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Abstract
In the context of the complexity of the global labour market for seafarers, crew study of seafarers (CSS) provides a means to
access, analyse and compare information on active seafarers world-wide. This paper outlines the methodological parameters of CSS.
It is argued that CSS provides a distinctive methodology enabling the exploration and specification of key characteristics of this
labour market, for example: the distribution of world seafarers by nationality; the recruitment preferences of ship owners or
managers; the organisation of multinational crewing patterns and the dynamics and constraints behind seafarer movement between
foreign and national fleets. The principles and applications of CSS are illustrated by the case of Chinese seafarers, utilising a
combination of a crew list analysis and an onboard survey in the port of Hong Kong.
r 2004 Elsevier Ltd. All rights reserved.
Keywords: Global labour market; Crew study of seafarers (CSS); Chinese seafarers
1. Global labour market, seafarer mobility and survey * highly susceptible to fluctuations in world trade;
approaches * low and diminishing correspondence between the flag
of the ship and crew nationality;
In the context of the establishment of a global labour * absence of system-wide regulation [1]:
market for international shipping, a methodological
issue has arisen in respect of the access to reliable,
accurate and timely information concerning world Theoretically, the development of a global labour
seafarers. There are a number of difficulties associated market means employment opportunities for all quali-
with conducting a labour survey of this population, fied seafarers world-wide beyond their national fleets.
namely: the complexity of the global labour market; the However, patterns of employment vary greatly with
mobility of contemporary seafarers and the limitations seafarer nationality. This depends on a number of
of conventional survey approaches. factors, e.g. the demand for seaborne transportation in
In terms of the complexity of the global labour the prevailing environment of world trade, linkages
market, it displays a number of key characteristics: between crew managers, manning agents and national
labour markets, and forms of multinational crewing
patterns adopted by shipping companies. From an
* seafarers of any nationality are potential employees;
analytic viewpoint, employment opportunities are
* efficient transnational linkages between crew man-
shaped by the relation between national and global
agers, manning agents and national labour markets;
labour markets which, from the seafarer’s perspective,
* no formal barriers to entry beyond compliance with
raise the question of how they approach and respond to
international regulations on certification;
the recruitment opportunities within these two markets.
* widespread multinational crewing;
According to Lane [1], these issues cannot be easily
*Corresponding author. Tel.: +44-29-2087-6429; fax:+44-29-2087- addressed due to both the diminished correspondence
4619. between the flag of the ship and crew nationality and the
E-mail address: wub@cardiff.ac.uk (B. Wu). absence of system-wide regulation.
0308-597X/$ - see front matter r 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.marpol.2004.05.006
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324 B. Wu, N. Winchester / Marine Policy 29 (2005) 323–330
In contrast to a ‘single-tier’ labour market, where account the erosion of national boundaries at sea and
vessel and crew nationality are congruent, the establish- measure the mobility of seafarers world-wide. The
ment of the global labour market means an emergence following sections outline an alternative approach,
of a ‘two-tier’ market in which a suitably qualified termed crew study of seafarers (CSS), that attempts to
seafarer can, in principle, make a choice between solve these problems.
employment within their national fleet (defined as
nationally controlled vessels) or foreign ships (those
controlled elsewhere). A ship owner or crew manager 2. Crew study of seafarers: principles and framework
can select and group seafarers irrespective of nationality
according to manning cost, legal constraints and Differing from approaches that emphasise either data
onboard management experience. A consequence of on the supply side drawn from seafarers’ home countries
this ‘two-tier’ market is the increasing mobility of or demand information collected from shipping compa-
seafarers, not only in an expansion of geographic nies, CSS focuses on the interconnections and interfaces
boundaries of their employment but also the flow of between them. By collecting, analysing and modelling
their recruitment between national and foreign fleets. crew information world-wide, it attempts to not only
Hence, the methodological question is raised of the create a complete picture of world seafarers but also
appropriate means and methods to analyse their move- provide detail of seafarer mobility between home and
ment between these two markets. international fleets.
Conventional approaches to the analysis of labour At the conceptual level, all world seafarers onboard
market for seafarers tend to remain at the level of the international merchant vessels at any time could be
nation state, with analyses of supply and demand [2]. In approached and identified by both their nationality and
terms of addressing the ‘two-tier’ market, there are key the nationality of ships on which they are aboard. This
limitations in such a strategy. Supply side analyses imply enables a conceptual distinction between the two
that the global labour market can be understood as the categories of ‘home’ (or national) and ‘foreign’ (or
sum of all seafarers from individual countries world- global) for both seafarers and ships. In the context of a
wide. Irrespective of the significant disparities in the two-tier structure of both demand and supply sides,
availability, comparability and quality of information crew patterns emerge from crew data analysis. This
across nation states, this approach is unable to reflect covers three aspects of active seafarers world-wide:
both the difference in the demand preferences of distribution of world seafarers, crewing patterns used by
international shipping companies and the movement of ship owner/managers and the flow of selected seafarers
seafarers between national and foreign fleets. Demand between national and foreign fleets (Fig. 1).
approaches have viewed international shipping compa- Fig. 1 outlines the foundation, process and outcomes
nies as the primary source of global labour market of CSS which is based upon three information sources:
information. Putting questions of cost and the quality of world fleet register information, collection of crew lists
the data produced to one side, this approach lacks the world-wide and onboard surveys. Comprehensive in-
capacity to reflect the division and linkages of seafarer formation on the world fleet provides a base for
supply between national and global labour markets. calculating the demand of world seafarers by flag or
In order to overcome these problems, the Baltic and country of economic benefit (CEB). The collection of
International Maritime Council and International Ship- crew lists world-wide provides access to reliable and
ping Federation report [3] developed a model which accurate information on active seafarers. Situated
attempts to bring both demand and supply information between these two modes of analysis, onboard surveys
together for the purpose of analysing and predicting the offer opportunities for researchers to undertake detailed
global labour market for seafarers. Whilst the BIMCO/ studies on seafarers in situ for a specific topic or research
ISF survey should not be undervalued, it does, however, purpose. In contrast to the standardised and limited
neglect the division between the national and global information appearing on crew lists, onboard surveys
market. As a result, it is difficult to pinpoint the real can be applied to selected nationalities or target groups
balance of the demand and supply of seafarers at the for in-depth analysis of specific questions. Whilst the
regional or national level. Additionally, since its former is restricted to quantitative data, the latter can
information has a restricted base, namely, national provide both quantitative (questionnaire survey) and
administration and shipping companies, it reproduces qualitative (onboard observation, in-depth interview)
the problems noted in both the demand and supply information. Through a rigorous approach to research
approaches. Hence, the model itself cannot be applied to design and sampling procedure, these methods should
a regional or national level with any great degree of be intertwined, thus providing a coherent and cohesive
rigour. analysis of the global labour market.
These methodological dilemmas require resolution, Once issues relating to accessing of information
with the provision of an approach that can take into sources are resolved, the possession of sufficient cover-
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B. Wu, N. Winchester / Marine Policy 29 (2005) 323–330 325
Crew patterns
Distribution
Crewing
Flow
Crew data
Identity Demand
Supply Recruitment
For national Demography For nationals
For foreigners
For foreign Experience
Opinions
Information Sources
Onboard surveys
Crew lists world-wide
World fleet information
age of crew data sets/database is central to create ‘Crew * Crewing, detailing items such as crew size, multi-
Patterns’. The information contained within the crew national crewing pattern and rank composition.
data category depends upon particular research ques- * Flow outlines the movement of seafarers between
tions and topics; however, it contains certain core employment contracts and national and foreign
variables: fleets.
* Identity refers to both the nationality of seafarers and
their employers, and the nature of their employment
In contrast to current approaches to the demand and
relationship. This can be utilised to measure sea-
supply of seafarers, CSS has the ability to conceptualise
farers’ movement, or flow, across company or
and analyse the ‘two-tier’ market structure existent for
national boundaries.
seafarers. It can also provide detailed information of
* Recruitment refers to information concerning their
movement between these tiers in any selected nationality
existing or current employment, e.g. ship owner and
manager’s nationality, flag register, vessel type, crew or target group. In practice, CSS consists of two related
elements: crew list collection and onboard surveys. The
size and crew member information such as rank and
following sections illustrate the feasibility and utility of
nationality.
CSS using the case of Chinese seafarers. Section 3
* Demography refers to the baseline information of
utilises crew list analysis, whilst Section 4 outlines the
seafarers such as age, place of birth, education,
results of an onboard survey carried out in the port of
marital status, family size, and their economic and
Hong Kong (hereafter termed ‘HK’).
social background.
* Experience contains crew members’ history, seafaring
experience and career development.
* Opinions of seafarers refer to their assessment, 3. Chinese seafarers (1): crew list analysis
approach or reflections on both their seafaring career
and seafaring in general, e.g. working environment, There is significant disagreement over the size and
wages, recruitment and welfare. employment location of Chinese seafarers. Li and
Wonham [4] argue that China has become the largest
Crew data can be used for a wide range of research seafarer supply country in the world, whilst Gong [10]
purposes. However, it produces three key outcomes, suggests that China is set to become Asia’s second
subsumed under the category of crew patterns, namely: largest supplier. In terms of numbers, the BIMCO/ISF
survey report (BIMCO/ISF, 2000) claims that the total
* Distribution of world seafarers by nationality and supply of Chinese seafarers is 82,000, only half the
ship owner/fleet manager. official figure of 164,500 [5].
ARTICLE IN PRESS
326 B. Wu, N. Winchester / Marine Policy 29 (2005) 323–330
These divergent accounts reflect the differences in the differences in their economic systems as compared with
definition of the category of ‘Chinese seafarers’, ranging China).
from ‘Chinese nationals employed as seafarers’, to From the perspective of the CEB, the fact that over
‘Chinese seafarers working for foreign-owned vessels’. half of the sample is employed within the ‘foreign fleet’
In contrast, CSS makes such distinctions at the confirms the assumption that there is a two-tier labour
conceptual, rather than empirical, level and can market for Chinese seafarers, i.e. national and global.
encompass all these accounts at the point of analysis However, the sample bias within the SIRC data set
according to research needs. By applying the principles results in an underestimation of the proportion of
of CSS outlined, both the demand for and supply of Chinese seafarers onboard the national fleet. For
active Chinese seafarers can be distinguished into two example, of the 341 vessels with Chinese crew appearing
groups: national and foreign fleets. Their role in the in the SIRC data set, only 131 were denoted as having a
global labour market can be analysed through the CEB of China. Taking into account over 5000 vessels in
collection of the data indicated in Fig. 1. Accordingly, a the data set (representing 17% of world fleet over
study on Chinese seafarers requires three types of data: 1000 gt in that year), the Chinese fleets are under-
(1) information on the world fleet; (2) crew list data and represented in the SIRC data set.
(3) an onboard survey of Chinese seafarers. Despite this limitation, SIRC’s data set offers valu-
A comprehensive database of world merchant fleets able insights into the employment structure of Chinese
[6] is read to hand over. However, until recently a seafarers. Returning to Table 1, it can be seen that a
cognate database with information on crews did not large number of Chinese seafarers onboard foreign-
exist. The Seafarers International Research Centre flagged vessels were serving on ships beneficially owned
(SIRC) at Cardiff University has established a global in China. Such a result is not surprising when due
seafarer database based upon collection of crew lists consideration is given to the ‘‘flagging out’’ of the PRC-
from the main seaports world-wide [7,2]. It contains owned fleet. According to the Ministry of Communica-
data on over 15,000 vessels and 300,000 seafarers from tion of China [8], in 2000 there were 2525 ocean vessels
1993 to 2002 with detailed information on both ships totalling 37 million DWT, owned in China. Of those,
(type, size, flag, fleet manager and CEB) and their crews 1986 vessels utilise the national flag (46% of its total
(age, rank, nationality and place of birth). Linking these ocean fleet by DWT), whilst the remaining 539 ships
two databases together, it is possible to gain the whole appear on open registers (54% of total DWT). This
picture of the global labour market and the position of suggests that ‘flag’ is not a good indicator to the ‘true’
Chinese seafarers within it. To illustrate the value of nationality of a ship’s identity in the context of the
CSS, the following considers the mobility of Chinese widespread use of open registers. Instead, CEB is a more
seafarers. accurate measure of the nationality of a vessel.
Taking the most recent cohort of the SIRC database In terms of recruitment opportunities outside the
(collected in March 2002), Table 1 shows the distribu- PRC fleet, Fig. 2 shows that HK and TW are the two
tion of sampled Chinese seafarers by the flag and the main destinations for Chinese seafarers, accounting for
CEB that vessels served on. In terms of the former, the over 52% of the total, followed by Singapore (14%) and
most common flag for Chinese seafarers is Panama Japan (10%). Furthermore, East Asian fleets as a whole
(34%), which is 10% points higher than the PRC
national flag. In contrast, the most common CEB for Others
Chinese seafarer employment is China (45%), leaving 14%
the remainder to ‘foreign’ fleets (for the purposes of this
analysis, HK and Taiwan (hereafter termed TW) vessels USA
Hong Kong
5%
are treated as ‘foreign fleets’ due to the significant 35%
Greece
5%
Table 1
Chinese seafarers by flag and country of economic benefit (CEB)
Japan
Rank By flag Per cent By CEB Per cent 10%
1 Panama 34.2 China 44.8
2 China 23.8 HK 17.9
3 HK 20.3 TW 8.4
4 Liberia 5.8 Singapore 7.4 Singapore
5 Singapore 4.8 Japan 5.1 14% Taiwan
Subtotal 88.8 Subtotal 83.6 17%
Total cases 6165
Fig. 2. Chinese seafarers onboard foreign fleets (N ¼ 3125). Source:
Source: SIRC Global Seafarer Database (2002). SIRC Global Seafarers Database (2002).
ARTICLE IN PRESS
B. Wu, N. Winchester / Marine Policy 29 (2005) 323–330 327
Table 2 50
Officer Ratings
Nationality composition by selected fleet (2002, %) 45
40
Fleet Chinese HK/TW East Asiaa Others Total cases
35
HK/TW 32.7 23.5 0.9 42.9 4947 30
Percent
East Asiaa 6.4 0.7 12.9 80.0 13,055 25
Others 1.2 0.1 0.6 98.1 79,168 20
15
Source: SIRC Global Database (2002). Row as 100%. 10
a
East Asia here include Japan, South Korea and Singapore only. 5
0
Chinese HK/TW Others
account for over three-quarters of the sample onboard Nationality
foreign fleets. This indicates the limited scale and extent
Fig. 3. Nationality composition of HK/TW fleets (2002). Source:
of Chinese participation in the global labour market. SIRC Global Seafarers Database (2002).
Focusing on those foreign fleets which recruit Chinese
seafarers, Table 2 shows that Chinese seafarers have
become a major source of labour for HK- and TW-
owned fleets, with approximately one-third of their crew Table 3
coming from mainland China. In contrast, Chinese Multinational crew pattern of Chinese seafarers
seafarers play a marginal role outside HK and TW Multinational Ships Seafarers % of ships % of seafarers
fleets.
1 177 4482 51.9 74.5
The importance of Chinese seafarers in the HK and 2 81 978 23.8 16.3
TW fleets is illustrated by Fig. 3 which shows that 30% X3 83 555 24.3 9.2
of the officers serving onboard these fleets originate
from mainland China, a similar level to HK and TW Total 341 6015 100 100
seafarers. In terms of ratings, a different picture emerges Source: SIRC Global Seafarers Database (2002).
with mainland Chinese seafarers contributing 35%,
twice the level of HK/TW nationals.
CSS can be used not only to measure the scale and 100%
90%
extent of the involvement of a selected nationality in the
80%
global labour market but also to explore relevant factors
70%
which may influence their participation. An important 60%
>=3
100% Table 5
Length and frequency of sample onboard by employment and
80% recruitment
60% Foreign Category Item Employment Recruitment Total
PRC
40% SOE NSO PRC Foreign
16
14
and implementation of each survey. Based upon the
12
collection and compilation of crew lists world-wide, the
Number of Cases
seafarers by nationality, multinational crewing pattern ness of the sample in terms of world and national fleets
and flow pattern between national and foreign fleets. As and data mining strategies and methods. Whilst these
a result, CSS brings together the different salient factors questions raise a number of empirical challenges to
relating to the labour market for seafarers (it should be researchers, and ones that have only been partially
noted that the methods utilised should form a coherent solved within the HK survey and SIRC Global Seafarers
strategy particularly in reference to issues of sampling). Database, CSS outlines a valid, coherent and rigorous
Secondly, the value of CSS can be underlined by the basis for future research on the global labour market for
following factors: the complexity of the global labour seafarers.
market as it relates to the diminishment of national
boundaries at sea; the mobility of seafarers world-wide
and the limitations of conventional survey methodolo- References
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