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Review Article

Journal of Cerebral Blood Flow &


Metabolism
0(00) 1–18
New developments in clinical ischemic ! Author(s) 2017
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DOI: 10.1177/0271678X17694046
their imaging implications journals.sagepub.com/home/jcbfm

Jeremy J Heit and Max Wintermark

Abstract
Acute ischemic stroke results from blockage of a cerebral artery or impaired cerebral blood flow due to cervical or
intracranial arterial stenosis. Ischemic stroke prevention seeks to minimize the risk of developing impaired cerebral
perfusion by controlling vascular and cardiac disease risk factors. Similarly, ischemic stroke treatment aims to restore
cerebral blood flow through recanalization of an occluded artery or dilation of a severely narrowed artery that supplies
cerebral tissue. Stroke prevention and treatment are increasingly informed by imaging studies, and neurovascular and
cerebral perfusion imaging has become essential in in guiding ischemic stroke prevention and treatment. Here we review
the latest advances in ischemic stroke prevention and treatment with an emphasis on the neuroimaging principles
emphasized in recent randomized trials. Future research directions that should be explored in ischemic stroke preven-
tion and treatment are also discussed.

Keywords
Core infarction, ischemic stroke, stroke prevention, mechanical thrombectomy, imaging
Received 3 November 2016; Revised 21 December 2016; Accepted 23 January 2017

mechanical thrombectomy for the treatment of ische-


Introduction mic stroke compared to medical management is the
Ischemic stroke is the leading cause of disability and the most significant advance in ischemic stroke therapy
fifth leading cause of death in the United States. 1 since the approval of intravenous tissue plasminogen-
Ischemic stroke is caused by embolic or thromboembolic activator (tPA) in 1995.9
occlusion of a cerebral artery, which results in reduced Here we review the latest advances in ischemic stroke
cerebral blood flow (CBF) to the brain. This impaired prevention and treatment with an emphasis on recent
CBF results in brain ischemia, which is separated into randomized trials and neuroimaging principles. We aim
two distinct components: (1) the irreversibly damaged to provide an update on the treatment of ischemic
‘‘core’’ infarction and (2) the ischemic, but viable, sur- stroke to the imaging community and to emphasize the
rounding tissue that is called the ‘‘penumbra.’’ 2,3 The important advances in imaging as they pertain to stroke
goal of all ischemic stroke treatments is restoration of prevention and treatment. First, recent advances in
CBF to the penumbra, as penumbra reperfusion minim- clinical ischemic stroke prevention are discussed with
izes the final size of core infarction and results in an emphasis on cardioembolic, cervical carotid artery
improved patient outcomes.2,4,5 atherosclerosis, and intracranial atherosclerosis.
The past several years have seen significant advance- Next, cervical and intracranial atherosclerotic plaque
ments in both ischemic stroke prevention and treat-
ment. There have been significant changes in medical Department of Radiology, Neuroimaging and Neurointervention
stroke prevention due to cardiac arrhythmias and intra- Division, Stanford University Hospital, Stanford, CA, USA
cranial atherosclerosis in recent years, and more
stepwise advancements in stroke prevention due to cer- Corresponding author:
Max Wintermark, Department of Radiology, Neuroimaging and
vical atherosclerotic disease. Furthermore, the recent Neurointervention Division, Stanford University Hospital, 300 Pasteur
publication of five randomized trials4–8 that demon- Drive, S0047, Stanford, CA 94305, USA.
strate an overwhelming benefit of endovascular Email: mwinterm@stanford.edu
2 Journal of Cerebral Blood Flow & Metabolism

and vessel wall imaging advances that may identify international normalized ratio blood tests to ensure
patients at increased risk of an ischemic stroke risk adequate anticoagulation.
are discussed. Third, recent advances in ischemic More recently, non-vitamin K antagonist oral
stroke treatment are discussed with an emphasis on anticoagulant (NOAC) medications have become the
endovascular therapy. Fourth, we consider neuroima- preferred anticoagulant in the prevention of ischemic
ging techniques for endovascular stroke therapy with stroke secondary to atrial fibrillation. Dabigatran, riv-
an emphasis on the variety of approaches in practice aroxaban, apixaban, and edoxaban are all NOACs that
and on neuroimaging biomarkers that predict patient result in non-inferior (rivaroxaban and edoxaban) or
outcome. Lastly, the success of the recent ischemic reduced (edoxaban and dabigatran) rates of ischemic
stroke trials has raised many questions with respect to stroke compared to warfarin.26–30 These medications
the neuroimaging evaluation of ischemic stroke also have a similar (rivaroxaban) or reduced (dabiga-
patients, and we also discuss future research directions tran, rivaroxaban, edoxaban) frequency of bleeding
that should be explored to define the optimal imaging complications compared to warfarin.26–30 NOACs
evaluation of these patients. also have the advantage of not requiring routine
blood tests to ensure adequate anticoagulation. Thus,
Ischemic stroke prevention clinical NOACs represent an important iterative advancement
in the non-invasive prevention of ischemic stroke in
and imaging advances patients with atrial fibrillation. Future studies and
Ischemic stroke is most commonly caused by athero- patient registries will be important to determine the
sclerotic disease or cardiac arrhythmias, such as atrial long-term safety of the NOAC medications.
fibrillation, and stroke risk reduction focuses on the
medical control of these diseases.10 The most common
Cervical carotid artery atherosclerosis risk reduction
medical comorbidities that increase the risk of ischemic
stroke include hypertension, diabetes mellitus, hyperlip- Atherosclerotic disease affecting the common carotid
idemia, and smoking.10–17 Effective ischemic stroke pre- artery and cervical internal carotid artery is responsible
vention requires aggressive blood pressure control for 25% of ischemic strokes in the United States. 31
(target systolic blood pressure less than 140 mm Hg Atherosclerotic plaque may reduce CBF as the arterial
and diastolic blood pressure less than 90 mm Hg), lumen is reduced in caliber by the plaque, and this
hyperlipidemia reduction with exercise, diet, and impaired CBF may manifest as a transient ischemic
statin medications (target low-density lipoprotein attack (TIA) or ischemic stroke. Alternatively, athero-
levels < 100 mg/dl), and smoking cessation.10 To date, sclerotic plaque rupture exposures the sub-endothelial
aggressive glycemic control in patients with diabetes cholesterol-rich plaque to the bloodstream, which may
mellitus has not been shown to result in a reduced cause thrombotic or thromboembolic occlusion of the
risk of ischemic stroke.18 However, most stroke neur- cervical internal carotid artery or intracranial
ologists suggest a hemoglobin A1C of < 6.5% as an circulation.31
appropriate therapeutic target.10 All patients with a TIA or ischemic stroke undergo
In the past several years, there have been advance- imaging evaluation of the cervical common and internal
ments in the prevention of ischemic stroke due to carotid arteries to evaluate for a significant stenosis due
cardioembolic, cervical carotid atherosclerotic disease, to atherosclerotic plaque. Carotid ultrasound is the
and intracranial atherosclerotic disease (ICAD). These most common imaging modality used to evaluate the
clinical advances and emerging neuroimaging tech- cervical arteries, and computed tomographic angiog-
niques to predict the risk of stroke due to cervical or raphy (CTA) or magnetic resonance angiography
ICAD are briefly reviewed below. (MRA) are also frequently performed (Figure 1).
Patients with ischemic symptoms referable to a
common or internal carotid artery stenosis that meas-
Cardioembolic stroke risk reduction
ures 50–99% compared to the normal adjacent vessel
Patients with non-valvular atrial fibrillation are at an caliber benefit from treatment by carotid endarterec-
increased risk of ischemic stroke secondary to cardiac tomy (CEA)32–34 or carotid artery stenting (CAS)
thromboembolism,19 and the majority of these patients (Figure 1).35,36 Both CEA and CAS improve the caliber
should be anticoagulated to minimize their stroke of the treated cervical carotid artery and lead to a
risk.10,20–25 For many years, most patients were antic- reduced risk of subsequent stroke. Importantly, the
oagulated with warfarin. Warfarin is an effective anti- long-term results of the Carotid Revascularization
coagulant that targets vitamin K-dependent enzymes in Endarterectomy versus Stenting Trial (CREST) were
the coagulation cascade, but it interacts with various published in 2016. The CREST study randomized
foods and many medications and requires frequent 2502 patients with symptomatic carotid artery stenosis
Heit and Wintermark 3

(a) (b)

(c) (d)

(e) (f)

Figure 1. Acute ischemic stroke secondary to a critical cervical internal carotid artery stenosis. A DWI image demonstrates a small
area of cerebral infarction in the subcortical white matter of the right temporal lobe (a, arrow). Cervical artery vascular imaging using
carotid color Doppler ultrasound (b) and CTA (c) after presentation identified a critical cervical right internal carotid artery stenosis
(b and c, arrows). The patient underwent treatment by placement of a carotid artery stent. A pre-stent digital subtraction angiogram
in the lateral projection shows a severe cervical right internal carotid artery stenosis that measures 1 mm in diameter (d, arrow). This
lesion was treated by uneventful placement of a carotid artery stent (e, arrow), and a post-stent digital subtraction angiogram in the
lateral projection demonstrates a significant improvement in the caliber of internal carotid artery (f, arrow).

to CEA or CAS, and this study demonstrated no sig- a meta-analysis of randomized trials comparing CEA
nificant difference between CEA and CAS with respect and CAS showed found a higher rate of any stroke or
to periprocedural stroke, myocardial infarction, death, death in patients over 70 years who were treated with
post-procedure ipsilateral stroke, or long-term ipsilat- CAS compared to CEA.37 Although CEA and CAS
eral stroke at up to 10 years of follow up.36 However, may be considered equivalent therapies in the treatment
4 Journal of Cerebral Blood Flow & Metabolism

of symptomatic cervical carotid artery stenosis, CEA is treated with aspirin and clopidogrel compared to his-
likely still superior in older patients. torical controls.55 Based upon the SAMMPRIS trial
Although cervical common or internal carotid artery results, most stroke neurologists and neurointerven-
narrowing of 50% or greater is associated with an tionalists consider dual antiplatelet medical therapy to
increased risk of stroke, 88–90% of asymptomatic be the standard of care in the treatment of ICAD.
patients with this degree of stenosis do not develop an However, additional studies are required to define
ischemic stroke.34,38,39 Therefore, the degree of luminal better the most optimal medical therapy.56
stenosis is only one component of the atherosclerotic More aggressive endovascular treatments for ICAD
plaque that determines the risk of a future ischemic include angioplasty and intracranial stenting. Initial
stroke, and additional studies have identified studies showed promise for these techniques in prevent-
atherosclerotic plaque composition to be important ing ischemic strokes in patients with symptomatic
for risk stratification.40–43 Imaging advances in cervical ICAD.57–62 However, the SAMMPRIS trial, which
atherosclerotic plaque characterization are discussed in randomized patients to either cerebral artery angio-
the ‘‘Vessel Wall Imaging in Stroke Prevention’’ plasty and stenting or maximal medical therapy, was
Section below. terminated after an interim analysis demonstrated a
significantly higher rate of stroke or death in the angio-
Intracranial atherosclerosis risk reduction plasty and stenting group (14.7%) compared to the
medical management group (5.8%) within 30 days of
ICAD is an important cause of ischemic stroke, and treatment. Based upon the SAMMPRIS results, cere-
ICAD accounts for up to 10% of all ischemic strokes bral artery angioplasty and stenting are not recom-
in the USA and up to 50% of all ischemic strokes out- mended for the treatment of ICAD. 10 Future studies
side of North America.44–46 Similar to cervical athero- are required to determine if subsets of patients with
sclerotic disease, ICAD may reduce CBF through ICAD, such as those who develop ischemic stroke or
artery luminal narrowing or acute thrombotic occlusion TIAs while on maximum medical management, benefit
in the setting of a ruptured atherosclerotic plaque from cerebral artery angioplasty or stenting.
(Figure 2)47–49 Similar to cervical atherosclerotic dis-
ease, reduction of stroke risk in the setting of ICAD Atherosclerotic plaque and vessel wall
focuses on minimizing the risk of further arterial lumen imaging in stroke prevention
narrowing and preventing plaque rupture.
The medical management of ICAD requires aggres- The advances in medical and interventional therapy for
sive lipid lowering with atorvastatin 80 mg daily or stroke prevention in patients with cervical carotid ath-
rosuvastatin 40 mg daily, regardless of LDL level, and erosclerotic disease or ICAD have been coupled with
aggressive antiplatelet medical therapy to minimize the the more recent identification of imaging biomarkers
risk of in situ atherosclerotic plaque thrombosis. 50 The that may more accurately predict the risk of ischemic
randomized trials ‘‘A Comparison of Warfarin and stroke in these populations. The degree of luminal nar-
Aspirin for the Prevention of Recurrent Ischemic rowing has been the mainstay of vessel imaging for over
Stroke’’ (WARSS) and ‘‘Comparison of Warfarin and 20 years, but emerging techniques that image the com-
Aspirin for Symptomatic Intracranial Arterial position, shape, and inflammatory characteristics of
Stenosis’’ (WASID) showed aspirin to be equivalent atherosclerotic plaques may provide superior informa-
to warfarin for prevention of ischemic stroke, cerebral tion regarding the risk of a future thrombotic or
hemorrhage, or death.51,52 Patients treated with war- thromboembolic event due to plaque rupture. 40–43,63–65
farin also had a significantly higher adverse event It is not our intention to provide a complete overview
rate.52 The WARSS and WASID trials became the of the advances in carotid and intracranial atheroscler-
basis for treatment of ICAD with single antiplatelet otic plaque imaging, which are well reviewed else-
agents, most commonly either aspirin or clopidogrel. where.66,67 However, we will briefly highlight the
Subsequent studies comparing dual antiplatelet med- principal advances in atherosclerotic plaque and
ical therapy using both aspirin and clopidogrel to either vessel wall imaging.
aspirin alone or clopidogrel alone did not find a benefit The most important imaging biomarkers of athero-
of dual antiplatelet medication therapy in the preven- sclerotic plaque instability are: (1) intraplaque hemor-
tion of ischemic stroke.53,54 However, these studies rhage (IPH), (2) vessel wall enhancement, and (3)
were not restricted to patients with ICAD, and the plaque ulceration.68–71 MRI is the preferred imaging
ICAD specific ‘‘Stenting versus Aggressive Medical modality for the assessment of carotid and intracranial
Therapy for Intracranial Arterial Stenosis’’ atherosclerotic plaque, as CT/CTA and CT/positron
(SAMMPRIS) trial found a lower rate of recurrent emission tomography are less reliable in the detection
ischemic stroke and death among ICAD patients of IPH and plaque enhancement.72–74
Heit and Wintermark 5

(a) (b) (c)

(d) (e) (f)

Figure 2. Transient ischemic attacks due to a severe middle cerebral artery stenosis. A 66-year-old patient developed transient
ischemic attacks localizing the right middle cerebral artery circulation. Brain MRI demonstrated no evidence of acute or chronic
cerebral infarction (a), and MRA demonstrated a focal severe stenosis in the proximal M1 segment of the right MCA (b, c, arrows).
This stenosis was confirmed on digital subtraction angiography (d, arrow), and the appearance was consistent with ICAD. The patient
was initially treated medically, including dual anti-platelet medication initiation, but her symptoms were persistent. She underwent
endovascular treatment with cerebral artery angioplasty (e, f) given that she had failed medical management. An angioplasty balloon
was inflated across the right M1 stenosis (e, arrow). Following angioplasty, there was a marked improvement in the caliber of the right
M1 segment (f, arrow). She has had recurrent symptoms after treatment.

Intraplaque hemorrhage imaging. IPH is present in one- MRI identifies IPH by imaging methemoglobin
third of atherosclerotic plaques with a luminal stenosis within the plaque as a region of T1 shortening (T1
of at least 50%.64,75 Histologic analysis of cervical hyperintense signal abnormality). Most protocols use
carotid artery atherosclerotic plaque demon- strates T1-weighted two-dimensional spin echo sequences or
regions of hemorrhage within the plaque, which occur three-dimensional magnetization prepared gradient
secondary to transient endothelial break- down echo sequences to image IPH.41,64,68,78,79 Volumetric
overlying the plaque or hemorrhage due to vasa 3D acquisitions and the use of fat suppression tech-
vasorum breakdown adjacent to the plaque. 76 These niques may further increase the conspicuity of these
hemorrhagic foci are hypothesized to perpetu- ate lesions in the vessel wall.66
ongoing plaque growth and further instabil- ity.64,76,77
Consistent with this idea, the presence of IPH strongly Vessel wall and plaque enhancement. Atherosclerotic
correlates with an increased risk of plaque progression plaque inflammation results in plaque instability and
and stroke in patients without symptoms irrespective of a higher risk of atherosclerotic plaque rupture and
the degree of associated arterial stenosis.41,64,78 ischemic stroke.80,81 The mechanism by which plaque
Furthermore, retrospective stu- dies demonstrate that inflammation results in plaque instability remains
IPH absence confers a 90– 100% negative predictive incompletely understood, but it is thought to result in
value of a subsequent ische- mic stroke.40,41,64,78 Larger cytokine signaling that promotes macrophage recruit-
prospective studies are needed to validate IPH as a ment, endothelial and fibrous cap breakdown, and
biomarker of stroke risk, but this biomarker holds plaque rupture.82 Carotid plaque enhancement reflects
promise in the evalu- ation of patients at risk of this atherosclerotic plaque inflammation, and this
ischemic stroke. enhancement has been used as a marker of increased
6 Journal of Cerebral Blood Flow & Metabolism

ischemic stroke risk.83–87 Similar to IPH, plaque suggest that symptomatic plaques are more closely
enhancement is associated with an increased risk of associated with the origins of the lenticulostriate perfor-
ischemic stroke regardless of the degree of associated ating arteries, which may become occluded. 94 Most
vessel stenosis.85,86 ischemic strokes affect the MCA vascular bed, and
Plaque enhancement is measured by dynamic MCA IPH is present in up to 20% of patients with
contrast enhanced MRI following intravenous ischemic stroke due to ICAD. 95,96 These data suggest
gadolinium-based contrast agent injection.69,83–85 Post- that cerebral vessel wall imaging to identify IPH may be
contrast T1-weighted images are typically acquired in valuable in the evaluation of ischemic stroke patients,
the axial plane so as to be perpendicular to the course especially those who otherwise have cryptogenic ische-
of the cervical common and internal car- otid arteries. mic strokes.
Fat-saturation techniques can help to increase the Plaque enhancement is seen in 70% of patients with
conspicuity of the plaque enhancement.69 symptoms referable to the enhancing plaque, but
whereas only 8% of asymptomatic plaques demon-
Plaque ulceration imaging. Rupture of an atherosclerotic strate enhancement (Figure 3).97 In support of these
plaque occurs when there is a sudden exposure of the findings, a recent meta-analysis found enhancement of
highly thrombogenic lipid core to the blood traversing cerebral artery plaque to be highly associated with
the arterial lumen. Plaque rupture then results in plate- ischemic infarction within the territory of the enhancing
let adhesion and formation of a thrombus at the lipid– vessel with an odds ratio of 10.8. 92 Future prospective
blood interface, and this thrombus may result in an studies are needed to validate these findings and deter-
ischemic stroke. Therefore, high-risk atherosclerotic mine the relative risk of cerebral vessel wall enhance-
plaques are those with a high likelihood of exposure ment in predicting ischemic stroke risk.
of the lipid-rich core to arterial blood flow.
The lipid-rich core of an atherosclerotic plaque is Future directions in atherosclerotic plaque and vessel wall
separated from the endothelial lumen by a fibrous imaging. Cervical and intracranial atherosclerotic
cap. Discontinuity in this fibrous cap represents plaque and vessel wall imaging hold great promise in
plaque ulceration, which has been correlated with an the evaluation and risk stratification of patients with
increased risk of ischemic stroke. 71,88 On MRI, this acute ischemic stroke. The preliminary studies summar-
fibrous cap appears as a discrete structure between ized above should be validated with larger prospective
the vessel lumen and the underlying plaque, and this trials. If IPH, vessel wall enhancement, and plaque
cap is hypointense on conventional MRA images. ulceration are validated as risk markers for stroke, it
Plaque ulceration is best demonstrated on contrast will be of interest to determine whether these findings
enhanced MRA as a focal disruption in the hypointense may be successfully used as imaging surrogates in med-
cap with T1 shortening.89 Future prospective studies ical or interventional studies in the emerging era of
are required to validate fibrous cap ulceration as a personalized medicine. Furthermore, we envision how
marker of increased stroke risk. individual patients’ plaque imaging evaluation may
lead to change in medical management to reduce the
Intracranial artery wall and atherosclerotic plaque risk of ischemic stroke.
imaging. Similar to cervical artery atherosclerotic pla-
ques, atherosclerotic plaques in the intracranial circu-
Ischemic stroke treatment advances
lation and are at risk of in situ thrombosis and
thromboembolism that may result in ischemic stroke. There have been significant advances in endovascular
Cerebral artery IPH and wall enhancement have been stroke treatment by mechanical thrombectomy over the
linked to a higher risk of ischemic stroke in the vascular past several years, although these advances were pre-
territory of the affected vessel,90–92 but the smaller size ceded by significant setbacks in earlier trials. In 2013,
of the cerebral arteries introduces challenges in the ima- the Interventional Management of Stroke III (IMS-
ging of these high-risk plaques. To our knowledge, III), Mechanical Retrieval and Recanalization of
cerebral artery plaque ulceration imaging has not yet Stroke Clots Using Embolectomy (MR RESCUE),
been described. and Local Versus Systemic Thrombolysis for Acute
Atherosclerotic plaques commonly involve the Ischemic Stroke (SYNTHESIS) trials were published,
middle cerebral artery (MCA), the intracranial verte- and these trials all found no benefit of endovascular
bral arteries, and basilar artery. Interestingly, MCA stroke therapy compared to medical management in
atherosclerotic plaques typically localize asymmetric- the treatment of acute ischemic stroke.98–100 These
ally to one wall of the cerebral artery, 93 and symptom- data generated much discouragement in the stroke
atic plaques are more commonly located on the neurology and neurointerventional community, and
superior and posterior wall of the MCA. These findings many of these physicians struggled to understand
Heit and Wintermark 7

(a) (b) (c)

(d) (e) (f)

Figure 3. Vessel wall enhancement in a patient with intracranial atherosclerotic disease. A middle aged patient presented with
recurrent transient ischemic attacks localizing to the right MCA circulation. An MRI FLAIR image demonstrated evidence of prior
cerebral infarction (a, arrow), and MRA identified a severe stenosis in the M1 segment of the right MCA (b, c, arrows). The right M1
stenosis was felt to be most consistent with ICAD, and the patient underwent further evaluation with vessel wall imaging (d–f). A
coronal T2-weigthed image demonstrates the right M1 stenosis (d, arrow). Post-contrast black-blood vessel wall imaging demon-
strates mild enhancement of the arterial wall localizing to the region of stenosis, which is shown in the coronal (e, arrow) and sagittal
(f, arrow) planes. The inset images (e, f) highlight this enhancement (e, f, arrowheads).

these trial results when they had so often seen superior Fortunately, the disappointment of 2013 was
outcomes with endovascular stroke therapy in their reversed in 2015 with the unprecedented publication
own practices. of five randomized trials that showed an overwhelming
Critical analyses of IMS-III, MR RESCUE, and benefit of endovascular stroke therapy using mechan-
SYNTHESIS identified several design limitations of ical thrombectomy compared to medical management
these trials that principally included: (1) a lack of vas- following more stringent neuroimaging inclusion
cular imaging prior to randomization and (2) a paucity criteria. These trials are the: (1) Multicenter
of third generation stent retriever devices used for Randomized Clinical Trial of Endovascular
mechanical thrombectomy in the endovascular arms Treatment for Acute Ischemic Stroke (MR CLEAN),
of the studies.2,101 For example, patients in the IMS- (2) Endovascular Treatment for Small Core and
III were randomized without performing a CTA or Anterior Circulation Proximal Occlusion with
MRA in all patients, and 19% of patients in the endo- Emphasis on Minimizing CT to Recanalization Times
vascular arm did not receive endovascular treatment (ESCAPE), (3) Randomized Trial of Revascularization
because no target arterial blockage was identified. 99,101 with Solitaire FR Device versus Best Medical Therapy
Stent retrievers result in significantly higher rates of in the Treatment of Acute Stroke Due to Anterior
revascularization compared to older generation Circulation Large Vessel Occlusion Presenting within
devices,102,103 but stent retrievers were used in only Eight Hours of Symptom Onset (REVASCAT), (4)
1% of the IMS-II, 13% of the SYNTHESIS, and 0% Extending the Time for Thrombolysis in Emergency
of the MR RESCUE endovascular arms.98–100 These, Neurological Deficits – Intra-Arterial (EXTEND-IA),
and other, design limitations likely accounted for the and (5) Solitaire with the Intention for Thrombectomy
failure of these trials to show a benefit of endovascular as Primary Endovascular Treatment (SWIFT PRIME).4–
8
stroke therapy compared to medical management. The designs and outcomes of these trials
8 Journal of Cerebral Blood Flow & Metabolism

Table 1. Clinical and imaging selection and outcomes in recent randomized endovascular stroke trials.

MR CLEAN REVASCAT ESCAPE SWIFT PRIME EXTEND -IA

Time since 0–6 h 0–8 h 0–12 h 0–6 h 0–6 h


symptom onset
Dominant NCCT NCCT NCCT NCCT NCCT
imaging selection CTA CTA CTA CTA CTA
PCT (RAPID) PCT (RAPID)
Vessel occlusions ICA, M1, M2, ICA, M1 ICA, M1, All M2s ICA, M1 ICA, M1, M2
included A1, A2
Core Infarction None ASPECTS > 6 ASPECTS > 5 <50 ml (PCT) <70 ml (PCT)
Assessment
Collateral imaging None None Vessels within > 50% of None None
assessment ischemic territory by
CTA or Multiphase CTA
Penumbra None None None Tmax > 6 (PCT) Tmax > 6 (PCT)
imaging
assessment
Endovascular mRS c 2 33% 44% 53% 60% 71%
Medical 19% 28% 29% 36% 40%
mRS c 2

are summarized in Table 1. Neurointerventional stroke or estimated in all acute ischemic stroke patients to guide
therapy has rapidly become the standard of care for subsequent treatment. Diffusion-weighted imaging
patients with occlusion of the major intracranial (DWI) that demonstrates restricted diffusion in brain
arteries (Figure 4), but many questions remain regard- tissue remains the gold-standard for core infarction iden-
ing the best imaging triage of endovascular stroke can- tification (Figure 5) However, not every patient can
didates. We now review the neuroimaging evaluation of undergo MRI, and not every stroke center has unre-
endovascular stroke candidates with an emphasis on stricted access to MRI. In fact, very few patients
the results of these five trials. among the five randomized trials underwent pre-endo-
vascular treatment evaluation by MRI.4–8,105 These limi-
Neuroimaging selection of endovascular stroke tations of MRI have led to the widespread adoption of
candidates CT-based techniques to assess the core infarction.
The simplest CT measure of core infarction is a volu-
The neuroimaging evaluation of acute ischemic stroke metric estimation of abnormal hypodensity. Most cen-
patients has several goals that include establishing the ters currently use the more quantitative 10-point
ischemic stroke diagnosis, excluding stroke mimics, Alberta Stroke Program Early CT Score (ASPECTS)
identifying contraindications to intravenous or intra- as an estimate of the size of core infarction on non-
arterial thrombolysis, and identifying patients who contrast head CT.106 The ESCAPE, REVASCAT,
may benefit from endovascular treatment. 2 Patients and SWIFT PRIME trials required an ASPECTS of
most likely to benefit from endovascular stroke treat- 6-10 for inclusion, and patients with ASPECTS of 0-5
ment are those with a relatively small volume of core excluded under the assumption that endovascular treat-
infarction, a large vessel occlusion (cervical or intracra- ment would offer no benefit in the setting of a large
nial internal carotid artery, M1 or M2 segment of the volume of core infarction and that treatment of these
MCA), and salvageable brain tissue.2,104 The five ran- patients would lead to an increased risk of reperfusion
domized trials all addressed these three factors, but hemorrhage.4,7,8 By contrast, the MR CLEAN trial did
there was variation in the imaging techniques used in not require any estimation of the core infarct size, and a
the neuroimaging evaluation.4–8 These three principal non-contrast head CT was only used to exclude intra-
components of acute ischemic stroke imaging are now cranial hemorrhage.6 A recent subgroup analysis of the
discussed further. MR CLEAN trial determined patient outcomes as a
function of pre-treatment ASPECTS, which were
Ischemic core imaging. The ischemic core, which we define grouped into large infarction (ASPECTS 0–4), moder-
as irreversibly infarcted brain tissue, should be measured ate infarction (ASPECTS 5–7), and small infarction
Heit and Wintermark 9

(a) (b) (c) 12

10

(d) (e)

(f) (g) (h) 12

10

Figure 4. Endovascular stroke therapy in a patient with acute ischemic stroke due to occlusion of the M1 segment of the left middle
cerebral artery. An elderly patient with an acute ischemic stroke due to occlusion of the M1 segment of the left MCA. (a–c) MRI
obtained prior to endovascular treatment shows a small core infarction on DWI (A, arrow), occlusion of the M1 segment of the left
MCA on a MRA maximum intensity projection image (b, arrow), and a large penumbra on the PMRI Tmax map (c, white outline). (d, e)
The patient underwent endovascular stroke therapy, and a digital subtraction angiogram prior to treatment demonstrates occlusion of
the M1 segment of the left MCA (d, arrow), which was completely recanalized after mechanical thrombectomy (e). An MRI obtained
on the day after endovascular treatment shows an unchanged region of core infarction on DWI (f, arrow), complete recanalization of
the left MCA (g, arrowhead), and normalization of cerebral perfusion on the PMRI Tmax map (h, white outline).

(ASPECTS 8–10).107 This study found no significant relative to the normal cerebral hemisphere, and the
difference in outcome or adverse events among these volume of core infarction was processed using commer-
groups, which suggests that patients with ASPECTS cially available automated software.4,5 Patients with a
less than six may be considered for treatment.107 core infarction greater than 50 ml (SWIFT PRIME) 4 or
Core infarction may also be estimated by perfusion 70 ml (EXTEND-IA)5 were excluded from treatment.
CT (PCT) as a significant reduction in either CBF or These results demonstrate that the size of core
cerebral blood volume (CBV) relative to the contralat- infarction is an important consideration in the selection
eral normal hemisphere (Figure 5).104,108 The of endovascular treatment candidates, but much uncer-
EXTEND-IA and SWIFT PRIME trials both esti- tainty exists as to the most optimal imaging method to
mated the core infarction as a 70% reduction in CBF estimate the ischemic core size. Furthermore, whether
10 Journal of Cerebral Blood Flow & Metabolism

(a) (b)

(c) (d)

(e) (f)

Figure 5. CT-, PCT-, and MRI-based measures of core infarction in a patient with an acute ischemic stroke. Non-contrast head CT
images from a patient with an acute ischemic stroke due to occlusion of the M1 segment of the left MCA (a, b). These images
demonstrate hypodensity of the left lentiform nucleus (a, arrow; b, arrowhead), left insular ribbon (a, arrowhead), and the left caudate
head (b, arrow). No abnormal hypodensity was identified in the cortical regions, and this patient was assigned a favorable ASPECTS of
7. By contrast, PCT images (c, d) estimated a much larger area of core infarction in this patient. CBF imaging (c) showed a large region
of decreased blood flow within the left MCA territory (C, arrow), and CBV imaging showed a slightly less large region of decreased
cerebral blood volume (d, arrow). The patient underwent successful revascularization, and DWI obtained after treatment (e, f)
demonstrated a core infarction (e, f, arrows) that corresponded to the core infarction estimated by the CBV and CBF PCT images.

patients with core infarctions larger than 70 ml (espe- determinant of patient outcome.109–111 The finding that
cially in non-dominant hemispheres) may benefit from patients with low ASPECTS still benefit from endovas-
treatment remains uncertain. Some studies have found cular treatment107 and the increasingly observed phe-
that the size of presenting core infarction is a strong nomenon of reversal of diffusion restriction after
Heit and Wintermark 11

endovascular therapy112 underscores the need for add- between the estimated core of infarction on the non-
itional research into how the core infarction influences contrast head CT and the clinical stroke severity, which
patient outcome after endovascular treatment. is most often measured by the National Institutes of
Health Stroke Scale (NIHSS) score. Patients without
Vascular imaging to localize vessel occlusion. The use of non- a large core infarction who have a high NIHSS must
invasive vascular imaging to identify the presence of a have salvageable tissue and should be considered for
large vessel occlusion is critical in the appropriate selec- endovascular stroke treatment. This strategy was effect-
tion of patients for endovascular stroke treatment. The ive in MR CLEAN and REVASCAT, and it resulted in
five recent endovascular stroke trials all used CT or a good clinical outcome in 33% (MR CLEAN) and
MR angiography to localize the level of vascular occlu- 44% (REVASCAT) of patients who underwent endo-
sion prior to randomization to endovascular or medical vascular therapy compared with only 19% (MR
treatment.4–8 The ESCAPE, REVASCAT, and SWIFT CLEAN) and 28% (REVASCAT) of patients in the
PRIME trials were the most restrictive in their selection medical management arms.6,8
criteria, and these trials required occlusion of the inter- By contrast, others have argued for a more stringent
nal carotid artery or M1 segment of the MCA for con- neuroimaging inclusion criteria prior to consideration
sideration of treatment.4,7,8 By contrast, the EXTEND- for endovascular treatment. The two techniques most
IA and MR CLEAN trials allowed for more distal commonly performed for additional evaluation of
occlusion of the M2 segment of the MCA. 5,6 Anterior endovascular stroke candidates include (1) collateral
cerebral artery occlusion was also allowed in the MR imaging using multiphase CTA, PCT, or PMRI and
CLEAN trial, but only three patients with anterior (2) penumbral imaging using PCT or perfusion MRI
cerebral artery occlusions were included in this trial.6 (PMRI) techniques. Robust collateral vessels allow
The use of vascular imaging in the evaluation of for increased blood flow to ischemic brain tissue,
stroke patients who are being considered for endovas- which limits the size of the core infarction and main-
cular treatment ensures that only patients with a target tains the viability of the penumbra. The ESCAPE trial
for treatment undergo triage to the neuroendovascular included patients with moderate-to-good collaterals,
suite.2,104 The IMS-III trial did not use vascular ima- which were assessed by CTA or multiphase CTA. 7 In
ging prior to triage for endovascular therapy, and, as ESCAPE, a good clinical outcome was achieved in 53%
described previously, 19% of patients undergoing of the endovascular arm compared to 29% of the med-
endovascular therapy did not have a vascular occlusion ical management arm,7 and a higher rate of good out-
that could be intervened upon. 99 Given the significant comes in the endovascular arm were achieved
resources required for endovascular stroke therapy, compared to the MR CLEAN and REVASCAT
appropriate patient triage with vascular imaging is trials.6,8 These data suggest a benefit of collateral ima-
likely to be very cost effective. ging in selecting patients for endovascular therapy.
The SWIFT PRIME and EXTEND-IA trials per-
Salvageable brain tissue and penumbral imaging. A funda- formed PCT or PMRI and quantified the ischemic pen-
mental goal of endovascular stroke therapy is to limit umbra as the volume of tissue with a time-to-maximum
the size of cerebral infarction through the timely reca- delay of greater than six seconds using the automated
nalization of the occluded vessel. The patient most RAPID software.4,5,114 The use of penumbral imaging
likely to benefit from endovascular recanalization is in these trials resulted in a good clinical outcome in
one with a small volume of core infarction and a 60% (SWIFT PRIME) and 71% (EXTEND-IA) of
large volume of brain tissue at risk of infarction if patients who underwent endovascular therapy com-
CBF is not restored in a timely manner (the so called pared with only 35% (SWIFT PRIME) and 40%
‘‘target mismatch’’) (Figure 6).2,104,113 (EXTEND-IA) of patients in the medical management
There remains significant variation and controversy arms.4,5 Thus, the results of SWIFT PRIME and
surrounding the best method by which the volume of EXTEND-IA also suggest that a more rigorous neuroi-
salvageable tissue should be estimated. There are some maging selection leads to better outcomes when
who argue that time is of the essence in acute ischemic patients undergo endovascular stroke treatment.
stroke, and that additional imaging designed to charac- The results of the recent five randomized stroke trials
terize the salvageable brain tissue (‘‘penumbra’’) results underscore both the importance of neuroimaging in
in unnecessary delays to treatment. This philosophy fits selecting patients for treatment and the need for
within the imaging selection criteria of the MR CLEAN ongoing research to determine the most optimal ima-
and REVASCAT trials in which only a non-contrast ging algorithms for patient triage and to eliminate futile
head CT or CTA were required before consideration procedures. Patients being considered for endovascular
of treatment.6,8 In this imaging selection model, the therapy at minimum require an assessment of the size
size of the penumbra is estimated as a mismatch of core infarction and non-invasive vascular imaging to
12 Journal of Cerebral Blood Flow & Metabolism

(a) (b) (c)

(d) (e) (f)

(g) (h) (i)

Figure 6. CT and MRI examples of the target mismatch in acute ischemic stroke. Three different patients presenting with acute
ischemic stroke and target mismatch neuroimaging profiles. Patient 1 (a–c). Non-contrast head CT demonstrates a small core
infarction in a hypodense right lentiform nucleus (a, arrow). PCT demonstrates a prolonged time-to-maximum (Tmax) within the right
MCA territory (b, arrow). Maximum projection images from CTA demonstrate occlusion of the M1 segment of the right MCA (c,
arrow). Patient 2 (d–f). PCT head demonstrates a small core infarction in the right corona radiata as an area of markedly reduced CBF
(d, arrow) and a prolonged Tmax within the right MCA territory (e, arrow). Maximum projection images from CTA demonstrate
occlusion of the M1 segment of the right MCA (f, arrow). Patient 3 (g–i). DWI identifies a small core infarction in the left lentiform
nucleus (g, arrow). There is prolonged Tmax within the left MCA territory on PMRI (h, arrow). Maximum projection images from
MRA demonstrate occlusion of the M1 segment of the left MCA (i, arrow).

confirm the presence of a large vessel occlusion. explain this difference. Future studies should seek to
Additional imaging designed to understand better the determine the best neuroimaging algorithm for the
patient’s cerebral perfusion using collateral or penum- selection of endovascular stroke candidates. These stu-
bral imaging may offer additional benefit in selecting dies would be bolstered by studies designed to estimate
patients who are most likely to benefit from endovas- the cost-effectiveness of collateral and penumbral ima-
cular stroke therapy. Among the recent trials, there was ging based upon the recent trial results.
a trend toward better outcomes in studies with more
rigorous neuroimaging selection for enrollment, Neuroimaging prediction of outcome after ischemic
although other confounding variables might also stroke. The importance of non-invasive brain imaging
Heit and Wintermark 13

is not restricted to the acute evaluation of patients with stroke.127 The identification and understanding of such
ischemic stroke. Imaging studies obtained both before inhibitory pathways would represent additional targets
and after ischemic stroke treatment provide prognostic for therapies designed to improve patient recovery after
information and the likelihood of achieving a good stroke.128,129
clinical outcome. As the number of patients undergoing We expect that these and other neuroimaging tech-
endovascular stroke treatment increases, we anticipate niques will become more established predictors of out-
an increased role of neuroimaging in the prediction of come after ischemic stroke.56 Prospective and
patient outcome. Here we briefly review emerging areas randomized trials are needed to validate these techniques
of stroke outcomes imaging research. for prognostication. Additionally, validation of imaging
The size of cerebral infarction has long been known biomarkers that predict outcome after stroke may also
to predict patient outcome, and patients with large be used as surrogate endpoints for trials designed to test
cerebral infarctions have a worse prognosis, which new therapeutic approaches, which has the potential to
may be measured at presentation or within days of make clinical trials more efficient and require less lengthy
presentation.109,115–117 More recent studies focusing and expensive patient follow up.
on structural imaging after ischemic stroke have
found that the location of infarction is important in Future directions in ischemic stroke treatment. The recent
predicting patient outcome. Patients with infarction endovascular stroke trials have led to a rapid change
involving eloquent tissue (motor and language regions in ischemic stroke treatment in a short period of time,
in particular) are more likely to have a poorer clinical and the results of these trials have generated many
outcome than those with infarctions involving less elo- important questions that require additional study.
quent tissue.118 Similarly, preservation of the corticosp- Future studies to compare and refine imaging selection
inal tract has been shown to be an important predictor algorithms for endovascular stroke treatment are
of motor function recovery.119 needed. The stroke healthcare provider and research
Diffusion-tensor imaging (DTI) continues to evolve community must continue to discuss and debate the
as a prognostic tool for recovery after an ischemic practical, and cost-effectiveness of various acute ische-
stroke. DTI measures fractional anisotropy in the mic stroke imaging protocols, which has important
major neuronal tracts of the brain, and it may charac- implications for patients and the increasingly expensive
terize disruption of these tracts following ischemic USA healthcare system.
stroke. Injury to the corticospinal tract from direct The recent endovascular stroke trials showed an
ischemia or due to Wallerian degeneration correlates overwhelming benefit of treatment for patients present-
with poor recovery of motor function when measured ing within 6 h of symptom onset. The REVASCAT and
by DTI weeks to months after presentation. 119–123 ESCAPE trials also enrolled patients presenting up to 8
Interestingly, similar injury to the corticospinal tract and 12 h after onset, respectively, but these studies were
on DTI in the acute setting does not predict motor not powered to determine endovascular treatment
outcome, which suggests some recovery of the corti- effectiveness in these later time windows. 7,8 Therefore,
cospinal tract is possible.124 Similar to the corticospinal it remains uncertain whether patients presenting in later
tract, decreased fractional anisotropy in the superior time windows may also benefit from endovascular
longitudinal and arcuate fasciculi correlates with lan- treatment. The Endovascular Therapy Following
guage deficits following ischemic stroke.125 Large pro- Imaging Evaluation for Ischemic Stroke 3 (DEFUSE
spective studies validating neuronal tract and 3) and the Trevo and Medical Management Versus
connectivity network disruption as predictors of patient Medical Management Alone in Wake Up and Late
outcome are needed. Presenting Strokes (DAWN) trials are two randomized
The functional connectivity between neural net- trials investigating this question. Both trials are rando-
works may also be assessed by resting-state func- mizing patients to endovascular stroke therapy versus
tional-MRI (rs-fMRI). This technique measures medical management 6 to 16 h (DEFUSE 3) or 6 to 24 h
changes in regional CBF using blood oxygen level (DAWN) after symptom onset, and both trials are
dependent (BOLD) imaging, and it may be used to using vascular imaging and PCT or PMRI with a
demonstrate activation of compensatory networks target mismatch profile for patient inclusion.
after ischemic stroke.126 rs-fMRI shows promise as Similarly, the randomized WAKE-UP trial is asking
prognostic tool after ischemic stroke, but additional whether patients with an unknown time of symptom
studies are needed to understand the significance and onset benefit from intravenous thrombolysis. 130
prognostic importance of changes in neural networks. Patients eligible for enrollment in the WAKE-UP trial
It will also be of interest to learn whether changes in have an MRI that demonstrates a core infarction to
resting-state functional networks may reveal activation fluid attenuation inversion recovery (FLAIR) signal
of inhibitory pathways that may impair recovery after mismatch, and patients with this profile are randomized
14 Journal of Cerebral Blood Flow & Metabolism

to intravenous thrombolysis with tPA compared to 6. Berkhemer OA, Fransen PS, Beumer D, et al. A rando-
placebo.130 mized trial of intraarterial treatment for acute ischemic
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assessment of rapid endovascular treatment of ischemic
ment window for patients with ischemic stroke.
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Additional studies have correlated PCT and clinical
8. Jovin TG, Chamorro A, Cobo E, et al. Thrombectomy
data in an effort to characterize better the penumbra within 8 hours after symptom onset in ischemic stroke. N
in late time windows.131 Thus, the ongoing randomized Engl J Med 2015; 372: 2296–2306.
stroke trials and efforts to combine imaging and clinical 9. Tissue plasminogen activator for acute ischemic stroke.
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