.

"Few Music for 20th Anniversary of. the Revolution," New


Y o r k T i m e s , 1937, July 20, X, 5:3.

List of composers and.compositions for Soviet Jubilee,


Prokofieff--three marches f o r .wind,orchestra, etc.
Very interesting.

"News of Soviet Russia", Few York Times, 1942, November 22,


VIII, 6:1.

Current musical activities discussed. Festival of Music


of Central .Asiatic republics of Soviet held. Discussion
of music based on f oik themes. Very Interesting short
article.
225

Pakenham, Compton, ’’Newly Recorded Music--P r o k o f i e f f -Concerto


N o * 3 in C, Opus 25, for Piano, ” New York T imes, 1932,
October* 30, IX, 8:1.

Adverse criticism of concerto.

________, ’’Record Reviews — Prokofieff* s Piano Concerto No. 3,


b y London Symphony with Composer at the Keyboard, rl New
Y ork Tim e s , 1933, April 30, IX, 5:3.

Victor recording--an indifferent review.

’’Philharmonic at M e t r o p olitan,n New York Times, 1933,


January 23, 10:5.

Announcement of concert of Prokofieff*s works given at


Metropolitan with Bruno Walter and Philharmonic.

Prokofieff, S., nNew Works of Soviet Composers1’ New York


T i m e s , August 9, 1942, VIII, 5:3.

Use of folk-lore of North Caucasus b y Myaskovsky and


Prokofieff. Also by other composers.

, ”0n M u s i c ’s War R o l e , ” New York Times, January 2,


15:2.

List of own and other composers* works based on the war


against Germany. Interesting article.

’’Prokofieff and Simplicity,” New York Times, 1932, ? 28,


VIII, 9:5.

Prokofieff says simplicity n e w order of the day.

’’Prokofieff Completes Cantata for S o v i e t ’s 20th Anniver­


s a ry , ” New York T i m e s , 1938, P. 13, X, 7:7.

Instrumentation--4 instrumental and 2 choral groups,


about 500 performers in all. Interesting article.

Prokofieff, S. , ’’Prokofieff Hails Life of A rtist in


S o v i e t , ” New York T i m e s , 1938, P. 5, II, 1:5.

Financial position of composer in Soviet; his sources


of income.
226
"Prokofieff is Honored," New York Times, 1958, I1. 7, 10:6.

Performance of his works--program given.

"Prokofiefffs Hew Ballet", New York Times, 1935, July 28,


X, 5:8.

Romeo and Juliet almost completed. Source of material


Italian, ante-dates Shakespearefs drama. Prokofieff at
work on Lt. K j j e , violin concerto and piano pieces called
Thought s .

"Prokofieff on Soviet Audience," New York Times, 1933,


May 14, IX, 5:7.

Russian audiences, two-thirds of which are workers,


are remarkably appreciative. Exchanges of contemporary
music between Russia and other countries facilitated by
Prokofieff.

"Prokofieff Performed New Piano Concerto with Berlin Phil­


harmonic, " N e w Yppk T i m e s ,1952, No. 27, IX, 8:4.

Pifth Piano Concerto in G major in five movements. A


criticism of each movement, balance between piano and
orchestra. Interesting but very short article.

"Prokofieff Piano Soloist in Concert Devoted to His Own


Works," New York Times, 1938, R. 6, X, 7:5.

Announcement of forthcoming concert to be given by


Detroit Symphony Orchestra under Victor Eolar, Feb.
11, 1938.'

"Prokofieff Recitals," New York T i m e s , 1937, January 3, X, 6:3.

Prokofieff composing incidental music for Pushkin centenary.

Prunieres, Henry, "New Prokofieff B a l l e t , " New York T i mes,


1927, June 26, VIII, p. 4.

Return to classic forms.


227

Radamsky, Sergei, "Soviet Direction in Music, M Mew York


■* T i m e s , 1936, April 5, IX, 5; 4.

Explanation of the famous attack on Shostakovitch and


denunciation of formalism. Very good article.

Rapp, Charles H . , "Hew 'works Heard in Moscow, " New York


Times, 1943, October 24, II, 5:1.

P r o k o f i e f f fs Quartet on Kabardiro-balkarian themes.


Interesting mention of ethnic groups in Russia. Shos-
takovitch Quintet for Piano and Strings. Good article.

Shostakovich, D., "Stating the Case for Slavonic Culture;


Soviet Composer Examines Meaning and Roots of P e o p l e ’s
Music," New York Times, 1942, July 21, VIII, t>:5.

Article on Moussorgsky, T s c h a ikovskyTs place, kinship of


Slavonic music with the people, Russian music schools,
Russian culture. Interesting article, propaganda.

"Six Composers D e c o r a t e d," New York Times, 1943, November 7,


II, 5: o.

No information on Prokofieff besides announcement of


ihonor. Prokofieff, Miaskovsky, A. Alexandrov, S.
Vasilenko, Scherbachev and Shaporin decorated. Folk
music discussed.

"Trying Out Soviet W o r k s , " New York Times, 1943, April 11,
'II, 5:3.

Soviet Art Committee's Music Department to listen to


War and Peace opera, Story of a Boy Who Remained U n ­
known cantata and Seventh Plano Sonata by Prokofieff.
Information about other works already heard of other
composers.

Вам также может понравиться