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British Journal of Anaesthesia, 120 (5): 1110e1116 (2018)

doi: 10.1016/j.bja.2018.01.019
Advance Access Publication Date: 21 March 2018
Respiration and Airway

Degree of obesity is not associated with more than


one intubation attempt: a large centre experience
W. Saasouh1,2, K. Laffey3, A. Turan1,2, R. Avitsian2, A. Zura2, J. You1,4,
N. M. Zimmerman1,4, L. Szarpak5, D. I. Sessler1 and K. Ruetzler1,2,*
1
Department of Outcomes Research, Anaesthesiology Institute, Cleveland Clinic, OH, USA, 2Department of
General Anaesthesiology, Anaesthesiology Institute, Cleveland Clinic, OH, USA, 3Department of General
Anaesthesiology, Fairview Hospital, Cleveland, OH, USA, 4Department of Quantitative Health Sciences,
Cleveland Clinic, Cleveland, OH, USA and 5Department of Emergency Medicine, Medical University of
Warsaw, Warsaw, Poland

*Corresponding author. E-mail: RUETZLK@ccf.org

This article is accompanied by an editorial: Big data for big patients: gaining insight into risks for tracheal intubation in obese patients by
J. Hinkelbein, Br J Anesth 2018:120:901e903, doi: 10.1016/j.bja.2018.02.006.

Abstract
Background: The role of obesity as a risk factor for difficult intubation remains controversial. We primarily assessed the
association between body mass index (BMI) and difficult tracheal intubation.
Methods: We analysed electronic records of more than 67 000 adults having elective non-cardiac surgery requiring
tracheal intubation at the Cleveland Clinic between 2011 and 2015. The association between BMI and difficult intubation,
defined as more than one intubation attempt, was assessed using multivariable logistic regression adjusting for pre-
specified confounders.
Results: Amongst 40 183 patients with BMI <30 kg m!2 and 27 519 with BMI "30 kg m!2, 9% required more than one
intubation attempt. Increasing BMI up to 30 kg m!2 was significantly associated with increased odds of more than one
intubation attempt [odds ratio (OR): 1.03; 97.5% confidence interval (CI): 1.02, 1.04] per unit increase in BMI, P < 0.001.
However, the odds of difficult intubation remained unchanged once BMI exceeded 30 kg m!2 (P ¼ 0.08). The results were
similar when analysis was restricted to patients without history of airway abnormalities in whom intubation was
attempted using a standard direct laryngoscope (OR: 1.03; 99.4% CI: 1.01, 1.04) per kg m!2 increase in BMI <30 kg m!2).
Conclusions: Increasing BMI was associated with increasing odds of difficult intubation in the lean range. At higher BMI,
the odds of difficult intubation remain elevated, but there is no additional increase in odds with further increase in BMI.
Obese patients were thus harder to intubate than lean ones, but difficult intubation was no more likely in morbidly obese
patients than in those who were only slightly obese.

Keywords: airway management; body mass index; laryngoscopy; obesity; morbid

Editorial decision: January 25, 2018; Accepted: January 25, 2018


© 2018 British Journal of Anaesthesia. Published by Elsevier Ltd. All rights reserved.
For Permissions, please email: permissions@elsevier.com

1110
Difficult intubation in obese patients - 1111

and the number of intubation attempts. Patients were


Editor’s key points excluded if they had missing intubation device data, received
$ It is still not clear whether or not tracheal intubation is fibreoptic or bronchoscopic intubation, received neither or
more difficult in obese patients than in lean patients. both regular direct or videolaryngoscopy or had incomplete
$ A single centre retrospective analysis of electronic data data on intubation attempts, BMI, or potentially confounding
was conducted to assess the relationship between characteristics. Only the first intubation attempt was consid-
intubation difficulty and BMI in patients undergoing ered for each patient.
non-cardiac surgery. The primary relationship of interest was the association
$ Tracheal intubation was more difficult with increasing between BMI and difficult tracheal intubation, defined as
BMI, but the odds of difficult intubation remained un- requiring more than one intubation attempt. To assess whether
changed once BMI exceeded 30 kg m!2. the relationship between BMI and the probability of difficult
intubation is linear, we plotted the estimated probability of
requiring more than one intubation attempts across the
The World Health Organization defines obesity as a BMI observed range of BMI, using a univariable logistic regression
exceeding 30 kg m!2; by this definition two-thirds of the US incorporating a smooth (natural cubic spline with knots at 10th,
population may be obese.1 Obesity is associated with multiple 25th, 50th, 75th, and 90th percentile) term for BMI.18 As patterns
medical comorbidities such as metabolic syndrome, hyper- differed below and above a BMI of 30 kg m!2 and because BMI
tension, diabetes, and anatomical changes that can result in >30 kg m!2 is the World Health Organization threshold for
gastro-oesophageal reflux and obstructive sleep apnoea. Each obesity, we constructed separate multivariable logistic regres-
contributes to the risk of perioperative morbidity and mor- sion models for BMI values below and above 30 kg m!2.1,19
tality.2e4 Additional potential consequences of obesity are Each model was adjusted for the following pre-specified
difficulties during airway management (ventilation, intuba- potential confounding variables: age, gender, ASA physical
tion, or both).5e7 status, Mallampati score, significant airway abnormality,
Airway management, including tracheal intubation, is a short neck, small mouth opening, short thyromental distance,
cornerstone of perioperative anaesthesia and requires beard present, rheumatoid arthritis, diabetes mellitus, cervical
considerable experience and skill. Difficulties encountered spine surgery, type of surgery [US agency for healthcare
during airway management increase the risk of perioperative research and quality’s clinical classification software (AHRQ-
morbidity and mortality.5,6,8e10 Obese patients present with CCS) categories], and year of surgery.
varying degrees of fat deposition at key locations of the airway. Secondarily, we assessed the associations between
Consequently, morbidly obese patients are thought to be at BMI and difficult intubation separately for regular and
increased risk for difficult airway management. For example, videolaryngoscopy with and without any significant airway
difficult intubations have been reported in up to 15% of seri- abnormality (yes vs no) using the same approach as the pri-
ously obese patients11e13 compared with 2e6%12e14 in lean mary analysis.
patients. Obesity also reduces oxygen reserve, thereby As a post hoc sensitivity analysis, we assessed the associa-
decreasing the time available for airway manipulations. tion between BMI >30 kg m!2 with the odds of difficult intu-
Whether obesity complicates intubation attempts remains bation using a multivariable logistic regression model
unresolved, with some studies reporting that obesity is a risk adjusting for the same potentially confounding factors as in
factor9,15,16 and others not.11,17 However, based on clinical the primary analysis.
experience and morphologic changes consequent to obesity, The significance criterion was adjusted using Bonferroni
we expected body mass to have little effect on intubation corrections. Thus, P < 0.025 was considered statistically sig-
difficulty in lean patients, and that intubation would become nificant for the two primary analyses, whereas P < 0$006 was
progressively more difficult with increasing BMI. This is sup- required for the eight secondary analyses.
ported by reported difficult intubations in the obese popula-
tion both in and out of the operating room.6,7 Our goal was
Sample size considerations
thus to evaluate the relationship between BMI and difficult
tracheal intubation. Specifically, we tested the hypothesis that We planned to use all available patients who met our inclusion
there is an association between BMI and more than one intu- criteria (approximately 100 000 patients based on a recent
bation attempt in obese surgical patients. query of the Cleveland Clinic Perioperative Health Documen-
tation System). We have more than 99% power to detect an
odds ratio (OR) of 1.05 or more per kg m!2 increase in BMI at
Methods the overall 0.05 significance level, assuming a mean (standard
With approval of the Institutional Review Board of the Cleve- deviation) BMI of 30 (8) kg m!2 and an 8% incidence of having
land Clinic Foundation (16e474) and waived consent, this difficult intubation (based on a recent query of our registry).
retrospective cohort registry analysis included adults who had SAS software version 9$4 (SAS Institute, Cary, NC, USA) was
elective non-cardiac surgery under general or combined used for all statistical analyses.
anaesthesia with tracheal intubation at the Cleveland Clinic
Main Campus between January 2011 and September 2015. Data
were obtained from the Cleveland Clinic Perioperative Health
Results
Documentation System, an electronic registry including data Analyses included 67 702 eligible adults who had non-cardiac
containing patient demographics and baseline characteristics, surgery with general or combined anaesthesia with tracheal
the preoperative airway evaluation (including expected diffi- intubation at the Cleveland Clinic Main Campus hospital be-
culty and significant airway abnormalities as judged by an tween January 2011 and September 2015 (Fig. 1). Amongst
attending anaesthesiologist), unexpected airway difficulties, them, 56% were female, and the average age was 56 (16) yr. The
1112 - Saasouh et al.

Fig 1. Study flow chart.

median BMI was 28 (Q1 24, Q3 34, minimum 12, maximum 100) BMI >30 kg m!2 are higher than patients with lower BMI, the
kg m!2. Demographic and perioperative characteristics are odds of difficult intubation stopped increasing with increasing
summarised in Table 1. BMI "30 kg m!2 (P ¼ 0.08, Fig. 2), with an estimated OR of 1.00
Amongst 67 702 patients, 61 010 (90%) of tracheas were (97.5 CI: 0.99, 1.00) per kg m!2 increase in BMI.
initially intubated using regular (direct) laryngoscopy and 6692 Results persisted amongst patients with BMI <30 kg m!2
(10%) were initially intubated using videolaryngoscopy. More who did not have any significant airway abnormalities and
than one intubation attempt was required in 6055 (9%) pa- had tracheal intubation using a regular laryngoscope, with
tients, including 4420 (73%) patients’ tracheas intubated with increasing BMI <30 kg m!2 associated with increased odds of
a regular laryngoscope and 1635 (27%) patients’ tracheas difficult intubation (OR: 1.03; 99.4% CI: 1.01, 1.04) for 1 unit
intubated with a videolaryngoscope. Thus, 24% (i.e. 1635 increase in BMI, P < 0.001). This corresponds to an estimated
of 6692) of patients’ tracheas which were intubated with a OR (97.5% CI) of 1.16 (1.10, 1.22) per 5 kg m!2 increase in BMI
videolaryngoscope and 7.2% (i.e. 4420 of 61 010) intubated with and 1.34 (1.22, 1.48) per 10 kg m!2 increase in BMI, which we
direct laryngoscopy had difficult intubations. A total of 40 183 consider to be a clinically important increase. However, there
patients had a BMI <30 kg m!2 while 27 519 had a BMI was no significant association between BMI <30 kg m!2 and
"30 kg m!2. difficult intubation amongst subgroups of patients with re-
Increasing BMI was associated with increased odds of having ported airway abnormalities with or without the use of a
difficult intubation for patients with BMI <30 kg m!2 (P < 0.001), videolaryngoscope. Consistent with our primary analysis,
with an estimated OR of 1.03 [97.5% confidence interval (CI): there was no significant association between BMI and difficult
1.02, 1.04] per kg m!2 increase in BMI (Table 2). Interestingly, intubation for patients with BMI "30 kg m!2 (Table 2) in any
although the odds of difficult intubation for patients with subgroup.
Difficult intubation in obese patients - 1113

Table 1 Patient characteristics summarised by BMI below and above 30 kg m!2. Summary statistics are presented as % of patients,
mean (standard deviation), or median [Q1, Q3], respectively. *Only most frequent 10 categories are reported because of limited space.
y
Absolute standardised difference (ASD): absolute difference in means or proportions divided by the pooled standard deviation; ASD of
0$2, 0$5, and 0$8 represent small, median, and large differences. GI, OR

Factor BMI < 30 kg m¡2 BMI ≥ 30 kg m¡2 ASDy


(n ¼ 40 183) (n ¼ 27 519)

Age (yr): mean (range) 56 (42e70) 56 (39e73) 0.03


Gender (female) (n, %) 54 59 0.09
ASA status (n, %) 0.35
I 5 2
II 36 25
III 49 63
IV 9 10
Mallampati score (n, %) 0.40
1 39 24
2 52 55
3 8 19
4 1 2
Airway evaluation (significant abnormalitiesdYes or No) (n, %) 12 30 0.45
Short neck (n, %) 2 21 0.60
Small mouth opening (n, %) 4 6 0.09
Short thyromental distance (n, %) 4 7 0.13
Beard present (n, %) 2 3 0.08
Rheumatoid arthritis (n, %) 2 2 0.02
Diabetes (n, %) 12 28 0.40
History of C-spine surgery (n, %) 1 1 0.01
Regular (vs video) laryngoscope (n, %) 93 86 0.25
Year of surgery (n, %) 0.03
2011 23 23
2012 21 21
2013 21 21
2014 20 20
2015 14 15
Type of surgery* (n, %)
Colorectal resection 7 4
Laminectomy; excision intervertebral disc 4 4
Hysterectomy; abdominal and vaginal 4 4
OR therapeutic procedures on skin and breast 4 3
Gastric bypass and volume reduction 0 8
Nephrectomy; partial or complete 3 3
OR lower GI therapeutic procedures 3 2
Thyroidectomy; partial or complete 2 3
Therapeutic endocrine procedures 2 3
Transurethral excision; drainage; or removal Urinary obstruction 2 2

In our post hoc sensitivity analysis, we found that BMI patients, 10% in those who were obese, and no greater in those
>30 kg m!2 was significantly associated with difficult intuba- who were morbidly or even super-obese, was not convincing.
tion, with an estimated OR (95% CI) of 1.10 (1.05, 1.17); Generally, a BMI exceeding 25 kg m!2 is defined as over-
P ¼ 0.002. weight, while a BMI "30 kg m!2 is defined as obesity.20 The
threshold of BMI "30 kg m!2 is therefore of particular impor-
tance, which is interestingly also reflected in our study.
Discussion Overweight patients had linearly increased risk of difficult
Our large retrospective cohort study reveals that the odds of intubation, while risk of obese patients remained constant.
difficult intubation increase linearly with BMI up to 30 kg m!2 This was in accordance with the increased incidence of
and remain constant thereafter. Obese patients were thus significant abnormalities in obese patients (12% vs 30%).
more likely to have difficult intubation than lean patients, but Consequently, videolaryngoscopy was more often used in
morbidly obese patients did not have higher odds than those obese patients (7% vs 14%), which has been reported to be
who were only slightly obese. More than one intubation at- superior in obese patients in order to minimise intubation
tempts were required in 9% of patients overall, which is more attempts, and was probably reducing the risk of difficult
than the 5.2e5.8% previously reported.9,14 However, even intubation in obese patients.6,21,22
accepting the lower limit of about 5%, more than one intuba- Our findings differ from recent studies and a meta-analysis
tion attempts remain common. A way to reliably predict which reported increased BMI as an independent risk factor
difficult intubation would thus be clinically helpful. However, for difficult intubation, especially within the obese popula-
the difference of risk for difficult intubation of 8% in lean tion.9,12,14 A meta-analysis by Shiga and colleagues,14 for
1114 - Saasouh et al.

Table 2 Estimated association between BMI and difficult intubation. *Odds ratio of having difficult intubation (more than one attempt)
for one unit increase in BMI. yThe significant criterion was adjusted using Bonferroni correction (P<0.05 divided by number of esti-
mations); P<0.025 for the two estimations in the primary analysis and P<0.006 for the eight estimations in the secondary analysis. CI,
confidence interval

Analysis Number of patients Difficult intubation (%) Odds ratio* (97.5% CI)y P-valuey

Primary analysis
BMI < 30 kg m!2 40 183 8.2 1.03 (1.02, 1.04) <0.001
BMI " 30 kg m!2 27 519 10.0 1.00 (0.99, 1.00) 0.08
Secondary analysis (99.4% CI)y P-valuey
Regular laryngoscope, no significant airway abnormalities
BMI < 30 kg m!2 33 682 6.7 1.03 (1.01, 1.04) <0.001
BMI "30 kg m!2 17 529 7.6 1.00 (0.99, 1.01) 0.97
Regular laryngoscope, significant airway abnormalities
!2
BMI < 30 kg m 3788 8.5 1.02 (0.98, 1.06) 0.12
BMI " 30 kg m!2 6011 8.4 0.99 (0.98, 1.01) 0.30
Videolaryngoscope, no significant airway abnormalities
!2
BMI < 30 kg m 1727 28.1 1.02 (0.98, 1.06) 0.11
BMI " 30 kg m!2 1760 27.2 0.98 (0.97, 1.00) 0.03
Videolaryngoscope, significant airway abnormalities
BMI < 30 kg m!2 986 22.8 1.00 (0.95, 1.05) 0.93
BMI " 30 kg m!2 2219 20.1 1.00 (0.98, 1.01) 0.46

intubation was 5.2%, and there was a modest but significant


association between BMI %35 kg m!2 and difficult intubation,
with an estimated OR of 1.34 (95% CI: 1.19e1.51, P ¼ 0.001).
Awake fibreoptic intubation is an accepted method of
intubation in patients with suspected or known difficult air-
ways. Several guidelines and experts further advocate that
patients with a BMI exceeding 30e35 kg m!2 have a high risk of
difficult intubation and that fibrotic awake intubation should
therefore at least be considered, even without any signs of
significant difficult airway beside of increased BMI.5,23e26
Neither our results, nor those of Lundstrom and colleagues,9
support this recommendation. Instead, we recommend that
the decision to use awake intubation should be based on a
thorough airway examination and other factors, rather than
BMI.2 In contrast, there is little question that high BMI makes
mask ventilation difficultda risk that should not be
underestimated.27,28
Our analysis included 67 702 patients, and was thus larger
Fig 2. The univariable relationship between BMI and multiple than all but one previous study. The Cleveland Clinic is a large
intubation attempts using a univariable logistic regression academic hospital and all types of non-cardiac surgeries were
incorporating a smooth term for BMI (natural cubic spline with included in our cohort. A consequence of being a teaching
specified knots at 10th, 25th, 50th, 75th, and 90th percentile). institution is that clinicians with various backgrounds, edu-
The solid line and the shaded region represent the estimated cation, and skill levels were involved, always under supervi-
probability of having difficult intubation and the corresponding sion of a staff anaesthesiologist. Presumably, the initial
confidence interval as a function of the BMI. The histogram just success rate would have been better if airway management
above the x-axis represents the distribution of the BMI. would always be performed by more experienced staff mem-
bers. Successful airway management largely depends on per-
sonal skills and experience.29 Consequently, a highly skilled
difficult airway management team has been implemented in
example, included 35 studies with a total of 50 760 patients and our institution. However, our records do not detail exactly who
reported that obese patients were three times as likely to have performed the initial or repeat laryngoscopies so we were
difficult intubations than lean patients (incidence of difficult unable to analyse outcomes by provider type.
intubation 16% vs 6%). However, many of the included studies Our primary finding, that the BMI influences initial intu-
had only a few hundred patients; furthermore, the definition bation success only when BMI <30 kg m!2, is thus likely to be
of difficult intubation and patient positioning differed generalisable, keeping in mind that for BMI "30 kg m!2, the
amongst the studies. In contrast, our results are broadly odds of more than one intubation attempts are persistently
consistent with the largest registry analysis, Lundstrom higher than those for lean patients.
and colleagues,9 which evaluated 91 332 patients who had Our database does not provide reliable data of intubation
planned direct laryngoscopy. The overall incidence of difficult procedures requiring more than one intubation attempts.
Difficult intubation in obese patients - 1115

Clinically important changes of anaesthesia providers, change Analysis of data: J.Y., N.M.Z.
of intubation device used, or repositioning of the patient are Approved the final version to be published and agreed to be
not reliably documented. We therefore a priori decided, to use a accountable for all aspects of the work thereby ensuring that
simple, generous, and broad definition of difficult intubation; questions related to the accuracy or integrity of any part of the
namely the need for a second intubation attempt. This con- work are appropriately investigated and resolved: all authors.
servative measure allowed us to detect even a slight increase
in intubation difficulty. Absolute number of intubation at-
tempts are of clinical importance, as every single additional
Declaration of interest
intubation attempt may contribute to patient morbidity in The authors do not have any personal, financial, or marketing
both adults and paediatrics.30,31 interests related to this manuscript.
Others have used various definitions of difficult airways,
with many studies based on visualisation (such as the Cor-
mack and Lehane Score).14,32 It is likely that our results would
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Handling editor: T. Asai

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