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Review of Anthropology
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Annu. Rev. Anthropol. 2003. 32:205-23
doi: 10.1146/annurev.anthro.32.061002.093335
Copyright ? 2003 by Annual Reviews. All rights reserved
First published online as a Review in Advance on June 4,2003
Elizabeth M. Brumfiel
Department of Anthropology and Sociology, Albion College, Albion, Michigan 49224;
email: ebrumfiel@albion.edu
INTRODUCTION
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206 BRUMFIEL
For example, human entry into Australia (Miller et al. 1999), North America
(Martin & Klein 1984), Cyprus (Simmons 1999), Madagascar (Culotta 1995),
New Zealand (Cracraft 1980), and the other Polynesian Islands (Steadman 1995)
was followed by the extinction of many large game animals shortly thereafter.
This circumstantial evidence seems compelling: The extinctions were due to over
hunting. These extinctions tail off in time and are replaced by less-destructive
modes of human habitation, both because the highly vulnerable species were
quickly driven to extinction and because humans began to realize their depen
dence on local resources and to devise more sustainable practices, a process
that poet Gary Snyder (1977) refers to as inhabitation. This pattern is not just
true of hunters; it also characterized the spread of agriculture. Archaeologists
have recorded dramatic incidents of soil erosion in Greece (Runnels 1995),
Ireland (Moore 1982), and the Basin of Mexico (Nichols 1982) coinciding with
the adoption of agriculture. Episodes of erosion were followed by soil-conserving
technologies, such as terracing, but only after most of the soil had washed
downslope.
This offers both hope and despair regarding our current ecological crisis. Hu
mans are now engaged in a third great experiment with resource utilization: indus
trial production. The perspective of prehistory suggests that we are currently in our
rape and pillage mode, and that we will probably manage to save ourselves from
total destruction, but not before we wreak tremendous harm on the environment
with a tragic loss in biodiversity. Of course, we have a better ability to monitor
the environment, a greater capacity to control it, and the knowledge of our own
history, so this time may be different.
Here is another, less depressing, insight that archaeology provides into the hu
man condition. In several cases, important new technologies were developed for
non-utilitarian purposes, and only later were utilitarian applications found for these
technologies. For example, Aurignacian bone-working techniques were used first
for making beads and only later to shape harpoons and spearheads (White 1989).
Clay-firing was used first in the Upper Paleolithic to make clay figurines, not ce
ramic vessels (Vandiver et al. 1989). In Mesoamerica, metalworkers first produced
copper bells and subsequently copper axes (Hosier 1995). Thus, it seems that
necessity is not necessarily the mother of invention, and that the most potent stim
ulus to human creativity is play?or prestige-competition. Prestige-competition
is evident in our recent race to the moon, which resulted in the development of
freeze-dried and microwave technologies. At any rate, these examples seem to
provide a rationale for NSF support of both pure and applied research and deferred
timelines of accountability.
However, there are many other fields that complement cultural anthropology
in useful and interesting ways, fields such as literary criticism, neuroscience, and
religious studies. Is there some special link between archaeology and cultural
anthropology that constitutes the basis for a privileged relationship? I believe
there is. Archaeology and cultural anthropology share a concern with issues of
history, and these issues require mutual cooperation.
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HISTORY, ARTIFACTS, ANTHROPOLOGY 207
In human affairs, the present is intimately linked to the past through material
conditions and cultural understandings. The past determines the quality of cur
rently available resources (Redman 1999). The past also determines the store of
capital (Netting 1993, Earle 1998) and the distribution of wealth and power in a
society (Wolf 1990). These material conditions, inherited from the past, seriously
constrain human action in the present. In addition, people continually look to the
past to understand their current circumstances, to choose their future course of
action, and to justify their choices. As Chanock (1985, p. 15) observes, humans
walk into the future facing backward. To understand why people behave the way
they do, we must know their past and their understanding of that past. Finally,
history provides a potent social weapon. People use history to position themselves
with respect to others: to entitle some individuals and to deny others rights to
resources, citizenship, and social status (Williams 1989). Social identities are fre
quently grounded in socially constructed understandings of the past, and this is
true both of those identities ascribed to others by outsiders and those identities
embraced by individuals for themselves (Hobsbawm & Ranger 1983). Friedman
(1992) observes that history is a question of empowerment: People without his
tory are unable to identify themselves for others. Conversely, people use history to
identify their common interests and to enter into effective political coalitions. Cul
tural anthropologists, then, must be interested both in the ways in which humans
have actually lived in the past and in the ways history is constructed and deployed
in contemporary social contexts (Borofsky 1987, Tonkin 1992, Bond & Gilliam
1994, Haley & Wilcoxon 1997, Kohl 1998, Erikson 1999, Field 1999).
Archaeology is important to the interpretation of history because archaeology
controls the material remains of the past. Material remains supplement the his
torical record in several crucial ways. First, they supply historical information for
times and places not recorded in oral and written histories. Material remains are
particularly useful in addressing the earliest years of European contact and the ef
fects of contact in rural areas where European visitors were few. Second, material
remains reflect the actions and interactions of daily life. These actions?eating,
working, moving through space, carrying out rituals?are "the processes that make
and transform particular worlds" (Comaroff & Comaroff 1992, p. 31; see Stahl
2001, p. 17). Such taken-for-granted activities often go unrecorded in historical
accounts. Third, material remains can correct unconscious bias or deliberate mis
information in historical texts, often in regard to gender, class, and ethnicity. The
archaeological record can potentially challenge the "master narratives" preserved
in written documents (Johnson 1999, p. 34). Fourth, material remains enable us
to gauge the material constraints on action, particularly constraints arising from
uneven distributions of resources and labor (Wolf 1990). Thoughts may be free,
but action in the physical world is not, and limited resources may impose serious
limits on human choice and engender cultural change (Carrier & Heyman 1997;
DeMarrais et al. 1996, p. 17).
Finally, material remains are not just a source of information; they are a source
of power. Because material remains can be verified through the senses, they carry
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208 BRUMFIEL
a special credibility. The control of material remains confers the ability to interpret
the past, to speak about it authoritatively.
Cultural anthropologists who study history will want to refer to archaeology to
gain a broader knowledge of past worlds and how those worlds have been con
structed in historical texts, both past and present. Archaeologists must be concerned
with the ways in which the constructs of Western culture shaped archaeological
interpretations of the past (Gero et al. 1983, McGuire 1992, Shanks & Tilley 1987,
Stahl 2001, Thomas 2000, Trigger 1980).
In addition, cultural anthropologists and archaeologists might compare the way
that they engage populations outside of anthropology in discussions about the past,
discussions that are quite different in the two subfields.
Critiques of anthropology and history extending over the past two decades have
shown how anthropology has participated in the ordering of non-Western peo
ples through the construction and strategic deployment of history?or though the
erasure of history (Trigger 1980, 1981; Wolf 1982; Fabian 1983; Thomas 1989;
McGuire 1992; Schmidt & Patterson 1995a; Thomas 2000; Stahl 2001). Anthro
pology's abuses of history are now well known, and archaeology has contributed
abuses of its own. For example, archaeologists' uncritical use of ethnographic
analogy to interpret archaeological remains succeeded in collapsing the past into
the present and reinforced the belief that non-Western cultures had little capacity
for change (Trigger 1981, Chance 1996). Archaeologists' focus on prehistoric sites
to the exclusion of historic sites created a rupture between descendant populations
and their prehistoric heritages, facilitating the dispossession of descendant pop
ulations and impeding their collective organization (Lightfoot 1995, Schmidt &
Patterson 1995a, Rubertone 2000).
Anthropology has tried to make amends for its misuse of history, principally
through historical anthropology (e.g., Comaroff & Comaroff 1991, 1992, 1997;
Sahlins 1985; Kirch & Sahlins 1992). Following the lead of Eric Wolf (1982),
historical anthropologists have demonstrated that the "natives" taken as the subjects
of earlier ethnographies were not living in a pristine state of isolation but rather
were subjects of colonial rule and constructs of colonial ideology. In addition,
historical anthropologists have shown how local populations mediated the impact
of global capitalism. But the success of historical anthropology in constructing
more adequate historical accounts has been hampered by methodological and
conceptual problems.
Historical anthropology has tended to rely exclusively on historical documents,
but, as noted above, documents supply only spotty coverage of indigenous cultures.
They are riddled with omissions of place and time period, and the information they
supply is refracted through biases of class, gender, and ethnicity. Stahl (2001) notes
that historical anthropologists have often tried to fill the gaps in the documentary
sources by using information from various times and places to create composite
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HISTORY, ARTIFACTS, ANTHROPOLOGY 209
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210 BRUMFIEL
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HISTORY, ARTIFACTS, ANTHROPOLOGY 211
visible archaeologically (offerings placed in intrusive pits dug some time after the
original burial, a burial placed in the cemetery a century after its common use
had ended) and others of which are evident in written documents (a nineteenth
century suit by the Narragansett against European Americans who were digging up
Narragansett graves, a succession of reports in Narragansett Dawn, a twentieth
century magazine of Narragansett language and culture, of encounters between
living Narragansett and their long-dead ancestors).
Rubertone points out that Williams' text has been used by the dominant cul
ture to enshrine immutable criteria of cultural authenticity for the Narragansett,
criteria that continually undermine contemporary Narragansett claims of identity.
But archaeological and documentary data combined can establish continuities of
practice that link descendant communities to their ancestral pasts and that permit
both cultural change and credible claims of legitimate descent.
Whereas Rubertone focuses on issues of cultural continuity during the colonial
encounter, Stahl (2001) emphasizes change. To counter the timeless images of
precolonial Africa in anthropology and archaeology, Stahl's Making History in
Banda examines the occupation of a single region (on the forest edge of northern
Ghana) at three points in time, noting the many significant changes that occurred
in the course of seven centuries. In the years 1300-1700, the population clustered
in large villages with solidly built housing. People hunted a wide variety of forest
animals, cultivated indigenous staples, and experimented with New World maize.
They produced decorated ceramics and iron tools for regional exchange, and they
participated in the trans-Saharan trade for status goods such as gold and cloth. By
1775-1825, under Asante dominance, villages were smaller, though still featuring
solidly built houses. Sorghum and maize were well-established crops. Ceramics
and iron tools were no longer produced locally, but the presence of spindle whorls
suggests local cloth production. Cloth production may have initiated the complex
exchanges between women and men that characterize cloth production in the region
today. Highly individualized pipes suggest the popularity of New World tobacco.
The richly decorated pipes contrast with the subdued and standardized decoration
on domestic ceramics, suggesting changes in conventions of social display. From
1875-1925, under British colonial rule, house construction was flimsy, as people
resettled the region, which had been abandoned because of intensive warfare.
Ceramics were plainer, and standardized clay-ball pipes replaced the individualized
pipes of earlier times. Turtle/tortoise, hare/rabbit, rodent, and lizard bones suggest
that garden trapping and collecting replaced large game hunting, perhaps because
British colonial administrators were appropriating men's labor. European goods
increased in frequency and variety, including items such as pipes, glass bottles,
and seed beads. However, none of these trade goods noticeably affected the daily
routines of household reproduction.
These archaeological data permit Stahl to subvert several master narratives.
First, Stahl contests the image of precolonial Africa as timeless and isolated, a
view enshrined in the writings of touring colonial officials. The archaeological
data record several major shifts in settlement size, residential stability, agricultural
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212 BRUMFIEL
staples, household craft production, gender relations, trade networks, and practices
of social display, with European colonial rule occurring as only one in a series of
significant reorganizations brought about by shifting regional dynamics. Second,
Stahl challenges archaeology's preoccupation with narratives of cultural evolution.
Of the historical changes evident in the archaeological record, few if any would
be recognized as significant evolutionary transitions (Stahl 2001, p. 215). Yet
these "non-evolutionary" changes are worthy of study, if only because they were
significant in the lives of people in Banda. Finally, both the instability evident
in the settlement pattern data and the narratives of migration and ethnic mingling
preserved among local populations enable Stahl to narrate a rich and varied history
of the Banda region, a history that counters efforts by the Banda chief to limit the
scope of history to the affairs of his own noble family and ethnic group.
A third highly successful joining of archaeology and historical anthropology is
Race and Affluence by Paul R. Mullins (1999). Mullins examines the contents of
African American homes in Annapolis, Maryland dating to the late nineteenth and
early twentieth centuries. Archaeological excavation revealed many items of con
sumer culture: patent medicine and mineral water bottles, tea sets set aside from
daily dishes, knick-knacks, name-brand products, and canned foods. Mullins asks,
do these goods, so similar to the goods of White families of the time, indicate an
acceptance of White culture, even though this culture endorsed racism and vigor
ously opposed Black equality? Or, following Miller (1987) and Thomas (1991), do
goods coming from African American contexts deserve a different reading than the
same goods coming from Euro-American locales, given the likelihood that racism
in America placed African Americans in a distinctive subject position? Mullins
accepts the latter possibility.
Drawing on extensive documentary research, Mullins argues that Whites used
genteel consumer culture to impute difference to Blacks and Whites, to materialize
and naturalize White privilege, and to justify discrimination against Blacks. Ac
cording to Mullins, Blacks responded by adopting the genteel consumer culture
of the day: "African Americans took aim at the racial exclusivity of American
consumer culture, launching a subtly politicized, yet profound critique of the very
basis of American social privilege" (Mullins 1999, p. 39).
Mullins links specific acts of consumption to different strands of racist discourse
and practice. For example, a decline in the consumption of fish and turtle caught by
household members is interpreted as a response to racist stereotypes of Blacks as
lazy and unreliable workers who would rather fish than take honest jobs. Blacks'
purchase of name-brand goods is regarded as an effort to escape well-documented
efforts by White storeowners to charge Black customers higher prices for inferior
goods. Blacks' use of canned goods might easily be understood as an effort to
escape the drudgery of home canning, but it should also be understood as an act of
resistance. Whites condemned Black use of canned goods as wasteful, extravagant
behavior in an effort to monopolize genteel consumption: an effort that Blacks
opposed. Black knick-knack collecting is interpreted as another form of defiance
against White efforts to monopolize genteel consumption and also as evidence of
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HISTORY, ARTIFACTS, ANTHROPOLOGY 213
Blacks' desire for the same romanticized escapism from the conflicts of nineteenth
century America as was sought by Whites.
Although the documents of late nineteenth- and early twentieth-century Amer
ica condemn us to view Black culture and practice mostly through the lens of
White racism, archaeology provides less biased, though not unambiguous, evi
dence of Black daily life. Mullins (1999, p. 186) concludes that the juxtaposition
of documentary and archaeological data can provide insight into the very nature
of African American culture: "African-American culture is a constantly emerging
hybrid forged through struggle against racism, and it is a subjectivity that can both
affirm and challenge dominant social conditions."
ARCHAEOLOGISTS AS CHRONOCOPS
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214 BRUMFIEL
archaeology a unique and powerful argument against the smug ethnocentrism that
currently seems to pervade this country.
Chronicling the effects of capitalism, colonialism, and modernity is a major
thrust of historical archaeology today. Historical archaeologists have examined the
processes of class formation and class conflict (Burke 1999, Delle 1998, Goodwin
1999, Leone & Potter 1999, Ludlow Collective 2001, Mayne & Murray 2001,
Mrozowski et al. 1996, Schavelzon 1999, Shackel 1996, Wurst & Fitts 1999).
Issues of race and ethnogenesis have also captured attention (Franklin & Fesler
1999, Funari 1999, Jamieson 2000a, Lightfoot et al. 1998, Mullins 1999, Orser
2001, Praetzellis & Praetzellis 2001, Rodr?guez-Alegr?a 2002, Rowlands 1999,
Singleton 1999, Wilkie 2000). Changing gender roles have been examined (Deagan
2001; Delle 2000; Jamieson 2000b; Lawrence 1999; Nassaney 2000; Wall 1994,
2000; Wilkie & Shorter 2001). There are now a dozen important archaeological
studies of colonialism (Crowell 1997, Deagan 2001, DeCorse 2001, Delle et al.
1999, Farnsworth 2001, Hall 2000, Lyons & Papadopoulos 2002, Nassaney &
Johnson 2000, Perry 1999, Rountree & Turner 2002, Staniforth 2002, Torrence &
Clarke 2000, Wesler 1998). In these studies, archaeologists attempt to destabilize
self-serving explanations of how things came to be the way they are by focusing on
the places and times when social categories were still in flux, thus revealing their
artificial and arbitrary nature [Leone 1999, p. 9; note that Comaroff & Comaroff
(1992, p. 14) set similar goals for historical anthropologists]. Bioarchaeologists, in
particular, can bear witness to the violence that has attended historic appropriations
of resources and labor (Blakey 2001, Danforth 1999, Doretti & Fondebrider 2001,
Larsen 2000, Martin & Frayer 1997).
Paynter (2000a, 2000b) provides a masterful guide to this literature, as do Delle
et al. (2000) and Orser (1996, 2000).
ARCHAEOLOGISTS AS COLLABORATORS
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HISTORY, ARTIFACTS, ANTHROPOLOGY 215
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216 BRUMFIEL
1998 might be exceptions). Indeed, there are those such as Friedman (1992) who
believe that anthropological investigation will always directly confront others'
construction of their identities, as locals strive to construct history in ways that
promote their political ends and anthropologists expose the invention of tradition
and the arts of memory. If this is true, then the prospects for collaborations between
cultural anthropologists and local populations are not very good. Archaeologists,
however, have learned to negotiate history. Just as many seeming contradictions
between historical documents and archaeological data can be resolved through
interpretation, thoughtful interpretation can close the gap between local claims
based on oral history and seemingly contrary archaeological evidence. Echo-Hawk
(1997), Handsman & Richmond (1995), and Staeck (2000) demonstrate that it is
possible to tack back and forth between oral history and archaeological evidence
to the enrichment of both data sets. Kohl (1998, p. 243) provides thoughtful ethical
standards for archaeologists collaborating with descendant groups.
Collaboration between archaeologists and local communities seems to produce
a different kind of history from those produced by historical anthropologists. First
of all, histories produced in conjunction with local communities seem to empha
size cultural continuities, whereas the work of historical anthropologists seems
to emphasize cultural disjunction. For example, Sahlins (1992, p. 170) describes
Hawaiian society in the mid-nineteenth century as one of
But according to Friedman (1992, p. 843), the Hawaiian movement today empha
sizes the continuities with the past in the form oiohana, the extended family, based
on a principle of sharing and reciprocity, aloha, committing oneself to the needs
of others, and aloha aina, stewardship of the land. These continuities, persisting
at the household level when larger structures have disintegrated or mutated under
external pressure, can serve as anchors for Hawaiian ethnic identity.
Additionally, histories produced in conjunction with local communities seem
to assume a different voice than those of historical anthropologists. Collaborative
histories are inclined toward heroic tales of survival, celebrating local heroes and
activists, and providing role models to the young (Schmidt & Patterson 1995a,
p. 22).
CONCLUSION
There are individuals who believe that archaeology and cultural anthropology
have little common ground. For example, in the centennial issue of American
Anthropologist, Borofsky (2002) makes a startling announcement: Not only is
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HISTORY, ARTIFACTS, ANTHROPOLOGY 217
anthropology not a four-field discipline, it never has been! Borofsky bases his
conclusion upon the percentage of American Anthropologist articles that have
drawn data from two or more subfields. The average for the entire century of
American Anthropologists is 9.5%, and this low figure characterizes even the early
part of the twentieth century, when, according to Borofsky, a legitimate scholarly
rationale for four-field anthropology actually existed, which was to account for
human variability through evolutionary and historical studies of groups lacking
written documents. Now, Borofsky argues, anthropology has moved beyond this
problem, and even the ideal of four-field anthropology doesn't make sense for the
discipline.
It is interesting that Borofsky's position is at odds with the feelings of the large
majority of American anthropologists. In a 1997 membership survey by the Amer
ican Anthropological Association, 72% of those responding expressed allegiance
to the organization because it represented the entire discipline of anthropology,
and 90% believed that the governing body should include representatives from
all of the major subfields (Moses 1997). What lies behind this loyalty? Should
it be attributed to, as Geertz (1985) once proposed, a mix of "sentiment, habit,
and broad appeals to the advantages of breadth"? Or is it a result, as Borofsky
(2002) suggests, of pragmatic self-interest responding to the academic politics of
the moment? I would argue that the majority of anthropologists support multi
field anthropology because they accept two truths about the human condition. The
first truth is that humans dwell in a reality that is both material and ideal; that
is, humans live in a physical world, but a physical world that they comprehend
only through their own constructed models (Rappaport 1994, p. 154). The sec
ond is that humans make their own history, but they do so under circumstances
transmitted from the past (Marx 1977 [1852], p. 300). These two aspects of the
human condition are not likely to change any time soon; hence, there is contin
uing wisdom in a study of humans that allows for the interplay of the material
and the symbolic in human life and that examines the present as a function of the
past. Anthropology will never be a field without contradictions, but these tensions
should provide an internal dynamic that drives the discipline forward (Brown &
Yoffee 1993).
ACKNOWLEDGMENTS
I am grateful to Tim Earle for encouraging me to write this review; left to my
own devices, I never would have attempted it. Jill Appel, Jason Antrosio, Don
Brenneis, Geoffrey Brumfiel, Vincent Brumfiel, Tim Earle, and Molly Mullin
patiently listened to early versions of this piece and offered invaluable comments
and suggestions. Their input shaped my ideas in important ways. I also bene
fited from questions and comments from members of the Anthropology Section
of the New York Academy of Sciences and the Department of Anthropol
ogy at Northwestern University, where earlier versions of this review were
presented.
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218 BRUMFIEL
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