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Sexual Identity and Sexual Orientation

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DOI: 10.1016/B978-0-12-803592-4.00104-8

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5.12 Sexual Identity and Sexual Orientation
Laura Castellanos-Cruz, Netherlands Institute for Neuroscience, An Institute of the Royal Netherlands Academy of Arts and
Sciences, Amsterdam, The Netherlands
Ai-Min Bao, Key Laboratory of Medical Neurobiology of Ministry of Health of China, Zhejiang University School of Medicine,
Hangzhou, China; and Zhejiang Province Key Laboratory of Neurobiology, Zhejiang University School of Medicine, Hangzhou, China
Dick F Swaab, Netherlands Institute for Neuroscience, An Institute of the Royal Netherlands Academy of Arts and Sciences,
Amsterdam, The Netherlands; Key Laboratory of Medical Neurobiology of Ministry of Health of China, Zhejiang University School of
Medicine, Hangzhou, China; and Zhejiang Province Key Laboratory of Neurobiology, Zhejiang University School of Medicine,
Hangzhou, China
Ó 2017 Elsevier Inc. All rights reserved.

5.12.1 Introduction 279


5.12.2 Sexual Differentiation of the Human Brain 279
5.12.2.1 Organizational Effects of Sex Hormones during Early Development and Activational Effects of Sex
Hormones in Puberty 280
5.12.2.2 Genetics and Epigenetics 281
5.12.3 Gender Identity and Sexual Orientation in Relation to Sex Differences in the Brain 282
5.12.3.1 Brain Development and Transsexuality 282
5.12.3.1.1 Genetics 282
5.12.3.1.2 Hormones 283
5.12.3.1.3 Postmortem Studies 283
5.12.3.1.4 Structural MRI 284
5.12.3.1.5 Functional MRI 285
5.12.3.2 The Brain and Sexual Orientation 285
5.12.3.2.1 Genetics, Epigenetics, and Hormones 285
5.12.3.2.2 Postmortem Studies 286
5.12.3.2.3 Positron Emission Tomography and MRI Studies 287
5.12.3.3 Pedophilia 287
5.12.4 Conclusions 288
Acknowledgments 288
References 288

5.12.1 Introduction Diagnostic and Statistical Manual of Mental Disorders (DSM) II.
In the recent publication of the DSM V, gender variance is
When we talk about a person’s sex, we are referring to their bio- contemplated in the gender dysphoria (GD) diagnosis, but is
logical status, generally identified by sex chromosomes and/or still a cause for conflict due to its label of ‘mental disorder.’
external genitalia. While biological sex is commonly thought of In this chapter, our aim is to present the current neurobiolog-
as a binary state, either male or female, there are children who ical hypotheses explaining gender identity and sexual orienta-
are born with ambiguous genitalia that do not meet these clas- tion and to evaluate the findings in studies regarding these
sifications. For years the term ‘sex’ was interchangeable with hypotheses.
gender, a term that actually refers to the behaviors that a specific
culture associates with a specific sex. Someone’s gender identity,
their perceived-self as a male or a female can either be in line 5.12.2 Sexual Differentiation of the Human Brain
with the cultural behavior associated with that sex or not, as
is the case in transsexual people. In some cases, a person iden- Although meta-analyses show that men and women – or boys
tifies as ‘other’ or genderqueer, where they do not self-identify as and girls – behave similarly (Hyde, 2005), we can find evident
either sex or both. On the other hand, sexual orientation refers to sex differences expressed in human behavior from the first day
the sex that an individual is sexually or romantically attracted of life onward. Female babies prefer looking at human faces,
to, and has also been commonly binary, heterosexual or homo- while male neonates prefer mechanical mobiles (Connellan
sexual, if we neglect bisexuality. Gender identity that differs et al., 2000). Girls of 3–8 months prefer playing with dolls
from the cultural gender expectation and sexual orientation while boys prefer vehicles, a behavior observed also in
and that moves away from this binary system has been a topic nonhuman primates (Alexander and Hines, 2002, Hassett
of controversy and has even been pathologized with a psychi- et al., 2008). This indicates the involvement of an evolutionary
atric diagnosis. Until the 1970s, the American Psychiatric Asso- old mechanism. Also, when spontaneous drawings by children
ciation listed homosexuality as a mental disorder in its aged 5–6 are evaluated, girls tend to draw human motifs,

Hormones, Brain, and Behavior, 3rd edition, Volume 5 http://dx.doi.org/10.1016/B978-0-12-803592-4.00104-8 279


280 Sexual Identity and Sexual Orientation

flowers, and butterflies in light warm colors arranged in a row, testosterone influencing brain sexual differentiation. However,
while boys tend to draw means of transportation, soldiers, and it has been shown in mouse models that the feminization of
fighting from a bird’s eye view and in darker colors (Iijima the brain occurs during prepubertal development under the
et al., 2001). This sexually dimorphic behavior has been asso- influence of estrogens (Bakker and Brock, 2010). Studies on
ciated with different prenatal testosterone levels. Girls with women with Turner Syndrome, a condition where part of or
congenital adrenal hyperplasia (CAH), who were exposed to a complete X chromosome is missing and that presents with
high testosterone levels prenatally, prefer toys that are usually ovarian dysgenesis, have shown that these women report lower
preferred by boys. CAH girls also have more boy playmates, heterosexual behavior. The combination of these findings
create drawings similar to male children, and exhibit some suggests the need to explore the role of estrogens on the sexual
male-typical personality features (Iijima et al., 2001; Mathews differentiation of the human brain (Burke and Bakker, 2015).
et al., 2009). On the other hand, XY individuals with complete CAH is caused by a mutation in the CYP21A2 gene. As
androgen insensitivity syndrome (CAIS) due to a mutation in mentioned above, individuals with CAH are exposed to
the androgen receptor (AR), who perceive themselves as hetero- elevated androgens prenatally. This recessive autosomal disease
sexual women, recall having reduced male-typical and causes a deficiency of 21-hydroxylase, an enzyme needed for
increased female-typical play behavior in childhood (Hines, the production of cortisol. The inability to produce cortisol
2008). results in an excessive production of androgens and presents
with genital ambiguity in XX newborns. There is a wide range
of severity levels in the phenotypical presentation of CAH,
5.12.2.1 Organizational Effects of Sex Hormones during Early
depending on the impairment level of 21-hydroxylase. The
Development and Activational Effects of Sex Hormones in
classic or severe form is caused by a high deficiency of the
Puberty
enzyme, with a prevalence of 1 in 16 000 births (Merke and
The phenotype of the human embryo is bipotential. In XY indi- Poppas, 2013). Although most of these girls are reared as
viduals, sexual differentiation starts prenatally with the viriliz- females, they have increased male-typical play behavior (Hines,
ing effects of testosterone, and by this virilizing effect, we 2008; Hines et al., 2015). Additionally, 30% of CAH girls are
obtain sexual differentiation (Reiner and Reiner, 2012). The homosexual or bisexual, and 5% of them have GD – an inci-
gonads develop under the influence of a cascade of events dence that is 100–300 times higher than the general popula-
that starts, in XY babies, with the sex-determining gene in the tion (Meyer-Bahlburg et al., 1996; Hines et al., 2004; Reiner
Y chromosome (SRY) (Ngun et al., 2011). SRY determines and Reiner, 2012).
the formation of testes, and in its absence, ovaries are formed XY individuals with CAIS, caused by different mutations in
(Rice et al., 2012). Testosterone secretion (by the testes) and the AR gene, have normally functioning testes, but an inability
its peripheral conversion to dihydrotestosterone (DHT), both to respond to the produced androgens, thus they develop
required for the formation of the male external genitalia phenotypically as women. They present with a standard onset
(Reiner and Reiner, 2012), starts between weeks 6 and 12 of of puberty, for girls, but without menses. These individuals
pregnancy (Wilson et al., 1981; Bao and Swaab, 2011). Because report a high self-perceived feminity and a female heterosexual
of the testicular secretion, male fetuses have significantly higher orientation (Wisniewski et al., 2000). Also, as mentioned, they
average testosterone levels than females, whose testosterone recall more female-typical play behavior in childhood (Hines,
originates only from fetal adrenals and from placental/ 2008; Bao and Swaab, 2011). These data suggest the impor-
maternal sources. Although the average testosterone levels in tance of testosterone sensitivity in the establishment of
males are higher, there is always an overlap of testosterone perceived gender and orientation.
levels between males and females which causes some females When an XY fetus has a 17b-hydroxy-steroid-dehydroge-
to have higher testosterone levels than males at all time points nase-3 (17b-HSD3) deficiency, the enzyme that converts 4D-
(Rice et al., 2012), suggesting that a difference in sensitivity to androstenedione (4D-A) to testosterone, the child is most
testosterone determines sexual differentiation rather than the commonly born with female external genitalia with or without
absolute testosterone level (Rice et al., 2012). Sexual differenti- clitoromegaly. In these individuals, the enzyme can be missing,
ation takes place during the second half of pregnancy (and reduced or inactive. These children are generally raised as girls.
early postnatal in nonhuman male mammals) under the influ- During puberty, the testosterone production increases, prob-
ence of testosterone. The effects of hormones on the developing ably due to peripheral conversion of 4D-A mainly by other
brain are referred to as organizational effects and are generally isoenzymes (Faienza and Cavallo, 2012), the ‘clitoris’ grows
permanent and irreversible. During puberty, these circuits are to a normal penis size, the testes descend, they become more
activated, also under the influence of sex hormones. muscular with more body hair and their voice deepens (Bao
Testosterone has a direct involvement in gender identity and Swaab, 2011; Faienza and Cavallo, 2012). Similarly
and sexual orientation by its effect in the developing human a 5a-reductase-2 (5a-RD-2), the enzyme needed to convert
brain (Bao and Swaab, 2011). Much of the information on testosterone into DHT during fetal development, deficiency
the mechanisms of testosterones’ effects comes from studies also results in a lack of masculinization of external genitalia.
on nonhuman mammals. Crucial information has also been During puberty, the virilization of these individuals occurs
obtained from conditions in which individuals are exposed probably by an increase of 5a-reductase-1, which then converts
to abnormal hormone levels or have a different sensitivity to testosterone into DHT (Cohen-Kettenis, 2005; Bao and Swaab,
hormones prenatally, such as XY individuals with CAIS 2011). Despite the fact that these children are reared as girls,
(Swaab, 2004; Hines, 2008; Bao and Swaab, 2011; Rice et al., the majority of them (60%) will choose to live as heterosexual
2012). Currently, in humans, we only have evidence of males (Cohen-Kettenis, 2005; Faienza and Cavallo, 2012),
Sexual Identity and Sexual Orientation 281

apparently due to the organizing effect of testosterone in early larger temporal GM volume in XO women compared to XX
brain development and the activating effect of testosterone in women (Marzelli et al., 2011). Testosterone was associated
puberty (Bao and Swaab, 2011). with a larger occipital GM volume in men and other regions
Cloacal exstrophy is a developmental defect in the embryo- with previously documented sexual dimorphism. No specific
genesis of the pelvis. It has an incidence of 1 in 400 000 live association was found between the volumes of these brain
births and presents, among other aspects, with bladder exstro- areas and the Y chromosome, except for its relation to testos-
phy, short gut syndrome, and absent or severely malformed terone (Lentini et al., 2013). In addition, it was found that
genitalia. Because aphallia (absence of a penis) is frequent, 50 genes expressed in fetal mouse brain show clear, different
gender reassignment has been the usual treatment for XY levels for males and females, even before sex hormones come
babies with cloacal exstrophy (Reiner and Gearhart, 2004; into play (Dewing et al., 2003).
Gordetsky and Joseph, 2015). Female genitalia are surgically In the last decade, we have come to realize the role of the
constructed, and orchiectomy is performed. These children epigenetic regulation of these genes in the sexual differentiation
are brought up as female, but in the long term the majority of the brain. ‘Epigenetics’ refers to changes in gene expression
of them identify as male (Reiner and Gearhart, 2004). A study without changes in the DNA sequences. Gene expression is
of 60 individuals with aphallia showed that 36 (60%) had modulated by modifications in the chromatin, which result
transitioned from female to male and expressed attraction to in new cellular phenotypes with the same genotype. Epigenetic
females. The remaining 24 (40%) were unwilling to discuss changes may occur in response to the genome, the environ-
sexual orientation (Reiner and Reiner, 2012). ment, drug exposure, and experience (McCarthy et al., 2009;
Endocrine disrupters, e.g., certain pesticides, herbicides, Lv et al., 2013; McCarthy and Nugent, 2013; Piferrer, 2013).
plastic contaminants (such as phthalates), pharmaceuticals Epigenetic regulation is achieved through at least four types
(such as diethylstilbestrol (DES)), and dietary components of modifications: methylation of DNA, modification of
(such as phytoestrogens), are compounds present in the envi- histones, imprinting, and micro RNAs (McCarthy and Nugent,
ronment, which may pass the placenta and intervene in the 2015). The process by which early exposure to gonadal
interaction between endogenous sex hormones and the devel- hormones organizes the brain and creates the ‘cellular
oping brain. Prenatal exposure to phthalates, an antiandro- memory,’ which elicits a sexual dimorphic response in adult-
genic in plastics, is associated with less male-typical behavior hood, is thought to occur through epigenetic modifications
in boys (Swan et al., 2010). Intrauterine exposure to mild anal- (McCarthy et al., 2009; Forger, 2016). In the nervous system,
gesics, which are antiandrogenic prostaglandin inhibitors, is these modifications regulate neurogenesis, gliogenesis, and
a risk factor for the development of male reproductive disorders neural apoptosis (Lv et al., 2013). In addition, they control
(Kristensen et al., 2011). Moreover, boys whose mothers were synaptic plasticity and therefore are involved in memory and
exposed during pregnancy to pesticides have smaller testicular learning (Guan et al., 2015). Epigenetic mechanisms also regu-
volume and penile length at the age of 6–11 than nonexposed late sexual differentiation of the brain and are involved in the
boys, while girls showed earlier breast development regulation of social, maternal, and sexual behavior (Krishnan
(Wohlfahrt-Veje et al., 2012a,b). The implications of these find- and Nestler, 2008; Auger and Auger, 2011; Matsuda et al.,
ings on gender identity and sexual orientation are still to be 2011, 2012; Vialou et al., 2013; McCarthy and Nugent, 2015;
studied. Forger, 2016).
The most studied epigenetic modifications are DNA methyl-
ation and changes in histones (McCarthy et al., 2009; Forger,
5.12.2.2 Genetics and Epigenetics
2016), both required for sexual differentiation of the brain
In addition to sex hormones, sex chromosomes and genes also during development and/or are sexually dimorphic in the brain
have a direct influence in brain sexual differentiation. As (McCarthy et al., 2015; Forger et al., 2016). Although the often
mentioned earlier, SRY is one of the most studied genes for seen changes in histones are the methylation and/or acetylation
this action. Most of the sex differences studied are dependent of the protruding tails, phosphorylation, ubiquitination, and
on gonadal hormones; however, studies aimed at isolating sumoylation may also take place (McCarthy et al., 2009). The
the effect of sex hormones and sex chromosomes have shown human central nucleus of the bed nucleus of the stria terminalis
that some brain sex differences or sexual behaviors are deter- (BSTc) is sexually dimorphic, with males having a greater
mined by sex chromosomes, independent of gonadal volume and number of cells than females (Zhou et al., 1995;
hormones. Some sex differences determined alone by sex chro- Kruijver et al., 2000). Inhibition of histone deacetylases
mosomes are the higher expression of tyrosine hydroxylase in (HDACs) with valproic acid prevented the levels of histone 3
midbrain neurons of XY mice (Carruth et al., 2002) and the (H3) acetylation from increasing during a critical period for
sexual behavior in female mice (Grgurevic et al., 2012) (for brain sexual differentiation and masculinization of the BSTc
a complete review, see Forger et al., 2016). in rodents (Murray et al., 2009). Intraventricular injection of
A study evaluating gray matter (GM), white matter (WM), HDACs inhibitors also suppressed male sexual behavior (Mat-
and sex hormone levels of XXY individuals, together with XY suda et al., 2011). Shen et al. (2015) found 248 genes and loci
and XX healthy human controls, found that sex differences in in the rodent BST and preoptic area (POA) with sex differences
the precentral gyrus and cerebellum were linked to the number in histone 3-lysine-4 trimethylation (H3K4me3). The genes
of X chromosomes, i.e., XXY individuals had a bigger precentral and loci with increased H3K4me3 in females were associated
gyrus and parietal cortex and a smaller hypothalamus and cere- with synaptic function (Shen et al., 2015). DNA methylation
bellum when compared to XY or XX individuals (Lentini et al., involves the addition of a methyl group to the 50 carbon of
2013). There are also reports of smaller precentral GM and cytosines that are located next to guanines (mCpG) and is
282 Sexual Identity and Sexual Orientation

regulated by DNA methyltransferases (DNMTs). Methylated the individual’s gender identity. John Money stated that
cytosines can then recruit other proteins, such as methyl- “Gender is sufficiently incompletely differentiated at birth as
CpG-binding protein 2 (MeCP2), which can then attract to permit successful assignment of a genetic male as a girl.
HDACs. DNA methylation is needed for cellular differentia- Gender identity then differentiates in keeping with the experi-
tion, suppression of the repetitive elements in nucleic acids, ences of rearing” (Money, 1975; Bao and Swaab, 2011). This
imprinting and inactivation of the X chromosome (Vialou view had devastating results in the case of David Reimer, the
et al., 2013). Reduction of MeCP2 expression in the amygdala John-Joan-John case, in which, based upon Money’s view, an
of neonatal rats reduced social play behavior in males and 8-month old boy, who lost his penis during a minor surgical
eliminated the usual sex difference in playing behavior (Kurian procedure, was surgically reassigned as a girl. Reimer was orchi-
et al., 2008). Female rats have more DNMT activity and more ectomized and reared as female. He was given ‘girl’s’ toys and
methylated sites in the POA. The sex differences in juvenile received psychological counseling and, when he reached
social play behavior were eliminated when the rats were treated puberty, was given estrogens. According to Money, this child
with estradiol and sexual behavior in the female rats was developed and identified as female. However, it became known
masculinized, suggesting that brain feminization was main- later that Reimer never did identify himself as female and had
tained by suppressing masculinization through DNA methyla- resumed his life as a male when he was 14 years old (Diamond,
tion (Nugent et al., 2015). Epigenetic alterations in the human 2004). After years of severe depression, financial instability,
brain in relation to gender identity and sexual orientation now and a dissolving marriage, Reimer committed suicide in
have to be studied. 2004. This story illustrates the strength of the irreversible
It is evident that the process and regulation of sexual differ- programming of the brain concerning gender identity during
entiation of the brain has multiple mechanisms, paths, and the intrauterine period.
endpoints. Different brain structures have different ways of
achieving sexual differentiation, while some brain areas seem
5.12.3.1 Brain Development and Transsexuality
to have no sexual dimorphism. Interaction of genes, sex
hormones, and developing brain cells are thought to provide GD or transsexualism refers to the desire to live and be identi-
the basis for behavior, gender identity, and sexual orientation. fied as a member of the opposite sex and is frequently accom-
The complex process of sexual differentiation of the brain panied by a feeling of having an inappropriate anatomical sex,
ensures variability, but also provides multiple points that can wishing to be as congruent as possible with the gender one
be disrupted or modified, which may permanently influence identifies with. This eventually leads to a request for hormonal
these behaviors. therapy and/or sex reassignment surgery (Bao and Swaab,
2011; Mandal and Jakubowski, 2015). Clinically, there are
two fundamentally different types of GD: early-onset GD and
5.12.3 Gender Identity and Sexual Orientation in late-onset GD. Individuals with early-onset GD, also referred
Relation to Sex Differences in the Brain to as homosexual transsexualism, are sexually attracted to other
individuals of their natal sex; late-onset GD, also referred as
From the age of 2 years, sex differences in brain weight are nonhomosexual GD, presents a variable sexual orientation
already present in terms of allometric relation to body size and symptoms which start during or after adolescence (Burke
(Swaab and Hofman, 1984). In the adult brain, structural sex and Bakker, 2015). Although there is not one specific etiolog-
differences have also been observed. Anatomically, cerebral ical factor, the current hypothesis is that there is a sex-atypical
sex differences are present both in GM and WM compartments, cerebral programming, different from the natal sex. This atyp-
even when correcting for individual differences in total brain ical programming could be caused by multiple elements,
volume (Lentini et al., 2013). The hippocampus, caudate including effects of hormones and genetic factors, such as poly-
nucleus, and anterior cingulate gyrus of women tend to have morphism of genes encoding elements of sex steroid signaling
a larger volume. In men, the amygdala is larger. In general, or metabolic pathways (Heylens et al., 2012).
men have larger GM volumes in the mesial temporal lobe, Factors associated with GD are summarized in Table 1.
the cerebellum, and the lingual gyrus, and women have larger
GM volumes in the precentral gyrus, the anterior cingulate, the 5.12.3.1.1 Genetics
right inferior parietal, and the orbitofrontal cortex (Lentini A study of 314 twins found a high heritability (62%) of GD,
et al., 2013). Many neuropsychiatric illnesses that have an with a 2.6% prevalence of GD in these twin samples (Coolidge
evident skewed sex distribution are associated with cerebral et al., 2002). Fernandez et al. conducted a study in 273
areas that differ among healthy male and female individuals untreated, early-onset female-to-male transsexuals (FtM-TR)
(Lentini et al., 2013). Our group was the first to find a structural exploring the variable gene regions of the sex hormone-
sex difference in the human hypothalamus, i.e., in the sexually related genes, including estrogen receptor (ERb), AR, and
dimorphic nucleus of the preoptic area (SDN-POA). The SDN- aromatase (CYP19A1). They observed that FtM-TR differed
POA, also called intermediate nucleus or interstitial nucleus from the control group with regard to the median length of
of the anterior hypothalamus (INAH)1 (Swaab and Garcia- ERb, differentiating between two alleles: short (S) and long
Falgueras, 2009), of men was found to be 2.5 times larger (L). The greater number of CA repeats in this gene implied
and to contain 2.2 times more cells than that of women greater transcriptional activation and lower feminization or
(Swaab and Fliers, 1985). greater defeminization. Subjects with a genotype of
In the 1960s and 1970s the general assumption was that homozygous LL for the ERb gene have a greater probability
a child is born as a tabula rasa and that rearing determines for FtM transsexualism than those who are heterozygous LS
Sexual Identity and Sexual Orientation 283

Table 1 Factors associated with the etiology of GD

Etiology Findings

Genetic Twin studies (Coolidge et al., 2002) 62% heritability, 2.6% prevalence of GD
Polymorphisms in ERb, androgen receptor, and [ probability of FtM-TR in individuals homozygous for
aromatase genes (Fernandez et al., 2014b) long allele of ERb. No evidence for MtF-TR
Hormones Phenobarbital/diphantoin taken by pregnant mother [ rates of cross-dressing and/or GD
(Dessens et al., 1999)
Cloacal exstrophy (Reiner and Gearhart, 2004; Reiner and Cross-sex rearing did not change gender identity
Reiner, 2012)
17b-Hydroxy-steroid-dehydrogenase-3 deficiency Cross-sex rearing did not change gender identity
(Faienza and Cavallo, 2012)
(Bao and Swaab, 2011)
5a-Reductase-2 deficiency (Cohen-Kettenis, 2005; Bao Cross-sex rearing did not change gender identity
and Swaab, 2011)
Girls with CAH (Meyer-Bahlburg et al., 1996; Hines et al., [ incidence of GD (100–300 times higher)
2004; Hines, 2008; Reiner and Reiner, 2012; Merke and
Poppas, 2013)
Complete androgen insensitivity syndrome in XY XY individuals with female gender identity
individuals (female phenotype, female gender identity)
(Wisniewski et al., 2000; Hines, 2008; Bao and Swaab,
2011)
DES? (Kerlin, 2005) [ incidence of GD in exposed male individuals?
Immunological Fraternal birth order effect (Schagen et al., 2012) MtF-TR tend to have more siblings and later birth order
than controls

Abbreviations: CAH, congenital adrenal hyperplasia; DES, diethylstilbestrol; MtF-TR, male-to-female transsexuals; FtM-TR, female-to-male transsexuals; GD, gender
dysphoria; ER, estrogen receptor.

or homozygous SS (Fernandez et al., 2014b). However, studies a sex-atypical cerebral programming for GD. Our group has
in male-to-female transsexuals (MtF-TR) analyzing these same observed some reversals in brain areas of GD subjects, in
genes did not show a possible relationship between these genes the BSTc and the interstitial nucleus of the anterior
and the development of MtF transsexualism (Fernandez et al., hypothalamus-3 (INAH3), both of which are involved in
2014a). sexual behavior in rodents. The BSTc volume in men is twice
as large as in women, and it contains twice as many
5.12.3.1.2 Hormones somatostatin-expressing neurons (Figure 1). The same is
Although most XX individuals with CAH have no GD, they true for the INAH3, which was found to be 1.9 times larger
have a 100–300 times higher risk of transsexuality than the and to contain 2.3 times more neurons in men than in
controls (Bao and Swaab, 2011). When given to pregnant women. In addition, a female INAH3 and BSTc have been
women, phenobarbital and diphantoin (antiepileptic drugs) found in MtF-TR. The only FtM-TR available for our study
also present an increased risk of giving birth to a transsexual had a BSTc and INAH3 with clear male characteristics. These
child. These drugs may change the metabolism of sex sex reversals were found not to be influenced by circulating
hormones and thus affect sexual differentiation of the child’s sex hormone levels in adulthood and seem to have arisen
brain (Dessens et al., 1999). during development (Zhou et al., 1995; Kruijver et al.,
Between 1939 and 1960, 2 million pregnant women in the 2000; Garcia-Falgueras and Swaab, 2008). Moreover, we
United States and Europe were prescribed DES, an estrogen-like found that MtF-TR showed a female-typical expression of
drug meant to prevent miscarriage. However, not only did DES neurokinin B, a regulator of gonadotropin-releasing
not prevent miscarriage, but also it seems that male offspring hormone (GNRH) release in the hypothalamus (Taziaux
of women exposed to DES during pregnancy had a higher prev- et al., 2012).
alence of GD (Kerlin, 2005). It should be noted that there are Brain structures have also been studied in vivo in transsex-
some studies that did not find this relationship (Newbold, uals. Studies have shown ‘masculinization’ of WM of the right
1993; Titus-Ernstoff et al., 2003). superior longitudinal fascicule (SLF) and the right corticospinal
Furthermore, homosexual MtF-TR individuals were found tract (CST) in adult FtM-TR when compared to control females.
to have a later birth order and more brothers than sisters, The differences were found before cross-sex hormonal
suggesting the presence of immunological processes during (testosterone) treatment and were intensified after treatment,
pregnancy, directed toward products of the Y chromosome suggesting that testosterone also changed the WM
(Schagen et al., 2012). This suggests some external prenatal microstructure (Rametti et al., 2011a, 2012). In untreated
factor can have some influence of GD development. MtF-TR, the WM microstructure of both the right and left
SLF, the CST, the forceps minor, and the cingulum were all
5.12.3.1.3 Postmortem Studies found to differ from the natal sex and fell in an intermediate
Postmortem studies have been performed in order to find position compared with male or female controls (Rametti
structural evidence which may corroborate the hypothesis of et al., 2011b).
284 Sexual Identity and Sexual Orientation

(a) (b)

(c) (d)

Figure 1 Left: Representative sections of the central nucleus of the bed nucleus of the stria terminalis (BSTc) innervated by vasoactive intestinal
polypeptide. (a) heterosexual man; (b) heterosexual woman; (c) homosexual man; (d) male-to-female transsexual. Scale bar ¼ 0.5 mm. LV ¼ lateral
ventricle. Note there are two parts of the BST in A and B: small medial subdivision (BSTm) and large oval-sized central subdivision (BSTc). Note also
the sex difference (a vs b) and the fact that the male-to-female transsexual (d) has a female BSTc in size and type of innervation. Right: Distribution
of the BSTc neuron numbers among the different groups according to sex, sexual orientation, and gender identity. M ¼ heterosexual male reference
group; HM ¼ homosexual male group; F ¼ female group; TM ¼ male-to-female transsexuals. The sex hormone disorder patients S1–6 and M2 indi-
cate that changes in sex hormone levels in adulthood do not change the neuron numbers of the BSTc. The difference between the M and the TM
group (p < 0.04) becomes also statistically significant according to the sequential Bonferroni method if S2, S3, and S5 are included in the M group
or if S7 is included in the TM group (p  0.01). Note that the number of neurons of the female-to-male transsexual (FMT) is fully in the male range.
Whether the transsexuals were male oriented (T1, T6), female oriented (T2, T3, T5), or both (T4) did not have any relationship with the neuron
number of the BSTc. The same holds true for heterosexual and homosexual men. This shows that the BSTc number of somatostatin neurons is not
related to sexual orientation. A ¼ AIDS patient. The BSTc number of neurons in the heterosexual man and woman with AIDS remained well within the
corresponding reference group, so AIDS did not seem to affect the somatostatin neuron numbers in the BSTc. P ¼ postmenopausal woman. S1
(\ 46 years of age): adrenal cortex tumor for more than 1 year, causing high cortisol, androstendione, and testosterone levels. S2 (\ 31 years of
age): feminizing adrenal tumor that induced high blood levels of estrogens. S3 (_ 67 year of age): prostate carcinoma; orchiectomy 3 months before
death. S5 (_ 86 years of age): prostate carcinoma; prostatectomy; orchiectomy, and antiandrogen treatment for the last 2 years. S6 (\ 25 years of
age): Turner syndrome (45,X0; ovarian hypoplasia). M2 (\ 73 years of age): postmenopausal status. Used with permission from Kruijver, F.P.M.,
Zhou, J.-N., Pool, C.W., Hofman, M.A., Gooren, L.J.G., Swaab, D.F., 2000. Male-to-Female transsexuals have female neuron numbers in a limbic
nucleus. J. Clin. Endocrinol. Metab. 85, 2034–2041.

5.12.3.1.4 Structural MRI They did not find ‘feminization’ or ‘masculinization’ of


Neuroimaging studies of GM have found different results, different brain structures, but they did observe changes in these
some in line with biological sex and others with identified networks (Savic and Arver, 2011; Manzouri et al., 2015) – the
gender (Savic and Arver, 2011; Simon et al., 2013; Zubiaurre- untreated FtM-TR and MtF-TR have smaller thalamus and
Elorza et al., 2013). It should be noted that matching these putamen volumes in relation to either male or female
studies in terms of methodology and/or subjects is difficult. controls. MtF-TR had greater GM volumes in the right insular
Methodological differences may provide different results, while and inferior frontal cortex, while FtM-TR had greater GM
studies including early-onset or late-onset GD subjects with volumes in the right occipitoparietal junction and the inferior
different sexual orientation and/or treatment may further inter- frontal gyrus. In addition, FtM-TR had weaker functional
fere with the results. Manzouri et al. proposed a hypothesis sug- connections from the pregenual anterior cingulate to the
gesting that GD is caused by alterations in functional and insular cortex and to the temporoparietal junction (Savic and
structural networks that involve the own-body perception. Arver, 2011; Manzouri et al., 2015). A recent study evaluating
Sexual Identity and Sexual Orientation 285

regional volumes and spatial volumetric distribution of GM with exposure, while prepubertal and adolescent girls showed
found no differences between transsexual individuals and an increased response with exposure. The results of the prepu-
controls when comparing GM volumes in the whole brain. bertal group of GD boys were similar to controls of their natal
However, they did find variable GM volumes when analyzing genders, while those of GD girls did not differ from those of
regions of interest in sexually dimorphic areas. FtM-TR had either boys or girls. In contrast, the GD adolescents responded
statistically significant greater GM volumes in the right in a similar way to their respective genders with whom they
cerebellum, and a smaller volume in the left superior and identified. These results suggest not only a sex-atypical brain
medial frontal cortex when compared to female controls. programming but also the involvement of pubertal sex
MtF-TR had statistically significantly smaller GM volumes in hormones in the expression of GD. The result obtained in the
left cerebellum and hypothalamus in line with their gender prepubertal group could be explained by the fact that only
identity, suggesting a sex-atypical differentiation of the brain 20% of children with GD symptoms will actually have GD in
(Hoekzema et al., 2015). adulthood, and women have an earlier onset of GD (Burke
and Bakker, 2015).
5.12.3.1.5 Functional MRI
Functional MRI (fMRI) studies also suggest a sex-atypical
5.12.3.2 The Brain and Sexual Orientation
brain programming. Nontreated MtF-TR had a female-like
tendency of cerebral activation when exposed to visual erotic As mentioned above, sexual orientation refers to the sex one is,
stimuli (Gizewski et al., 2009). In a study measuring brain sexually or romantically, attracted to, i.e., to the opposite sex
activation in adolescents while performing verbal fluency (heterosexual), the same sex (homosexual), or both sexes
tasks, MtF-TR performed the tasks better than both control (bisexual). Homosexuality is common in the human popula-
girls and boys. However, boys had a higher activation in the tion, with a prevalence of around 8% for both sexes (Bailey
right Rolandic operculum than girls, but no significant et al., 2000). Sexual orientation is also determined during brain
difference in brain activation between GD adolescents was development, by genetic factors that influence the interaction
found. However, a subthreshold activation showing a linear between sex hormones and the developing brain, and it
increase (from lowest to highest) was noted in this area becomes evident during puberty under the activating influence
when performing verbal fluency tasks from girls (lowest)- of sex hormones. Men’s sexual orientation tends to be more
FtM-MtF-boys (highest) (Soleman et al., 2013). In a mental bimodal (heterosexual vs homosexual) than women’s sexual
spatial rotation task, the brain activation of MtF-TR showed orientation, which have higher rates of bisexuality and less
a divergence from the natal sex in the recruitment of parietal temporal stability (Bailey et al., 2000; Ngun et al., 2011;
regions involved in this function (Schoning et al., 2010). Sanders et al., 2015). Factors involved in homosexuality are
There is a sexually dimorphic activation of the hypothal- summarized in Table 2.
amus of men and women when exposed to different concentra-
tions of androstadienone, which is secreted in axillary sweat 5.12.3.2.1 Genetics, Epigenetics, and Hormones
and is associated with sexual motivation (Burke et al., 2012). Epidemiological genetic studies indicate that the development
Prepubertal and adolescent boys showed a stable activational of sexual orientation is largely familial (Bailey and Bell, 1993;
response when smelling androstadienone, which declined Sanders et al., 2015), and an independent familial aggregation

Table 2 Factors associated with the etiology of sexual orientation

Etiology Findings

Genetic Epidemiological studies (Bailey and Bell, 1993; Sanders 8% prevalence for both sexes
et al., 2015) [ incidence in biological relatives of homosexual men
[ concordance in identical twins vs fraternal twins
Linkage inheritance (Hamer et al., 1993; Sanders et al., Two regions of linkage: pericentromeric on chromosome
2015) 8 and in Xq28 to male homosexuality
Sexual antagonistic inheritance (Camperio-Ciani et al., Increased fecundity (33%) in ascending female relatives of
2004; Bocklandt et al., 2005; Iemmola and Camperio male homosexual individuals
Ciani, 2008; Ciani et al., 2015) Larger families and number of older brothers in
homosexual individuals
X chromosome skewed inactivation (Bocklandt et al., 10–20% higher skewing of X inactivation in mothers of
2005) homosexual individuals
Hormones Girls with CAH (Meyer-Bahlburg et al., 1996; Hines et al., [ incidence of homosexuality or bisexuality in girls
2004; Meyer-Bahlburg et al., 2007; Reiner and Reiner,
2012)
Prenatal exposure to nicotine, amphetamines or thyroid [ incidence of female homosexuality
medication (Ellis and Cole-Harding, 2001; Ellis and
Hellberg, 2005)
Immunological Fraternal birth order effect (Bogaert and Skorska, 2011; Male homosexuals have more older brothers than controls
Ngun et al., 2011)

Abbreviations: CAH, congenital adrenal hyperplasia.


286 Sexual Identity and Sexual Orientation

of female and male homosexuality has been noted, suggesting between thyroid dysfunction and homosexuality in both
the importance of separate analysis by sex (Sanders et al., male and female, but the sample was relatively small and the
2015). Male homosexuality is more common in biological rela- percentage of homosexuality in the sample population was
tives of homosexual men compared to heterosexual men (or 2%, lower than in the general population (Sabuncuoglu,
the general population) and has a higher incidence between 2015).
identical twins than same sex fraternal twins (Sanders et al., In rodents, maternal stress demasculinizes and feminizes
2015). A number of genetic studies have suggested an excess sexual behavior by apparently delaying the surge of testos-
of maternal transmission (X-linked inheritance). The X terone needed for sexual differentiation of the brain. Maternal
chromosome has accumulated genes involved in sex, stress has been associated with male homosexuality in humans,
reproduction, and cognition. A meta-analysis of four linkage but the studies have been inconclusive (Bailey et al., 1991; Ellis
studies suggests that Xq28 may indeed play an important role and Cole-Harding, 2001). Alcohol reduces circulating levels of
in male homosexuality (Hamer et al., 1993). Although some testosterone in adult and neonatal rats. Also, male offspring of
later studies did not find evidence of such a linkage, a recent rats exposed to alcohol during pregnancy display feminized
genome-wide linkage scan of 908 samples found a significant sexual behavior. Nicotine has also been associated with femi-
linkage of male homosexuality to the pericentromeric region nizing sexual behavior in male rodents. However, a relation
on chromosome 8 and the study also replicated the linkage between alcohol consumption during pregnancy and homo-
for Xq28 (Sanders et al., 2015). sexuality, either male or female, has yet to be shown. One study
Ascending females in the maternal line of male homosexual did find a relationship between nicotine consumption during
probands produce approximately 33% more offspring than pregnancy and female homosexuality in offspring, which was
females in the maternal line of heterosexuals (Camperio- increased when associated with stress (Ellis and Cole-
Ciani et al., 2004). Homosexual men tend to have larger fami- Harding, 2001), probably due to higher levels of circulating
lies and a higher number of older brothers (Blanchard, 1997; testosterone during pregnancy of both mother and offspring
Iemmola and Camperio Ciani, 2008). Since there is no (Kandel and Udry, 1999; Smith et al., 2003).
increased paternal fecundity in homosexual relatives, it is Since circulating testosterone levels during pregnancy over-
possible that there is a sexually antagonistic inheritance, partly lap between XX and XY fetuses (see above), there is lack of
linked to the X chromosome, which promotes fecundity in information explaining the familial expression of homosexu-
females and homosexual orientation in males (Camperio- ality based upon testosterone level changes. Rice et al. (2012)
Ciani et al., 2004; Iemmola and Camperio Ciani, 2008). X inac- presented a homosexuality model based on ‘epigenetic canali-
tivation is associated with gene silencing by DNA and/or zation’ of sexual development. He proposes that there is a sexu-
histone methylation. A study found that women with homo- ally dimorphic sensitivity to circulating androgens, with XY
sexual sons had an extreme skewing of X inactivation (13%) fetuses having a higher sensitivity compared to XX fetuses.
compared to mothers without homosexual sons (4%), and in The different sensitivities are canalized by epigenetic marks
mothers with two or more gay sons this ratio was even higher established during early development, and they are present
(23%) (Bocklandt et al., 2005). both in the germ line and somatic cells and can therefore be
The ‘fraternal birth order effect’ is a finding that has been heritable. Although many of these marks are erased, others,
most frequently replicated when studying homosexuality in i.e., imprinted genes, are not (Hemberger et al., 2009), and
men, as the more elder brothers a man has, the higher the following this erasure, there is an almost complete de novo
odds for male homosexuality. Each elder brother increases epi-marking silencing or activating gene expression
the odds for male homosexuality by 33%, but this only goes (Hemberger et al., 2009). By the stem cell stage of the blasto-
for brothers from the same mother (Ngun et al., 2011). It is cyst, XX embryos are epigenetically different from XY embryos
hypothesized to be caused by antibodies against male-specific (Rice et al., 2012). Epigenetic marks, which at this point, favor,
antigens (for review, see Bogaert and Skorska, 2011). for example, mechanisms that protect XX fetuses from high
Prenatal sex hormones also play a role in sexual orientation. testosterone levels, or XY fetuses from low testosterone levels,
As mentioned, girls with CAH have a higher prevalence of would be evolutionary adaptive. However, if these epi-marks
bisexual and homosexual orientation than the rest of the pop- are highly heritable and not erased in offspring of the opposite
ulation (Meyer-Bahlburg et al., 1996; Hines et al., 2004; Reiner sex, they could contribute to gonad-trait discordances, and thus
and Reiner, 2012). When comparing women with classic CAH, are sexually antagonistic (Rice et al., 2012).
who are further grouped into two variants, i.e., severe salt
wasting and simple virilizing groups, with the nonclassic 5.12.3.2.2 Postmortem Studies
CAH, it was found that the prevalence of homosexuality and Structural brain differences have been described in relation to
bisexuality is proportional to the level of prenatal androgeniza- sexual orientation. The suprachiasmatic nucleus (SCN) of the
tion. In addition, the level of prenatal androgenization was hypothalamus, the biological clock, is 1.7 times bigger and
moderately correlated to the masculinization of nonsexual has 2.1 times as many cells in homosexual males compared
behavior (Meyer-Bahlburg et al., 2007). There seem to be no to the control group of males (Swaab and Hofman, 1990;
significant differences, however, in playing behavior or sexual Swaab, 2008). LeVay (1991) reported that homosexual men
orientation between men with CAH and their healthy relatives and heterosexual women have a smaller volume of INAH-3
(Hines et al., 2004). when compared to heterosexual men. The anterior commissure
Prenatal exposure to amphetamine-based drugs or thyroid (AC) was also found to be bigger in homosexual men when
hormones increases the chances of female homosexuality (Ellis compared to heterosexual women (18% bigger) and hetero-
and Hellberg, 2005). A recent study found a relationship sexual men (34%) (Allen and Gorski, 1992). The AC is a tract
Sexual Identity and Sexual Orientation 287

that is in charge of the connection between the left and right (Tenbergen et al., 2015). Clinically this is an important distinc-
temporal cortex. Since it is larger in heterosexual women than tion, because a high percentage of pedophiles do not act on
in heterosexual men, it may be involved in sex differences in their sexual urges, and 40–50% of sex offenders, that have
relation to cognition, language, and cerebral lateralization engaged in sexual contact with children and are also called
(Allen and Gorski, 1992; Swaab, 2008). pedosexuals, have equal or higher sexual arousal with adults
(Seto, 2009). It is a predominantly male condition – although
5.12.3.2.3 Positron Emission Tomography and MRI Studies there are women who are pedophiles – with a prevalence esti-
An MRI study showed that the perirhinal cortex of homo- mated to be around 3% (Mohnke et al., 2014). Pedophilia is
sexual female participants had a masculinized GM pattern considered to be an unchangeable orientation.
without significant differences between homosexual and A series of case reports involving brain tumors, dementia,
heterosexual men (Ponseti et al., 2007). A study by Savic Parkinson’s, and other neurological diseases (reviewed in
and Lindström showed asymmetry in hemisphere volumes Mohnke et al.,2014) have shown that these conditions can in
in male heterosexuals and homosexual females, with a larger rare cases provoke pedophilic behavior. Other studies in child
right hemisphere in the homosexual females. Combining sexual offenders have reported, in exceptional cases, changes of
positron emission tomography (PET) and MRI scans, they sexual preference and reduced reoffending in child sexual
found a possible relationship between these asymmetries offenders (Marshal, 2008), although it is not clear if it is
and connections, with homosexual subjects (both male and a change in sexual preference or if it is just a matter of urge
female) having sex-atypical hemispheric ratios and patterns control.
of amygdala connectivity (Savic and Lindström, 2008). In The etiology of pedophilia remains unknown, many
another PET study, it was found that the hypothalamus of factors are considered to play a role. The fact that most studies
homosexual men appeared to be less responsive to fluoxetine on pedophilia do not make a distinction between sex
than that of heterosexual men, indicating different activities offenders and pedophiliacs makes the little data available
in the serotonergic system (Kinnunen et al., 2004). In PET difficult to evaluate. There is a constant finding that child
studies investigating hypothalamic responses to smelling sexual offenders who had been sexually abused themselves
putative pheromones, it was found that the response of abuse younger children and have more indicators of pedo-
homosexual men to these smells was similar to that of hetero- philic interest (Nunes et al., 2013). It is, however, not so clear
sexual women but different from that of heterosexual men in pedophiles that do not engage in sexual contact with chil-
(Savic et al., 2005) while the response of homosexual women dren, and only a small percentage of sexually abused children
was similar to that of heterosexual men but different from that become or are pedophilic (Mohnke et al., 2014). A recent
of heterosexual women (Berglund et al., 2006). In resting study using an extended familial design for genetic behavioral
state, the functional connectivity between the left inferior modeling found genetic evidence for pedophilia, but the non-
occipital gyrus (which has a role in visuospatial processing) shared environmental effect in this study was greater (Alanko
and the right cuneus was reduced in homosexual men et al., 2013). The possibility of neurodevelopmental perturba-
compared to heterosexual men. In addition, the regional tions in pedophiles has gained interest lately. Neuropsycho-
homogeneity in the left inferior occipital gyrus and the func- logical deficits such as impaired response inhibition, slower
tional connectivity in the right thalamus and cuneus had posi- processing speed, diminished cognitive reasoning abilities,
tive correlations to Kinsey scores (Hu et al., 2013). as well as higher incidence of head trauma prior to the age
Homosexual men differ from heterosexual men in brain acti- of 13 have been observed in pedophilic sex offenders (pedo-
vation areas during visually evoked sexual arousal (Hu et al., sexuals) (Mohnke et al., 2014).
2008). Homosexual men and heterosexual women have Structural MRI studies have shown variable findings in rela-
thinner cortices in visual areas and smaller thalamus volumes tion to pedophiles. Three studies found diminished amygdala
than heterosexual men. Heterosexual women and homo- volumes in pedophiles, which could indicate alterations in
sexual men do not differ in these areas (Abé et al., 2014). the processing of sexual arousal (Mohnke et al., 2014). One
These data not only illustrate structural differences, but they group found only WM reductions (Cantor and Blanchard,
also suggest brain functional differences also occur that is 2012). Functional studies on pedophiles have not been able
dependent upon sexual orientation. to present consistency in findings, making it difficult to draw
a conclusion (Mohnke et al., 2014; Kärgel et al., 2015). A recent
study with a more complete analysis and methodology evalu-
5.12.3.3 Pedophilia
ated the functional connectivity at rest between pedosexuals
Pedophilia is defined as an adult’s sexual attraction to prepu- (sex offenders), pedophiles without history of committing
bescent children and seems to have different arousal patterns sexual abuse, and controls, in two networks, i.e., the default
from hebephilia, which is the sexual response to pubescent mode network and the limbic network. Diminished functional
children (Seto, 2009). The DSM V differentiates pedophilia connectivity in both networks was found in the child sexual
from pedophilic disorder, where the sexual urges or fantasies offender group compared to the other two groups, with
toward prepubescent children cause marked distress, interper- reduced connectivity between the left amygdala and the orbito-
sonal difficulty or the individual has acted on these urges. frontal as well as the anterior prefrontal regions. Their findings
Therefore, pedophilia, the mere attraction or sexual predilec- suggest that the alterations in these networks, which are
tion for prepubescent children is not considered pathology involved in cognitive, motivational, and emotional functions
(Mohnke et al., 2014; Tenbergen et al., 2015). It is a sexual during the processing of sexual incentives, are related more to
preference different from sexual offenders against children child sexual abuse than to pedophilia (Kärgel et al., 2015).
288 Sexual Identity and Sexual Orientation

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