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Received: 26 October 2016

| Revised: 3 March 2017


| Accepted: 11 March 2017
DOI: 10.1111/psyp.12875

ORIGINAL ARTICLE

Intrinsic neural activity differences among psychotic illnesses

Matthew E. Hudgens-Haney1 | Lauren E. Ethridge2,3 | Justin B. Knight1 |


Jennifer E. McDowell1 | Sarah K. Keedy4 | Godfrey D. Pearlson5,6 |
Carol A. Tamminga7 | Matcheri S. Keshavan8 |
John A. Sweeney7,9 | Brett A. Clementz1

1
Departments of Psychology and
Abstract
Neuroscience, Bio-Imaging Research
Center, University of Georgia, Athens, Individuals with psychosis have been reported to show either reduced or augmented
Georgia brain responses under seemingly similar conditions. It is likely that inconsistent
2
Department of Pediatrics, University of baseline-adjustment methods are partly responsible for this discrepancy. Using
Oklahoma Health Sciences Center, steady-state stimuli during a pro/antisaccade task, this study addressed the relation-
Oklahoma City, Oklahoma ship between nonspecific and stimulus-related neural activity, and how these
3
Department of Psychology, University of activities are modulated as a function of cognitive demands. In 98 psychosis pro-
Oklahoma, Norman, Oklahoma bands (schizophrenia, schizoaffective disorder, and bipolar disorder with psychosis),
4
Department of Psychiatry and Behavioral neural activity was assessed during baseline and during a 5-s period in preparation
Neuroscience, University of Chicago, for the pro/antisaccade task. To maximize the ability to identify meaningful differ-
Chicago, Illinois
ences between psychosis subtypes, analyses were conducted as a function of
5
Departments of Psychiatry and subgrouping probands by standard clinical diagnoses and neurobiological features.
Neurobiology, Yale University School of
These psychosis “biotypes” were created using brain-based biomarkers, independent
Medicine, New Haven, Connecticut
6
of symptomatology (Clementz et al., 2016). Psychosis probands as a whole showed
Institute of Living, Hartford Hospital,
poor antisaccade performance and diminished baseline oscillatory phase synchrony.
Hartford, Connecticut
7 Psychosis biotypes differed on both behavioral and brain measures, in ways predicted
Department of Psychiatry, University of
Texas Southwestern, Dallas, Texas
from Clementz et al. (2016). Two biotype groups showed similarly deficient behavior
8 and baseline synchrony, despite diametrically opposed neural activity amplitudes.
Department of Psychiatry, Harvard
Medical School, Boston, Massachusetts Another biotype subgroup was more similar to healthy individuals on behavioral and
9
Department of Psychiatry and Behavioral
brain measures, despite the presence of psychosis. This study provides evidence that
Neuroscience, University of Cincinnati, (a) consideration of baseline levels of activation and synchrony will be essential for a
Cincinnati, Ohio comprehensive understanding of neural response differences in psychosis, and (b)
distinct psychosis subgroups exhibit reduced versus augmented intrinsic neural activ-
Correspondence ity, despite cognitive performance and clinical similarities.
Brett A. Clementz, Ph.D., Psychology
Department, Psychology Building,
KEYWORDS
University of Georgia, Athens GA
biomarkers, bipolar disorder, diagnosis, EEG, psychosis, schizophrenia, steady-state
30602, USA.
Email: clementz@uga.edu

Funding information
National Institute of Mental Health
(grants MH077862, MH085485)

1 | INTRODUCTION nosed with schizophrenia (SZ) show reduced amplitude brain


responses to rapidly repeating stimuli across a range of stim-
There is an intriguing discrepancy in the schizophrenia EEG/ ulation frequencies (Brenner et al., 2009; Ferrarelli et al.,
ERP literature. Under many circumstances, persons diag- 2008; Hamm, Gilmore, Picchetti, Sponheim, & Clementz,

Psychophysiology. 2017;54:1223–1238 wileyonlinelibrary.com/journal/psyp V


C 2017 Society for Psychophysiological Research | 1223
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| HUDGENS-HANEY ET AL.

2011; Teale et al., 2008). It is often assumed that such defi- is correlated with augmented sensory cortical responses (e.g.,
cient response amplitudes are a defining feature of schizo- Clementz et al., 2008; Spencer et al., 2004; Wang et al.,
phrenia, with theories of neuropathology built around this 2010). It has been theorized that either abnormally high or
supposition. Other reports, however, indicate the SZ have low intrinsic activity may lead to low signal-to-noise ratios,
augmented amplitude brain responses during what seem to reducing the ability to parse stimulus relevance and accu-
be similar stimulation conditions (Clementz, Wang, & Keil, rately code perceptual events (Rolls et al., 2008). Low
2008; Ethridge, Moratti, Gao, Keil, & Clementz, 2011; signal-to-noise ratios have been reported in SZ and may be
Farzan et al., 2010; Flynn et al., 2008; Hamm, Gilmore, & particularly problematic for identifying stimulus salience

Clementz, 2012; Riečansky, Kasparek, Rehulov a, Katina, & (Clementz et al., 2008; Ethridge et al., 2011; Wang et al.,
Prikryl, 2010; Spencer et al., 2004). 2010). Higher intrinsic activity in SZ is also associated with
This study has two main goals, and one methodological prolonged neural activation following stimulus termination
issue of note, designed to address various aspects of this dis- (Clementz et al., 2004; Ethridge et al., 2011); this sluggish-
crepancy in the existing literature. First, perhaps inconsistent ness of neural systems could be a basis for behavioral inflex-
baseline adjustment methods are partly responsible for the dis- ibility in the face of changing task demands.
parity in brain responses among psychosis subjects. The para- The present study provides additional evaluation of psy-
digm used here was designed to examine the relationship chosis subjects’ neural regulation in response to rapidly
between baseline and stimulus-related neural activities. Sec- repeating “steady-state” visual stimuli. The visual steady-
ond, the task used here allowed for assessment of cortical state response (vSSR) develops in primary visual cortex in
modulation of baseline activity and sensory processing as a relation to stimuli flickering at a specific rate (Clementz
function of cognitive demands (Clementz et al., 2010). This et al., 2008; Di Russo, Taddei, Apnile, & Spinelli, 2006;
addresses a fundamentally important question in the clinical Pastor, Artieda, Arbizu, Valencia, & Masdeu, 2003). The
neuroscience of psychosis: how modulation of sensory sys- resultant oscillations resonate at the stimulus flicker rate and
tems facilitates context-appropriate behavior. Finally, it is vary in amplitude with the task relevance of the stimulus
likely that the outcomes of sensory responsiveness studies (Wang, Clementz, & Keil, 2007). The vSSR provides an
have been influenced by the extensive neurobiological vari- unambiguous ability to evaluate preparation for and response
ability found in psychosis. The ability to identify neurobiolog- to stimuli as a function of their importance because the input
ical distinctiveness of psychosis subtypes will be limited if frequency (vSSR oscillation rate) is known and neural activ-
these subtypes are not defined by neurobiology, and there is ity at that frequency yields a specific probe for hypothesis
evidence that such variability in psychosis is not adequately testing (Clementz et al., 2004, 2008).
captured by DSM-type clinical diagnoses (Clementz et al., The vSSR paradigm used here was designed to examine
2016). In this study, sensory responsiveness and neural modu- baseline differences in neural activity among psychosis sub-
lation abilities will be evaluated as a function of subgrouping jects, and the relationship between baseline and stimulus-
cases by clinical versus neurobiological features. related activities. In a less cognitively demanding vSSR para-
Although the possibility that SZ have augmented brain digm, Ethridge et al. (2011) observed augmented baseline
responses seems contrary to decades of psychophysiological activity among SZ compared to healthy persons that was
research (see Winterer & McCarley, 2011), there are multiple associated with stimulus-related activations (i.e., high presti-
indications that such is the case, including high levels of mulus activity determined high stimulus-related activity).
nonspecific, or intrinsic, neural activity (Clementz & Many vSSR studies in psychosis subtract prestimulus from
Blumenfeld, 2001; Clementz, Sponheim, Iacono, & Beiser, stimulus-related activity and report only the difference
1994; Krishnan et al., 2005; Rolls, Loh, Deco, & Winterer, scores, a procedure that yields apparently lower neural acti-
2008; Winterer et al., 2000, 2004, 2006; Winterer & vations among SZ in response to steady-state stimulation
Weinberger, 2004). Intrinsic neural activity is not directly (Ethridge et al., 2011). Although baseline subtraction pro-
linked to stimulus processing and has been operationalized vides for an examination of stimulus-specific neural
in a number of ways, including a ratio of single trials to aver- responses, it yields an incomplete picture of overall neural
age trial power (Winterer et al., 2000, 2004), activity at fre- activation among psychosis cases. Analyses of vSSRs here
quencies other than those of interest (Butler et al., 2001; will be more comprehensive. Specifically, we will examine
Kim, Wylie, Pasternak, Butler, & Javitt, 2006; Kim, Zemon, baseline, stimulus-related (i.e., not baseline-adjusted), and
Saperstein, Butler, & Javitt, 2005; Krishnan et al., 2005; stimulus-specific (i.e., baseline-adjusted) activity, the former
Wang, Brown, Dobkins, McDowell, & Clementz, 2010), two being considered variants of intrinsic activity. This will
baseline activity (Clementz, Keil, & Kissler, 2004), or activ- allow for a determination of which of these types of activa-
ity in relation to a stimulus that has not undergone baseline tions are more important for indexing neuronal response dif-
correction (Ethridge et al., 2011). Increased intrinsic activity ferences among psychosis cases.
HUDGENS-HANEY ET AL.
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The task used here also allowed for assessment of cortical disorder heterogeneity characterizes purported biomarker
modulation of intrinsic activity and sensory processing as a distributions (see Clementz et al., 2016). The gold standard
function of task demands (Clementz et al., 2010). The para- for evaluating the validity of biomarkers for psychosis sub-
digm elicits the vSSR in preparation for pro- versus antisaccade groups, however, has been DSM psychosis definitions. If
responses, with quantification of neural activity occurring such definitions are not defined by neurobiology, the ability
before presentation of the behavioral cue (see Figure 1). Unlike to identify neurobiological distinctiveness of psychosis sub-
prosaccade tasks, where a glance is made toward a peripheral types may be limited. This has led to a growing interest in
cue, antisaccade tasks require suppressing a glance to a periph- biological markers for psychiatric disorders (Insel et al.,
eral cue and instead looking to that cue’s mirror image location 2010). Clementz et al. (2016) created neurobiologically dis-
(Hallett, 1978). In a previous vSSR investigation of neural reg- tinct psychosis subgroups using brain-based biomarkers,
ulation preceding correct pro- versus antisaccade responses, independent of reliance on clinical characteristics. Their
Clementz et al. (2010) found that healthy persons decreased three psychosis biotypes were not concordant with clinical
visual cortical neural investment to peripheral anti- relative to diagnoses, but had greater neurobiological distinctiveness
prosaccade stimuli. Such a downregulation of neural activity than clinical diagnoses given group differences on multiple
should be adaptive because it could reduce the probability of biomarkers and external validators (measures not part of
generating an unwanted pro response on antitrials (Munoz & biotype formulation but used to test their validity). DSM
Everling, 2004). This effect should be reversed with respect to diagnoses were spread across biotypes, suggesting that heter-
the central fixation stimulus, with increased investment during ogeneity on vSSR results across studies from different labo-
anti- relative to prosaccade trials, with preparatory modulation ratories could be accounted for by differences in case
of sensoricortical activity theoretically generated via top-down sampling. For instance, Biotype 1 cases, the most neurobio-
control by prefrontal cortex (Johnston & Everling, 2006). logically compromised with low sensory responsiveness,
While abnormal preparatory modulation of neural activity in might be more likely recruited from chronic care settings.
psychosis is suggested by their high antisaccade error rates Biotype 2s, who were moderately less cognitively compro-
(Reilly et al., 2014), it is not yet established in direct neural sys- mised but hyperresponsive to stimuli, might be more com-
tem observation. mon in settings treating higher-functioning patients. To
Finally, while measures relating to these primary goals maximize the ability to identify meaningful differences
are likely to differ among individuals with psychosis, there is between psychosis subtypes, all measures will be evaluated
growing evidence that DSM-type clinical psychosis diagno- as a function of subgrouping cases by clinical versus neuro-
ses are not neurobiologically distinct; within- and between- biological features. For comparisons based on clinical

F I G U R E 1 Example prosaccade trial. Central checkerboard flickered at 15 Hz. For the antitask, stimuli would be red rather than green. At each quar-
ter of the fixation period (1,500 ms), the central square decreased in size by one quarter in order to give a “countdown” to the next trial. Similarly, at 1-s
intervals during the preparatory period, the center square of the central checkerboard decreased in size by one quarter in order to give the participants infor-
mation about the impending response requirement
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| HUDGENS-HANEY ET AL.

features, probands will be subdivided based on their scores both behavioral performance and brain activity measures will
on the Schizo-Bipolar Scale (SBS), an ordinal scale ranking differentiate biotype subgroups; (c) Biotype 1 will have the
individuals on a continuum of affective to nonaffective psy- worst antisaccade performance and the most deficient intrin-
chosis (Keshavan et al., 2011). This will allow for compari- sic and stimulus-specific neural activations, Biotype 2 will
son of probands based on a spectrum of psychosis. show slightly less deviant antisaccade performance but
It is hypothesized that (a) clinical subgroups will show accentuated intrinsic and stimulus-specific neural activations,
significantly decreased behavioral performance compared to and Biotype 3 will be most similar to healthy subjects on
healthy subjects, as well as marginally reduced intrinsic and both performance and brain responses; (d) despite differing
stimulus-specific brain activity and signal-to-noise ratio; (b) levels of intrinsic neural activity, neural signal-to-noise ratio

TAB LE 1 Demographic and clinical characteristics of probands and healthy comparison subjects

Healthy (N 5 58) SZ (N 5 33) BDP (N 5 45) SZA (N 5 20) Significance test


Percent female 48 69 36 45 v2(3) 5 12.69, p 5 .005
Mean SD Mean SD Mean SD Mean SD

Age 39.1 12.2 32.8 12.3 32.3 13.8 35.5 12.9 F(3, 152) 5 2.67, p 5 .049

Trials accepted
Prosaccades 42.6 6.9 37.7 9.9 38.5 7.4 36.3 10.6 F(3, 153) 5 0.442, p 5 .72
Antisaccades 46.4 4.0 35.2 9.6 34.4 8.3 32.8 9.7 F(3, 153) 5 2.38, p 5 .07

Percent correct
Prosaccades 98.7 1.8 97.7 5.1 98.4 2.3 98.7 1.8 F(3, 153) 5 .847, p 5 .47
Antisaccades 90.3 8.0 80.3 19.2 83.0 12.6 79.8 16.5 F(3, 153) 5 5.73, p 5 .001

Response latency (ms)a


Correct prosaccades 361.8 57.7 336.6 70.5 376.8 89.4 347.6 73.2 F(3, 153) 5 2.14, p 5 .10
Correct antisaccades 399.5 78.0 390.2 89.6 428.0 78.7 392.2 74.2 F(3, 153) 5 1.86, p 5 .14
Incorrect antisaccades 348.8 81.3 350.0 95.0 340.1 68.2 326.0 74.2 F(3, 153) 5 0.49, p 5 .69

GAFb 84.8 5.3 43.7 7.6 58.5 12.6 42.1 5.6 F(2, 95) 5 29.59, p < .001

BACS 20.09 1.09 21.50 1.31 20.72 1.17 21.55 1.21 F(2, 93) 5 13.28, p 5 9.8E-8

PANSS-positive – – 19.6 5.5 13 3.8 18.2 4.7 F(2, 94) 5 19.32, p < .001

PANSS-negative – – 20.1 6.3 13.9 4.2 16.9 7.2 F(2, 94) 5 10.43, p < .001

PANSS-general – – 37.3 7.1 32.3 7.8 36.1 8.3 F(2, 94) 5 3.33, p 5 .04

MADRS – – 10.2 8.1 12.9 8 17 7.8 F(2, 94) 5 4.44, p 5 .14

Young Mania Scale – – 8.3 6 5.9 5.5 8.7 5.3 F(2, 94) 5 1.72, p 5 .18

Medication class
Antipsychotic first generation 0% 18.2% 2.2% 10.0% v2(2) 5 5.83, p 5 .05
Antipsychotic second generation 0% 66.7% 64.4% 65.0% v2(2) 5 0.04, p 5 .98
Mood stabilizer 0% 21.2% 64.4% 50.0% v2(2) 5 14.38, p 5 .001
Lithium 0% 0% 22.2% 10.0% v2(2) 5 8.87, p 5 .01
Antidepressant 1.7% 36.4% 42.2% 55.0% v2(2) 5 1.78, p 5 .41
Sedative/anxiolytic 1.7% 24.2% 26.7% 35.0% v2(2) 5 0.76, p 5 .69
Stimulant 0% 9.1% 13.3% 10.0% v2(2) 5 0.38, p 5 .83
Anticholinergic 0% 9.1% 8.9% 5.0% v2(2) 5 0.34, p 5 .85

Note. Dashes indicate no data available. GAF 5 Global Assessment of Functioning; PANSS 5 Positive and Negative Symptom Scale; MADRS 5 Montgomery–
Åsberg Depression Rating Scale; BACS 5 Brief Assessment of Cognition in Schizophrenia.
a
Only 40% of participants made any incorrect responses during prosaccade trials.
b
Healthy subjects were excluded from comparisons of clinical characteristics and medication status.
HUDGENS-HANEY ET AL.
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will be low in both Biotype 1 and 2; and (e) brain activity 2016). Saccade data used for developing biotypes were inde-
measures will predict antisaccade performance (Hamm, pendent from visual steady-state data that are the subject of
Dyckman, McDowell, & Clementz, 2012). this investigation (see Discussion below).

2 | METHOD 2.2 | Stimuli


Stimuli were presented on a 19-inch flat-surface computer mon-
2.1 | Participants
itor with a refresh rate of 60 Hz. Stimuli consisted of three 5 3
As part of a larger, multisite data collection project, the 5 cm checkerboards (alternating colored and black squares,
Bipolar-Schizophrenia Network on Intermediate Phenotypes each 1 degree square) located at central fixation and 8 degrees
(B-SNIP), subjects were recruited, interviewed, and tested at to the left and right of central fixation (Figure 1). Checker-
the University of Illinois–Chicago. Ninety-eight clinically boards were either green (during the prosaccade block) or red
stable psychosis probands (schizophrenia, N 5 33; schizoaf- (during the antisaccade block). Both colors had equal lumi-
fective disorder, N 5 20; bipolar disorder with psychosis, nance (5 cd/m2). The middle checkerboard was luminance
N 5 45) and 58 healthy comparison subjects were recruited modulated (100% modulation depth) at 15 Hz, with the periph-
via community advertisements, linked community facilities eral checkerboards not flickering. Blocks consisted of 50 trials
and programs, and local National Alliance on Mental Health of either pro- or antisaccades, for a total of 100 trials.
type organizations (see Table 1 for clinical and demographic Each trial was preceded by an intertrial interval of 6 s, in
information). Clinical diagnosis was determined through which a gray central fixation square (1 degree square) was
administration of the Structured Clinical Interview for DSM- presented. At each quarter of this fixation period (1.5 s), the
IV Diagnosis (First, Spitzer, Gibbon, & Williams, 1997); see central square decreased in size by one quarter in order to
Tamminga et al. (2013) for complete clinical evaluation give a “countdown” to the next trial. Trials began with the
details. Healthy subjects had no personal history of psy- central checkerboard flickering for 5 s. Participants were
chotic, bipolar, or recurrent major depressive disorder, or a instructed to maintain fixation on the central checkerboard
family history of schizophrenia-bipolar spectrum disorders throughout this preparatory period. Similar to the fixation
in first and second degree (Tamminga et al., 2013). All sub- period, at 1-s intervals during the preparatory period, the cen-
jects provided written consent before participating, and the ter square of the central checkerboard decreased in size by
study was approved by University of Illinois–Chicago and one quarter in order to give the participants information
University of Georgia Institutional Review Boards. about the impending response requirement. After the 5-s pre-
For comparisons based on clinical features, probands paratory interval, one of the peripheral checkerboards (pseu-
were subdivided based on SBS ratings into three groups: dorandomly determined) increased in luminance to 20 cd/m2
those scoring 0–2 (SBS-BP; N 5 45), 3–6 (SBS-MID; for 1.25 s (the saccadic response period), while the central
N 5 26), and 7–9 (SBS-SZ; N 5 27; Keshavan et al., 2011). checkerboard continued flickering. On prosaccade trials, par-
The SBS is an ordinal scale ranking individuals on a contin- ticipants were to look as quickly and accurately as possible
uum of affective to nonaffective psychosis, with lower scores toward this target; on antisaccade trials, participants were
representing cases more prototypical of bipolar disorder with instructed to look as quickly and accurately as possible to the
psychosis and higher scores representing cases more proto- mirror image location (opposite checkerboard).
typical of schizophrenia. All analyses make use of these SBS
groups, rather than DSM diagnoses. Biotype membership
(Biotype 1, N 5 18; Biotype 2, N 5 27; Biotype 3, N 5 53)
2.3 | Electrophysiological recording
was determined by biomarker data as described in Clementz
and data preprocessing
et al. (2016), and all participants in the present study were
2.3.1 | EEG recording
included in Clementz et al. (2016). Biotype 1 was most remi-
niscent of poor outcome, chronic, and neurobiologically EEG data were collected from 64 Ag/AgCl sensors (imped-
impaired psychosis cases, Biotype 2 was characterized by ance was kept below 5 kX; Quik-Cap, Compumedics Neuro-
hyperresponsiveness to sensorimotor events, while Biotype 3 scan, El Paso, TX) positioned according to the 10-10 EEG
were closer to healthy subjects than to the other biotype sub- system (with the inclusion of mastoids and CP1/2 locations
groups across biomarkers (despite presence of psychosis). to provide for greater signal sampling below the canthomea-
The distinctiveness of the biotypes was also supported by tal line), with a forehead ground and nose reference. EEG
clinical and neuroanatomical data from probands, as well as recordings were amplified (3 12,500) and digitized (1000
clinical and biomarker data from first-degree relatives, none Hz) using Neuroscan Acquire and SynAmps2 (Compumed-
of which were used in biotypes creation (Clementz et al., ics, Charlotte, NC). Additional sensors located above and
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| HUDGENS-HANEY ET AL.

below the eyes, as well as at the outer canthi of each eye,


recorded blinks and eye movements.

2.3.2 | Data preprocessing


Visually identified bad sensors were interpolated (no more
than three sensors per participant) using a spherical spline
interpolation method (BESA 5.3; MEGIS Software, Gräfelf-
ing, Germany). Trials containing activity greater than 100
lV at any sensor during baseline and steady-state stimulation
were eliminated. Data were then transformed to average ref-
erence and digitally filtered .5–50 Hz (zero-phase filter; roll-
off: 6 and 48 dB/octave, respectively). Artifacts related to
eyeblinks and heart rate were removed using the independent
component analysis (ICA) toolbox in EEGLAB 6.0 for
MATLAB (Version 7.0, MathWorks, Natick, MA; Delorme
& Makeig, 2004). Data were subsampled to 300 Hz. Eye
movements were manually scored for latency and correctness
of the initial saccade using established protocols (Dyckman
& McDowell, 2005).

2.4 | Data analyses


Two approaches were used to quantify brain activity. First, F I G U R E 2 Group comparisons for global field power waveforms.
evoked potentials were used to evaluate the amplitude and The colored top-down topographies are voltage maps (lV) from the three
time bin clusters at which a significant main effect of group was found for
spatial distribution of brain activity at the onset of visual
the biotypes (top) and the one time bin cluster found for SBS groups (bot-
stimulation (at the beginning of the preparatory period,
tom). *p < .05
before stabilization of the steady-state response). Second, as
in Clementz et al. (2010), spectral measures were used to of voltage over all sensors at each time point) was calculated
assess the power, phase stability, and spatial distribution of for each participant and task.
the vSSR over time before and during the preparatory period GFP waveforms were averaged into 10-ms bins and ana-
(-500 ms:5,000 ms). lyzed using a two-way analysis of variance (ANOVA, Group
3 Saccade Type) at each time bin. To control for increased
familywise error rate due to multiple comparisons, a cluster-
2.4.1 | Visual evoked potentials to onset
ing method (Forman et al., 1995) was used to take account
of the preparatory period
of the nonindependence of data from adjacent time bins (for
The voltage data were used to assess for differences in brain examples, see Hamm et al., 2012; Hudgens-Haney et al.,
activations, at the beginning of visual processing, between 2013; and Monte Carlo simulations calculated using Alpha-
the pro- and antisaccade conditions, and between groups Sim, Cox, 1996). Time bin “clusters” were considered signif-
(Clementz et al., 2010; Clementz, Brahmbhatt, McDowell, icant at overall familywise a < .01 if at least three adjacent
Brown, & Sweeney, 2007; McDowell et al., 2005). As the time bins were significant at p < .05. Surviving time bin
overwhelming majority of frequency composition for early clusters were subjected to planned post hoc t tests. Voltage
visual evoked potentials (VEPs) is below 10 Hz (Moratti, topographies averaged over significant time bin clusters were
Clementz, Gao, Ortiz, & Keil, 2007), the EEG data were dig- used to visualize the spatial distributions of brain activations
itally low-pass filtered at 10 Hz (12 dB/octave roll-off), at those times (Figure 2–3).
which also served to reduce possible confusion between the
early VEPs and the initiation of the vSSR (at 15 Hz). For
2.4.2 | Spectral measures
each participant, EEG data from 250 ms before to 500 ms
after the onset of the preparatory period were averaged Previous work has demonstrated that under typical circum-
across trials and baseline-subtracted using the average of stances the vSSR is determined primarily by increased inter-
2250:0 ms. Global field power (GFP; the root mean square trial phase coherence (ITC; increased across-trial phase
HUDGENS-HANEY ET AL.
| 1229

similarity of the EEG signals in relation to frequency of vis-


ual flickering stimuli) without substantial changes in single-
trial power (Ding, Sperling, & Srinivasan, 2006; Moratti
et al., 2007). In the present study, however, subjects were
required to impose sustained top-down control as a function
of pro- versus antisaccade task demands. As the effects of
this top-down control have been found to manifest through
changes in single-trial power (STP) using a similar task
(Clementz et al., 2010), the vSSR response was quantified
here using both ITC and STP.
ITC and STP of the steady-state response across time
were estimated at the flicker rate (15 Hz) of the checker-
boards for each subject and task condition (Regan & Regan,
2003). Data for each usable trial were multiplied by a sliding
300-point Hanning window before fast Fourier transform
(FFT). ITC, the normalized phase vector, and STP, the abso-
lute square of the complex result of the FFT, were each aver-
aged across trials individually for each sensor. Due to the
sensitivity of ITC to the number of trials contributed (i.e.,
ITC is positively biased with fewer trials or spectral esti-
mates), we calculated ITC expected by chance given the
number of trials:
rffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
1
F I G U R E 3 Group 3 Task comparisons for global field power wave-
Rchance 5 2 log ðcÞ (1)
n
forms. The colored top-down topographies are voltage maps (lV) from
where Rchance is chance ITC, n is number of trials, and c is
the time bin cluster at which a significant Group 3 Task interaction was
found for the biotypes (top) and for SBS groups (bottom). *p < .05
0.5 (Hipp, Engel, & Siegel, 2011; Moratti et al., 2007). Each

FIGURE 4 Single-trial oscillatory power. Top-down topographies of oscillatory power at the steady-state driving frequency (15 Hz; top) for the base-
line period, the preparatory period, and baseline-corrected entrainment. Bar plots for biotypes (middle) and Schizo-Bipolar Scale (bottom) represent power
over visual cortex. Error bars indicate standard error of the mean. *p < .05
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| HUDGENS-HANEY ET AL.

TAB LE 2 Demographic and clinical characteristics of healthy comparison subjects and probands as a function of biotype

Healthy (N 5 58) Biotype 1 (N 5 18) Biotype 2 (N 5 27) Biotype 3 (N 5 53) Significance test
Percent female 48 22 48 58 v2(3) 5 7.09, p 5 .07
Mean SD Mean SD Mean SD Mean SD

Age 39.1 12.2 31.7 14.1 29.7 10.9 35.8 13.4 F(3, 152) 5 4.00, p 5 .009

Trials accepted
Prosaccades 42.6 6.9 35.3 9.9 43.3 7.6 41.9 7.5 F(3, 153) 5 5.00, p 5 .002
Antisaccades 46.4 4.0 44.6 5.2 45.6 5.6 46.1 5.5 F(3, 153) 5 0.71, p 5 .55

Percent correct
Prosaccades 98.7 1.8 99.0 2.0 98.1 2.6 98.0 4.2 F(3, 153) 5 0.73, p 5 .54
Antisaccades 90.3 8.0 75.8 17.6 79.1 19.5 84.5 12.1 F(3, 153) 5 7.91, p < .001

Response latency (ms)a


Correct prosaccades 361.8 57.7 347.1 84.4 344.7 72.0 367.2 85.4 F(3, 153) 5 0.75, p 5 .53
Correct antisaccades 399.5 78.0 419.5 90.2 394.2 93.9 411.1 75.0 F(3, 153) 5 0.54, p 5 .66
Incorrect antisaccades 348.8 81.3 301.3 61.0 335.6 81.2 355.4 79.5 F(3, 153) 5 2.09, p 5 .11

GAFb 84.8 5.3 44.1 8.2 48.6 11.6 53.4 13.7 F(2, 95) 5 4.20, p 5 .02

BACS 20.09 1.09 22.57 0.8 21.88 0.95 20.28 0.79 F(2, 93) 5 63.5, p 5 4.1E-18

PANSS-positive – – 17.9 7.5 15.8 4.8 15.9 5.2 F(2, 94) 5 0.90, p 5 .41

PANSS-negative – – 20.0 7.3 15.7 4.9 15.6 6.0 F(2, 94) 5 6.98, p 5 .01

PANSS-general – – 37.4 9.8 33.7 7.8 34.1 7.4 F(2, 94) 5 1.30, p 5 .28

MADRS – – 14.6 9.1 11.0 9.2 10.1 8.2 F(2, 94) 5 1.76, p 5 .18

Young Mania Scale – – 5.9 6.7 6.6 5.5 6.6 6.4 F(2, 94) 5 0.08, p 5 .93

Medication class
Antipsychotic first 0% 11.1% 11.1% 7.6% v2(2) 5 0.37, p 5 .83
generation
Antipsychotic second 0% 77.8% 74.1% 56.6% v2(2) 5 3.92, p 5 .14
generation
Mood stabilizer 0% 55.6% 44.4% 45.3% v2(2) 5 0.66, p 5 .72
Lithium 0% 5.6% 14.8% 13.2% v2(2) 5 0.96, p 5 .62
Antidepressant 1.7% 38.9% 37.0% 47.2% v2(2) 5 0.89, p 5 .64
Sedative/anxiolytic 1.7% 22.2% 25.9% 30.2% v2(2) 5 0.48, p 5 .79
Stimulant 0% 5.6% 7.4% 15.1% v2(2) 5 1.77, p 5 .41
Anticholinergic 0% 11.1% 7.4% 7.6% v2(2) 5 0.26, p 5 .88

Note. Dashes indicate no data available. GAF 5 Global Assessment of Functioning; PANSS 5 Positive and Negative Symptom Scale; MADRS 5 Montgomery–
Åsberg Depression Rating Scale; BACS 5 Brief Assessment of Cognition in Schizophrenia.
a
Only 40% of participants made any incorrect responses during prosaccade trials.
b
Healthy subjects were excluded from comparisons of clinical characteristics and medication status.

participant’s chance ITC was subtracted from the observed preparatory period countdowns were analyzed both before
ITC. and after baseline subtraction using mixed effects three-way
Power and ITC values were then averaged over nine pos- multivariate analyses of variance (MANOVAs, Group 3 Sac-
terior cortex sensors that captured the peak vSSR activity cade Type 3 Time Bin). Power during the baseline period
(Figure 4; Clementz et al., 2008, 2010; Ethridge et al., 2011; and nonbaseline-corrected power during the preparatory
Wang et al., 2007). Averaged spectral values for the 500-ms period were considered to be measures of intrinsic activity.
baseline period were subjected to a two-way ANOVA (Group Power was also analyzed using percentage increase over base-
3 Saccade Type). Averaged values for each of the five 1-s line, providing a measure of the signal-to-noise ratio.
HUDGENS-HANEY ET AL.
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3 | RESULTS 3.2.2 | Biotype groups


Biotype group differences in GFP were found at 160–250 ms,
3.1 | Behavioral data F(3, 153) 5 4.26, p 5 .009, and from 260–330 ms, F(3,
Error rate was greater for anti- than prosaccades, F(1, 153) 5 4.71, p 5 .006 (Figure 2, top). From 160–200 ms,
153) 5 187.17, p 5 2.46E-28. Latency of correct responses encompassing the GFP peak at 175 ms, these differences were
was greater for anti- than prosaccades, F(1, 153) 5 109.9, driven by Biotype 1 showing lower GFP than all other groups.
p 5 1.03E-19, but did not differ on incorrect responses. No Group differences from 200–250 ms, encompassing the GFP
effects involving group were found in response latency for peak at 235 ms, were driven by healthy subjects and Biotype 2
either correct or incorrect trials (Table 1, 2). showing greater GFP than Biotype 1 and Biotype 3. From
260–330 ms, encompassing the GFP peak at 300 ms, differen-
ces were driven by Biotype 1 showing lower GFP than all other
3.1.1 | SBS groups groups as well as Biotype 3 showing lower GFP than healthy
SBS group differences, F(3, 153) 5 6.16, p 5 .001, and SBS and Biotype 2 groups. A Biotype Group 3 Task interaction
Group 3 Task interactions, F(3, 153) 5 5.86, p 5 .001, were effect was found at 390–470 ms, F(3, 153) 5 3.53, p 5 .019,
driven by healthy subjects showing a lower antisaccade error which was driven by healthy subjects showing greater GFP
rate than all psychosis groups, while psychosis groups did during pro- than antisaccade trials (the same effect as for SBS;
not differ from one another. Figure 3, top).

3.1.2 | Biotype groups 3.3 | Single-trial oscillatory power


Baseline STP did not differ between pro- and antisaccade
Biotype group differences, F(3, 153) 5 7.27, p 5 .00014,
trials. During the preparatory period, a main effect of time
and Biotype Group 3 Task interactions, F(3, 153) 5 7.91,
bin both with and without baseline adjustment as well as
p 5 .00006,were driven by healthy subjects showing a lower
percentage increase over baseline, F(3, 153) 5 48.198, p <
antisaccade error rate than all psychosis groups, as well as
.0001, showed increases from the first countdown to the sec-
Biotype 1 showing a higher antisaccade error rate than Bio-
ond, as well as incremental decreases throughout the remain-
type 3. This is consistent with the findings of Clementz et al.
der of the preparatory period (Figure 4). In addition,
(2016) using a different testing paradigm (Reilly et al.,
significant Task 3 Time Bin interactions were found for
2014).
both with and without baseline adjustment as well as per-
centage increase over baseline, F(3, 153) 5 11.72, p < .0001,
3.2 | Evoked potentials to onset with antisaccade trials showing greater magnitude than pro-
of the preparatory period saccade trials only during the first two time bins.

At the onset of the preparatory period, there were four clearly


visually identifiable peaks in GFP (Figure 2–3). The laten- 3.3.1 | SBS groups
cies of these peaks (130 ms, 175 ms, 235 ms, 300 ms) are No effects involving SBS group were found.
consistent with studies using similar stimuli (Clementz et al.,
2010; Ethridge et al., 2011). Preceding the earliest peak
(100–130 ms), GFP was greater for anti- than prosaccade tri- 3.3.2 | Biotype groups
als, F(1, 153) 5 4.79, p 5 .031, consistent with Clementz Biotype group differences in baseline power, F(3, 153) 5 4.09,
et al. (2010). p 5 .008, as well as power during entrainment, F(3, 153) 5
5.25, p 5 .002, were driven by Biotype 2 having greater power
3.2.1 | SBS groups than other groups, and by Biotype 1 showing lower power than
healthy subjects. This pattern of effects, with Biotype 1 show-
An SBS group difference at 290–320 ms, F(3, 153) 5 2.88, ing hypoactivity, Biotype 2 showing hyperactivity, and Biotype
p 5 .039, was driven by healthy subjects showing greater 3 the closest to the healthy group, is consistent with expecta-
GFP than all SBS groups (Figure 2, bottom). At no time did tions based on Clementz et al. (2016).
any SBS group differ from any other. An SBS Group 3
Task interaction effect was found at 400–450 ms, F(3,
3.4 | ITC
153) 5 3.07, p 5 .030, which was driven by healthy subjects
showing greater GFP during pro- than antisaccade trials Baseline ITC did not differ between pro- and antisaccade tri-
(Figure 3 bottom). als. During the preparatory period, ITC both with and
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| HUDGENS-HANEY ET AL.

F I G U R E 5 Intertrial phase coherence. Top-down topographies of intertrial phase coherence at the steady-state driving frequency (15 Hz; top) for the
baseline period, the preparatory period, and baseline-corrected entrainment. Bar plots for biotypes (middle) and Schizo-Bipolar Scale (bottom) represent
power over visual cortex. Error bars indicate standard error of the mean. *p < .05

without baseline adjustment showed main effects of task, F 3.5 | Canonical correlation analysis
(1, 153) 5 5.82, p 5 .017, with antisaccade trials greater than
To describe the relationship between behavior and neural
prosaccade, and main effects of time bin, F(3, 459) 5 23.96,
activity, a canonical correlation was conducted with behav-
p < .0001, with the first countdown lower than the others
ioral measures (error rate and correct/incorrect latencies for
(Figure 5). In addition, both ITC and percentage change
pro- and antisaccade conditions) as the criteria and brain
from baseline showed significant Task 3 Time Bin interac-
measures (STP and ITC for each task during baseline and the
tions, F(3, 153) 5 5.13, p 5 .002, with values increasing
preparatory period) as the predictors. Brain measure values
from the second to third countdown for pro- but not antisac-
were averaged over the preparatory period due to the high
cade trials, resulting in antisaccade trials being greater than
level of collinearity between individual time bins. The first
prosaccades only during the first and second countdown time
canonical variate was significant, canonical correlation 5
bins.
.436, Wilks’s lambda 5 .637, F(40, 599) 5 1.63, p 5 .009.
Table 3 provides the standardized coefficients for each vari-
3.4.1 | SBS groups able. ITC during the preparatory period for both pro- and
antisaccade trials was strongly negatively correlated
SBS group differences in baseline ITC, F(3, 153) 5 3.62, with antisaccade error rate as well as correct latency on pro-
p 5 .015, were driven by healthy individuals showing greater and antisaccades. In addition, baseline STP and error latency
ITC than all SBS subgroups. SBS groups did not differ from for antisaccade trials and prosaccade error rate were weakly
one another. positively correlated. This canonical variate suggests that
decreased phase synchrony (i.e., fewer consistent neural
responses) during the preparatory period and, to a lesser
3.4.2 | Biotype groups
extent, atypical levels of baseline activity are associated with
Biotype group differences in baseline ITC, F(3, 153) 5 4.38, deviations in error rate and saccade latencies. Figure 6 shows
p 5 .005, were driven by healthy and Biotype 3 showing scatter plots of individual subjects’ canonical variate scores
greater ITC than Biotype 2, as well as healthy individuals as a function of SBS groups (Figure 6a) and of biotype
showing greater ITC than Biotype 1. groups (Figure 6b), with centroids and ellipses of 6 1 SD for
HUDGENS-HANEY ET AL.
| 1233

TAB LE 3 Canonical correlation analysis results 4 | DISCUSSION


Behavioral variable Standard coefficient
There were two primary goals of this study of persons with
Error rate – Pro 0.240 psychosis: (a) examine differences in baseline, stimulus-
Error rate – Anti 0.752 related (i.e., not baseline-adjusted), and stimulus-specific
(i.e., baseline-adjusted) neural activity, with baseline and
Correct latency – Pro 0.612 stimulus-related being considered variants of intrinsic activ-
Correct latency – Anti 0.749 ity; and (b) determine how baseline, stimulus-related, and
stimulus-specific neural activity may be modulated as a func-
Error latency – Anti 0.283
tion of cognitive demands. Neural and behavioral measures
EEG variable were assessed using two psychosis subgrouping schemes, the
Schizo-Bipolar Scale (Keshavan et al., 2011) and biologi-
STP baseline – Pro 0.178
cally based biotypes (Clementz et al., 2016). There were five
STP baseline – Anti 0.288 primary outcomes of the present project. First, biotype
STP preparatory – Pro 20.076
groups exhibited baseline and stimulus-related neural activity
differences in opposite directions, with activity being dimin-
STP preparatory – Anti 20.014 ished in Biotype 1 and accentuated in Biotype 2. Despite
ITC baseline – Pro 20.043 this, examination of stimulus-specific neural responses
revealed no differences between biotypes. Second, baseline
ITC baseline – Anti 20.199 ITC, a measure of the neural phase consistency across trials,
ITC preparatory – Pro 20.895 was diminished in all SBS groups, while Biotype 1 and Bio-
type 2 were lower than both healthy and Biotype 3. Third,
ITC preparatory – Anti 20.800
the biotypes showed a number of differences in evoked
Note. Correlations between canonical variate and constituent variables are potentials at stimulus onset from both healthy subjects and
shown. Pro 5 prosaccade; Anti 5 antisaccade; STP 5 single-trial power; one another, including Biotype Group 3 Task interactions,
ITC 5 intertrial phase coherence.
while SBS groups differed from healthy groups only once
and never from one another. Fourth, psychosis subjects made
the most antisaccade errors, but only biotypes showed behav-
each group. The SBS groups show little separation from one ioral differences between psychosis subgroups, with Biotype
another, as evidenced by their ellipses encompassing all 1 having the worst and Biotype 3 having the best antisaccade
other centroids. The relationship between brain activity and performance. Fifth, these behavioral and brain measures
behavioral performance represented by this canonical vari- were related in a fashion that meaningfully separated bio-
ate, however, discriminates between biotype groups, as evi- types, but not SBS groups. The significance of these findings
denced by a visible separation of Biotype 1 from healthy for understanding the neurobiology of psychosis and its rela-
subjects, and to a lesser extent Biotype 2 and 3. tion to behavioral outcomes will be discussed below.

F I G U R E 6 Canonical correlation analysis results as a function of biotype (a) and SBS score (b). Each dot indicates the score of an individual subject.
Crosses and ellipsoids show the centroids and 6 1 SD for each group
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| HUDGENS-HANEY ET AL.

F I G U R E 7 Single-trial oscillatory power: Percentage change from baseline. Line plots for biotypes (left) and Schizo-Bipolar Scale (right) represent
the percentage change from baseline of STP at the steady-state driving frequency (15 Hz). Error bars indicate standard error of the mean

Ethridge et al. (2011) observed augmented stimulus- have difficulty initiating switches between cortical network
related responses in SZ, but these were determined by aug- states, which could also lead to many of the cognitive symp-
mented baseline activity. Subtracting this baseline activity toms including reduced behavioral flexibility found in indi-
yielded lower stimulus-specific neural activations for SZ viduals with psychosis (Rolls et al., 2008). In this case, the
compared to healthy persons. Most studies of vSSR in psy- problem of Biotype 2 would be easier to overcome probabil-
chosis report only this difference score, providing an inform- istically, consistent with Biotype 2 exhibiting slightly better
ative yet incomplete picture of overall neural activation cognitive performance than Biotype 1. This would mean that
among psychosis cases. Similarly in the current study, a sub- the relatively similar behavioral performance of these biotype
group of individuals with psychosis, Biotype 2, had greater groups resulted from distinct neurobiological deficits, likely
STP amplitude during the baseline and steady-state stimula- requiring distinct treatments.
tion periods compared to both healthy persons and other bio- These findings are consistent with pharmaco-
type groups. Baseline subtraction, however, revealed no pathophysiological models of psychosis that invoke NMDA-
differences between biotype groups in stimulus-specific neu- receptor hypofunction (Javitt, 2007; Rujescu et al., 2006).
ral responses. High levels of intrinsic neural activity in SZ Administration of NMDA antagonists, such as ketamine,
can masquerade as accentuated sensoricortical responsive- produces clinical and neurophysiological deficits consistent
ness (Clementz et al., 2008; Spencer et al., 2004; Wang with psychosis. Recently, Sivarao et al. (2016) demonstrated
et al., 2010) and can ultimately result in decreased signal-to- that ketamine can either reduce or augment auditory steady-
noise ratios. Indeed, Ethridge et al. (2011) found signal-to- state response amplitudes in mice, depending on dosage and
noise ratios in SZ to be increasingly deviant over time. The time. It is noteworthy that both Biotype 1 and Biotype 2 had
current examination revealed a trend for diminished signal- diminished baseline ITC, as abnormally high or low NMDA
to-noise ratios among individuals with psychosis (see Figure current flow could decrease the stability of cortical networks
7), most dramatically in Biotype 1. Biotype 1 had diminished (Rolls et al., 2008).
activations during the baseline and preparatory periods, A similar pattern was found for evoked potentials at the
although again this did not result in deviant levels of onset of the preparatory period, with Biotype 1 exhibiting
stimulus-specific, (i.e., baseline-subtracted) neural activity. It overall hypoexcitation compared to both healthy and other
may be that both of these biotype groups have “attractor biotype groups (see Figure 2) and Biotype 2 exhibiting
state” (one of multiple, more or less stable firing patterns to hyperexcitation compared to other biotype groups (see Fig-
which a given neural network can be attracted by internal or ure 2). Together these findings constructively replicate those
external cues) problems, although for different reasons (Rolls of Clementz et al. (2016), who found Biotype 1 to be the
et al., 2008). For example, Biotype 2s have neuronal hyper- most behaviorally and neurobiologically impaired, character-
excitation, which given the stochastic nature of oscillatory ized by diminished neural activity, decreased responsiveness
neural activity would decrease the stability of cortical net- to even simple stimuli, and poor cognitive performance.
works selected to support current behavioral requirements. These results also integrate with previous findings that indi-
Competing cortical networks could periodically attain higher viduals with chronic schizophrenia exhibit a slower buildup
signal strength, leading to behavioral indications of “distrac- of steady-state response to steady-state stimuli (Clementz
tion.” Biotype 1, characterized by hypoexcitation, would et al., 2004), providing further support for the idea that
HUDGENS-HANEY ET AL.
| 1235

Biotype 1 may capture the essence of a particularly neurobio- all neurophysiological data in the current study were
logically severe psychosis subform (Keshavan et al., 2011; recorded during baseline and an extended visual steady-state
Keshavan, Clementz, Pearlson, Sweeney, & Tamminga, period prior to the onset of the behavioral cue.
2013; Rosen et al., 2012; Tamminga et al., 2013). That Bio- Although only one difference was found between SBS
type 1 and 2 had such diametrically opposed aberrations in groups, it is noteworthy. Probands with scores in the middle
intrinsic power, and that Biotype 2 exhibited greater VEPs of the Schizo-Bipolar Scale showed a diminished percentage
than other biotypes, makes the finding that cognitive per- increase over baseline STP (Figure 7). Clinically these indi-
formance in Biotype 2 was only marginally better than in viduals are usually diagnosed with schizoaffective disorder
Biotype 1 all the more interesting. Further, although both and in research are often considered to be in between schizo-
biotype groups had diminished baseline ITC, this decreased phrenia and bipolar disorder on a psychosis spectrum
neural consistency correlated with cognitive performance to (Keshavan et al., 2011). In the literature, however, there are
a much greater extent in Biotype 1 (see Figure 6). Further indications from a number of measures that schizoaffective
investigation is needed to understand how these two very dif- disorder may not fit well as a midpoint on a psychosis spec-
ferent underlying neurobiological paths result in similar cog- trum but rather should be considered as a unique entity (Eth-
nitive and clinical profiles. ridge et al., 2014; Tamminga et al., 2014). Future studies of
Potential limitations include that, common to all studies psychosis should include persons diagnosed with schizoaf-
of chronic psychosis, medication effects may be present and fective disorder in order to map the pattern of similarities
are not easily controlled. Dosing and compliance information and differences between this and other psychosis subgroups.
was based on physician choice and self-report, so firm con- In addition, this highlights the need for continued research
clusions on medication effects cannot be assessed. It is into the neurobiological heterogeneity among persons with
unlikely that this feature played a substantial role in the psychosis and the potential utility of neuroscience-based sub-
observed differences between the biotype groups, however, groups for both research and treatment for these debilitating
as the biotype groups were similarly medicated (see Table diseases.
2). Likewise, it is improbable that medication effects account
for between-study differences in steady-state responses, as
samples that were completely, or nearly completely, medi- DISCL OS UR E
cated with second-generation antipsychotics have shown J. A. S. has served as a consultant for Takeda, Inc. The
reduced (Ferrarelli et al., 2008; Krishnan et al., 2009; remaining authors report no biomedical financial interests
Spencer et al., 2004; Teale et al., 2008) versus augmented or potential conflicts of interest.
responses (Ethridge et al., 2011; Hamm et al., 2012).
Unfortunately, while the current study had a modest sample
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