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Our political and social conceptions are Ptolemaic. The world in which we live
is Copernican.
(Reves, 1947, 37)
Principles of cosmo-federalism
The consequentialist cosmopolitan perspective advocates a federal reform of
the UN 1 in response to its claim that the democratic goal of participation can-
not 2 be properly achieved through either a liberal confederation of republi-
can states or an enhancement of multilateral structures of global governance.
It must be noted that the present proposal, unlike those within the main-
stream federal tradition, seeks the establishment of a more democratic
form of governance at the global level for purely consequentialist reasons
154 Global democracy restated
pertaining to the democratic reflexivity between choice-bearers and choice-
makers. While the predominant concern for many federalists was peace
(Russell, 1961; Clark and Sohn, 1966), the primary concern for the present
version of cosmopolitanism is democratic participation as the most con-
ducive strategy for pursuing the maximization of world well-being. As this is
in fact attainable only through the enhancement of individual freedom of
choice, it is necessary to secure political empowerment enabling every politi-
cal agent to self-legislate on all aspects of his/her life. Consequently, at each
level of political action, be it at the individual, state, regional, or world level,
norms of democratic reflexivity should be implemented that guarantee the
preservation of the individual’s capacity to choose. The most effective and
consistent way of responding to these requirements at the global level cur-
rently resides in the promotion of federal and cosmopolitan institutions, and
thus primarily in the reform of the UN.
• Individuals are considered equal, with multiple identities, and with an equal enti-
tlement to have their welfare (via freedom of choice) guaranteed, regardless of
their nationality.
• Politics is the regulated reign of antagonistic pluralism.
• Political justice is entrenched in procedural and multilayered democracy.
• Global problems require global political responses.
• Participation in global institution is based on the principle of all-inclusive democ-
racy. This guarantees that transnational exclusion is avoided.
• In the global sphere, authority is granted to a global parliament directly elected by
individuals.
• Decisions are taken on the principle one head, one vote.
• A global parliament and a global constitutional court draw the jurisdictional
boundaries of lower levels. The principle of subsidiarity is applied.
Objections to cosmo-federalism
A number of objections have traditionally been raised against the idea of a
global federation. Two sets of arguments, one against the feasibility
(Objection 1) and the other against the desirability (Objection 2) of the federal
proposal, are the most frequent with regards to the general thesis of world fed-
eralism.4 Beyond these general objections, a number of more specific argu-
ments have been formulated against a consequentialist understanding of
cosmo-federalism (Objection 3). While raising important issues, these objec-
tions can be dismissed from the present point of view.
Response: This argument can be rebutted by pointing to, on the one hand,
global threats such as global warming or lack of security (especially related to
156 Global democracy restated
nuclear weapons and transnational terrorism), and on the other, global pub-
lic goods such as peace and international financial stability, which represent
common interests capable of unifying differing strategic agendas. Such inter-
ests currently provide the motive pushing international cooperation beyond
borders and toward an interdependent political system. Indeed, federal argu-
ments have traditionally relied on functional and historical consideration of
the extension of democracy. The conventional line of argument for a global
federation holds that democratic government has been continuously adapted
to historical circumstances – from the limited extent of the polis assembly,
through intermediate enlargement in the modern representative state, and
finally to democratic macro-regions – and that the time has come for the
fourth extension toward a federal world government (Elazar, 1995). The
contemporary circumstances of global interdependence would thus point
toward a parallel enlargement of the democratic system at the global level.
In addition to the increase in interdependence, the emergence and consoli-
dation of new democratic global players (both governmental and non-
governmental) also provide strong drivers working toward the democratiza-
tion of world affairs, which may in turn open up new opportunities for insti-
tutional change. On the one hand, new democratic regional powers such as
Brazil, India, and South Africa are already destabilizing the current geo-polit-
ical system, from trade relations to political representation in the UN.
Equally, the European Union (EU) is another new regional actor that is push-
ing for increasing democratization of international relations through policies
such as the democratic clause (i.e. the set of requirements to sign agreements
with the EU) and its campaign for a moratorium on the death penalty at the
UN. On the other hand, non-governmental actors at the transnational level
are also contributing to increasing the chances for democratization of world
affairs, both through discursive actions (e.g. advocacy campaigns on human
rights, debt relief, or environment protection) and practical actions (e.g. fair
trade or peace activism in transition countries). While none of these actors
may produce an effective change on their own, the combination of their
efforts within a favorable political opportunity structure may indeed promote
democratic improvements in global politics.
Response: Four points provide an adequate response here. First, there have
been enormous improvements in technology since Kant’s time (Kant being
one of the first to raise the complexity issue). Second, a sketch of a common
legal-political framework is already in place with the UN regime and the vast
system of international law. Third, the demands of justice may well require a
certain number of trade-offs at the expense of administrative efficiency (e.g.
Cosmo-federalism 157
the EU translation service). Fourth, the high diversity of global political
agents provides a reason for (not against) the search for a common, non-
exclusionary framework of justice. The two latter points crucially underscore
the desirability of global federalism, as illustrated below.
Response: The quick response to this consists in stressing that these risks are
higher without a federal authority than with it. With regard to homogeneity,
it should be remarked that only through a political system where choice-bear-
ers can democratically express their consent or dissent based on an equal
standing, can the imposition of mere power (both political and cultural) be
countered and local differences be respected. In contrast to the traditional
international liberal stance, according to which interests can be combined
harmoniously, the present position is fully pluralistic and agonistic; it
recognizes that different values and interests are at stake and that the only
way to reconcile them resides in political institutions based on principles of
justice. With regard to despotism, the value of democratic law has to be
acknowledged in response to the fear of power positions. It is only through a
democratic system of multilayered accountability that weak actors can
counter, both locally and globally, the enormous influence of transnational
élites. Within the current highly integrated and intrusive global system, any
strategy that attempts to escape the challenge of transnational power posi-
tions just by turning to the local is inevitably destined to fail. If we consider
the infinite means of influence across borders, an all-inclusive world organi-
zation based on equal democratic participation represents the only political
project able to escape the imposition of a particularistic interest on the world
community. Finally, with regards to tyranny, the distinction between a uni-
tary state and a federal government should be highlighted, together with the
recognition that a federal global institution would only rule on global issues,
158 Global democracy restated
while leaving national affairs to the jurisdiction of local authorities according
to the subsidiarity principle. A world government would not accrue all power
to itself. It would wield power sufficient to deal with global issues, while leav-
ing the appropriate power to the institutional sub-levels. In this way, states
would preserve their raison d’être while the risk of an authoritarian state
would be diminished. Moreover, a world federalism would actually reduce
the chances of authoritarianism, by virtue of the fact that it would lack for-
eign policy, with its temptations to authoritarian misuses of external threats
to induce restrictions on internal liberty.
Response: A first overall rebuttal to this kind of objection points to the wel-
farist added-value of institutional procedures that entail a guarantee of free-
dom of choice. As shown in the previous chapters (and especially in Chapters
two and three), the democratic system based on freedom of choice through
political participation is procedurally bound to generate positive results in
terms of welfare-enhancement. While the reasonable expectation that free-
dom of choice generates welfare seems more than simply intuitive, this
book has also tried to show how to connect freedom of choice to political
entitlements.7
Notes
1 For an initial consideration on federalism see Althusius, 1614; reprinted 1995;
Hamilton et al., 1787–8; reprinted 1961; Riker, 1964; Friedrich, 1968; Bernier,
1973; King, 1985; Albertini, 1993; Malandrino, 1998; Watts, 1998; Levi, 2002;
Føllesdal, 2006. For the discussion of world federalism and the idea of a world
state see Ewing, 1947; Reves, 1947; Hutchins et al., 1948; Johnsen, 1948; Clark
and Sohn, 1966; Beres, 1974; Forsyth, 1981; A. Vincent, 1983; Baratta, 1987,
1–15; Nielsen, 1988; Codding, 1990; Barnaby, 1991; Falk et al., 1991; Glossop,
1993; Yunker, 1993; Heater, 1996, chapters 6–7; Horn, 1996; Elazar, 1998;
Höffe, 1999; reprinted 2007; Galtung, 2000; Agnew, 2002; Bohman and Lutz-
Bachmann, 2002; Baratta, 2004; Delbruck, 2004; Frankman, 2004; Levi, 2005;
Marchetti, 2006a.
2 Despite the reeassurance of the prediction that a world government will in any case
be established within a hundred years (Wendt, 2003, 491), this proposal sticks to
the normative stance and more modestly suggests that such an institutional
arrangement should be actively pursued rather than awaited.
3 The process of the historical extension of democracy always been at the centre of
federalist thought. The traditional line holds that democratic government has been
continuously adapted to historical circumstances – from the limited extent of the
polis assembly to the intermediate enlargement in the modern representative state
– and that the time has come for a third extension toward a federal world govern-
ment. Equally, federalists have reckoned that economic development always
imposes a functional imperative on the structure of the political system. Thus,
from the first agricultural city-states to nation-states focused on industry and
168 Global democracy restated
commerce, the historical trajectory of economic globalization leads toward a
world federal system.
4 Traditional formulations of such criticisms can be found in Kant, 1795; reprinted
1991; Carr, 1939, chapter 5; Niebuhr, 1949; Schmitt, 1950; reprinted 2003,
324–35; Walzer, 1980, 224; Suganami, 1989, 187–91; Habermas, 2004;
reprinted 2006, chapter 7, section II.6–7; Christiano, 2006; Maus, 2006b. For a
classic statement of federalism that provides strong counter-arguments to many of
these objections see Hamilton et al., 1787–8; reprinted 1961, sections 9, 10, 15,
16, 17, 21, 23, 39, 46, and 51.
5 The more general argument against a world state is Hobbesian: on the one hand,
at the international level there is no equality among actors (i.e. in contrast to the
state of nature at the domestic level, it is not true that everyone can kill everybody)
and some states do not need to resort to the state for protection (Hart, 1961, chap-
ter X.5). On the other hand, the possibility of collective security provided by an
organized community alleviates the security dilemma (Kratochwil, 2007, 268).
The possibility of atomic weapons, however, invalidates both these conventional
considerations.
6 See Kant, 1795; reprinted 1991, 113; 1797; reprinted 1991, 171, and his critical
commentators Hurrell, 1990, 190; Lutz-Bachmann, 1997; Axinn, 1998;
Franceschet, 2002; Habermas, 2004; reprinted 2006, chapter 7, section I.4; G. W.
Brown, 2005, 515; Maus, 2006a.
7 I need to acknowledge that the kind of proof that can be offered in any conse-
quentialist argument as applied to international affairs remains inevitably reliant
on hypothetical considerations. A world federation has never existed in history. It
is thus impossible to make a precise assessment of its potential in terms of welfare-
enhancement based on past experience. Nonetheless, it is possible to make an ana-
logical argument based on existing democratic institutional arrangements at
different levels, from the local to the macro-regional. Through this analogy, it is
possible to envisage an institutional design based on procedures that on the whole
generate a positive result in terms of preservation of freedom of choice, and thus
of welfare-enhancement.
8 Examples would be (drawing on the earlier list of transnational concerns): global
poverty, nuclear containment, transnational organized crime, demography,
migration and trafficking in people, environmental degradation and the fate of
future generations, spread of infectious diseases, wars to spread democracy, the
global economy, and cyber crime.
9 As a further guarantee of lower (i.e. local, national, or regional) prerogatives imple-
mented through the principle of subsidiarity, the rule of the “subsidiarity check”
could be envisaged. According to this, lower parliaments would be allowed to ask
for reconsideration of any decision taken at an upper institutional level if they could
reasonably claim the issue at stake could more effectively be ruled at the lower level.
10 Proposals for the creation of a Global Parliamentary Assembly have been recently
restated by Falk and Strauss (Strauss, 1999; Falk and Strauss, 2000, 2001), though
their project does not endow the suggested assembly either with federal or fully
legislative powers. For previous path-breaking attempts in a similar direction see
Falk, 1977; Mendlovitz, 1977; Falk, 1992, and their discussion on new world
order models.
11 The judicial and executive powers of the UN have also been criticized and reforms
subsequently proposed in order to enhance the International Court of Justice and
abolish the pave of veto in the Security Council. Due to space constraints, however
this chapter concentrates on the legislative power because of its political
supremacy.
12 Proposals on voting systems have been numerous and diverse during the last fifty
years. For a selection, including the so-called Binding Triad, see Clark and Sohn,
Cosmo-federalism 169
1966, 20–34; Hudson, 1976; Newcombe, 1983; Hudson, 1991; Newcombe,
1991; Szasz, 1991.
13 Without this proviso, any proposal for a UN assembly with representation con-
tingent only on democratic election of the representatives from each country, irre-
spective of each country’s form of government or its observance of human rights,
would be self-contradictory. For an instance of such a misjudgment see Singer,
2002, 148.
14 This would be legitimate, but not necessarily legal, according to the existing UN
charter. In fact, art. 103 states that the UN charter has legal supremacy over any
other international agreement or covenant, and art. 108 affirms that changes in
the charter are allowed only if voted by two-thirds of the existing (state) members,
including the big five. This arrangement, which was due to the historical circum-
stances following the Second World War, perfectly preserves the power of the five
permanent members of the Security Council, in that it does not allow for any
change without their consent. A legal possibility for reform relies on art. 22, which
allows the General Assembly to create subsidiary organisms. This would circum-
vent the pave of veto and could lead to the creation of a subsidiary assembly with
initially marginal powers.
15 Examples in this regard might be the Community of Democracies or the Council
of Europe.
16 According to the Freedom House Index only 89 states are free democracies. This
amounts to 46 percent of UN member states and to 2.968 million citizens, i.e. 45
percent of world population (Freedom House, 2006). For a different reading
based on state counting only see Diamond, 2003.
17 Beyond social movements, another prominent case of transnationalism is offered
by migrants and refugees. Migrants, or moving between multiple political and cul-
tural contexts, bring waves of social hybridization, and when institutionally inte-
grated, also political innovation, in that they retain multiple citizenships (B. Barry
and Goodin, 1992; Marchetti, 2006c). Refugees provide an even stronger case for
transnational citizenship. Since the approval of the Geneva Convention on
Refugees and its Protocol (which came into force in 1954 and 1967 respectively),
refugees in fact enjoy a transnational right to receive assistance (Hassner, 1998;
Gibney, 2001). In a world still anchored to an exclusionary state system, migrants
and refugees are the first claimants of cosmopolitan citizenship.