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J. of Supercritical Fluids 33 (2005) 131–138
Abstract
The composition profile of horsetail (Equisetum giganteum L.) oleoresin obtained by supercritical fluid extraction (SFE) and organic
solvents such as hexane and dichloromethane (DCM) was investigated and the results were compared to evaluate the processes efficiency. To
observe the selectivity characteristic of the supercritical fluid process, carbon dioxide was used as solvent with density varying from 719.1 to
923.0 kg/m3 . The operating conditions were 303 and 313 K and 12, 15, 17, 20, 25 and 30 MPa and the SFE yield was up to 1.44% (w/w). In
order to investigate the extraction process of the horsetail oleoresin, the main subject of this work was the qualitative evaluation of the extracts
by gas chromatography (GC) and gas chromatography–mass spectrometry (GC–MS) analysis, due to the non-polar characteristic conferred
by the supercritical solvent. The compounds identification of the horsetail extracts was based on a database for natural products. The influence
of the solvent density and the extraction time in the oleoresin composition was also investigated. The evaluation of the composition profile
indicates that the supercritical CO2 extracts are remarkably different than the organic solvent extracts.
© 2004 Elsevier B.V. All rights reserved.
0896-8446/$ – see front matter © 2004 Elsevier B.V. All rights reserved.
doi:10.1016/j.supflu.2004.07.004
132 E.M.Z. Michielin et al. / J. of Supercritical Fluids 33 (2005) 131–138
The flow rate for the carrier gas (hydrogen) and the make-
up gas (nitrogen) was 2 mL/min, chromatograms were run
with on-column 1 L sample injection diluted with DCM
at 1 mL. The GC analysis was performed using split-mode
injection with split rate at 1/20.
For the chromatographic analysis a non-polar LM1 col-
umn with 0.25 mm inner diameter and 0.3 m film thickness
was used. The temperature program (based on the compo-
nents retention time) started at 313 K with 6 K/min heating
rate up to 443 K, followed by 8 K/min up to 575 K. The de-
tector and the injector temperatures were 593 and 553 K, re-
spectively.
The area of the chromatogram peaks, correspondent to Fig. 3. Effect of the CO2 flow rate in the OEC at 20 MPa and 313 K.
the sample components were integrated using the program
Cromatografia (Microquı́mica, Brazil). The main compo- curves shown in Fig. 2 indicate an increase in the constant ex-
nents of the horsetail oleoresin were identified by gas traction rate with increasing pressure at constant temperature.
chromatography–mass spectrometry (GC–MS) investigation The effect of the CO2 flow rate in the OEC is observed in
(Shimadzu, Model GCMS-QP2000A, Kyoto, Japan) and us- Fig. 3 for 20 MPa and 313 K and flow rates 1.85 × 10−5 and
ing a database for natural products (NIST Mass-Spectral Li- 4.73 × 10−5 kg CO2 /s. The curves show an increase in the
brary with Windows search program – Version 2), where MS extraction rate with increasing the solvent flow rate. At 1.85
results were compared. The temperature program used in the × 10−5 kg CO2 /s the extraction yield obtained at 720 min
GC–MS analysis was the same for the GC analysis. process was 0.75% (w/w), otherwise, using 4.73 × 10−5 kg
CO2 /s the same extraction yield was obtained at 288 min.
Reverchon et al. [12] observed similar effect for the extraction
of hiprose seed oil with supercritical CO2 , reducing 50% of
3. Results and discussion the extraction time due to an increase in the flow rate from 1
to 2 gCO2 /min.
3.1. Overall extraction curve Important process characteristics such as solubility and
selectivity, as well as process yield, are pressure- and
Typical overall extraction curves (OEC) that represent the temperature-dependent, i.e., solvent density-dependent. The
supercritical fluid extraction of horsetail oleoresin are shown values of supercritical CO2 density ρ (kg/m3 ), for the range
in Fig. 2. The curves were obtained from extractions at 303 of temperature and pressure used in this work, are presented
and 313 K, pressures from 12 to 25 MPa and flow rate from in Table 1 [11]. The extraction yields obtained with supercrit-
3.88 × 10−5 to 7.65 × 10−5 kg CO2 /s. The OEC in Fig. 2 ical CO2 at different operating conditions (303 and 313 K and
show the constant extraction rate period (initial portion of 12–30 MPa) and with n-hexane and dichloromethane (DCM),
the curves) and the decreasing extraction rate period, repre- for the organic solvent extraction, are compared in Table 1.
senting the influence of the mass transfer mechanisms. In the The highest yield was obtained with SFE at 313 K and 30 MPa
beginning of the curves (up to 70 min extraction) the convec- (1.44%, w/w). The yield obtained with hexane extraction was
tion is the dominant mass transfer mechanism, while in the compared, in terms of order of magnitude, with SFE at densi-
end the diffusion mechanism controls the mass transfer. The ties up to 810 kgCO2 /m3 . Otherwise, the yield obtained with
Fig. 2. Temperature and pressure effects in the OEC: () 3.88 × 10−5 kg/s and ρ CO2 923.0 kg/m3 , () 3.93 × 10−5 kg/s and ρ CO2 880.2 kg/m3 , () 6.18
× 10−5 kg/s and ρ CO2 891.2 kg/m3 , (×) 6.85 × 10−5 kg/s and ρ CO2 840.6 kg/m3 , ( ) 6.5 × 10−5 kg/s and ρ CO2 847.6 kg/m3 , (•) 7.55 × 10−5 kg/s and ρ
CO2 781.2 kg/m3 , (+) 7.65 × 10−5 kg/s and ρ CO2 809.7 kg/m3 , (−) 6.53 × 10−5 kg/s and ρ CO2 719.1 kg/m3 .
134 E.M.Z. Michielin et al. / J. of Supercritical Fluids 33 (2005) 131–138
Table 1 in CO2 , where the crossover was at 30 MPa for the isotherms
Yield obtained in different extraction processes and CO2 properties 313 and 333 K and at 35 MPa for temperatures from 333 to
Organic solvent extraction Supercritical fluid extraction 353 K. For -carotene, the crossover pressure lays between
Solvent Yield (%, w/w) MPa/K ρCO2 (kg/m3 ) Yield (%) 15 and 17.5 MPa for the temperature range of 313–333 K.
Hexane 0.31 12/303 809.7 0.35
Vasapoloo et al. [14] observed the same behavior for the ex-
DCM 0.78 12/313 719.1 0.34 traction of lycopene from tomato with supercritical CO2 and
15/303 847.6 0.37 reported an increase in the extraction yield with temperature,
15/313 781.2 0.39 from 45 to 60 ◦ C, at constant pressure.
17/303 867.1 0.47 Moreover, the enhancement in the extraction yield indi-
17/313 808.7 0.51
20/303 891.2 0.76
cates the decrease in the process selectivity for complex mix-
20/313 840.6 0.81 tures, observed through the composition profile of the oleo-
25/303 923.0 0.91 resin (next section).
25/313 880.2 0.94
30/313 910.6 1.44 3.2. Horsetail extract composition
DCM, a low polarity solvent, is comparable with the one The horsetail oleoresin is a greenish viscous product,
obtained with SC-CO2 at 20 MPa and 303 K. formed basically by high molecular weight compounds, from
The results for the supercritical extraction yields are com- around 160–430 kg/kg mol. Results of the GC–MS analy-
pared in Fig. 4 through the yield isotherms. The results indi- sis from horsetail extracts obtained with supercritical fluid
cate an increase in the process yield with pressure at constant extraction and with n-hexane extraction are presented in
temperature for 303 and 313 K. This behavior is justified by Fig. 5a and b, respectively. The high-pressure extract (Fig. 5a)
the increase in the solvent density with pressure. was obtained at 313 K and 20 MPa (840.6 kg/m3 ) and col-
The effect of temperature on the extraction rate, at con- lected in the first portion of the OEC (up to 100 min ex-
stant pressure, is due to two mechanisms: an increase in the traction time). Table 2 shows the identified components of
process temperature increases the solubility due to solute va- the horsetail oleoresin, with the respective retention time in
por pressure enhancement and reduces the solubility due to the chromatographic column and the compounds molecular
the decrease in the solvent density. These opposing effects weight and formula. The substances listed in Table 2 indi-
result in the crossover of solubility isotherms [14]. cate the presence of a series of components with non-polar
In Fig. 4, the horsetail oleoresin yield decreases with aspects, a SC-CO2 extraction characteristic. Also, from the
temperature at 12 MPa but increases for pressures above
15 MPa and up to 25 MPa. The isotherms show an inver-
sion pattern between 12 and 15 MPa, possibly representing
the crossover region. Therefore, according to the results pre-
sented in Table 1 and Fig. 4, the density effect in the oleoresin
solubilization is dominant at 12 MPa. Otherwise, the vapor
pressure is the main effect in the solubilization process from
15 to 25 MPa, for the range of temperatures and pressures
studied in this work.
Güçlü-Üstündag and Temelli [13] reported several sys-
tems with isotherm inversion, such as tocopherol solubility
Fig. 5. (a) GC–MS analysis for horsetail oleoresin obtained with supercrit-
Fig. 4. Pressure effect in the process yield at constant temperature: yield ical CO2 at 20 MPa, 313 K and 5.45 × 10−5 kg CO2 /s. (b) GC–MS analysis
isotherms at 303 and 323 K. for horsetail oleoresin obtained with n-hexane.
E.M.Z. Michielin et al. / J. of Supercritical Fluids 33 (2005) 131–138 135
Table 2
Components identified in the horsetail oleoresin
Peak Compound RT (min) Mol. (kg/kgmol) Molecular formula
1 Dodecanoic acid 26.36 200 C12 H24 O2
2 3-Nonynoic acid methyl ester 28.73 168 C10 H16 O2
3 3,6-Dimethyl decane 38.06 170 C12 H26
4 n-Heneicosane 40.26 296 C21 H44
5 26-Hydroxicholesterol 41.56 402 C27 H46 O2
6 Ergosta-4,7,22-trien-3-one 42.60 394 C28 H42 O
7 8,12-Dimethyl-4Z,8E,12E-octadecatriene 43.93 276 C20 H36
8 Methenolone 45.26 302 C20 H30 O2
9 Gorgost-5-en-3-ol 46.13 426 C30 H50 O
10 2,6,10,14-Hexadecatetraen-1-ol,3,7,11,15-tetramethyl-acetat (E,E,E) 46.36 332 C22 H36 O2
11 Z-13-Octadecenal 47.90 266 C18 H34 O
12 Bufa-20,22-dienolide,3,14-dihydroxy 52.93 386 C24 H34 O4
chromatograms in Fig. 5a and b and the results in Table 2, for 12 MPa and its concentration increases with temperature for
a set of components analyzed in this work, the CO2 extraction 20 MPa. For the aliphatic hydrocarbon 3,6-dimethyl decane
present lower selectivity for non-polar components related to (compound 3) the solute vapor pressure effect is also observed
the n-hexane extraction. Among the identified components by the concentration decrease with the solvent density and in-
were found alkanes like n-heneicosane, a cuticular hydro- creases with temperature for 12 and 20 MPa. The behavior of
carbon; fatty acids like dodecanoic acid, a glyceride; methyl the extraction rate for the steroids ergosta-4,7,22-trien-3-one
esters such as 3-nonynoic acid methyl ester; steroid triter- (compound 6) and methenolone (compound 8) represent the
penes such as ergosta-4,7,22-trien-3-one and gorgost-5-en-3- complexity of the solvent density effect in the extract com-
ol; a naturally-occurring anabolic steroids like methenolone position. For methenolone the concentration increases with
[15,16]. temperature at 12 MPa and decreases at 20 MPa. Otherwise,
The influence of the process temperature and pressure on increasing temperature, the concentration of ergosta-4,7,22-
the solute composition is presented in Table 3. The results are trien-3-one decreases at 12 MPa and increases at 20 MPa.
shown in molar fraction and % peak area for samples obtained This complex behavior can be explained by the intermolecu-
in the initial part of the OEC (up to 100 min) and at different lar interactions and the vapor pressure of the oleoresin com-
extracting conditions. The molar fraction values of the horse- ponents.
tail components were obtained considering only the identified The effect of the extraction time in the solute composi-
substances present at the oleoresin. Table 3 shows an increase tion was also investigated and the results are presented in
in the number of identified components with temperature and Table 4 in terms of components molar fraction. The mo-
pressure, indicating a more complex composition profile for lar fraction values were again calculated considering only
the extract obtained at 313 K and 20 MPa. The results listed the identified components of the horsetail oleoresin. The re-
in Table 3 are also evaluated though Fig. 6 shows the be- sults in Table 4 represent samples obtained at 20 MPa, 313 K
havior of components 1, 2, 3, 6 and 8 with temperature and and 5.33 × 10−5 kg CO2 /s, and at three different parts of
pressure. Dodecanoic acid (compound 1) was not detected at the OEC, the beginning (up to 100 min extraction time), the
Table 3
Effect of the CO2 density in the horsetail oleoresin composition (molar fraction and % area of the peaks)
Peak Compound Molar fraction: T (K)/P (MPa) % Peak area: T (K)/P (MPa)
Fig. 6. Effect of solvent density in the oleoresin composition (1) dodecanoic acid; (3) 3,6-dimethyl decane; (6) ergosta-4,7,22-trien-3-one; (8) methenolone.
Table 4
Effect of the extraction time in the oleoresin composition
Peak Compound Molar fraction
intermediate fraction (from 100 to 270 min) and the final por- the OEC. Component 4 decreases with extraction time while
tion of the OEC (from 270 to 380 min). Fig. 7 shows the be- component 12 increases, although its concentration is low
havior of the molar fraction of the components (1) dodecanoic and practically constant. Component 8 has opposite extrac-
acid, (2) 3-nonynoic acid methyl ester, (4) n-heneicosane, (8) tion behavior compared to component 1, i.e., its concentra-
methenolone and (12) bufa-20,22-dienolide,3,14-dihydroxy tion increases up to 270 min then decreases, probably due
with the extraction time. For components (1) and (2) the com- to its exhaustion or the synergetic effect of the remaining
position decreases from the beginning of the extraction to components of the oleoresin. Therefore, for the operational
the intermediate fraction and increases at the final portion of conditions studied in this work, the intermediate fraction of
Fig. 7. Effect of the extraction time in the horsetail oleoresin composition: (1) dodecanoic acid; (2) 3-nonynoic acid methyl ester; (4) n-heneicosane; (8)
methenolone; (12) bufa-20,22-dienolide,3,14-dihydroxy.
E.M.Z. Michielin et al. / J. of Supercritical Fluids 33 (2005) 131–138 137
Table 5
Comparing results from SFE and organic solvent extractions (hexane, dichloromethane) (% peak area)
Compounds RT (min)a % Peak area
SFE (MPa, K) n-Hexane DCM
20,313 12,303
2-Nonadecanone 19.76 – – 9.35 8.86
Heptadecanoic acid 21.43 – – 37.56 39.92
12,15-Octadecadienoic acid, methyl ester 23.33 – – 5.31 3.08
Dodecanoic acid 26.36 14.917 – – –
3-Nonynoic acid methyl ester 28.73 24.717 – – –
Ergosta-7,22-dien-3-ol 33.96 – – 6.67 8.44
Stigmasta-4,22-diene 34.96 – – 11.23 12.75
3,6-Dimethyl decane 38.06 3.288 4.206 – –
Cholest-7-en-3-ol,14-methyl 38.43 – – 5.84 4.73
n-Heneicosane 40.26 4.492 5.451 – –
26-Hydroxicholesterol 41.56 0.988 – – –
Ergosta-4,7,22-trien-3-one 42.60 2.308 5.357 – –
8,12-Dimethyl-4Z,8E,12E-octadecatriene 43.93 1.390 – – –
Methenolone 45.26 8.840 16.099 – –
Gorgost-5-en-3-ol 46.13 0.446 – – –
2,6,10,14-Hexadecatetraen-1-ol,3,7,11,15-tetramethyl-acetato (E,E,E) 46.36 0.639 1.196 – –
Z-13-Octadecenal 47.90 0.845 1.032 – –
Bufa-20,22-dienolide,3,14-dihydroxy 52.93 0.892 1.131 – –
Non-identified components – 36.238 65.528 24.04 22.22
a RT: retention time.
the OEC (from 100 to 270 min) presented the highest concen- 0.78% (w/w). The pressure effect in the SFE yield was also
tration of target components such as steroid triterpenes (peaks observed and the results indicate that, increasing pressure
5, 6, 8) and also triterpene hydrocarbons (peaks 3 and 7). from 12 to 30 MPa at constant temperature, the extraction
The influence of the extraction process on the oleoresin yield increases. The influence of the extraction temperature
composition was investigated and the results are compared indicates an increase in the extraction rate by increasing tem-
in Table 5, in terms of % peak area, for extracts obtained perature at 12 MPa and decreases the extraction rate with
with SC-CO2 (313 K/20 MPa and 303 K/12 MPa), n-hexane temperature from 15 to 25 MPa. This behavior shows the
and DCM. isotherms crossing between 12 and 15 MPa. It was also ob-
The results indicate a remarkable difference in the com- served the influence of CO2 density and extraction time in the
position profile of the horsetail oleoresin between the super- solute composition profile. The components polarity in the
critical extracts and the conventional ones (organic solvents). high-pressure extracts increased with the extraction time. The
Considering the characteristic of the analytical method used CO2 extracts shown the presence of important components
in this work (gas chromatography), the conventional oleo- such as methenolone, phyto-steroids (ergosta-4,7,22-trien-3-
resin show mainly components with retention time lower than one) and hidrocarbons (3,6-dimethyl decane; n-heneicosane
38 min and the CO2 extracts were rich in components with and 8,12-dimethyl-4Z,8E,12E-octadecatriene), mostly ab-
retention time from 26 to 53 min. Besides the difference in the sent in the conventional oleoresin. The study of horsetail
extract yield using n-hexane and DCM (Table 1), the com- extraction using supercritical CO2 confirms the ability of the
position profile of both extracts was comparable in terms high-pressure process to obtain complex mixtures formed ba-
of identified components (Table 5). Those extracts, although sically by high molecular weight components (426 g/mol).
present different components than the SC extracts, indicate
the same class of components: alkanes, fatty acids, methyl
esters and steroids triterpenes, present in all samples evalu- Acknowledgements
ated. This behavior is caused mostly by the differences at the
solvents polarity and affinity to the solute. The authors wish to acknowledge CAPES and CNPq for
the financial support and Professor Paulo G. Windish from
UNISINOS, São Leopoldo, RS, Brazil, for the plant identifi-
cation.
4. Conclusions
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