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Abstract In conventional power plants trash-racks are provided at the intakes to protect the
turbines. In pumped storage plants, the draft tube or tailrace must also have trash-racks to protect the
units while pumping. Because the loads believed to cause many failures of trash-racks are dynamic in
nature, it is important to understand the dynamic characteristics of trash-rack structures in general and
a single rack in particular. The classical added-mass solution structure-fluid dynamic interaction is
known as an approximate solution procedure. An accurate added-mass approach mixed with
implementation in finite element framework is proposed. In this proposal, experimental conclusions,
supported by theory, led to presentation of more accurate results in vibration of trash-racks. This
numerical solution as a powerful method to solve such a complex problem can be employed to carry
out dynamic characteristics of these structures while vibrating in water.
ﺩﺭ ﺗﻠﻤﺒﻪ ﺧﺎﻧﻪﻫﺎ ﻭ. ﻭﺭﻭﺩﻳﻬﺎﻱ ﺁﺏ ﺑﺮﺍﻱ ﺣﻔﺎﻇﺖ ﺗﻮﺭﺑﻴﻦ ﺑﻜﺎﺭﮔﺮﻓﺘﻪ ﻣﻲﺷﻮﺩ،ﭼﻜﻴﺪﻩ ﺩﺭﻳﭽﻪ ﺻﺎﻓﻲ ﺩﺭ ﻧﻴﺮﻭﮔﺎﻩﻫﺎ
ﺑﻪ ﻋﻠﺖ ﻃﺒﻴﻌﺖ ﺩﻳﻨﺎﻣﻴﻜﻲ.ﻣﺠﺎﺭﻱ ﭘﺎﻳﻴﻦ ﺩﺳﺖ ﻧﻴﺰ ﺑﺮﺍﻱ ﺣﻔﺎﻇﺖ ﺍﺯ ﺗﻠﻤﺒﻪﻫﺎ ﻧﻴﺰ ﺍﺯ ﺩﺭﻳﭽﻪ ﺻﺎﻓﻲ ﺍﺳﺘﻔﺎﺩﻩ ﻣﻲﺷﻮﺩ
ﺑﺮﺭﺳﻲ ﻭﻳﮋﮔﻲﻫﺎﻱ ﺩﻳﻨﺎﻣﻴﻜﻲ ﻋﻤﻮﻣﻲ ﺩﺭﻳﭽﻪ،ﻧﻴﺮﻭﻫﺎﻱ ﻭﺍﺭﺩ ﺑﺮ ﺩﺭﻳﭽﺔﻫﺎﻱ ﺻﺎﻓﻲ ﻛﻪ ﻣﻨﺠﺮ ﺑﻪ ﺷﻜﺴﺖ ﺁﻥ ﻣﻲﺷﻮﺩ
ﺭﻭﺵ ﻋﻤﻮﻣﻲ ﺟﺮﻡ ﺍﻓﺰﻭﺩﻩ ﺩﺭ ﺍﻧﺪﺭﻛﻨﺶ.ﺻﺎﻓﻲ ﻭ ﻫﻤﭽﻨﻴﻦ ﻳﻚ ﺗﻴﻐﻪ ﻣﻨﻔﺮﺩ ﺁﻥ ﻣﻮﺭﺩ ﺗﻮﺟﻪ ﻭ ﺣﺎﺋﺰ ﺍﻫﻤﻴﺖ ﺍﺳﺖ
ﺩﺭ ﺍﻳﻦ ﻗﺎﻟﺐ ﻳﻚ ﺭﻭﺵ ﺩﻗﻴﻘﺘﺮ ﺑﻪ ﮔﻮﻧﻪ.ﺩﻳﻨﺎﻣﻴﻜﻲ ﺁﺏ ﻭ ﺳﺎﺯﻩ ﺑﻪ ﻋﻨﻮﺍﻥ ﻳﻚ ﺭﺍﻩ ﺣﻞ ﻋﻤﻮﻣﻲ ﺷﻨﺎﺧﺘﻪ ﺷﺪﻩﺍﺳﺖ
ﺑﺮﺍﺳﺎﺱ ﺍﻳﻦ ﭘﻴﺸﻨﻬﺎﺩ ﻭ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﺗﺠﺮﺑﻴﺎﺕ ﻣﺒﺘﻨﻲ ﺑﺮ. ﻣﺤﺪﻭﺩ ﺍﺭﺍﺋﻪ ﺷﺪﻩﺍﺳﺖ،ﺗﺮﻛﻴﺐ ﺩﺭ ﭼﻬﺎﺭﭼﻮﺏ ﺭﻭﺵ ﺍﺟﺰﺍ
ﺍﻳﻦ ﺭﻭﺵ ﺣﻞ. ﻧﺘﻴﺠﻪ ﻣﻨﺠﺮ ﺑﻪ ﺍﺭﺍﺋﻪ ﻧﺘﺎﻳﺞ ﺩﻗﻴﻖﺗﺮﻱ ﺑﺮﺍﻱ ﺣﻞ ﺍﺭﺗﻌﺎﺵ ﺩﺭﻳﭽﻪ ﺻﺎﻓﻲ ﺷﺪﻩﺍﺳﺖ،ﻧﻈﺮﻳﻪ ﻣﺮﺑﻮﻃﻪ
ﻋﺪﺩﻱ ﺑﺼﻮﺭﺕ ﻳﻚ ﺭﻭﺵ ﺣﻞ ﻗﻮﻱ ﺑﺮﺍﻱ ﺗﺤﻠﻴﻞ ﺍﻳﻦ ﮔﻮﻧﻪ ﻣﺴﺎﺋﻞ ﭘﻴﭽﻴﺪﻩ ﻗﺎﺑﻠﻴﺖ ﻛﺎﺭﺑﺮﺩ ﺩﺍﺷﺘﻪ ﻭ ﺍﺯ ﺁﻥ ﻣﻴﺘﻮﺍﻥ ﺩﺭ
.ﺗﻌﻴﻴﻦ ﻭﻳﮋﮔﻲﻫﺎﻱ ﺩﻳﻨﺎﻣﻴﻜﻲ ﺍﻳﻦ ﮔﻮﻧﻪ ﺳﺎﺯﻩﻫﺎ ﺩﺭ ﺷﺮﺍﻳﻂ ﺍﺭﺗﻌﺎﺵ ﺩﺭ ﺁﺏ ﺑﻬﺮﻩ ﺟﺴﺖ
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gravel or fish entry must be prevented smaller considered. The dynamic response of submerged
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spacing may be used in the lower panel (in the case structure due to the dynamic interaction between
of gravel) of the rack. Furthermore, for impulse the structure and the fluid simulated as simple
wheels, careful screening is necessary to prevent dynamic behavior of a single plate of a simple
debris from choking the nozzles. frame element sustaining a higher mass named as
Bars are normally, made of different shape added-mass. Westergaard [1] made the first use of
such as rectangular, airfoil, and circular. The the added-mass concept in vibration of structure.
selection of bar shape and size depends on the He calculated the hydrodynamics pressure exerted
structural requirements for static and dynamic by reservoir on a rigid vibrating single-degree of
loads, climatic conditions and head loss. freedom flat vertical plate. As an alternative to use
The racks because of their importance must be this hydrodynamics force on the surface as an
designed to withstand static and dynamic loading external load, he suggested adding an equivalent
encompassing various modes of operation and mass of water to the mass of structure.
environmental conditions. Accordingly, the effects of these forces would
The following factors should be considered in produce an inertia force equivalent to the real
the proper design of trash-racks: forces. Jacobson [2] and Housner [3] extended
-Velocity distribution the Westergaard approach to calculate the
-Head loss caused by the racks hydrodynamics pressure and the equivalent add-
-Dynamic response of the rack to the flow mass in rigid cylindrical structure.
-Cleaning frequency With the advent of the finite element method
-Total weight and cost and with the help of powerful computers accurate
-Maintainability solutions of hydrodynamics effects using the
-Blockage by frizzles ice and anchor ice formation Eulerian and Lagrangian approaches became
Design of hydraulic structures generally possible. However, the added-mass solution
requires a favorable velocity distribution to provide remained popular as the easiest and fast solution.
the best performance. A non-uniform flow Niwa & Chopra [4] used Eulerian solution to show
distribution may cause unbalanced dynamic that the added-mass obtained from a rigid motion
loading or present a circulation that could lead to is not an exact presentation of the hydrodynamics
the formation of air-entering vortices or localized effects. Haroun and Housner and Lee etal [5,6]
high velocities that may create excessive vibration carried out Eulerian-based analytical studies of
of the rack. Any of the stated possibilities may also flexible storage tanks in which they demonstrated
lead to excessive turbulence that could create not that the hydrodynamics pressure distribution for
only unacceptable head losses but also damage to flexible structures is different from that of the
trash-rack itself. Sometime, an excessive same structure when considered rigid. Some
turbulence may also be provided by frizzle ice experimental investigations carried out by Maheri
formation in cold regions. [7,8] proved these results.
To obtain a well uniformly distribution of
velocity of flow, the geometry and orientation
of racks and also, the type of profile sections 2. FORCES ON TRASHRACKS
used in construction of beams must be
carefully investigated. The approach should be The possible forces, which are normally
designed to have gradual transitions free from considered to be applied on racks, are due to trash
sudden change in direction or shape. However, or ice accumulation, drag and head loss or dynamic
avoiding any irregularity in streamlines, which nature. In the most cases, there is pressure
may be provided through lake geometry, transducers installed at both upstream and
intake position, of culvert bend etc. must be downstream of trash-rack position measuring water
investigated. pressures. As soon as the pressure difference is
For the dynamic design of a structure such as more than 6m of water, closing butterfly valve and
trash-rack, mainly, the dynamic properties of the trash automatically will shut down the turbine
vibrating structure, in contact with fluid, must be or ice must be cleaned from the front of trash-rack.
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However, to check the performance of the system, usually expressed as a certain percentage of
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all resisting forces on trash-racks must be critical damping, C crit. . The critical damping
estimated and considered in both head loss and is defined as the amount of damping required
design of trash-rack. eliminating vibration and for a simple one
While flow passing bluff body, eddies form degree of freedom rack is given as follows:
alternatively on either side of the body and
pass into the wake. This fluctuation in the flow
pattern induces dynamic forces on the rack. Ccrit.= 2 KM (2)
The frequency of vortex shedding by a
stationary body is given as Strouhal number as K and M are stiffness and mass of the system. The
follows: equation of motion is as follows:
SV0
ff = (1) d2y dy
d M 2
+C + ky = Fl sin Ωt (3)
dt dt
Where, ff is forcing frequency, S Strouhal
number, V0 approach velocity in flow path, and d The solution takes the form
is thickness of body perpendicular to flow.
Strouhal number depends on section geometry
y = e − β t [ c 1 sin Ω dt + c 2 cos ω dt ) +
of rack and is given for a few shapes by Levin
[9]. Accordingly, a hydrodynamics cyclic force, Fl Ω2 2 ϑΩ
[( 1 − ) sin ω t − 2 ( 2 ) cos Ω t ]
which changes upon the stated frequency, is K ω 2
ω
applied on a rack.
Ω 22
ϑΩ
In most design cases, the natural frequency of a (1 − ) + 4( 2 )
single rack is compared with the one obtained ω 2
ω
through Strouhal number avoiding a resonance (4)
condition.
However, it is known that loads cause
where, ϑ = C / 2 M and ω d = ω − ϑ
2 2
failures of trash-racks are dynamic in nature; it is the
is of importance to investigate the dynamic natural frequency of the damped system. In the
characteristics of trash-rack structures in general first statement, the first term has the same
and the racks in particular. For a simple rack, frequency as the applied force and is called the
mathematical procedures are used to determine the forced part. The second term has the same
dynamic response. However, for more complex frequency as the structural natural frequency and is
systems, numerical analyses can easily be called the free part. In this case only the forced part
employed to solve this vibration problem. that is the second term in Equation 4 is interested.
To understand the dynamic characteristics, The answer of this portion is written as follows:
structures may be idealized as a system of
springs, masses and dashpots. Among these
aspects, damping is a unknown phenomenon Fl Ω2 ϑΩ
[(1 − 2 )2 sinω t − 2( 2 ) cos Ω t ]1/ 2 sin (Ω t +θ )
that extracts energy from the vibrating system.
Y= K ω ω
Biggs [12] gives an excellent discussion of Ω2 2 ϑΩ
structural damping and its effects on the (1 − 2 ) + 4 ( 2 )2
ω ω
dynamic response of structures. A modal (5)
analysis will provide structural frequencies and
mode shapes, but it will not predict structural
damping. This expression reaches a maximum while
Structural damping is usually assumed to be sin( Ω t + θ ) = 1 .0 , therefore, the dynamic load
linearly proportional to velocity and opposite in factor as the ratio of the dynamic deflection to
direction. However, the effective damping is the static deflection that would have resulted if
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Fl had been applied as the static load, is obtained Where, M, C, and K are mass, damping, and
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as follows: stiffness matrices respectively. A, B, and C are
similar to M, C, and K, respectively, but as the
1 oo
( DLF ) max = (6)
Ω 2
ϑΩ effects of submerging the system in water δ i ,
(1 − 2 ) 2 + 4 ( 2 ) 2
ω ω o
The value of (DLF) versus ( ϑ ω ) that is the ratio δ i , and δ i are acceleration, velocity and
of actual to critical damping gives the effect of displacement respectively. Fi(t) stands for
damping in reducing vibrations, particularly at hydrodynamics force applied to rack i which is
resonance. naturally function of t (time).
Accordingly, the natural frequency of a rack in
the case of submerging in the water (fnw) is
calculated as follows:
3. DYNAMIC RESPONSE OF RACK
SUBMERGED IN WATER 1 K + C′
f nw = (8)
2π M + A′
While a flat shape structure is to vibrate and
submerged in water, fluid structure interaction is
Therefore, assuming fn as natural frequency of rack
known to affect as a damper, though, the natural
in air, the ratio of the two frequencies is calculated
frequency is less than the free vibration in air. An
as follows:
alternative approach is to evaluate the added mass
term instead of considering the damping effects
f nw 1
through fluid-structure interaction. Many authors = (9)
like Nguen [10] and Sell [11] recommended fn 1 + ( A x' / m x )
different added mass factors to adjust the vibration
of a flat structure in water. where, Ax′ and m are added mass because of
In this research a Lagrangian finite element submergence and mass itself for unit length of rack
solution is employed to solve the effect of fluid- at nth mode, respectively.
structure interaction in vibration of a single rack. Fi(t) is comprised of a vertex-shedding-induced
To provide numerical model of a single rack and hydrodynamics force, and a variable Struhal force,
surrounding water the behavior of both rack which its frequency stated in Equation 1. The drag
an water is assumed as linear elastic with force can be calculated as follows:
corresponding K (bulk modulus) and G (shear
modulus). These parameter values for water need 1/ 2
some investigation, although, G is not to be taken sin α V2
Fd , s = C d , s lD ρ (10)
as zero and ν (Poisson ratio) not to be greater or sin β 2g
equal to 0.5. Furthermore, natural frequencies
obtained through different G values are severely where, Cd,s depends on the geometry of rack, α and
different! β are flow angle and rack angle respectively. ρ and
Three type composition of elements such as V stand for density and flow velocity, respectively.
steel beam elements in solid waters (type 1), steel D is thickness of body perpendicular to flow and l
shells in solid waters (type 2), and steel solid is the length of body in the flow.
waters (type 3) may be investigated.
For a plate vibration submerged in water, the
general dynamic equation is as follows:
4. TRASHRACK VIBRATION
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TABLE 1 Natural Frequencies of a Unit Rack in Air.
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First Mode Second Mode Third Mode Forth Mode
Element type
Hertz Hertz Hertz Hertz
Shell 129.58 203.79 296.58 658.72
Frame 128.87 200.84 290.53 624.06
Solid 131.16 206.85 301.88 332.80
vicinity of racks, there will be irregular distribution a rack as natural frequency, different methods of
of vortex effects and some contact effects which adopting meshes are mapped. Three types of three
globally may induce vibration of trash-rack. dimensional meshes for twice of rack span as
However, while the frequency of induces vibration frame elements surrounded by solid water
matches with the natural frequency of trash-rack elements, shell elements for rack surrounded by
structure, there will be a resonance, which leads to solid water elements, and solid elements for both
severe vibration and thereafter, fatigue effects rack and water are considered. The shear modulus
and failure of trash-rack. As a result, the main of solid elements stand for water is negligible in all
characteristic for a trash-rack vibration is known as cases. To apply the correct boundary conditions,
the relation between flow induced and structural the analyzed rack unit length is comprised of one
natural frequency of trash-rack. Therefore, to full rack span extended by half of span at both
provide a safe condition of trash-rack, these two sides to consider a proper mid span boundary
frequencies must be checked and controlled conditions at both ends. Some numerical trial and
somehow not to provide resonance. errors showed that the parameters affecting the
To control the two named frequencies, mostly, natural frequency of taken piece of rack are
the flow-induced frequency is out of our control. mainly, mechanical behavior of surrounding water
However, engineers in a simple way carry out the elements and number of taken modes in vibration.
natural frequency of a single rack span and compare To obtain a base to investigate the change of
with that of flow induced one. This method, though frequencies, the natural frequencies of a unit rack
is simple and easy to grasp, however, is weak to see in air, 1200mm long with 100×20mm cross section
the vibration characteristics of whole structural is considered. There are two supports at both sides
body of trash-rack including boundary conditions. makes a continuous span of 600mm in middle, and
proper boundary conditions at both ends. Upon
three types of chosen elements, and number of
modes, the natural frequencies are computed as
5. NATURAL FREQUENCIES BY stated in Table 1.
NUMERICAL METHOD Although, the structure of unit rack and
boundary conditions are same, the obtained
To investigate the main vibration characteristic of frequencies are slightly different. The main reason
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is the differences in type of degrees of freedom section are calculated in Table 3. The coefficient of
considered at each node of different elements. additional mass conforms to submerging the unit in
However, the modal shapes obtained at all cases water also presented.
are quite similar. To obtain the values of similar frequency of
Table 2 shows the results obtained through units in water, the surrounding water elements with
Levin [9], continues mass, frame element, and negligible shear modulus were included to the
three-dimensional solid elements. existing rack elements. The result of obtaining
To calibrate the results through the small shear same natural unit rack frequency in water upon
modulus of water, the obtained frequencies are weaker axis of bar section, through all stated
compared with one empirical method, and methods shows that shear modulus of water must be
analytical method assuming a continuous mass equal to 8.5 Kg/cm2. Upon major cross section axis
through the unit. of bar, shear modulus value must be equal to 1000
The natural frequencies of taken unit rack, Kg/cm2. The natural frequency of rack in water
based of experimental methods, which generally, versus change of shear modulus upon two weaker
used in engineering, upon effective depth of cross and stronger cross section axes is shown in Figure 1.
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TABLE 4. Natural Frequencies of a unit rack in water 6. NUMERICAL RESULTS
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(Numerical)
To investigate the natural frequency of one
complete segment of trash-rack, comparing with
the obtained result, a segment of trash-rack,
Coefficient of Major axis Weak axis 5800mm wide, 3600mm height, and 700mm depth
Add. Mass (fw) Hertz (fw) Hertz modeled by three types. The first model is
3.4 139 624.7 comprised of 9 transversal trusses and the equally
distanced racks modeled as frame elements. This
model includes 432 nodes and 1263 frame
elements which additional mass considered to
According to Equation 4 the obtained value of consider water effects. The truss members are pipe
additional mass for submerging a rack in water is cross sections, 160mm diameter and 13.5mm
calculated as 3.3. However, the overall obtained thickness. Figure 2 shows the mesh of this model.
value of this coefficient numerically, is given in The second model comprised of three transversal
Table 4. trusses to sustain the racks. This model includes
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(a) (b)
(c)
Figure 5. Effective mass in x, y and z d: (a) one, two and (c) three frame.
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solution for which any general-purpose structural 2. Jacobsen, L. S., “Impulsive Hydrodynamics of Fluid
Archive
analysisofcan
SIDbe utilized. This method was Inside a Cylindrical Tank and of Fluid Surrounding a
Cylindrical Pier”, Bull. Seism. Soc. Amer., No. 39,
employed to determine the natural frequencies of (1947), 189-204.
racks and whole structure of trash-rack to produce 3. Housner, G. W., “Dynamic Pressures on Accelerated
a more accurate result. Fluid Containers”, Bull. Seism. Soc. Amer., No. 47,
It is proposed that instead of checking and (1957), 15-35.
4. Niwa, C., Chopra, A. K., “Earthquake Response of
control of the natural frequency of a single rack
Axiymmetric Tower Structures Surrounded by Water”,
with lots ambiguous and dissimilarities, UCB/EERC Report, No. 73-25, (1973).
specifically not considering proper boundary 5. Haroun, M. A., Housner, G. W., “Dynamic Characteristics
conditions, it is simply possible to investigate the of Liquid Storage Tanks”, Journal of Engineering,
whole trash-rack structural body natural frequency. Mechanics, ASCE, Vol. 108, (1982), 783-800.
6. Lee, S. C., Liaw, C. Y., Tung, C. C., “Earthquake
In this way, the effects of dynamic characteristics Response of Sea-Based Storage Tanks”, Appl. Ocean
of other parts of trash-rack are seen in vibration. Res., Paper No. 5, California, (1983), 150-157.
The main dynamic characteristic of such a 7. Maheri, M. R., Severn, R. T., “Impulsive
structure as frequency is investigated and the Hydrodynamics Pressures in Ground-Based Cylindrical
Structures”, J. Fluids and Structures, Vol. 3, (1989),
effects of parameters as the type of used elements
555-577.
with different nodal degrees of freedom rack 8. Maheri, M. R., Severn, R. T., “Experimental Added-
effective length, fluid shear modulus, and over Mass In Modal Vibration of Cylindrical Structures”, J.
burden pressure by other frames are presented. Engineering Structures, Vol. 14, No. 3, (1992), 163-
To investigate a realistic hydrodynamics 175.
9. Levin, Leon, “Etude Hydraulics de Grilles de Prise
result, it is also recommended to apply some D'eau, Proceedings”, International Association for
multiplying time functions to the applied loads Hydraulic Research (Seven General Meeting), Vol. 1,
to trash-rack after measuring pulse effects by Bertrand, Lda., Lisbon, Portugal, (1957), c11-1 to c11-
transducers. 11.
10. Nguyen, T. D., “Added Mass Behavior and Its
Characteristics at Sluice Gates”, Proceeding of the
BHRA International Conference on Flow-Induced
Vibrations, Reading, U.K., (Sep. 1982), 11-20.
9. REFERENCES 11. Sell, L. E., “Hydroelectric Power Plant Trash-Rack
Design”, Journal at the Power Division, ASCE, 97,
1. Westergaard, H. W., “Water Pressures on Dams During (January 1971), 1-10.
Earthquakes”, Transactions ASCE, Vol. 98, Paper No. 12. Biggs, J. M., “Introduction to Structural Dynamics”,
1835, (1933), 418-433. McGraw Hill, New York, (1964).
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