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Turning the Analysis around: Africa-Derived Rhythms and Europe-Derived Music Theory
Author(s): Jay Rahn
Source: Black Music Research Journal, Vol. 16, No. 1 (Spring, 1996), pp. 71-89
Published by: Center for Black Music Research - Columbia College Chicago and University
of Illinois Press
Stable URL: https://www.jstor.org/stable/779378
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TURNING THE ANALYSIS AROUND:
AFRICA-DERIVED RHYTHMS AND
EUROPE-DERIVED MUSIC THEORY
JAY RAHN
JAY RAHN is associate professor and music coordinator, Fine Arts Department, Atkinso
College, York University. His writings include A Theoryfor All Music: Problems and Solution
in the Analysis of Non-Western Forms (University of Toronto Press, 1983) and, with Edi
Fowke, A Family Heritage: The Story and Songs of LaRena Clark (University of Calgary Pres
1993).
71
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72 BMR Journal
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Rahn * Turning the Analysis Around 73
(1968, 24), and Marshall Steams (1956, 142) traced such 3+3+2 patterns to
African musical traditions. Don Knowlton (1926, 581), quoting an
unidentified African-American guitarist, had used the expression "sec-
ondary rag" for rhythms of this sort. Shortly thereafter, Aaron Copland
(1927, 10-12) noted that the temporal organization of these "foxtrot" pat-
terns contrasted with Europe-derived practice, suggesting unsyncopated
measures of I, ], and A as notationally preferable to syncopated measures
of t. Referring to the basic pattern of three syncopated tones within four
quarter-note beats, Sargeant designated these rhythms "three-over-four,"
and like later analysts traced them to Africa, crediting this important hy-
pothesis to the much earlier, prodigious investigations of Nicholas J. G.
Ballanta-Taylor (1922).1
b. Close variants
J. J f J J bJ. JJ m; J
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74 BMR Journal
the attack of the second dotted quarter can be considered to be both pre-
pared and resolved texturally if the part containing the 3+3+2 rhythm is
accompanied by another portion of the texture that has notes starting on
the second and third quarters-as in a walking bass line in swing and
later styles, a stride bass in piano rags and other march-related forms, or
steady strumming in quarters by banjo or guitar in New Orleans, Chica-
go, and other early jazz idioms (see Fig. 2).
Quarter-note pulsation J J J J
Combined rhythm J J
2. Such inferrable pulses, which can be "generated" in theory via a modal axiom, e.g.,
along the lines of Jay Rahn (1978), could be considered to correspond to the metronome
sense in ethnomusicological accounts.
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Rahn * Turning the Analysis Around 75
quarter, for example, is more usual than its retardative counterpart (actu-
ally, its temporal inversion or retrograde) consisting of a dotted quarter,
two quarters, and an eighth (see Fig. 3).
Anticipatory variant b J J
Retardative variant J J J b
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76 BMR Journal
a. Anticipation b. Suspension
Melodic rhythm J. J . J J . J. J
Chords x Y x Y z
Chord rhythm J J J J J J
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Rahn * Turning the Analysis Around 77
as Ewe, Ghana Jones 1959, 93, 112, 121, 138, 170; Koetting 1970, 129;
Ladzekpo and Pantaleoni 1970, 21; Ladzekpo 1971, 14; Pantaleoni 1972,
21, 59a; Chemoff 1979, 85, 86, 119, 120); Ashanti, Ghana (Koetting 1970,
136); Yoruba, Nigeria (King 1960, 53; King 1961, i-xxxviii; Koetting 1970,
135); and Venda, South Africa (Blacking 1967, 151-153; 1970, 33, 43, 46, 47,
50). Time-lines of this kind appear also in Mwenda Jean Bosco's guitar
pieces, which stand at the beginning of the important modem guitar tra-
dition of Zaire (Rycroft 1962, 100) and have been transcribed for music of
otherwise unidentified cultures in Ghana (Jones 1954, 59; Nketia 1963a,
89), Benin (Kolinski 1967, 16, 20), and, more generally, West Africa
(Ekwueme 1975-1976, 30).
Understood in terms of pitch and time, number-theory proofs have
shown how far certain features of this diatonic structure extend into cog-
nate rhythms and micro-tonal, non-12-semitone scales. The most impor-
tant of these theorems have appeared in the already epochal study of
maximally even sets by John Clough and Jack Douthett (1991) and in
Clough's recent treatment of diatonic interval cycles (1994). Increasingly,
this body of theoretical lore has shown close structural connections with-
in, between, and among the 7-tone/12-pulse rhythms just discussed, as
well as diatonically structured rhythms comprising 5 tones among 12
pulses, 5 or 3 among 8, and 9 or 7 among 16 (see Fig. 5).
These rhythms underlie and even form explicit components of African-
American and African-Hispanic traditions of the Western hemisphere. As
time-lines, they have permeated traditional music of West, Central,
Southern, and East Africa as well as pan-African idioms of recent
decades. In addition to the traditions and 7-note/12-pulse time-lines just
cited, music using time-lines of the more general sort illustrated in Figure
5 has been transcribed in studies of the following cultures: Ga, Ghana
(Nketia 1958, 22); Akan, Ghana (Nketia 1963b, 102, 106, 110, 114, 118, 122,
124, 126, 128, 130, 132, 136, 138); Luba, Zaire (Rycroft 1962, 100); Ngbaka-
Maibo, Central African Republic (Arom 1976, 509); Hausa, Nigeria (Raab
1970, 100; Besmer 1974, 58); Tonga, Zimbabwe (Jones 1964, 11-12); and
Shananga-Tsonga, Mozambique (Johnston 1971, 69). Theorems concern-
ing this more general sort of diatonic structure draw attention to several
affinities among these traditional time-lines and show how they are both
distinct from and yet highly compatible with other, four-square, hierar-
chical patterns.
Some mathematical results bearing on these rhythms are quite prob-
lematic, for they resist concrete interpretation. For instance, arresting for-
mulations by John Clough and Gerald Myerson (1985) prove that in dia-
tonic structures of the sort just illustrated, for each kind of two-note set
(i.e., each kind of interval or dyad, namely, second, third, fourth, fifth,
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78 BMR Journal
Figure 5. Diatonic rhythmsfor which theorems and proofs appear in Clough and
Douthett (1991) and Clough (1994)
7 tones/12 pulses
5 tones/12 pulses
5 tones/8 pulses
.Jf.J.t.J W. JJ J JJ.J JJ.J.
3 tones/8 pulses
J..J J.JJ. JJ.J.
9 tones/16 pulses
JJJJ.JJJJ JJJ.JJJJJ JJ~JJJJJJ J
7 tones/16 pulses
JJJJ.JJJ. J.JJJ.J JJ.JJJ.JJ J.JJJ.J JJJ.JJJJ.
JJ.JJJJ.J J.IJJJ JJ
etc.) there are two types. For example, the types are minor and major for
seconds, thirds, sixths, and sevenths; perfect and augmented for fourths;
perfect and diminished for fifths. Similarly, for each kind of trichord or
three-note set in a diatonic structure (whether of pitch or time), the num-
ber of types is three; for example, the types of triads in a diatonic scale are
diminished, minor, and major. The types of trichords that comprise con-
secutive steps or scale degrees are similarly threefold: from bottom to top,
major-second-plus-major-second (e.g., C-D-E, F-G-A, and G-A-B), major-
second-plus-minor-second (e.g., D-E-F and A-B-C), and minor-second-
plus-major-second (e.g., E-F-G and B-C-D); and so forth, for all the possi-
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Rahn * Turning the Analysis Around 79
bilities. Translated into time, this highly abstract set of features holds for
all the 8-, 12-, and 16-pulse rhythms listed above. What such precise nu-
merical relations among types or kinds of things actually might sound
like has not been as clear as the proofs themselves. Other aspects of these
rhythms, formulated just as mathematically, seem more directly connect-
ed to both perception and performance. These features can be translated
into concrete terms that involve neither abstract kinds or types of things,
nor precise numbers (see Jay Rahn 1995 on the general translatability of
abstractions into concrete things for music).
Concepts of evenness, coherence, and proportionacy developed in
these formulations arguably correspond to the smoothness shared by the
time-lines listed above. These concepts also define analogies between the
time-lines and much plainer successions of, for example, even quarters or
dotted quarters, or quarter-eighth pairs. The concept of maximum match-
ing among time-intervals helps define a way in which these rhythms can
be heard as integral, unified wholes or temporal Gestalten and distin-
guishes them from maximally redundant (and maximally even) succes-
sions of indefinitely repeated eighths, or quarters, or dotted quarters, etc.,
and from such minimally redundant (but nonetheless maximally even)
successions as eighth-quarter and quarter-half pairs.
Among maximally even rhythms, another concept, namely individua-
tion (closely analogous to the notion of affinities in medieval modal the-
ory), expresses a further contrast between diatonic rhythms and those in
which the most or fewest time-intervals match each other in size. Diaton-
ic rhythms are maximally individuated in the sense that each of their
notes bears a unique constellation of relations to every other note. For in-
stance, in the 5-tone/8-eighth-pulse diatonic rhythm J hJ ,J the third note
appears 1 eighth and 3 eighths after but 2 and 3 eighths before other notes
in the rhythm, whereas the fifth note appears 1 and 3 eighths after and 2
and 4 eighths before other notes. Irrespective of how often the rhythm
might be repeated, this individuation is sustained for all five notes in the
pattern, which thus constantly renews itself through note-to-note diver-
sity. By contrast, every note in a (nonetheless maximally even) succession
of straight eighths is like every other note, as is every other note in an in-
definitely repeated (and again, maximally even) rhythm of quarter-
eighth pairs.
A rhythm need not be even, coherent, proportionate, etc. in order to be
maximally individuated. Any rhythm that cannot be fully subdivided or
partitioned into repeated segments will, on subsequent repetition, be
maximally individuated in this technical sense; for example, J J D.J as con-
trasted with, for instance, J .bJ J, which subdivides into two statements
of J .b. Whereas particular notes within a repeated four-square rhythm
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80 BMR Journal
stand out as the clearest candidates for being heard as strongest, second
strongest, etc. beats or parts of beats,3 the diatonic rhythms considered
here elude such linear ordering. Instead, they can be understood as com-
prising cycles of (approximate) half-measures analogous to half-octave
cycles that have been discerned for scales (see Jay Rahn 1977). Within
such cycling processes, these rhythms can be understood as twisting or
tunneling through time, forming a special, braided structure.
As recently formulated by Clough (1994), the braided structures char-
acteristic of diatonic rhythms can be contrasted clearly with four-square
rhythms. For example, in the 7-tone rhythms discussed above, every tone
is immediately inside a pair of tones, i.e., a single step away from each.
Each tone of this pair is the same number (i.e., two) of steps away from
the other and yet another. In turn, each of these is four steps from the
other and another still; and so on. The entire pattern comes full circle. Be-
cause of the clumsiness of Europe-derived rhythmic notation, this point
C D E F G A B C D E F G A B C D E F G A B...
J J D J J J D J J J J J J J J JJ 4 ,...
Each C is four steps earlier than a G; each G is four steps earlier than a
D
Each C is eight steps earlier than a D; each D is eight steps earlier than
an E (cf. first line in (a): "Each C is one step earlier ...")
b. C's are one step later than B's; B's are one step later than A's
C's are two steps later than A's; A's are two steps later than F's
C's are four steps later than F's; F's are four steps later than B's
C's are eight steps later (i.e., one step later) than B's; B's are eight steps
later than A's; i.e., C's are one step later than B's, and B's are one step
later than A's (cf. first line in (b): "C's are one step later ...")
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Rahn * Turning the Analysis Around 81
4. If 0 is the first, 3 the fourth, 6 the seventh, and 12 the thirteenth measure, this process
could be considered to model standard 12-bar blues, highlighting its cyclical, pendular,
tonic-permeated, harmonic structures, in contrast with the teleological delay of tonic reso-
lution (via counterpoint) in Europe-derived Schenkerian analysis.
5. The orderly notations of 7-note time-lines by Kolinski in Blesh (1958, Ex. 42; cf. 34, 384)
suggest his awareness of their connection with diatonic modes and complementary rela-
tionship with anhemitonic pentatonic rhythms.
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82 BMR Journal
JJ)fJJJ
a.
J J J J J J J J J...
w x Y Z W X Y Z W...
W's are eight steps earlier than W's, and (trivially, again) W's are eight
steps earlier than W's
b. Reading underlined letters from right to left, and, for the parenthetical
statements, italicized letters from left to right
J J J J J J J J J J J J J
w X Y Z W X Y Z W X Y Z W
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Rahn * Turning the Analysis Around 83
7-tone/12-pulse J J J J J
5-tone/12-pulse r r r r r
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84 BMR Journal
Totalrhythm b f f
Sounding portion J J
Silent portion r r r
English was not his first language, and for all we know he never under
took traditional African drumming.8 And the maximum felt contrast of
the unheard, medial portions of movement with heard parts that result in
sounds might not always correspond precisely to the attacks of the stems
down eighths in the above notations. Nonetheless, a technical account of
the remarkable time-interval structures involved merely in the sounding
portions of these rhythms provides a framework within which one might
enhance sensitivity to the larger motor processes within which they
occur. In fact, though often responded to as if they were legislative and
unquestionable, mathematical forms of analysis, including the framing of
proofs, can be understood as discovery procedures-ways of imagina
tively exploring regions where common sense, which in music theory
often seems to have consisted of insufficiently analyzed Europe-derived
concepts, has failed to secure satisfactory models or representations of ex
perience.
Despite the enhanced understanding that results from taking motor ac-
tivity into account, analysts are unlikely to adopt a view of music exactly
parallel to the following iconoclastic perspective on speech advocated by
pioneer motor phonologist R. H. Stetson: "Speech is rather a set of move-
ments made audible than a set of sounds produced by movements"
(quoted in Kelso and Munhall 1988, 58; see also Kubik 1979, 228 for a ten-
tative musical rendering of this doctrine). An important difference is that
all spoken languages, as such, are founded on structures that are signifi-
cantly articulative in ways not shared by such arguably musical activities
as one encounters in the production of chance and electronic forms.
Nonetheless, there is sufficient basis to understand the notes of music as
symbols, not merely of sounds heard in certain ways but also of sounds
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Rahn * Turning the Analysis Around 85
produced in certain ways; and to hear such sounds with a motor imagery
that can, in principle, be shared with others (see, e.g., Kubik 1972, 29).
A plausible case in point is off-beat clapping, which has accompanied
the spread of African musical practices throughout the world. Often in
Africa-derived music, constantly syncopated playing and/or singing is
accompanied solely by off-beat clapping. Problematic for a merely sonic
analysis of music,9 this effect is thoroughly straightforward if one accepts
the axiom that every act of performance implies a counter-act; every clap
of hands that is heard implies a pair of hands unclapped and unheard;
every key pressed, a key released; etc. Such alternations are cyclic and
highly compatible with diatonic braiding. Diatonic braiding involves
processes comprising powers of two, which sequence as 2n = 1, 2, 4, 8, 16,
..., and moduli that comprise multiples of 4 units, e.g., 4, 8, 12, 16 ...
(see discussion above).
Off-beat clapping is pendular, well modeled by the sequence -ln = -1,
+1, -1, +1, ... Each of its cycles has two parts, each the opposite of the
other, neither being necessarily first nor second. Capable of forming epi-
cycles within larger cycles (like dancers turning alternately to left and
right, within a larger, counter-clockwise circling), off- (or, for that matter,
on-) beat clapping provides orientation enough to specify that the beat
has been turned around, helically or toroidally, as it were, within each
cycle of such an odd-numbered figure (i.e., of 3, 5, 7, etc. notes), as in Fig-
ure 10, which constantly renews itself by assimilating cycles that cross-
cut, intensify, subdivide, or multiply each other.
7-note time-line r J r r rJ
Pendularclapping r J r r r r
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86 BMR Journal
an approach. For example, adding a note at the fourth eighth of the basic
5-pulse/8-eighth rhythm of Figure 3 results in J J . Jf J which can be
heard not only as a "chromatic" version of the diatonic rhythm, but also
as an unproblematic realization of four-square t meter.
Figure 11. Diatonic 5-note/8-pulse rhythm and variants involving extra and
omitted notes
6-note variant J ,J b . b
4-note variant J b J J
10. Blesh (1958, 39-40) interprets psychologically what he calls "time-shifts" that result
from "off-beat ostinatos" (cf. off-beat clapping, above) as follows: "the placing of the mea-
sure division tends to shift, the counting is advanced and the off-beat becomes the princi-
pal beat," noting further the similarity of this phenomenon to "various types of optical il-
lusion and the seeing of complementary hues during color fatigue."
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Rahn * Turning the Analysis Around 87
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