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Objective: The study was conducted to review a staging sys- tients undergoing surgical resection with or without adjuvant
tem proposed by the University of Pittsburgh for temporal bone radiotherapy.
cancer and to evaluate survival status according to stage, treat- Results: The 2-year survival rates for primary squamous cell
ment, and certain prognostic factors. carcinoma of the temporal bone were as follows: T1 lesions
Study Design: The study was a retrospective case review. 100%, T2 80%, T3 50%, and T4 7%. Survival for T3 tumors
Setting: The study was conducted at a tertiary care medical was 75% with postoperative radiotherapy, compared with 0%
center and specialty hospital. with surgery alone.
Patients: Thirty-two patients with primary squamous cell car- Conclusions: The 2-year survival data directly correlated
cinoma of the external auditory canal were studied. with the staging system. The use of adjuvant radiotherapy
Intervention: All patients underwent surgery of the temporal increased survival rate in patients with a T3 lesion. Key
bone. Radiotherapy was given depending on tumor stage and Words: Squamous cell carcinoma—Temporal bone cancer—
histopathologic findings. External auditory canal—Adjuvant radiotherapy.
Main Outcome Measures: The 2-year survival rates of pa- Am J Otol 21:582–588, 2000.
Carcinoma of the temporal bone is a rare tumor that (4,5). Arriaga et al. (6) studied the correlation of CT and
accounts for <0.2% of all tumors of the head and neck pathologic findings and determined that CT can accu-
(1). Developing an appropriate treatment strategy re- rately diagnose the pathologic extent of tumor. They
quires the integration of personal and institutional expe- point out the limitations of CT, such as differentiating
rience with data gathered from reports published by other fluid and inflamed mucosa from tumor in the middle ear
oncology centers. The optimal management of temporal or mastoid and distinguishing inflammation from tumor
bone malignancies remains elusive. Controversies high- when there is no adjacent bone erosion. In that regard,
lighted in the current literature include the utility of ra- these authors advocate clinical evaluation for facial pare-
diographic evaluation of disease extent, the nomencla- sis, opacification of the mastoid, and soft tissue indura-
ture of surgical procedures, and the use of adjuvant ra- tion to assist in determining the disease extent.
diation therapy. Moreover, the lack of a standardized This study is a retrospective review of patients staged
staging system impedes meaningful interpretation of the with the Pittsburgh system using CT and clinical infor-
literature. An accurate and universally accepted staging mation. It is a continuation of reviews previously pub-
system is particularly critical in the evaluation of tumors lished from this institution (5–7). Survival outcome spe-
of the temporal bone because the rarity of the lesion cific to stage, surgical procedure, adjuvant treatment, and
demands multiinstitutional cooperation to compare treat- additional prognostic factors are described to promote
ment protocols and outcome. the use of this system, which depends on a systematic
Some authors argue that preoperative staging is not approach to radiologic evaluation and surgical extirpa-
possible because physical examination or radiologic tion of disease.
studies cannot determine the extent of disease within the
temporal bone. They emphasize the unreliability of de-
termining extension to the middle ear, nerves, or fascial MATERIALS AND METHODS
planes (2,3). However, others have found preoperative
computed tomography (CT) helpful in grouping patients
Between 1978 and 1998, 61 patients who underwent surgical
treatment for carcinoma of the temporal bone were identified
Address correspondence and reprint requests to Dr. Barry E. Hirsch, from a computerized database and previous reports of patients
Department of Otolaryngology, The Eye and Ear Institute, Suite 500, treated for cancer at the Eye and Ear Institute of the University
200 Lothrop Street, Pittsburgh, PA 15213, U.S.A. of Pittsburgh Medical Center. Forty-six patients had primary
582
SQUAMOUS CELL CARCINOMA OF EXTERNAL AUDITORY CANAL 583
T1 Tumor limited to the EAC without bony erosion or evidence of soft tissue involvement
T2 Tumor with limited EAC bone erosion (not full thickness) or limited (<0.5 cm) soft tissue involvement
T3 Tumor eroding the osseous EAC (full thickness) with limited (<0.5 cm) soft tissue involvement, or tumor involving the middle ear and/or mastoid
T4 Tumor eroding the cochlea, petrous apex, medial wall of the middle ear, carotid canal, jugular foramen, or dura, or with extensive soft tissue involvement
(>0.5 cm), such as involvement of TMJ or styloid process, or evidence of facial paresis
CT, computed tomography; EAC, external auditory canal; TMJ, temporomandibular joint.
LE, limited canal erosion; LST, limited soft tissue involvement; ST, soft tissue involvement; ME, middle ear involvement; MA, mastoid involvement; DU, dural
invasion; PA, involvement of petrous apex; EST, extensive (>5 mm) soft tissue involvement; MEMW, invasion of medial wall of middle ear; FP, facial palsy; C,
craniotomy; DR, dural resection; CR, carotid resection; P, parotidectomy; ND, neck dissection; MLTBR, modified lateral temporal bone resection; LTBR, lateral temporal
bone resection; STBR, subtotal temporal bone resection; TTBR, total temporal bone resection; NED, no evidence of disease; DOC, died of other causes; DOD, died of
disease.
later. This patient (surviving 43 months after initial sur- cancer treated with LTBR without adjuvant radiation
gery) was the only patient in the study to survive with therapy, the cancer recurred at 8 months and was then
disease >2 years after initial surgery but later die of treated with 6,840 cGy. He succumbed of persistent dis-
disease. A second patient treated with LTBR and adju- ease after 14 months. Two-year survival was 50%.
vant radiation therapy (5,000 cGy) for a T2 cancer had Only one patient with a T4 cancer survived after
tumor recurrence at 9 months postoperatively and died of STBR that included a resection of the carotid and post-
disease within 1 month despite an additional 2,000 cGy operative radiation with 5940 cGy for a microscopically
radiation. Both of these patients had positive margins. positive margin. She was free of disease after 40 months
The 2-year survival for T2 cancers was 80%. on last follow-up. Another patient with a T4 tumor died
Five patients with T3 cancers were treated with LTBR, of acute leukemia at 14 months but had no evidence of
and one underwent STBR. The patient who had STBR disease. The remaining patients died of disease between
and postoperative radiation therapy was disease free at 6 and 20 months (average survival 9.6 months).
her last follow-up at 9 years. Two patients with T3 can- The survival outcome based on surgical procedures
cer survived free of disease for 6 and 15 years. Two was analyzed (Table 4). No survival benefit was seen for
patients with T3 cancer died in the perioperative period T3 and T4 tumors treated with STBR versus LTBR (33%
of medical complications. In another patient with a T3 vs. 36%). For all stages combined, neck dissection and/or
parotidectomy had no effect on survival (Table 5).
TABLE 3. Two-year survival by stage Positive histologic margins were associated with de-
creased survival (75% vs. 32%, p ⳱ 0.029). No patient
Stage n Survived % who had involvement of the dura by cancer survived (see
T1 7 7 100 Table 5).
T2 5 4 80 Radiation therapy seemed to have some benefit.
T3 6 3 50
T4 14 1 7
Within the T3 group, those who received adjuvant radia-
tion therapy had improved survival over those who did
not (75% vs. 0%), although the total number of patients leaves the stapes as the medial border), a radical tempo-
in this group was small and prohibitive of statistical ral bone resection (usually sparing the petrous apex tip),
analysis (Table 6). or an infratemporal approach, respectively. The patients
all received adjuvant radiotherapy. The survival was
100% for disease limited to the EAC (n ⳱ 7), 100% for
DISCUSSION
superficial invasion (n ⳱ 3), 70% for deep invasion (n
Staging is of paramount importance in the treatment of ⳱ 10), and 65% for tumors reaching beyond the tempo-
cancer. Physicians can use staging to predict prognosis, ral bone (n ⳱ 14).
evaluate treatment options, and counsel patients. Authors Pensak et al. (9) reported a series of patients with
have used a variety of systems in staging and reporting tumors of multiple histologic types whose staging was
the outcomes in the management of temporal bone can- based on radiologic and intraoperative observations (see
cers (Table 7). Table 7 for staging description). Patients with grade I and
Spector (3) published a prospective treatment plan for II cancers were treated with a sleeve excision or LTBR.
patients with 34 cancers of the EAC staged into four (These procedures were not specifically described).
groups: limited to EAC, superficial invasion, deep inva- Patients with grade III through VI tumors underwent
sion, or beyond the temporal bone. Those with disease modified LTBR or TTBR. The modified LTBR included
limited to the EAC underwent a sleeve resection, which a petrosectomy. All but one patient had adjuvant ra-
included resection of the bony and cartilaginous canal, diotherapy. Three-year survival rates of patients with
the tympanic membrane, the malleus, and the annulus. If grades I through VI tumors were 100% (n ⳱ 3), 78% (n
superficial invasion, deep invasion, or disease beyond ⳱ 14), 67% (n ⳱ 6), 60% (n ⳱ 5), 87% (n ⳱ 8), and
the temporal bone was identified, the treatment included 0% (n ⳱ 3).
a partial superficial temporal bone resection (which
TABLE 5. Two-year survival by adjunctive surgical
TABLE 4. Two-year survival by surgery procedures and histologic findings
Procedure Stage n Survived % Procedure or finding n Survived % p
Modified LTBR T1 3 3 100 No neck dissection 24 12 50
LTBR T1 4 4 100 Neck dissection 8 3 38 0.6911
T2 5 4 80 No parotidectomy 9 4 44
T3 5 2 40 Parotidectomy 23 11 48 1.0
T4 4 0 0 Margins positive 19 6 32
All 18 10 56 Margins negative* 12 9 75 0.029
STBR T3 1 1 100 Regional metastasis 4 1 25
T4 5 1 20 No regional metastasis* 27 14 52 0.5996
All 6 2 33 Invasion of dura 5 0 0
TTBR T4 5 0 0 Dura not involved or not explored 27 15 56 0.0456
LTBR, lateral temporal bone resection; STBR, subtotal temporal *One patient not included because margins and regional disease
bone resection; TTBR, total temporal bone resection. were not documented.
TABLE 6. Two-year survival with and without XRT son of outcomes from these reports because of the vari-
ability of histologic types and sites of origin (such as
Stage XRT n Survived %
secondary temporal bone involvement from primary
T1 yes 3 3 100 tumors of the parotid, pinna, or concha), the small num-
no 4 4 100 ber of patients in each group, the disparity of staging
T2 yes 5 4 80
no 0 criteria, the diversity in management protocols, and the
T3 yes 4 3 75 nonstandardized surgical nomenclature. In addition, spe-
no 2 0 0 cific data such as CT findings, adjunctive surgical pro-
T4 yes 11 1 9 cedures and radiation therapy, and adequacy of margins
no 3 0 0
are often omitted.
XRT, adjuvant radiation. Despite the limitations, review of the studies indicates
certain prognostic factors that can be incorporated into a
unified staging system. Surgeons have observed that
Recently, Manolidis et al. (10) detailed 30 SCCA and bony invasion (3,12), facial paralysis (1,10,11), and ex-
basal cell carcinomas in his extensive review of temporal tension to the middle ear (12), dura (12,13), or soft tis-
bone malignancies. These tumors originating from the sues (temporomandibular joint, infratemporal fossa, pa-
auricle or the EAC were staged as stage 1, 2, or 3 (see rotid) (9,10) are associated with a poor outcome. In the
Table 7 for description). In that series, 22 patients un- Pittsburgh system, these factors differentiate T2, T3, and
derwent LTBR, 6 underwent TTBR, and 1 underwent T4 tumors.
resection via the middle fossa approach. Fourteen pa- We critically reviewed our patient data to confirm the
tients had adjuvant radiation. This author described the staging of patients’ tumors. We determined that two pa-
outcome as overall failure rate rather than the standard tients who previously had been assigned to stage T3
survival rate. The overall failure rate was 20%, 20%, because of paresis of the facial nerve were overstaged.
75%, and 100%, respectively, for stages 1 through 4. One patient had weakness of the marginal mandibular
Although these studies provide useful information, it nerve as a result of previous surgery. The other patient
is difficult to elicit an accurate and meaningful compari- had near resolution of facial paresis after treatment for
TABLE 7. Classification systems with tumor types, outcome, and definition of outcome
Author, date Subjects Staging system Outcome (outcome measure)
Crabtree et al. (15), 1976 35 SCCA, BCCA, ACC, Localized: confined to EAC and mastoid 15/17
metastatic renal cell cancer Extensive: invades ME or facial nerve 2/8 (free of disease 1–9 yrs)
(25 SCCA of EAC)
Stell and McCormick (11), 1985 47 SCCA, BCCA, ACC, AC T1 limited to site of origin Survival for stages T2 and T3 were
T2 extends beyond site of origin, but not beyond significantly poorer than T1
organ of origin
T3 extends to dura, skull base, parotid gland, TMJ
Tx insufficient data to classify
Kinney (2), 1989 25 SCCA of EAC Limited to EAC 85%
Erosion of bone or invasion of ME 83%
Extension to dura, stylomastoid foramen, 40%
or skull base (“control of disease” at
6 months–9 year)
Shih and Crabtree (4), 1990 18 SCCA, BCCA, ACC, AC, Stage 1 localized to EAC 6/6
MM of EAC Stage 2 extends into temporal bone 1/2
Stage 3 extends to parotid, neck, skull base, dura 6/10
(NED at 1–11 years)
Spector (3), 1991 I. 17 (1960–1980) Limited to EAC 7/7 (100%)
II. 34 (1980–1989) Superficial invasion 3/3 (100%)
all SCCA of EAC Deep invasion 6/10 (60%)
Extend beyond temporal bone 9/14 (64%)
for group II
(NED avg. 36.6 months)
Pensak et al. (9), 1996 46 SCCA, BCCA, ACC, Grade I—tumor in a single site, <1 cm 3/3 (100%)
chondrosarcoma, AC, Grade II—tumor in a single site, but >1 cm 11/14 (78%)
endocrine gland, Grade III—transannual extension 4/6 (67%)
carcinoma of temporal Grade IV—mastoid or petrous invasion 3/5 (60%)
bone Grade V—periauricular or contiguous extension 7/8 (87%)
Group VI—neck adenopathy, distant site, or 0/3
infratemporal fossa (3 years alive and NED)
Manolidis et al. (10), 1998 30 SCCA, BCCA of EAC Stage 1 confined to EAC 20%
Stage 2 spread to temporomandibular joint, parotid, or 20%
infratemporal fossa 75%
Stage 3 spread to ME, mastoid, facial nerve 100%
Stage 4 spread to dura, jugular bulb, sigmoid sinus, (overall failure rate)
internal carotid artery, or petrous apex
ACC, adenoid cystic carcinoma; AC, adenocarcinoma; MM, malignant melanoma; TMJ, temporomandibular joint; NED, no evidence of disease; SCCA, squamous cell
carcinoma; BCCA, basal cell carcinoma; EAC, external auditory canal; ME, middle ear.
concurrent acute otitis media. The histopathologic results procedures were used for each T stage, it is difficult to
from both patients confirmed that the tumor was limited integrate the two studies. However, the authors of this
to the EAC without extension into the middle ear or soft study support the Pittsburgh system.
tissue inferior to the tympanic ring. No patients with In addition to the disparity of staging systems, a sec-
limited pathology (staged T1 or T2) had facial nerve ond impediment to the development of treatment strate-
involvement caused by the cancer. For this reason, we gies is the variability in defining surgical procedures and
suggest that facial nerve paresis or paralysis is an omi- in choosing the management strategy. Authors list sur-
nous sign. To adversely affect facial nerve function, a gical procedures such as en bloc EAC resection, sleeve
tumor must involve the facial nerve between the genic- resection, local canal resection, wide local excision, radi-
ulate ganglion and the peripheral branches within the cal resection of the EAC, modified radical mastoidec-
parotid gland. If cancer causes facial paralysis along the tomy, modified LTBR, LTBR, partial temporal bone re-
horizontal segment of the fallopian canal, then by section, STBR, and TTBR. This discrepancy precludes
definition it should be included with T4 tumors eroding the integration of patient series among institutions. We
the medial wall of the middle ear. Similarly, if cancer suggest using these terms: modified LTBR (resection
causes facial paralysis secondary to spread to the area lateral to the tympanic membrane), LTBR (the stapes is
of the stylomastoid foramen, there is by definition >0.5 the medial limit of resection), STBR, and TTBR as de-
cm soft tissue extension. Involvement of the facial nerve scribed by Hirsch and Chang (8). In addition, a prospec-
at its vertical portion reflects tumor extension from the tive protocol of surgery and adjuvant radiation therapy
posterior bony canal wall through the annulus and into specific to each stage, such as those proposed by other
the mastoid with the implication of extensive bony authors (3,7,10) or as described in this study, is needed.
erosion (Fig. 2). We suggest updating the Pittsburgh These steps would permit the assessment of treatment
staging system by designating carcinoma of the tem- outcome based on homogeneous groups of patients simi-
poral bone and signs of facial paresis or paralysis as a larly staged and treated.
stage T4 tumor (see Table 1). Our data analysis reflected One limitation of this retrospective review is the de-
this modification. pendence on CT reports and pathologic reports, rather
The Pittsburgh staging system has been used in one than having the benefit of a unified and consistent system
other published study. Austin et al. (14) evaluated 22 for recording findings. In a previous report from this
patients with SCCA of the EAC and concluded that the institution (6), the CT scans and histopathology slides of
system was reproducible and objective. In that study, the 13 patients were systematically studied for EAC erosion,
patients treated surgically were assigned to stages T1 (n middle ear involvement, otic capsule erosion, mastoid
⳱ 8), T2 (n ⳱ 4), T3 (n ⳱ 6), and T4 (n ⳱ 4). The involvement, jugular fossa erosion, carotid canal erosion,
2-year survival rates were 75%, 100%, 60%, and 75%, tegmen erosion, and posterior fossa involvement. The CT
respectively, for those patients undergoing surgery with findings were found to correlate well with the histopatho-
or without radiation. Surgical procedures included local logic findings. Magnetic resonance imaging can be useful
canal resection, partial temporal bone resection, STBR, to evaluate soft tissue extension and to differentiate the
and TTBR. Because the pathologic extent was not de- contents of the middle ear. We suggest that radiologists
scribed with regard to adequacy of surgical margins or and pathologists use this kind of specific format when re-
invasion of the dura, and because a variety of surgical porting their findings, as suggested by Arriaga et al. (6).