Академический Документы
Профессиональный Документы
Культура Документы
a
Beijing University of Technology, 100124, Beijing, China
b
State Information Center, 100045, Beijing, China
Keywords: China is the largest producer and consumer of refined copper in the world. The large amount of copper con-
Refined copper sumption not only creates added pressure surrounding resource availability but also causes prominent en-
Life cycle assessment vironmental problems. Although copper can be recycled to alleviate resource pressure, there are significant
Environmental impact differences between mining primary copper and recycling scrap copper in view of resources, energy consump-
Primary copper
tion, and pollution emissions. These factors were analyzed to better understand the total environmental effects of
Secondary copper
refined copper from extracting primary ore and recycling scrap copper. The results of this analysis showed that
the most serious environmental impacts of refined copper were human toxicity, abiotic depletion potential, and
global warming potential. The environmental impacts were mainly caused by the mining and smelting of pri-
mary copper by pyrometallurgy. For secondary copper, refining and electrolysis were the main factors. Thus,
these main processes, which cause major environmental impacts, should be promoted technologically. According
to the results, the total environmental impact of secondary copper was only 1/8 that of the primary copper
production process, which indicates that regeneration has better environmental benefits. Furthermore, the
sensitive analysis showed that electricity was the most sensitive factor of both technologies. By optimizing the
energy structure and increasing the proportion of regeneration, can also reduce the environmental impact. It was
suggested that energy structure should be improved and secondary copper should be given more attention and
be developed vigorously. Finally, ways to reduce the environmental impact of primary copper and secondary
copper industries were recommended.
1. Introduction copper production and processing system, including mining and mi-
neral processing, smelting, refining, processing, manufacturing and
Copper, has many divergent properties, such as good ductility, high recycling. Copper has many forms, such as copper concentrate, blister
thermal and electrical conductivity, and it plays a vital role in global copper, refined copper, and copper timber, as well as many copper-
information, energy, electronics, and national defense (Li et al., 2017). containing products and other forms. Similar to other metals, refined
The dramatic increase in copper demand has driven an almost ex- copper can be obtained from ores and scrap. Customarily, primary
ponential increase in copper productivity (Northey et al., 2013). China production is the output from ores, and secondary production is pro-
has been the largest refined copper consumer in the world since 2004 duced from recycling scrap. (Gómez et al., 2007). To extract primary
(Wang et al., 2017). As Fig. 1 shows, refined copper production in copper from copper ore, there are two technologies, hydrometallurgy
China increased annually and reached 8.43 million tons in 2016. Fur- for low-grade like oxidized copper ore and pyrometallurgy for sulfide
thermore, China consumed more than 40% of the world’s refined copper ore. Dominated by sulfide copper ores, China has obtained more
copper (ICSG, 2016). Currently, copper is a significant strategic re- than 98% of refined copper from pyrometallurgy technology (Wang
source with regard to national safety for both the economy and society et al., 2015). However, higher production and a limitation of resource
in China (Li et al., 2017). reserves, with the addition of declining ore grades, are increasing the
After decades of rapid development, China has built a complete pressure on the sustainability of the copper industry. Fortunately,
Abbreviations: LCA, life cycle assessment; FU, functional unit; LCI, life cycle inventory; LCIA, life cycle inventory assessment; ADP, abiotic depletion; GWP, Global
Warming Potential; HTP, Human Toxicity Potential; AP, Acidification Potential; EP, Eutrophication Potential; POCP, Photochemical Ozone Creation Potential
⁎
Corresponding author.
E-mail address: thlibin@sina.com (B. Li).
https://doi.org/10.1016/j.resconrec.2019.03.020
Received 23 October 2018; Received in revised form 14 March 2019; Accepted 15 March 2019
0921-3449/ © 2019 Elsevier B.V. All rights reserved.
J. Chen, et al. Resources, Conservation & Recycling 146 (2019) 35–44
Fig. 1. Refined copper production in China from 2005 to 2016 (CMRA, 2016).
copper has a property that can be 100% recyclable to alleviate the re- hydrometallurgy and pyrometallurgy technologies of primary copper
source pressures on China (Bonnin et al., 2015). Therefore, the con- (Ruan et al., 2010; Yang et al., 2014), the environmental coordination
tinuous depletion of primary resources has diverted us to recycle copper of secondary copper (Jiang et al., 2006a; 2006b; Song et al., 2014), and
from nonprimary sources, such as from industrial waste, e-waste and so on. These studies have propelled the promotion of energy con-
scrap copper (Shuva et al., 2016). Currently, the secondary copper in- servation and environmental protection of the copper industry.
dustry has grown rapidly and has occupied an important position. The How to reduce the environment impact of the refined copper in-
proportion of secondary copper production is approximately 30% of dustry is still a major problem. As much progress has been made in
refined copper in China. Scrap copper comes from production, circu- recent years, such as the update of technical data and improvement of
lation, and consumption in society. Recycling technology is determined the LCA method, it is imperative to determine the differences between
by the grade of scrap copper, whether used directly or in further pyr- mining primary copper and recycling scrap copper in view of resources,
ometallurgical smelting. energy consumption and pollution emissions to propose the direction of
The large amount of consumption and production has led to in- technical improvement and ways to reduce the environmental impact.
creasingly serious environmental issues. The production of refined In this paper, an LCA was applied to assess environmental impacts and
copper emits substantial harmful gas and consumes substantial amounts identify the pollution process during the production of primary copper
of energy and water resources. In 2016, the production of copper tail- and secondary copper and find ways to improve environmental bene-
ings was 1.603 billion tons in China, while the comprehensive utiliza- fits.
tion rate of tailings was only 7% (CACE, 2017). The storage of these
mine tailings is a waste of land, and it has a risk of the dam breaking (Li
2. Methodology
et al., 2017). Recycling is beneficial from the perspective of energy
consumption, mineral conservation, etc. However, recycling also causes
As defined by the ISO 14040 and ISO 14044, an LCA is structured by
many secondary pollutions. During copper smelting processes, poly-
four stages, which are the goal and scope, the life cycle inventory (LCI),
chlorinated dibenzo-p-dioxins and dibenzofurans (PCDD/Fs) can be
the life cycle impact assessment (LCIA), and interpretation (Miah et al.,
formed, which have been listed as persistent organic pollutants (POPs).
2017; Yu et al., 2014).
POPs from the incomplete combustion of the resin has gradually be-
come a threat to human health. It has reported that the recycling pro-
cess produced more POPs than primary process (Hung et al., 2015; Nie 2.1. Goal and scope
et al., 2012). Moreover, informal sectors, illegal workshops, and in-
creasingly complex and low-grade scrap copper present more chal- The goal and scope is first step, which is to clarify the purpose and
lenges for the secondary copper industry (Fogarasi et al., 2013). background of LCA analysis, and point out the research functional unit
With the growing awareness of environmental protection, an in- (FU), system boundary, environmental impact type, constraint and as-
creasing amount of recognition has been paid to the copper industry. sumed conditions. The goal was to assess the potential environmental
Life cycle assessment (LCA) is an internationally recognized environ- impact of primary copper and secondary copper production technolo-
mental assessment tool that first emerged from the packaging industry gies in this study. The production of 1000 kg of refined copper (99.99%
and has gradually spread into many other sectors, including the me- cathode copper) was selected as the FU in this paper. All air, water
tallurgy industry (Lasvaux et al., 2016). Currently, LCA has become an emissions, raw materials, energy consumption, and waste disposal
important tool for environmental authorities and policymakers to make measurements were based on this FU.
environmental strategies. LCA quantifies and evaluates the energy The system boundary for both technologies covered the major
consumption and environmental impacts of products, technologies or production process, including mining (mining and beneficiation),
services from design to final disposition (from cradle to grave) (Chen smelting (smelting and converting), fire refining and electrorefining for
et al., 2018). The LCA in the copper industry was carried out from primary copper, and pretreatment (disassembling and separation), fire
approximately 2006 by Chinese practitioners (Jiang et al., 2006a; refining and electrorefining for secondary copper, as shown in Fig. 2.
2006b; Wang et al., 2015). Since then, the environmental impact of The assumptions were as follow. Refined copper produced from
refined copper was further analyzed based on LCA. The studies cover different technologies has the same quality. Upstream production only
energy consumption, carbon intensity, and environmental impacts of considered the main complements, such as electricity, natural gas,
different smelting technologies of primary copper (Han et al., 2009; limestone and quartz. As for Equipment and infrastructure, e.g. pro-
Wang et al., 2015; Zeng et al., 2012), a comparison of the duction machines, factory buildings, and transport vehicles were be-
yond the scope. In addition, research integrated some complex
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J. Chen, et al. Resources, Conservation & Recycling 146 (2019) 35–44
processes as one to simplify the calculation. For example, flash smelting can further recycle the precious metals. For secondary copper, the scrap
and converting were collectively called smelting. Pretreatment in sec- copper included leather cable, electronic scraps, and so on. After dis-
ondary production included dismantling and separating. mantling and separating, the anode furnace was used for fire refining.
The core of life cycle thinking is to consider the input and output
2.2. Life cycle inventory from a life cycle aspect, which means that the upstream production of
input should be taken into account. The data sources of life cycle in-
LCI includes data collection and calculation, which main content ventory was shown in Table 1. Resources, energy consumption and
was to calculate the energy and resource consumption of each unit and pollution data of primary copper production were collected mainly
the emission amount of various pollutants in the whole research pro- from the survey of production technology and typical enterprises in this
cess, and then make a summary calculation of the data (Goulart Coelho study. The upstream date was from GaBi (ts vision) and Ecoinvent da-
and Lange, 2018). tabase.
Table 1
Data sources of life cycle inventory.
Data categories Primary copper Secondary copper
The goal of LCI was to determine the mass flows of the inputs and As a product, the upstream production of electricity mix was con-
outputs of two technologies in this study. For primary copper, the sidered. And the structure was based on the average of China’s elec-
average grade of copper ore was about 0.68% in China, and the copper tricity mix with thermal power of about 78.41%, and hydro electricity
concentrate had a grade of 21.50% after flotation in this study. The was about 14.82%, others occupied 6.77% only. All major energy input
sulfur content of the copper concentrate was relatively high which was was converted into the consumption of basic resources, such as crude
suitable for flash smelting. As a byproduct of pyrometallurgy, sulfur oil, hard coal, and natural gas. In the production of FU of primary
dioxide can be further purified and prepared into industrial sulfuric copper, the electricity was totally about 1868 kW h, and 129 kg of coal,
acid. It was assigned to allocate environmental burdens in the smelting 21 kg of diesel, 56.5 m3 of natural gas. In the secondary copper, it the
processes. The allocation factors were 97% in copper matte and 3% in consumption of electricity was about 383 kW h, the usage of coal was
byproduct, which was calculated based on economic values. about 72.5 kg, and 44.5 m3 of the natural gas. The detail input and
However, there was some waste were not considered in the allo- output for the production of 1000 kg refined copper from primary
cation, such as tailings can make building materials and anode slime mining and recycling were tabulated as shown in Table 2.
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3. Results
2.3. Life cycle environmental impact
3.1. Characterization results
LCAI is the core step of the LCA, which associates inventory data
with specific environmental impact categories and category indicators 3.1.1. Primary copper
and transforms into a potential of consumption on the resource, human The environmental impact of primary copper from pyr-
health effects, ecological impacts, and other environmental impacts. In ometallurgical processes was characterized, The characterization result
this process, it is essential to build the characteristic model, choose the of primary copper was shown in Fig. 3. Generally, mining and smelting
influence type and parameter, conduct the classification and char- process were occupy the major impact. As for ADP, EP, GWP and POCP
acterization. While, it is optionally to perform standardization, nor- indicators, the rank of contribution rates were mining, smelting, elec-
malization, weighting, data quality analysis, etc. trorefining and fire refining respectively. While the AP and HTP in-
Combined with the characteristics of refined copper production in dexes, the highest percentage was smelting. The detail analysis of each
China, the CML2001 method (2016 revision), was selected for en- indicator was show in following.
vironmental impact accounting in this study. The CML2001 method is a For ADP, the characterization value was 34,154.61 MJ eq in total,
problem-oriented approach proposed by the Netherlands Institute of and the mining, smelting, electrorefining processes were occupied at
Table 3
Environmental impact indicators and related environmental factors.
Indicators Abbr. Unit Impact range Related environmental factors
Abiotic Depletion ADP MJ eq global mineral consumption, fossil fuel consumption, etc.
Acidification Potential AP kg SO2 eq region SO2, NOX, HCl, HF, etc.
Eutrophication Potential EP kg PO43− eq region Ammonia, phosphate, nitrate, etc.
Global Warming Potential GWP kg CO2 eq. global CO2, NO2, CH4, CF6, CH3Br, halogenated organic matter, etc.
Human health damage HTP kg 1,4 DB eq local Toxic substances entering air, soil and water: As, Cd, Cr, Hg, Ni, Pb, V, dioxins,
zndichlorobenzene, etc.
Photochemical Ozone Creation Potential POCP kg Ethene eq region Ethylene, non-methane hydrocarbons (NMHC), etc
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57.37%, 26.42%, and 12.68%, respectively. Copper mining required electrorefining process, sulfuric acid mist was generated, which caused
substantial ore resources and energy due to the low grade copper ore. a high AP of the electrorefining process.
The usage of coal, gas and oil was the major contributor to ADP in- For EP, the value was 0.224 kg PO43− eq, with a contribution rate of
dicator of primary copper production. 57.14% for the refining process. Ammonium nitrate and ammonia were
For AP, it was 20.30 kg SO2 eq in characterization that mining and the main substances that caused eutrophication.
smelting accounted for 49.22% and 38.64%, respectively. Sulfide The GWP of scrap copper regeneration was 316 kg CO2 eq, and the
copper ore, which contains sulfur, is a reactive component that could contribution rates of the pretreatment, refining and electrorefining
react with oxygen during smelting to form SO2. Furthermore, coal for processes were 27.24%, 33.53% and 39.23%, respectively. The emis-
smelting contains sulfur compounds that can form SO2 when burned. By sion of CO2, which was the most important factor leading to climate
enriching and purifying the flue gas, sulfuric acid can be prepared. The change, depended mainly on the amount of electricity consumed.
important factors of SO2 and H2SO4 causing AP were concentrated For HTP, the characterization result was 219 kg 1,4-DB eq, of which
during the smelting process, resulting in a higher contribution rate. 72.47% came from the refining process. Scrap copper has diverse types
For EP, the characterization result was 1.19 kg PO43− eq, which was and complex components and contains many metals and organic in-
mainly due to mining and smelting in proportions of 53.14% and clusions. The HTP of the refining process depended on the degree of
31.80%, respectively. In summary, mining and smelting were major separation of metal from nonmetal during the pretreatment process to
contributors to each impact indicator at all stages of the life cycle. some extent because the emission of organic matter was crucial to
The characterization value of GWP was 3417.528 kg CO2 eq, of which human toxicity.
mining and smelting contributed the most, accounting for 56.23% and For POCP, the characterization result was 1.44 kg ethene eq, and the
29.02%, respectively. The CO2 came mainly from the usage of energy, environmental impact of electrorefining, fire refining, and pretreatment
while the mining and smelting processes required higher energy con- was ranked from high to low. The main component of POCP was
sumption. In addition, the large amount of CO2 emission was also due to nonmethane volatile organic compounds.
the upstream production of electricity, limestone, and industrial oxygen.
For HTP, the result was 1790 kg 1,4-DB-eq, and the main con-
3.2. Results of total environmental impact
tribution came from mining and smelting, with ratios of 39.10% and
38.37%, respectively. Copper ore is associated with arsenic, cadmium,
Normalization synthesized the environmental factors and eventually
nickel, zinc and other metals, which can cause heavy metal pollution to
formed an integrated environmental impact index. Firstly, normalization
endanger human health if emitted into the air or discharged directly
result, a dimensionless value, was obtained by comparing characteriza-
into the water and soil.
tion results of primary copper and secondary copper with standardiza-
For POCP, it was 1.44 kg ethene eq. The main substance was non-
tion reference values. Then, based on the normalization result and the
methane volatile organic compounds emitted into the air, which were
weighting value, the total environmental impact was further calculated.
concentrated in mining and smelting.
Fig. 5 present the environmental impact values of each production
process. As shown above, the total environmental impact of primary copper
3.1.2. Secondary copper was 7.05E-09.The influential process of primary copper was mining, which
The environmental impact of secondary copper from pyr- accounted for approximately 41.91% of the total value, followed by
ometallurgical processes was characterized, and the result is shown in smelting 37.88%, electrorefining 17.03%, and fire refining 3.11%. The
Fig. 4. largest impact of primary copper on the environment was HTP, which ac-
For ADP, the characterization result was 7.33E + 03 MJ eq during counted for 68.66%, followed by GWP and ADP, which occupied approxi-
the life cycle. Fire refining and electrorefining were the key processes mately 10.71% and 8.92% of the total environmental impact. Other in-
that accounted for 42.43% and 43.38% of the total environmental dicators, AP, POCP and EP, was 7.38%, 3.62%, 0.71%, respectively.
impact, respectively. In terms of the life cycle inventory, these two As Fig. 6 shown, the total impact of secondary copper was 8.76E-10,
processes required a large amount of energy. which was only 12.43% that of primary copper. The environmental
For AP, the characterization result was 20.36 kg SO2 eq, and the impact value of fire refining was nearly 61.52%, and electrorefining
emission of NOx and SOx had an effect on the value. In the followed, about 26.66%. The environmental impact of HTP was
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J. Chen, et al. Resources, Conservation & Recycling 146 (2019) 35–44
particularly high at approximately 69.04%. The ADP and GWP were The typical air pollutants of primary copper were particulate matter,
15.40% and 7.95%, respectively. Other indicators for AP, POCP and EP sulfur dioxide, acid mist, and heavy metal-containing flue gas. Typical
were below 5% of the total environmental impact. air pollutants in the production of secondary copper were persistent
Result showed that regeneration has an environmental advantage. organic pollutants, which were highly toxic to human health. As China
Therefore, from an environmental perspective, recycling copper scraps has become the third-largest acid rain area, it’s of significance to have
might be a better choice than mining copper ore. According to the effective desulfurization treatment of flue gas that reduces the acid rain
analysis, the major environmental impacts were HTP, ADP, GWP and pollution caused by SO2 emissions in the atmosphere.
for both primary and secondary copper from a comprehensive point of Waste acid and heavy metal effluents were typical liquid pollutions
view, especially, HTP was the maximum of all indicators. in both technologies. After several cycles, the heavy metal was con-
Fig. 7 presents a comparison of secondary and primary copper based tained in the electrolytic solution. The electrolyte should be extracted
on the environmental indicators. The ADP of secondary copper was for purification during electrorefining, otherwise the concentration of
21.46% that of primary copper. For EP and HTP, secondary copper impurities such as As, Sb, and Bi in the electrolyte will gradually in-
accounted for 18.80% and 12.5% that of primary copper. For the rest of crease (Peng et al., 2012).
the impact, secondary copper was below 10% of primary copper. In The solid waste of primary copper included beneficiation tailings,
summary, the regeneration process showed an environmental ad- smelting slag, smoke, dust, etc. The storage of sulfide tailings may
vantage over all indicators. result in a higher environmental impact than copper concentrate
production (Beylot and Villeneuve, 2017). Usually, there are 40% Fe
4. Discussion and 1% Cu in the copper slag, as well as SiO2, and other elements
including Zn, Mo, Pb, and As (Sarfo et al., 2017). Effective long-term
4.1. Identification of pollutant management of copper slag storage is an important issue. The solid
waste of secondary copper was smelting slag and dust containing
The pollution of primary copper was different from that of sec- heavy metals.
ondary copper, showed in Table 4.
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4.2. Sensitivity analysis on the impact both for primary copper and secondary copper, shown on
Figs. 8 and 9. While the influence of other factors were relatively small
The environmental benefits of refined copper are influenced by in each indicator. By reducing 10% of diesel, the ADP was decreased by
many factors. In order to find the key factors that cause environmental 0.309%, and other indicators all below 0.02%. By reducing 10% of
impact, it is necessary to conduct a sensitivity analysis. The sensitivity natural gas in primary copper, the ADP was decreased by 0.312%, and
analysis, which is a systematic analysis method to study the degree of other indicators all below 0.03%. By reducing 10% of natural gas in
influence on the system representation index when the system perfor- secondary copper, the ADP was decreased by 2.8%, while other in-
mance correlation coefficient is restricted. Sensitivity analysis, which is dicators were below 0.02%.
a systematic analysis method for analyzing the degree of influence on Fig. 8 presents the sensitive of electricity for both technologies. As it
indicators when specific changes occur in correlation coefficients. For shown, when electricity consumption decreased by 10%, ADP, EP,
primary copper, there were four factors, hard coal, electricity, diesel GWP, HTP were decreased by 7.95%, 6.72%, 5.68%, 8.05%, respec-
and natural gas been analyzed, by reducing 10% of the consumption of tively, which was more than that of secondary copper. While for AP and
these four factors. For secondary copper, it were hard coal, electricity, POCP, the secondary copper was more sensitive than primary copper.
natural gas been analyzed, by reducing the consumption of factors by As Fig. 9 shown, each indicator of secondary was decreased vary
10%. It was find that, electricity and hard coal changed more obvious from 0.03% to 2.90%, which all surpass the primary copper. Since the
steam in the electrorefining process was obtained by burning hard coal,
Table 4
Main pollutant in the production process.
Types Primary copper Secondary copper
air pollutant sulfur dioxide, particulate matter, flue gas containing As, Cd, sulfuric acid mist, etc. dioxins, sulfur dioxide, nitrogen oxides, etc.
liquid pollutant electrolyte, contaminated acid containing fluorine, chlorine, arsenic, acidic wastewater electrolyte, contaminated liquid containing heavy metals such as
containing heavy metals, washing water, etc. Cu, Pb, Sn, and Ni, etc.
solid pollutant dust, smelting water-quenched slag, beneficiation tailings, leaching slag, sewage treatment non-metallic scrap, smelting slag, anode mud, dust, etc.
slag, etc.
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Table 5
Environmental impacts of different scenarios.
Scenario Primary copper Secondary copper Environmental impact
ratio ratio
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