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The original research and draft of this report was prepared by David C. Baluarte. The report
was revised and edited by Pamela Goldberg, UNHCR, and Sebastian Köhn, Open Society Jus-
tice Initiative. Joanne Kelsey and Jennifer Riddle made substantial contributions to the report
and were instrumental to its completion. The project was supervised and overseen by Pamela
Goldberg and Sebastian Köhn. Mark Manly, UNHCR, provided his invaluable expertise and dis-
cerning eye throughout the drafting of this report. Julia Harrington Reddy, Open Society Jus-
tice Initiative, provided intellectual leadership and thorough edits to the report. Vincent Coche-
tel and Buti Kale, both of UNHCR, also provided valuable comments and insight in reviewing
the report. Mirna Adjami, UNHCR, contributed notable expertise to the editing process. Leslie
Velez, UNHCR, provided key direction in the completion of the report. UNHCR and the Open
Society Justice Initiative provided funding for the report. We appreciate the contributions of
officials from the U.S. Department of Homeland Security, U.S. Department of Justice and U.S.
Department of State in reviewing and commenting on the report.
The following individuals made significant contributions to this project: Elizabeth Dallam, Kai-
tlin Kalna Darwal, Lindsay Jenkins, Melissa Frisk, Diana Sayed, Janelle M. Lewis, Aliyah Phillips,
Laura Bingham, Indira Goris, Wendy Patten, James Goldston, Patrick Molitoris and Bernadette
Passade Cisse.
We acknowledge with appreciation the efforts of the following UNHCR law interns who as-
sisted in a variety of ways in the completion of this report: Pauline Nguyen, Erica Gelfand and
Lauren Chang.
Sincere appreciation to all the many stateless individuals, their advocates and family members,
who have contacted UNHCR and the Open Society Justice Initiative over the years, and to
those among them who allowed us to use their stories. This report could not have been written
without them. Deep gratitude to Tatianna Lesnikova, who has courageously given an eloquent,
compelling and very human face to the concerns of stateless individuals in the United States.
Design and layout for the report was expertly done by Diana Quick. The cover art was skillfully
designed by Lena Markley of Dovetail Design Studio. Charity Tooze provided creative direction
throughout the design process.
2
NOTE: This report is based on a more extensive study prepared by consultant David C. Baluarte,
Practitioner-in-Residence, International Human Rights Law Clinic, American University Washington
College of Law and this research will be published as a separate document in the future. UNHCR
also drew upon its experience assisting stateless individuals in the U.S., interviews conducted with
stateless individuals, surveys of 45 organizations in 19 states that provide legal services to immi-
grant communities, an examination of government statistics, and a review of federal case law. See
acknowledgments for full credits.
Contents
Executive Summary 1
Defining Statelessness 12
Causes of Statelessness 13
Notes 36
6
Executive Summary
Tatianna and her two sons, David and Danil, were born in the Soviet Union in what is now
Ukraine. In 1992, Tatianna fled to the United States with her younger son, David, to escape
escalating government threats against the family for their political beliefs. Assuming that
she could send for him once she was settled in the United States, Tatianna left 19-year-old
Danil behind. Tatianna and David’s asylum claims were denied in 1997. When government
authorities tried to deport them, they found that Ukraine did not consider them citizens
because they left for the United States without having fulfilled the residency requirements
necessary for citizenship in Ukraine. The Russian Federation and other successor states
did not recognize them as citizens because they did not live there after the collapse of
the Soviet Union. They are stateless. As a direct result of their statelessness, Tatianna and
David were arrested and held for months in immigration detention while the government
attempted to deport them; they have had difficulties maintaining their permission to work;
they cannot travel freely throughout the United States and cannot leave the United States
because they do not have any valid travel documents. They continue to live in limbo and it
has often been difficult for them to survive.
Stateless persons are individuals who are with- This report focuses primarily on the especially
out the recognition or protection of any coun- vulnerable population of stateless individu-
try. Without the protection of citizenship or als residing in the United States who have no
nationality, stateless individuals are highly vul- path to acquire lawful status or become natu-
nerable to discrimination and abuse, and are of- ralized U.S. citizens under the current law.2 The
ten denied essential human rights by the State report provides an overview of statelessness
in which they live. As a result, many stateless in the global context, including its causes and
individuals live in the shadows to minimize their often grave consequences to those individu-
risk of exposure to harsh treatment and poten- als who are stateless, the international legal
tial expulsion. This “shadow” existence of many framework, and the role of UNHCR. The report
stateless individuals greatly impedes the ability then discusses some of the key issues faced
to develop a full picture of statelessness glob- by this group of stateless individuals in the
ally and to make a precise determination of the U.S. and concludes with recommendations of
number of stateless individuals in the world to- measures for the U.S. Government to take to
day. The Office of the U.N. High Commissioner ensure that these individuals receive the rights
for Refugees (UNHCR) estimates that there are and responsibilities that will enable them to
12 million stateless persons globally, of which participate as full members of society. These
3.5 million are in countries for which there are individuals are destined to remain forever
reliable statistics counting stateless individuals. stateless and vulnerable unless concrete, spe-
An undetermined number of these individuals cific actions are taken by the U.S. Government.
live in the United States—many without any These actions are delineated in the recom-
lawful status, access to rights or protections.1 mendations at the conclusion of this report.
1
The year 2011 marked the 50th anniversary of those individuals from other countries who
the 1961 Convention on the Reduction of State- have become stateless and find themselves
lessness and to commemorate that occasion, in the United States.
UNHCR, pursuant to its mandate,3 launched
The U.S. Supreme Court has recognized
a global campaign to raise awareness and in-
statelessness as a “condition deplored in the
crease State responsiveness to statelessness.
international community of democracies”
Among the many fruits of this endeavor, a
with “disastrous consequences”.7 Despite this
number of states, including the United States,
strong view, the United States law does not
took action, made commitments to action, or
accord any protections to stateless individu-
both, to enhance the protection of stateless
als in the country, nor does it provide any
individuals.4 Specifically, the United States
avenue for these individuals to acquire law-
pledged to the following:
ful status or citizenship on the basis of their
Actively work with Congress to introduce statelessness alone.
legislation that provides a mechanism for
Stateless individuals who have not been iden-
stateless persons in the United States to
tified by the U.S. immigration system live in
obtain permanent residency and eventu-
the shadows without any means to support
ally citizenship; [and to c]onsider the revi-
themselves lawfully and in constant fear of
sion of administrative policies to allow the
exposure. Because they have no country of
circumstance of stateless persons to in-
nationality, there is generally nowhere for
form decision-making regarding their de-
them to “return”. These individuals are left
tention, reporting requirements, and op-
with no alternative but to remain in the Unit-
portunity to apply for work authorization.5
ed States without any official status or pro-
Almost all stateless individuals in the United tection, leaving them vulnerable to discrimi-
States who are not also refugees have become nation and poverty. Without travel or identity
stateless while in the U.S., usually through no documents, travel within the United States
fault of their own.6 This is so because state- is complicated and travel outside the United
less individuals often lack identity and travel States is next to impossible—which often
documents and are rarely able to travel to the means they must live forever apart from fam-
United States from elsewhere. Among the ily and loved ones.
causes of statelessness for these individuals
Stateless individuals who have gone through
are that their countries have dissolved and
the U.S. immigration system and have a final
they have not acquired citizenship in any of
order of removal issued against them experi-
the successor states, or there are incompat-
ence particular protection concerns. Among
ibilities between different legal regimes that
these are extended periods of detention and
have left them without a nationality. In other
the imposition of restrictions—“orders of su-
cases, statelessness may be the result of dis-
pervision”—as a condition of release. Orders
criminatory laws or practices or in some cases
of supervision typically require regular in-
even punitive or malevolent treatment.
person reporting to government authorities—
The 14th Amendment to the United States ranging anywhere from once a week to once
Constitution guarantees jus soli citizenship— a year—and limit the geographic areas within
in other words citizenship on the basis of the United States to which the individual may
birth on U.S. territory. In a number of circum- travel without explicit permission. An order of
stances, U.S. laws also extend citizenship to supervision may grant a stateless individual
individuals born to U.S. citizens abroad. These permission to work, but must be renewed an-
protections ensure that the United States for nually, requires paying a fee of several hun-
the most part does not “create” stateless in- dred dollars for each request or renewal, and,
dividuals, but does not offer a solution for because of delays in processing time, can
2 Citizens of Nowhere:
lead to gaps in authorized employment. Be- UNHCR and a number of U.S. Government
cause these individuals have no path to law- officials agree that the only adequate and
ful status and cannot leave the United States, lasting solution for stateless individuals in the
they may well be subject to such restrictions United States is to add a section to the law
for the rest of their lives. Neither the individ- to address their particular situation. Such a
uals themselves nor the U.S. Government is solution is proposed in the Refugee Protec-
able to establish their right to return to any tion Act, introduced in both the U.S. Senate
other country—for the simple reason that no and House of Representatives in 2010 and
state will allow them to enter. again in 2011, which contains a section that
addresses some of the key concerns regard-
The 1954 Convention relating to the Status ing statelessness in the United States. Sig-
of Stateless Persons and the 1961 Conven- nificantly, this Act contains a provision that
tion on the Reduction of Statelessness pro- would establish a process for determining
vide a comprehensive framework for inter- whether an individual is stateless and, if so, a
national action on statelessness. While the path for eligible stateless individuals to seek
United States has not acceded to either of lawful permanent residence and ultimately
these Conventions, the jus soli nationality re- U.S. citizenship. The U.S. Government worked
gime in the U.S. is a strong, albeit imperfect, with Congress to refine the statelessness pro-
protection against the creation of stateless- visions included in the RPA and, consistent
ness, and brings the United States largely into with the U.S. commitments made in 2011, has
alignment with international standards on since engaged in outreach to Congress on
the prevention of statelessness. Nonetheless, the possibility of advancing legislation of this
the laws and policies of the U.S. fall far short sort. Unfortunately, these provisions have not
of providing protection, rights, and liberties yet become law.
for those stateless individuals residing in the
country. In addition to supporting the development of
© UNHCR / 2012
4 Citizens of Nowhere:
10. Establish a central, intra-agency referral Recommendations for the
mechanism to address the concerns of indi-
vidual stateless persons. Department of Justice
11. Establish a policy to release stateless in- 18. As pledged by the U.S. Government in
dividuals from immigration detention in a December 2011, support and encourage Con-
timely manner, including during the 90-day gressional efforts to enact legislation that
period after a final order of removal has been provides a path for stateless individuals in the
entered, on the basis that statelessness is a United States to seek lawful permanent resi-
compelling indicator that there is no reason- dency and, ultimately, U.S. citizenship.
ably foreseeable prospect of removal. 19. Ensure that all immigration judges receive
12. Limit orders of supervision of stateless comprehensive training and guidance on
individuals to annual in-person reporting re- making determinations as to whether an indi-
quirements, with no limitation on travel with- vidual is stateless, incorporating a definition
in the United States. of statelessness in accordance with interna-
tional law. Ensure that information concern-
13. Following a reasonable effort to seek ad- ing the treatment of stateless individuals is
mission into countries with which they have widely disseminated among all immigration
ties, ensure that such persons are under no judges
obligation to continue contacting embassies
and consulates for travel documents without 20. In consultation with the Department of
a demonstrated reason to apply or reapply to Homeland Security, improve the collection
a particular country. and assessment of statistical data concerning
stateless individuals, including standardized
14. Refrain from detaining, or signaling that terminology used to identify stateless per-
authorities will detain, stateless individuals sons between the two departments, to ensure
who have made reasonable efforts to seek, more accurate information and greater under-
but were unable to obtain, admission into standing of the scope of statelessness.
other countries with which they have ties.
15. Provide stateless individuals with neces- Recommendation for the
sary documentation to travel abroad and re-
turn to the United States. Department of State
16. Launch a public education campaign 21. As pledged by the U.S. Government in
about the administrative remedies available December 2011, support and encourage Con-
to stateless persons and the procedures for gressional efforts to enact legislation that
obtaining them, including work authoriza- provides a path for stateless individuals in the
tion, reduced reporting requirements, and United States to seek lawful permanent resi-
the ability to travel within the United States. dency and, ultimately, U.S. citizenship.
17. In consultation with the Department of Jus- 22. As pledged by the U.S. Government in
tice, improve the collection and assessment December 2011, continue to raise awareness
of statistical data concerning stateless indi- and focus U.S. diplomacy on preventing and
viduals, including standardized terminology resolving statelessness worldwide, particu-
used to identify stateless persons between larly among women and children, including
the two agencies, to ensure more accurate through mobilizing governments to repeal
information and greater understanding of the discriminatory nationality laws and to enact
scope of statelessness. safeguards to prevent statelessness at birth.
Stateless persons are individuals who are ensure their safety, protection, and ability to
without the recognition or protection of any achieve full integration into society.
state.8 Without the protection of citizenship
This report focuses primarily on the espe-
or nationality,9 stateless individuals are highly
cially vulnerable population of stateless in-
vulnerable to discrimination, abuse, and de-
dividuals residing in the United States who
privation of essential human rights by the
have no path to acquire lawful status or be-
State in which they live and often by other
come naturalized U.S. citizens under the cur-
members of society as well. As a result, many
rent law.11 The report provides an overview of
stateless individuals live in the shadows to
statelessness in the global context, including
minimize their risk of exposure to harsh treat-
its causes and often grave consequences to
ment and potential expulsion. This “shadow”
those individuals who are stateless, the in-
existence of many stateless individuals great-
ternational legal framework, and the role of
ly impedes the ability to develop a full picture
UNHCR. The report then discusses some of
of statelessness globally and to make a pre-
the key issues faced by this group of state-
cise determination of the number of stateless
less individuals in the U.S. and concludes with
individuals in the world today.
recommendations of measures for the U.S.
The Office of the U.N. High Commissioner for Government to take to ensure that these in-
Refugees (UNHCR) estimates that there are 12 dividuals receive the rights and responsibili-
million stateless persons worldwide, of which ties that will enable them to participate as
3.5 million are found in countries for which full members of society. These individuals are
there are reliable statistics counting state- destined to remain forever stateless and vul-
less individuals.10 The United States is home nerable unless concrete, specific actions are
to an undetermined number of stateless per- taken by the U.S. Government. These actions
sons—many of whom have no lawful status are delineated in the recommendations at the
or rights—who, like their counterparts around conclusion of this report.
the world, do not enjoy the protections of
The year 2011 marked the 50th anniversary
citizenship or nationality from any govern-
of the 1961 Convention on the Reduction of
ment, leaving them vulnerable to discrimina-
Statelessness. Pursuant to its mandate and
tion, exploitation, lack of rights and security,
recognition by the U.N. General Assembly as
detention, and even deportation. Stateless
the U.N. institution with the responsibility to
persons are affected on a daily basis by their
address the concerns of stateless individu-
lack of lawful bond with any country and the
als,12 UNHCR launched a global campaign to
rights, protections, and obligations that flow
raise awareness and increase State respon-
from that bond, which keep them vulnerable
siveness to stateless individuals in their terri-
and unable to fully engage in their communi-
tories and throughout the world in commem-
ties and in society as a whole. Yet simple leg-
oration of that occasion.13 Among the many
islative and administrative remedies would
6 Citizens of Nowhere:
© UNHCR / G.M.B Akash
Women selling turnips in a market in Dhaka, Bangladesh. These women were members of a group of Urdu speakers who
were stateless for decades until a 2007 landmark court decision that reconfirmed their Bangladeshi citizenship.
UNHCR has been involved in statelessness panded with time. The U.N. General Assembly
issues and with stateless individuals since its has recognized UNHCR as the U.N. institution
inception in 1950. The organization is man- with an international protection mandate for
dated by the United Nations to protect refu- stateless persons18 and has elaborated on
gees and to help them find solutions to their the organization’s responsibilities on these
plight and many of the refugees assisted issues,19 as has UNHCR’s own governing
throughout the years have also been state- body, the Executive Committee of the High
less.16 Indeed, over the past several decades, Commissioner’s Programme.20 The UNHCR
the link between the loss or denial of national mandate set out in these resolutions is uni-
protection and the loss or denial of national- versal in scope and does not limit UNHCR’s
ity has been well established. It is now gener- activities to States Parties to either the 1954
ally understood that nationality helps to pre- Convention or the 1961 Convention. UNHCR’s
vent involuntary and coerced displacements statelessness mandate covers all situations of
of persons.17 statelessness. In 2006, the General Assembly
urged UNHCR to continue to work “in regard
UNHCR’s role in addressing stateless issues
to identifying stateless persons, preventing
and assisting stateless individuals has ex-
and reducing statelessness, and protecting
stateless persons”.21
Today, UNHCR’s efforts
concerning stateless-
ness are focused on four
key areas: identification,
prevention, reduction,
and protection.
The identification of
statelessness includes
continued efforts to
identify populations
© UNHCR / J. Tanner
8 Citizens of Nowhere:
© UNHCR / J. Tanner
A UNHCR protection officer addresses adults at a protection workshop run by Plan International in the remote town of Elias
Piña, Dominican Republic, near the border between the Dominican Republic and Haiti.
consequences of statelessness “so as to pro- lessness by, among other measures, adopting
mote increased understanding of the nature “measures to allow the integration of persons
and scope of the problem of statelessness, to in situations of protracted statelessness”, and
identify stateless populations and to under- disseminating “information regarding access
stand reasons which led to statelessness, all to citizenship”.24
of which would serve as a basis for crafting
In fulfilling its mandate to ensure the protec-
strategies to addressing the problem”.22
tion of stateless persons and to facilitate their
UNHCR’s mandate to prevent and reduce ability to exercise their rights, UNHCR pro-
statelessness encompasses a range of efforts motes accession to the 1954 Convention and
to encourage states to identify and address urges states to “implement programmes […]
the hardships of statelessness. These efforts which contribute to protecting and assisting
include the provision of technical and adviso- stateless persons”.25
ry services for the drafting and implementa-
tion of nationality and related legislation and
for the elimination of obstacles to acquisition
or confirmation of nationality; the promo-
tion of accession to the 1961 Convention and
of recognition of “the right of every child to
acquire a nationality, particularly where the
child might otherwise be stateless”.23
UNHCR encourages states to reduce state-
A stateless person is a person “who is not tion inherent to nationality, stateless individu-
considered a national by any State under the als are at greater risk of becoming victims of
operation of its law”.26 Nationality connects human trafficking and other forms of exploi-
an individual to a State and is the funda- tation.29 These circumstances can result in
mental basis for acquiring and exercising the many hardships, chief among them a lifetime
rights, protections, and obligations inherent of family separation.
in full membership in a society. As indicated
Data and statistics on stateless persons are
above, UNHCR estimates that there are 12
difficult to obtain for a variety of reasons.
million stateless persons across the globe, of
There is a general lack of understanding
which 3.5 million reside in countries for which
about who qualifies as stateless and a lack
there are reliable statistics counting stateless
of appropriate procedures to determine that
individuals.
status as well as reluctance on the part of
Stateless persons commonly lack authoriza- many countries to recognize statelessness
tion to stay in the territory of the country in as a problem within their own borders. Many
which they reside. They are routinely exclud- stateless persons are fearful of what may
ed from the legal regime available to citizens happen to them if they come forward—a fear
and are vulnerable to deprivation of a wide that is often not misplaced.
range of civil, political, social, and economic
rights, often without recourse.27 Stateless in-
dividuals often face limited—if any—access
to lawful employment, education, health-
care, birth registration, property ownership,
freedom of movement, and political partici-
pation.28 They are typically unable to obtain
even the most basic identity and travel docu-
mentation, further impeding their ability to
engage in routine daily activities. This lack
© UNHCR / J. Tanner
10 Citizens of Nowhere:
International Treaties
Addressing Statelessness
Stateless individuals, like refugees, were iden- sons “save on grounds of national security
tified prior to World War II as persons lacking or public order”.39 The 1954 Convention was
protection and in need of humanitarian assis- primarily intended to recognize and address
tance, but it was the tragedy of that conflict the particular plight of stateless persons who
that spurred efforts to consolidate an inter- are not refugees to ensure they have access
national legal regime to specifically address to lawful status and secure their enjoyment of
their circumstances. In the immediate after- basic human rights.40
math of the war, concerns about stateless
In 1961, the Convention on the Reduction of
individuals were seen as similar to and often
Statelessness (1961 Convention)41 was ad-
overlapping with those regarding refugees.
opted to reduce statelessness over time by
Given this perception, the drafters of the
elaborating clear, detailed, and concrete safe-
Convention relating to the Status of Refugees
guards to prevent statelessness among chil-
(1951 Refugee Convention)30 intended to ad-
dren; due to loss, renunciation, or deprivation
dress stateless persons in an accompanying
of nationality; and in the context of State suc-
protocol. Instead, when the 1951 Refugee
cession.42 The 1961 Convention establishes
Convention was adopted, the draft protocol
the means for:
on statelessness was referred to a separate
negotiating conference and, rather than be- the acquisition of nationality by those who
ing a protocol to that Convention, ultimate- would otherwise be stateless and who
ly became an independent treaty—the 1954 have an appropriate link with the State
Convention relating to the Status of Stateless through birth on the territory or through
Persons (1954 Convention).31 descent from nationals, and for the reten-
tion of nationality for those who will be
The 1954 Convention establishes the univer-
made stateless should they inadvertently
sal definition of a stateless person and sets
lose the State’s nationality.43
forth the criteria States must adopt to regu-
late and improve the legal status of stateless The principles outlined in the 1961 Convention
persons residing on their territory and to en- provide an effective framework within which
sure non-discriminatory protection of their to resolve conflicts of nationality laws.44
fundamental rights and freedoms. Many of
its provisions are similar to those of the 1951
Refugee Convention, including the rights to
non-discrimination,32 religious freedom,33
employment,34 welfare,35 freedom of move-
ment,36 travel and identity documents,37 and
an obligation to “facilitate…assimilation and
naturalization”.38 Significantly, the 1954 Con-
vention prohibits expulsion of stateless per-
The drafters of the 1954 Convention agreed the nationality laws of the State but also its
on the following definition of statelessness: practices in applying or implementing those
“[T]he term ‘stateless person’ means a per- laws.48 To be “a national” under this definition
son who is not considered as a national by requires the existence of a formal bond, but
any State under the operation of its law”.45 does not require an effective or genuine link
The drafters believed that this definition between the State and the individual.49 Indi-
would cover the large majority of stateless viduals who have a formal bond of national-
individuals who would not otherwise be rec- ity but are not granted the rights and protec-
ognized as refugees and receive international tions generally accorded other nationals of
protection through the 1951 Refugee Conven- that country, would not typically be viewed
tion. The International Law Commission has as stateless. Such individuals would, never-
concluded that the 1954 Convention defini- theless, be vulnerable to the same or similar
tion of a stateless person can “no doubt be hardships as stateless individuals and should
considered as having acquired a customary be treated in a similar manner as individuals
nature”46 and is therefore binding on all na- who are stateless.50 At the same time, the
tions because every nation is bound to ob- 1954 Convention definition of a stateless per-
serve and respect an international principle son is intended to be interpreted inclusively
or obligation that has achieved the status of to include the broadest scope of stateless in-
customary international law even if a State dividuals in order to ensure that those indi-
has not ratified a particular treaty concerning viduals lacking nationality receive the neces-
that issue. Not all countries agree that the Ar- sary protection.51
ticle 1 stateless definition is customary law.47
Nevertheless, the fact that at least some in-
ternational law authorities have found the
stateless definition to have attained this level
of recognition is an indication of its signifi-
cance.
Under the 1954 Convention definition, to de-
termine whether an individual is “not consid-
ered as a national”, one must consult not only
12 Citizens of Nowhere:
Causes of Statelessness
The factors contributing to statelessness can The redrawing of international borders has
be summarized through three principal been a consistent cause of statelessness
causes: 1) State succession; 2) discrimination throughout history. Since the end of World
and arbitrary denial or deprivation of nation- War II, more than 100 new independent
ality; and 3) technical causes. These three States have been formed.53 During the first
causes often overlap. several decades following the adoption of the
two conventions in 1954 and 1961, stateless-
ness did not receive much attention. With the
State Succession dissolution of the former Soviet Union and
State succession occurs when an existing the break-up of the former Yugoslavia in the
State is replaced by two or more states; when 1990s, concerns over statelessness returned
part of a State separates to form a new State; to the fore. Since that time, new States con-
when territory is transferred from one State tinue to be formed, most recently with the
to another; or when two or more States unite creation of the Republic of South Sudan in
to form a new state. State succession can 2011.
create stateless populations when individuals Because State succession frequently arises
fail or are unable to secure citizenship in the due to political or other differences between
successor states.52 populations within the
original state, the result-
“Stuck” in the U.S. after dissolution of ing statelessness is often
related to discrimination.
Soviet Union Ideally, in cases of State
Slawa was born in 1952 in the Soviet Union in what is currently Turk- succession the people
menistan. At age 27, he migrated to Soviet Russia where he resided within the new territory
for many years. In 1990, he fled to Hungary and traveled through would have access to
Europe, South America, and Central America for 15 months before acquiring the citizenship
reaching the U.S. in October 1991, where he applied for asylum. By of the new State; how-
December 1991, the Soviet Union had dissolved and 15 newly in- ever, this is often not the
dependent States had emerged. Meanwhile, his claim for asylum case as the new States
was denied. He has appealed to both Russia and Turkmenistan to frequently determine for
recognize him as a citizen, but he is unable to meet the national- themselves the popula-
ity laws of either country because he did not reside on their terri- tions they will recognize
tory at the time of independence or afterwards. He is stateless—no as nationals.54
country will recognize him as a citizen. For over 20 years, Slawa has
been “stuck” in the U.S. with no ability to obtain lawful status and
no ability to leave.
14 Citizens of Nowhere:
International Obligations
and the United States
Framework
Apart from the 1954 and 1961 Conventions on
Statelessness, there are other international Universal Declaration of
documents that address the right to nation- Human Rights Article 15
ality and the protection of those who have
none. The United States is bound by some (1) Everyone has the right to a nationality.
of these. The United States also has its own (2) No one shall be arbitrarily deprived
legal framework through which it views is- of his nationality nor denied the right to
sues relating to citizenship and statelessness. change his nationality.
These are discussed below as a means to
provide insight into the solutions that would
best fit within the existing laws and policies The universal human right to a nationality is
to address statelessness in the United States. mirrored in other international instruments
The principal concern in the U.S. context is to relevant to the prevention of statelessness
provide protection—rights and responsibili- that the United States has ratified.65 One such
ties—to stateless individuals residing in the example is the International Covenant on Civ-
United States It is particularly with this con- il and Political Rights, one of the core interna-
cern in mind that the international framework tional human rights treaties, which provides:
is discussed. “Every child has the right to acquire a nation-
ality”.66 The United States has also ratified the
International Convention on the Elimination
International Instruments of All Forms of Racial Discrimination, which
and Obligations establishes that “States Parties undertake to
prohibit and to eliminate racial discrimination
There are a number of international instru-
in all its forms and to guarantee the right of
ments that address or at least implicate the
everyone…to nationality”.67 By ratifying these
responsibilities of States to stateless indi-
international instruments, the United States
viduals within their territory. Among these is
has bound itself to the obligation to respect
the Universal Declaration of Human Rights,63
and ensure human rights, including the right
which, although not a binding treaty, is the
to nationality. Unfortunately, the United
foundational document in modern human
States has not enacted national legislation
rights law, and some of its provisions are
that would provide a means for these obliga-
widely viewed as customary international
tions to be legally enforceable rights within
law.64 The Universal Declaration explicitly ar-
the United States.68
ticulates a right to nationality and, although
it has not been officially recognized as cus-
tomary international law, it is, at a minimum, a
significant guiding principle in protecting the
human rights of every individual.
16 Citizens of Nowhere:
The U.S. Framework
United States laws employ principles of both sanguinis principles for acquisition of citizen-
jus soli and jus sanguinis. Article 1 of the Four- ship, with some exceptions to “inherited” U.S.
teenth Amendment of the U.S. Constitution citizenship.76
guarantees that “[a]ll persons born or natu-
As discussed more fully below, over the years,
ralized in the United States, and subject to the
U.S. courts have explicitly recognized the vul-
jurisdiction thereof, are citizens of the United
nerability of stateless persons in a variety of
States and of the state wherein they reside”.74
circumstances and expressed an interest in
This jus soli citizenship provides the single
preventing statelessness as a matter of policy.
greatest protection against statelessness un-
This long-held stance in favour of protecting
der U.S. law by ensuring that statelessness
against statelessness found in the U.S. Consti-
cannot be inherited.75 Children born to U.S.
tution, federal laws, and court interpretation
citizens abroad under most circumstances
of the laws is not as clear in the arena of ad-
acquire U.S. citizenship at birth. The federal
ministrative law and policy.
statutory provisions that set forth who “shall
be nationals and citizens of the United States
at birth” encompasses both jus soli and jus
There is currently no provision under U.S. law any person who is outside any country of
that provides for stateless individuals living in such person’s nationality or, in the case
the United States to gain lawful status solely of a person having no nationality, is out-
on the basis of being stateless. Nevertheless, side any country in which such person
there are several circumstances in the con- last habitually resided, and who is unable
text of immigration proceedings where the or unwilling to return to, and is unable
issue of whether an individual is stateless can or unwilling to avail himself or herself of
arise. Specifically, a determination of state- the protection of that country because
lessness may need to be made in the context of persecution or a well-founded fear of
of the following: 1) as part of the examination persecution on account of race, religion,
of the merits of claims for asylum and related nationality, membership in a particular
protection; 2) in designating a country for social group, or political opinion.80
removal in the event a request for asylum or
This definition makes it clear that a stateless
other immigration remedy fails; or 3) follow-
individual may be recognized as a refugee un-
ing a final order of removal in executing that
der U.S. law.81 Consistent with the internation-
order and deciding whether to detain an indi-
al interpretation of the refugee definition, U.S.
vidual pending execution of that order.77
courts have recognized that being stateless
may be a contributing factor to vulnerability.82
Requests for Asylum Protection A least three courts have raised questions as
to whether discriminatory denationalization
The 1951 Refugee Convention drafters be- that results in statelessness can constitute
lieved that many stateless individuals in the persecution as a basis for asylum protection,
world would also be recognized as refugees. including one court that found unequivocally
To best ensure this, the 1951 Refugee Conven- that it could indeed be persecution.83 Simi-
tion specifically includes protection for any lar to the interpretation of the international
individual who “not having a nationality” has refugee definition, U.S. courts have consis-
a fear of persecution in the country of “for- tently found that statelessness is not an inde-
mer habitual residence”.78 When Congress pendent ground for establishing eligibility to
enacted the 1980 Refugee Act, to bring the receive the protection of asylum.84 As is the
United States into compliance with its inter- case for anyone seeking refugee protection,
national obligations as a party to the 1967 stateless individuals must also demonstrate a
Protocol to the 1951 Refugee Convention, it well-founded fear of persecution on account
adopted essentially the same language as of a protected ground—but in the country of
the international refugee definition.79 Under their “last habitual residence” as opposed to
U.S. law a refugee is defined as: in their country of nationality.
18 Citizens of Nowhere:
there is an appropriate country to designate
Is Discriminatory in the event the individual becomes subject
Denationalization Persecution? to a final order of removal.85
“To be deported to the country that made you There is no defined procedure for making a
stateless and continues to consider you state- statelessness inquiry under law or regulation
less is to be subjected to persecution”. nor has any uniform procedure been estab-
lished for the immigration courts to follow.
Mr. Haile, an Ethiopian of Eritrean ethnicity, fled The process immigration judges must fol-
to the United States when the Ethiopian Gov- low in determining what country to desig-
ernment began arbitrarily expelling 75,000 nate for removal set out in U.S. immigration
persons of Eritrean ethnicity. He sought asy- law may lead to a finding that an individual is
lum based on his fear that he too would be or may be stateless. The U.S. Supreme Court
stripped of his citizenship by the Ethiopian consolidated this process into four consecu-
authorities. His claim was denied by the Immi- tive steps, which can be summarized as fol-
gration Judge and the Board of Immigration lows: 1) an individual shall be removed either
Appeals based on the conclusion that forced to a country he or she designates86 or to the
denationalization without additional harm is country where she or he boarded the ves-
not persecution. On appeal, the circuit court sel or aircraft that brought her or him to the
ruled that in some circumstances forced dena- U.S.,87 unless one of the exceptions to the ap-
tionalization could constitute persecution. “If plicable provision applies; 2) if the first mea-
Ethiopia denationalized [him] because of his sure cannot be satisfied, an individual shall be
Eritrean ethnicity, it did so because of hostility removed to the country of which he or she
to Eritreans.... To be deported to the country is a citizen, unless one of the exceptions to
that made you stateless and continues to con- this provision applies; 3) if the second mea-
sider you stateless is to be subjected to perse- sure cannot be satisfied, an individual shall be
cution”. removed to a country where he or she has
Haile v. Holder, 591 F.3d 572 (7th Cir. 2010). a lesser connection; or, 4) if the third mea-
sure cannot be fulfilled, an individual shall be
removed to any country whose government
Designation of a Country will accept him or her into that country.88 In
of Removal going through these procedures, an immigra-
tion judge may conclude that an individual
In proceedings before an immigration judge,
for whom there is no country to which he or
one of the first steps is to designate a country
she can be deported is or may be stateless.
for removal in the event that an individual is
found not to have any relief from deportation. A finding of statelessness by an immigration
In most instances, this will be the individual’s judge does not in itself constitute a defense
country of origin or nationality. The designa- against removal. In fact, the U.S. Supreme
tion is based on a presumption that if a fi- Court has held that the permission of a coun-
nal order of removal is issued, the individual try is not required for it to be designated as
will be accepted into that country. This fairly the country for removal.89 However, a des-
routine matter can raise complicated issues ignated country that does not recognize an
for stateless persons because they are not individual as a citizen may refuse to accept
recognized as nationals of any country and that person into their territory. As a practical
as such, it is highly unlikely any country will matter, it is rare that any country other than
agree to accept them. If an individual indi- the country of citizenship will accept an indi-
cates he or she is not recognized as a nation- vidual who has been ordered removed from
al of any country and declines to designate the United States. This renders stateless in-
a country for removal, the court must under- dividuals with a final order of removal sub-
take a specific process to determine whether ject to discretionary practices and policies
Every year, hundreds of thousands of non-citizens, including some stateless individuals, are held in immigration detention
facilities
20 Citizens of Nowhere:
In other cases, stateless individuals may be requesting the issuance of travel documents;
detained for much longer periods of time. (6) obtain advance approval of travel beyond
U.S. law provides that all non-citizens de- previously specified times and distances; and
tained following a final order of removal have (7) provide notice of change of address.94
the right to release after six months if they Stateless individuals faced with this regime of
can demonstrate that there is “no significant supervised release with no foreseeable end
likelihood of removal in the reasonably fore- date have unsuccessfully challenged such
seeable future”.93 Nonetheless, some state- conditions under a variety of constitutional
less persons have been detained beyond the theories.95
six-month period, due in part to difficulties
Most stateless persons in the United States
establishing a lack of nationality and the in-
who are subject to orders of supervision re-
ability to obtain travel documents. There
main in this condition of perpetual legal lim-
are currently no mechanisms to ensure that
bo with at times serious restrictions on all as-
statelessness is consistently identified and
pects of their life in the United States, unable
taken into account when making custody de-
to leave the country and unable to fully par-
terminations in the post-final order context.
ticipate in society. The United States recently
Enhancing immigration officials’ understand-
revised its policy guidance on the use of dis-
ing of statelessness and providing the appro-
cretionary agency authority to set reporting
priate staff with training and tools to enable
requirements for individuals with final orders
them to identify statelessness would greatly
of removal who are being released from de-
facilitate their ability to recognize when a de-
tention.
tained individual is or may be stateless. Such
efforts, combined with clear procedures and In an August 2012 policy memorandum, the
policies for follow-up once an assessment Department of Homeland Security’s (DHS)
is made that an individual may be stateless Immigration and Customs Enforcement (ICE)
would in turn better ensure that lack of na- explains to its officers that reporting require-
tionality does not result in indefinite deten- ments “may be reassessed and modified
tion in the context of post-final order custody based on the alien’s level of compliance, ICE’s
determinations. detention and enforcement priorities, chang-
es to the circumstances of the individual case,
A related concern is what happens to state-
and as a matter of discretion”.96 Applied with
less individuals with a final order of removal
appropriate consideration of the particular
but for whom removal is not reasonably fore-
intractability of statelessness, this new guid-
seeable after they have been released from
ance should increase the likelihood that the
detention. The regulations provide for release
reporting requirements for stateless individu-
under an order of supervision requiring the in-
als will be reasonable and not onerous. This
dividual to: (1) appear before an immigration
new policy is an example of positive agency
officer periodically for identification; (2) sub-
action that, if applied appropriately and con-
mit, if necessary, to a medical and psychiatric
sistently, will alleviate one of the burdensome
examination; (3) give information under oath
restrictions often imposed on stateless indi-
about his or her nationality, circumstances,
viduals in the United States. An important
habits, associations, and activities, and any
next step, however, will be to issue specific
other information requested by the authori-
guidance and develop training to ensure the
ties; (4) obey all applicable laws and other
memo is effectively implemented.
reasonable written restrictions on conduct or
activities; (5) continue to seek travel docu-
ments, assist authorities in obtaining such
documents, and provide the authorities with
all correspondence with relevant embassies
22 Citizens of Nowhere:
withdrew their applications or received some Qualitative Aspects Identified in
other treatment. It can be inferred from these
figures that, between 2005 and 2010, a mini- Federal Case Law
mum of 461 stateless individuals remained in As a supplement to official immigration sta-
the United States without any lawful immi- tistics, federal case law addressing stateless
gration status and no means to attain one.105 individuals in the United States may cap-
The data from ICE from January 1, 2009 to ture some of the qualitative characteristics
April 15, 2011 indicate that of the 12,781 peo- of this population.107 Between January 1980
ple released from detention after the 90-day and August 2011, there were at least 70 fed-
removal period, 16 were considered to be eral court decisions in which the petitioner
“stateless”, four were of an “unknown na- made a specific claim of statelessness and
tionality”, 18 were “Soviet nationals”, and 28 the court either agreed with that assertion
were “Yugoslavian nationals”.106 The apparent or information in the case did not otherwise
inability of immigration officials to remove contradict it. Cases raising the issue of state-
these individuals, combined with their inabil- lessness were brought in every region of the
ity to assign an existing nationality to them, United States108 by individuals from a variety
indicates these individuals may well be state- of ethnic and national backgrounds. Among
less, although it is not possible to be certain these 70 court decisions, the most common
of this. backgrounds are: individuals who traveled to
the United States on a Soviet passport and
While these imperfect statistics reveal a were unable to obtain a citizenship from one
relatively low number of stateless individu- of the newly independent countries after the
als interacting with the U.S. immigration au- fall of the Soviet Union;109 individuals from
thorities, they are significant enough to war- the former Yugoslavia who lacked a nation-
rant the creation of specific procedures and ality in any of the newly formed countries;110
guidance for identifying stateless individuals, ethnic Eritreans who had held Ethiopian na-
recognizing their unique situation, and ensur- tionality but were denationalized during the
ing their protection. Until the United States war or whose parents fled the conflict and
has in place a uniform system for determin- were born in countries in which they were
ing whether an individual is stateless and unable to acquire citizenship;111 and Pales-
provides meaningful access to certain rights, tinians born in such places as Saudi Arabia,
such as permission to work, that will draw Lebanon, Kuwait, Egypt, Gaza, and the West
people to submit to this determination pro- Bank who were unable to obtain citizenship
cess, the stateless population in the United of any State.112 There have also been indi-
States will continue to remain largely hidden, vidual cases, such as a stateless Armenian
as will the extent of the hardships they face, Christian born in Lebanon;113 an Urdu speaker
who they are, where they come from and from Bangladesh;114 and a man born to a Syr-
how they arrived here, and their numbers. ian Arab mother and a Kurdish father in Syria,
Furthermore, the establishment of a state- where the law does not allow citizenship to
lessness status determination procedure and derive from a mother but only the father.115
its implementation would enable ICE to dis-
tinguish between stateless persons who can- Although in many of these cases the issue of
not leave the United States and individuals statelessness arose in the context of a claim
who, in fact, do have a nationality or right of for asylum or related protection, the pre-
residence elsewhere and can return or be re- cise legal issues they address and their out-
turned to that country. comes vary widely. Although 70 cases over
a ten-and-a-half year period is significant,
the limitations of a review of published court
decisions make it difficult to draw any solid
© UNHCR/L. Jenkins
24 Citizens of Nowhere:
Detention
Detention Takes Its Toll
“Stateless persons are also uniquely vul- Viktorya N., a woman with a thriving small busi-
nerable to prolonged detention and States ness in California, came to the United States
should be sensitized to respect the rights in 1990 from the Ukrainian Soviet Socialist Re-
of stateless persons to be free from arbi- public of the former Soviet Union.117 Following
trary detention as a result of their stateless a final order of removal against her, she was
status”. detained, but her removal order could not be
Ban Ki-moon, executed because the Soviet Union had ceased
U.N. Secretary-General to exist and neither Russia nor Ukraine would
Guidance Note of the Secretary General: recognize her as a national. She remained in
The United Nations and Statelessness, detention for three months and experienced
June 2011 significant trauma—not only by her deten-
tion but also by the great uncertainty of what
would happen to her and where she might be
The majority of stateless people encountered sent. She spent weeks wondering who would
by UNHCR in the United States have a final take her, knowing that she was not a citizen
order of removal issued against them and of any country, and imagining that some coun-
have therefore spent some period of time in try would accept her as a favor to the United
immigration detention awaiting removal from States and she would be forced to move there.
the United States. Most of these individuals After several months in detention, she wrote a
have experienced tremendous emotional letter explaining why she believed no country
trauma during detention, including the stress would ever accept her. She was eventually re-
of detention itself, the removal from their dai- leased but continues to face restrictions in her
ly life, transfers to different immigration de- daily life and entrepreneurial endeavors based
tention facilities away from their homes and on the requirements of the order of supervi-
communities, the uncertainty of how long sion that her release is contingent upon.
they will be detained since no country recog-
nizes them, and fears about being sent to a
country with which they have no connection. Reporting Requirements
Because stateless individuals have no coun-
try that recognizes them as citizens, they Stateless persons as well as other individu-
are rarely accepted to another country for als with a final order of removal must comply
removal and are often detained beyond the with an order of supervision as a condition of
90-day removal period. For these individuals, their release from detention.118 Requirements
their only recourse is often to file a habeas under an order of supervision generally in-
corpus petition with a federal district court, clude regular—sometimes monthly or even
a measure which is time-consuming, diffi- weekly—in-person reporting to an immigra-
cult for someone without familiarity with U.S. tion office which may be as far away as 50
laws, and one that they may only learn about miles or more; no travel outside the individu-
after having spent substantial time in deten- al’s state of residence without a discretionary
tion. Some stateless individuals are released grant of permission in advance; and the ob-
from detention only to be detained again at ligation to regularly contact embassies and
a later time,116 often without warning, leaving consulates to request travel documents or
others remain fearful that this will happen to permission to enter that country’s territory. In
them. some cases, stateless individuals have been
required to wear electronic ankle devices as
a means to track and further restrict their ev-
ery move. Other than the necessity of an or-
26 Citizens of Nowhere:
Stateless individuals who have had their im- prohibit travel beyond a certain distance such
migration court cases terminated or who as outside of the state where the stateless
have not yet been detected by immigration person resides. Generally, they also provide
authorities have no basis to apply for work that the individual may request authorization
authorization. Because they have no lawful to leave the area. This permission is discre-
immigration status, they are not eligible for tionary and, in addition to the frustration of
any state, local, or federal benefits. These in- knowing that one must obtain permission to
dividuals remain unable to work lawfully and travel for the rest of one’s life, these travel re-
many live in poverty and must work in the un- strictions may interfere with the success of
derground market for their mere survival. their business or work life.
Without a nationality, stateless individuals in
the United States cannot obtain passports or
Without Work There Is No other international travel documents. Even
Shelter those individuals who are under an order of
supervision do not have any means to travel
Roc K. is an orphan who came to the United – or return from – abroad. This means they
States from France as a teenager. He has no are permanently separated from loved ones.
proof of his birth in France and despite re- Many stateless individuals express a great
peated efforts—on his own and with the assis- sense of sadness and loss at the thought of
tance of counsel—has not been able to obtain never being able to see their parents, siblings,
any documentation from French authorities or children again or to attend funerals, wed-
confirming whether he is or is not a citizen of dings, or births of loved ones.
France. Being an orphan, he has no indepen-
dent means to assert or establish citizenship in
France or elsewhere. He married a U.S. citizen
If I Could Only See My Loved
and sought to become a lawful permanent res- Ones Again
ident but his petition was denied because he
Tatianna L.124 has not seen her oldest son, Danil,
could not establish his identity or French na-
since she escaped the former Soviet Union with
tionality. He was put in immigration proceed-
her younger son David, almost 20 years ago.
ings, ordered removed, and placed under an
While Tatianna does not regret her decision to
order of supervision for several years until an
save David from what she believes was certain
immigration judge finally recognized that the
danger, had she ever imagined she would be
United States would never be able to deport
forever separated from Danil, she would have
him and closed his case. Although the restric-
found a way to take him with her, too. Because
tions he was subject to under the order of su-
she is stateless and, as a result, has no travel
pervision have ended, his situation has wors-
documents, she has been unable to see Danil,
ened considerably. Because he is no longer
who remains in Russia, since the end of 1993.
under a supervision order, he has no basis to
Under her order of supervision, not only is she
qualify for employment authorization. Unable
unable to leave the country, she is also pre-
to work lawfully, Roc is now homeless and liv-
vented from traveling within the United States
ing in a shelter.
for longer than two days without first notifying
ICE of her proposed travel plans.
28 Citizens of Nowhere:
2010131 and again in 2011,132 as part of a larg- defining a stateless individual as “a person
er bill known as the Refugee Protection Act who is not considered as a national by any
(RPA).133 The provisions relating to stateless- State under the operation of its law”.142 The
ness authorize the Secretary of Homeland Se- language in the RPA may be subject to a nar-
curity and the Attorney General to “provide rower interpretation of who is stateless and
conditional lawful status to [certain stateless thus eligible to receive protection and lawful
individuals] who [are] otherwise inadmissible status in the United States than was contem-
or deportable from the United States”.134 Un- plated by the 1954 Convention. For example,
der these provisions, five years after a grant under the RPA definition, an individual who is
of conditional resident status, a stateless in- without nationality due to the discriminatory
dividual becomes eligible to apply for Lawful application of a citizenship law that should
Permanent Resident (LPR) status.135 Once the otherwise apply to her might not be consid-
application for LPR status is approved, the in- ered stateless.143 In view of the longstanding
dividual becomes immediately eligible to ap- definition contained in the 1954 Convention,
ply for U.S. citizenship.136 its recognition by some international authori-
ties as customary international law,144 and the
An individual who applies for status under
apparent purpose of the stateless provisions
these provisions is eligible to request work
of the RPA to ensure stateless individuals
authorization.137 Upon receipt of conditional
are recognized and accorded access to law-
lawful status, the spouse or child of that indi-
ful status in the United States,145 the stateless
vidual may be granted conditional lawful sta-
definition should be understood and applied
tus if they meet certain criteria.138 “Individu-
in a manner consistent with the definition in
als who have lost their nationality as a result
Article 1(1) of the 1954 Convention.
of their voluntary action or knowing inaction
after arrival in the United States” are not eli- The provisions in the 2011 RPA concerning
gible to seek status under these provisions,139 statelessness could easily be introduced as
resolving the threshold concern about indi- a stand-alone bill or as part of some other
viduals who may attempt to abuse the law to bill, and do not need to be specifically tied to
gain U.S. citizenship.140 this particular legislative effort. The U.S. Gov-
ernment worked with Congress to refine the
The proposed legislation defines a stateless
statelessness provisions included in the RPA
individual as someone “who is not consid-
and, consistent with the U.S. commitments
ered a national under the laws of any coun-
made in 2011, has since engaged in outreach
try,”141 which differs from the 1954 Convention
to Congress on the possibil-
ity of advancing legislation
of this sort. These provisions
are a strong first step toward
addressing the protection
concerns of some stateless
individuals and, combined
with changes in administra-
tive practices including pro-
viding greater access to work
© UNHCR/G. Constantine
“The issue of statelessness has been left to fester in the shadows for far too long. It is time
to take the necessary steps to rid the world of a bureaucratic malaise that is, in reality, not
so difficult to resolve. It is simply a question of political will and legislative energy”.
António Guterres, U.N. High Commissioner for Refugees and
Louise Arbour, former U.N. High Commissioner for Human Rights146
Individuals in the United States who are state- provides a path for stateless individuals in the
less constitute a discrete but vulnerable pop- United States to seek lawful permanent resi-
ulation that deserves the attention of policy dency and, ultimately, U.S. citizenship.
and lawmakers, civil society, and the public in
2. In the absence of a legislative framework
general. These individuals are, by definition,
addressing statelessness in the United States,
trapped in the United States. Thus, it is the
engage in dialogue with the Department of
U.S. Government’s responsibility to recog-
Homeland Security to grant deferred ac-
nize this vulnerable population within its bor-
tion, or temporary permission to reside in the
ders and take adequate measures to protect
United States, to eligible stateless individuals.
them, and to provide them a permanent solu-
tion, which requires establishing a means for
stateless individuals to seek and obtain U.S. Recommendations for the
citizenship. Accordingly, this report urges
U.S. Government officials to implement the United States Congress
following recommendations. 3. Enact legislation that provides a path for
stateless individuals in the United States to
seek lawful permanent residency and U.S.
Recommendations for citizenship to address the lack of options and
the White House permanent solutions currently available to
them.
1. As pledged by the U.S. Government in De-
cember 2011, support and encourage Con- 4. Amend existing laws to allow stateless in-
gressional efforts to enact legislation that dividuals to be released from immigration
30 Citizens of Nowhere:
detention during the 90-day removal period, period after a final order of removal has been
in recognition of the fact that, in most cases, entered, on the basis that statelessness is a
the removal of stateless persons is per se un- compelling indicator that there is no reason-
foreseeable. ably foreseeable prospect of removal.
5. Accede to the 1954 Convention relating 12. Limit orders of supervision of stateless
to the Status of Stateless Persons and the individuals to annual in-person reporting re-
1961 Convention on the Reduction of State- quirements, with no limitation on travel with-
lessness in consultation with the Executive in the United States.
Branch, and enact any necessary implement-
13. Following a reasonable effort to seek ad-
ing legislation.
mission into countries with which they have
ties, ensure that such persons are under no
Recommendations for the obligation to continue contacting embassies
and consulates for travel documents without
Department of Homeland a demonstrated reason to apply or reapply to
Security a particular country.
6. As pledged by the U.S. Government in De- 14. Refrain from detaining, or signaling that
cember 2011, support and encourage Con- authorities will detain, stateless individuals
gressional efforts to enact legislation that who have made reasonable efforts to seek,
provides a path for stateless individuals in the but were unable to obtain, admission into
United States to seek lawful permanent resi- other countries with which they have ties.
dency and, ultimately, U.S. citizenship. 15. Provide stateless individuals with neces-
7. Establish an individual statelessness sta- sary documentation to travel abroad and re-
tus determination procedure in consultation turn to the United States.
with UNHCR that incorporates a definition of 16. Launch a public education campaign
statelessness in accordance with internation- about the administrative remedies available
al law and provide successful applicants with to stateless persons and the procedures for
permission to reside in the United States. obtaining them, including work authoriza-
8. Designate officers responsible for assess- tion, reduced reporting requirements, and
ing whether an individual is stateless. Ensure the ability to travel within the United States.
that they receive comprehensive training and 17. In consultation with the Department of Jus-
guidance on making this assessment and tice, improve the collection and assessment
that information concerning the treatment of of statistical data concerning stateless indi-
stateless individuals is widely disseminated viduals, including standardized terminology
among all officers. used to identify stateless persons between
the two agencies, to ensure more accurate
9. Provide automatic, fee-exempt identity
information and greater understanding of the
and work authorization document that does
scope of statelessness.
not require annual renewal to individuals de-
termined to be stateless.
10. Establish a central, intra-agency referral Recommendations for the
mechanism to address the concerns of indi- Department of Justice
vidual stateless persons.
18. As pledged by the U.S. Government in
11. Establish a policy to release stateless in- December 2011, support and encourage Con-
dividuals from immigration detention in a gressional efforts to enact legislation that
timely manner, including during the 90-day provides a path for stateless individuals in the
32 Citizens of Nowhere:
Appendix
Government Statistics Regarding Stateless or Potentially Stateless
Individuals Who Made Affirmative or Defensive Asylum Requests and
the Outcomes148
Received Re-
opened
2010 80 1 36 41 4 6 33
2009 108 5 82 54 2 7 32
2008 121 3 61 83 2 7 55
2007 134 5 40 78 6 19 76
2006 75 7 33 41 7 21 60
2005 83 6 31 62 2 8 71
6-Yr Total 601 27 283 359 23 68 327
34 Citizens of Nowhere:
Individuals from Palestine
FY Received Granted Denied Abandoned Withdrawn Other
2010 4 1 3 0 0 2
2009 14 0 5 1 6 2
2008 6 1 5 2 3 4
2007 17 3 7 0 0 1
2006 8 0 7 4 1 2
2005 15 0 5 0 4 3
6-Yr Total 64 5 32 7 14 14
1 Due to a lack of reliable, comprehensive data on er the costs—the current fee is $680 per person; or
stateless individuals in the United States, this num- an inability to meet the English language or civics
ber is undetermined. This report addresses some of knowledge requirements. 8 U.S.C. §1423(a) & (b).
the challenges in quantifying the number with avail- There are limited waivers or exceptions for these re-
able statistics. See infra “STATELESS INDIVIDUALS quirements.
IN THE UNITED STATES—Challenges in Quantifying”. Nor does this report address the concerns that some
2 Important populations of stateless individuals, or elderly and disabled refugees who have not been
individuals at risk of statelessness, are not addressed able to become U.S. citizens have or are in danger
by this report. Their situations present important is- of losing federally funded Supplemental Security In-
sues that need further attention and full redress, but come benefits.
are beyond the scope of this report. 3 See, e.g., General Assembly Resolution 50/152
For instance, some stateless persons in the United (1996) at ¶14 (“The General Assembly ... Encourages
States do have a means to attain lawful status – e.g., the High Commissioner [for Refugees] to continue
individuals married to U.S. citizens and those recog- her activities on behalf of stateless persons, as part
nized as refugees abroad or through the U.S. asylum of her statutory function of providing international
system. These individuals have a means to obtain protection and of seeking preventive action...”) (em-
lawful permanent residence and ultimately U.S. citi- phasis in original); General Assembly Resolution
zenship and as such have lawful recourse to end their 61/137 (2007) (“The General Assembly...notes the
statelessness. These individuals are not covered by work of the High Commissioner [for Refugees] in re-
this report. gard to identifying stateless persons, prevention and
There are still others who are stateless and risk re- reducing statelessness, and protecting stateless per-
maining so, such as the roughly 40,000 refugees sons, and urges the Office of the High Commissioner
from Bhutan who were resettled to the U.S. from Ne- to continue to work in this area....”); U.N. Secretary-
pal over the past five years. Unlike most resettled General, Guidance Note of the Secretary General:
refugees, these refugees are not recognized as na- The United Nations and Statelessness, June 2011 at
tionals of any country. Although they have a means 3 (“The U.N. General Assembly has entrusted the
to obtain lawful permanent residence and ultimately Office of the United Nations High Commissioner for
U.S. citizenship, historical data indicate that not all Refugees (UNHCR) with a mandate relating to the
refugees and asylees complete the necessary steps identification, prevention and reduction of stateless-
to achieve citizenship. In the case of these refugees, ness and protection of stateless persons.”), available
if they do not obtain U.S. citizenship, they will re- at <http://www.unhcr.org/refworld/pdfid/4e11d5092.pdf>. It
main stateless. Given that they have lawful recourse is important to note that UNHCR’s mandate to ad-
to end their statelessness, this population is not ad- dress statelessness does not necessarily extend to all
dressed in this report. stateless persons. Under Article 1 of the 1954 Conven-
tion relating to the Status of Stateless Persons, Sept. 28,
Another important issue beyond the scope of this
1954, 360 U.N.T.S.117 (1954 Convention), those state-
report concerns the inability of some refugees and
less “persons with respect to whom there are serious
asylees in the United States to become U.S. citizens
reasons for considering that: (a) They have commit-
through the naturalization process. This can occur
ted a crime against peace, a war crime, or a crime
for a number of reasons, including inability to cov-
36 Citizens of Nowhere:
against humanity...; (b) They have committed a seri- through this determination will have access to the
ous non-political crime outside the country of their subsequent process for attaining lawful permanent
residence prior to their admission to that country; (c) resident status and ultimately U.S. citizenship. The
They have been guilty of acts contrary to the purpos- fact of being stateless is not, alone, a basis to receive
es and principles of the United Nations” are excluded the protection of asylum or refugee status in the U.S.
from the scope of the 1954 Convention and are not or elsewhere.
viewed as deserving of international protection or 7 Trop v. Dulles, 356 U.S. 86, 102 (1958). In this land-
as persons of concern to UNHCR. Article 1 also ex- mark decision the Supreme Court struck down a law
cludes those who have already obtained the rights authorizing the deprivation of citizenship as punish-
and obligations accorded to nationals in the country ment for conviction by court martial of wartime de-
where they reside as well as those who are already sertion.
receiving the protection of the United Nations. In ad-
8 The internationally recognized definition of state-
dition, individuals who are stateless based on having
lessness is contained in the 1954 Convention Relat-
voluntarily renounced their nationality for reasons
ing to the Status of Stateless Persons, Sept. 28, 1954,
of personal convenience may not require protection
360 U.N.T.S.117, Article 1 and is discussed more fully in
in the U.S. It should be understood that any state-
various sections of this report.
less individual who falls within any of these exclu-
sion grounds would not generally be eligible for the 9 For purposes of this report, the terms national-
protection, rights and benefits discussed throughout ity and citizenship shall be used interchangeably. At
this report. the international level these terms are generally con-
sidered synonymous. Some countries do, however,
UNHCR is best known as the international agency
make a distinction between the two. For example, in
mandated from its inception in 1951 by the U.N. Gen-
the United States, there is a small number of individ-
eral Assembly with responsibility for providing inter-
uals who may be nationals but not citizens, including
national protection to refugees and others of con-
(1) persons born in outlying possessions of the U.S.;
cern, and together with Governments, for seeking
(2) persons born outside the United States to U.S.
permanent solutions for their problems. Statute of
nationals who are not U.S. citizens, but who have met
the Office of the UNHCR ¶ 1, U.N. Doc. A/RES/428(v)
certain residency requirements; (3) foundlings dis-
(Dec. 14, 1950); see also, 1951 Convention relating to
covered in an outlying possession under the age of
the Status of Refugees, July 28, 1951, 19 U.S.T. 6259
five; and (4) persons born outside the United States
and 1967 Protocol relating to the Status of Refugees,
to one U.S. national who has met certain residency
Jan. 31, 1967, 606 U.N.T.S. 267.
requirements. 8 U.S.C. § 1408.
4 At least 35 states pledged to accede to, or take
10 See, e.g., UNHCR Stateless People: Who is
steps to accede to, one or both 1954 Convention and
Stateless and Where at: <http://www.unhcr.org/
the 1961 Convention on the Reduction of Stateless-
pages/49c3646c15e.html>.
ness, Aug. 30, 1961, 989 U.N.T.S.175 (1961 Convention),
or to take other treaty action. For a complete sum- 11 For an explanation of additional stateless popula-
mary of all pledges undertaken by states parties dur- tions, or populations at risk of statelessness, in the
ing the December 2011 ministerial meeting closing U.S. whose situations are not addressed by this re-
out the Commemorations Year, see UNHCR, Pledges port, see supra note 2.
2011 - Ministerial Intergovernmental Event on Refu- 12 See, e.g., General Assembly Resolution 50/152
gees and Stateless Persons, May 2012, available at (1996) at ¶14 (“The General Assembly….Encourages
<http://www.unhcr.org/4ff55a319.html>. the High Commissioner [for Refugees] to continue
5 For a complete list of the U.S. Government her activities on behalf of stateless persons, as part
pledges made during the December 2011 ministe- of her statutory function of providing international
rial meeting in closing out the 2011 Commemora- protection and of seeking preventive action....”) (em-
tions Year, see <http://www.state.gov/j/prm/releases/fact- phasis in original); General Assembly Resolution
sheets/2011/181020.htm>. 61/137 (2007) (“The General Assembly...notes the
work of the High Commissioner [for Refugees] in re-
6 An individual may be both stateless and a refu-
gard to identifying stateless persons, prevention and
gee. Stateless individuals who are also refugees
reducing statelessness, and protecting stateless per-
may receive the protection of asylum in the U.S. and
sons, and urges the Office of the High Commissioner
38 Citizens of Nowhere:
Id. at 101-102 (citations omitted). sibilities given to the High Commissioner by the
16 Paragraph 6(A) (II) of UNHCR’s Statute, Article United Nations General Assembly to contribute to
1(A) (2) of the 1951 Convention and Article I.2 of the the prevention and reduction of statelessness and to
1967 Protocol (incorporating by reference the rele- further the protection of stateless persons”) and at
vant portions of Convention article 1(A)(2)) refer to ¶ (a) (“[u]rg[ing] UNHCR, in cooperation with gov-
stateless persons who meet the criteria of the refu- ernments, other United Nations and international as
gee definition. UNHCR’s statelessness mandate also well as relevant regional and non-governmental or-
applies to stateless individuals who are internally dis- ganizations, to strengthen its efforts in this domain
placed. by pursuing targeted activities to support the iden-
tification, prevention and reduction of statelessness
17 See, e.g., U.N. General Assembly Resolution A/
and to further the protection of stateless persons.”);
RES/50/152 at 2 (1995).
available at: <http://www.unhcr.org/41b041534.html> and
18 Id., at ¶ 14 (clarifying that UNHCR’s activities on <http://www.unhcr.org/refworld/docid/453497302.html, re-
behalf of stateless persons are part of the office’s spectively>.
statutory function of providing international protec-
As of July 2012, the Executive Committee is com-
tion); A/RES/61/137 ¶ 4 (urging UNHCR to continue
posed of representatives from 87 countries, includ-
its work “in regard to identifying stateless persons,
ing the United States, and meets annually to review
preventing and reducing statelessness, and protect-
and approve the UNHCR’s programmes and budget;
ing stateless persons”); See generally, UNHCR’s Role
advise on international protection matters; and dis-
in Supervising International Protection Standards in
cuss a wide range of related issues with UNHCR and
the Context of its Mandate, Keynote Speech deliv-
its intergovernmental and non-governmental part-
ered by Volker Türk at York University (Toronto, CA)
ners.
May 2010, available at: <www.unhcr.org/4bf406a56.
html>. 21 U.N. General Assembly Resolution A/RES/61/137
¶ 4 (2006).
Although UNHCR is not explicitly mentioned in ei-
ther the 1954 Convention or the 1961 Convention, the 22 UNHCR ExCom Conclusion No. 106, ¶ c.
U.N. General Assembly has specifically designated 23 Id., ¶ q.
UNHCR as the appropriate body to examine the 24 Id., ¶¶ p and r.
cases of persons who claim the benefit of the 1961
25 Id., ¶ v. In conjunction with the 2011 50th Anni-
Convention and assist them in presenting their claim
versary of the 1961 Convention, UNHCR placed state-
to the authorities under Article 11 of this treaty. U.N.
lessness issues at the centre of its advocacy work
General Assembly Resolution 3274 (XXIX) (10 De-
and continues to intensify its efforts in achieving
cember 1974); A/RES/31/36 (30 Nov. 1976). Further,
greater State accession to the international stateless-
under UNHCR ExCom Conclusion 106, paragraph
ness instruments. For a map of States Parties to the
(x), the office is requested “to provide technical ad-
1954 and 1961 Conventions, including those that have
vice to States Parties on the implementation of the
acceded since the October 2010 UNHCR launch of
1954 Convention so as to ensure consistent imple-
its 2011 Commemorative Campaign, see <http://www.
mentation of its provisions.”
unhcr.org/4ff2e44a9.html>.
19 See, e.g., U.N. General Assembly Resolutions A/
26 1951 Convention Art. 1 (1). See pages 17-18 for a
RES/51/75 (1997) ¶ 18; A/RES/55/74 (2001) ¶ 5; A/
discussion of this definition.
RES/62/124 (2008) ¶ 5; A/RES/65/194 (2011) ¶ 5.
27 See e.g., UNHCR, Action to Address Statelessness:
20 See, e.g., ExCom Conclusion No. 78, Prevention
A Strategy Note, March 2010, p.14, available at: <http://
and Reduction of Statelessness and the Protection of
www.unhcr.org/refworld/docid/4b9e0c3d2.html>. See gen-
Stateless Persons (1995) ¶ (a) (“Encourag[ing] UN-
erally, LAURA VAN WAAS, NATIONALITY MATTERS:
HCR to continue its activities on behalf of stateless
STATELESSNESS UNDER INTERNATIONAL LAW 12
persons, as part of its statutory function of providing
(INTERSENTIA 2008) for an excellent treatment of
international protection and of seeking preventive
statelessness globally.
action....”) (emphasis in original); ExCom Conclusion
No. 106, Conclusion on Identification, Prevention and 28 For a fuller discussion of the disadvantages of
Reduction of Statelessness and Protection of State- statelessness, see, e.g., The United Nations and
less Persons (2006) at 1 (“[r]eaffirming the respon- Statelessness, at 5-6.
40 Citizens of Nowhere:
hcr.org/refworld/docid/4f4371b82.html>. See also, Prato child is born abroad; (iii) where a father is unknown
Conclusions at 3, ¶ 13. or not married to the mother at the time of birth; (iv)
49 UNHCR Guidelines on Statelessness No. 1, ¶47. where a father has been unable to fulfill administra-
tive steps to confer his nationality or acquire proof of
50 See, e.g., Prato Conclusions at 8 ¶11; see also Id.
nationality for his children because, for example, he
¶12 (noting that some unresolved situations of this
has died, has been forcibly separated from his fam-
nature may lead, over time, to statelessness. The
ily, or cannot fulfill onerous documentation or other
1954 Convention definition has sometimes been re-
requirements; or (v) where a father has been unwill-
ferred to as “de jure”—by law—definition of stateless-
ing to fulfill administrative steps to confer his nation-
ness even though this term is not found in any inter-
ality or acquire proof of nationality for his children,
national treaty. Individuals who have a nationality but
for example, if he has abandoned the family.” U.N.
are outside the country of their nationality and are
High Commissioner for Refugees, Background Note
denied diplomatic and consular protection accorded
on Gender Equality, Nationality Laws and Stateless-
to other nationals by their state of nationality have
ness, 8 March 2012, available at: <http://www.unhcr.org/
been referred to as”de facto” stateless. See, Prato
refworld/docid/4f59bdd92.html>.
Conclusions, which reflects the current understand-
ing of de facto statelessness. 56 See U.N. Human Rights Council, Human rights and
arbitrary deprivation of nationality: report of the Sec-
51 Prato Conclusions at 2, ¶¶1 and 6. By affirming that
retary-General, 14 December 2009, A/HRC/13/34, 7
the 1954 Convention definition requires an analysis
at 27, available at: <http://www.unhcr.org/refworld/
not only of whether an individual is considered as a
docid/4b83a9cb2.html>.
national under the laws of a state, but also how those
laws are applied in practice, many of those previous- 57 The 1961 Convention on the Reduction of State-
ly thought to be de facto stateless qualify as de jure lessness lists specific, exceptional circumstances
stateless under the definition in Article 1(1). Id. at 3, ¶¶ under which deprivation of nationality resulting in
16 - 17; see also UNHCR Guidelines on Statelessness statelessness may not be considered arbitrary. See,
No. 1 at ¶¶ 15 - 16. 1961 Convention, Art. 8.2 and 8.3.
52 For example, the former Yugoslavia is now five 58 VAN WAAS, supra note 29, at 94.
separate countries: Bosnia and Herzegovina, Croatia, 59 See, e.g., Case of the Yean and Bosico Children
Macedonia, Serbia and Montenegro, and Slovenia; v. The Dominican Republic, Inter-American Court of
Sudan is now divided into two separate countries: Human Rights (IACrtHR), 8 September 2005 (rul-
Sudan and the Republic of South Sudan; and Nigeria ing that the Dominican Republic (DR) violated the
transferred the territory of the Bakassi Peninsula to rights to nationality and equal protection of children
Cameroon. born on the territory of the DR of Haitian parents by
53 MALCOLM SHAW, INTERNATIONAL LAW 861 denying them birth certificates generally issued by
(Cambridge University Press 2003). the State’s Registry Office). Available at: <http://www.
unhcr.org/refworld/docid/44e497d94.html>.
54 The International Law Commission has adopted
standards to address the problem of statelessness 60 See, e.g., BRONWEN MANBY, STRUGGLES FOR
arising as a result of state succession. U.N. General CITIZENSHIP IN AFRICA 96-108 (London, Zed Books
Assembly, Report of the International Law Commis- 2009).
sion, 23 July 1999, A/54/10, available at: <http://www. 61 Id. A jus sanguinis regime without safeguards
unhcr.org/refworld/docid/3ae6af970.html>. While these against statelessness as prescribed by Article 1 of
standards have not yet been adopted in the more the 1961 Convention also creates the likelihood that,
binding form of an international treaty or declaration if that child remains in that state and one day has his
they do have important value as “soft law”. or her own children, they may inherit the stateless-
55 Gender inequalities in nationality law can render ness of their parent. Id. The 1961 Convention and a
a child stateless if the law limits the mother from number of regulatory instruments explicitly provide
conveying nationality and the father is also unable protection from this form of statelessness.
to convey nationality. Some scenarios include “(i) 62 Kazakhstan, Tajikistan, and Uzbekistan are ex-
where the father is stateless; (ii) where the laws of amples of countries with such provisions. U.N. High
the father’s country do not permit him to confer na- Commissioner for Refugees, Statelessness in Central
tionality in certain circumstances, such as when the Asia, May 2011, p. 19, available at: <http://www.unhcr.org/
42 Citizens of Nowhere:
=cp112gnzmL&r_n=hr091.112&dbname=cp112&&sel=T Status of Refugees”. INS v. Cardoza-Fonseca, 480
OC_412336&>. H.R.2017, the Continuing Appropria- U.S. 421, 436-37 (1987) (citing H.R. Rep. No. 96-608
tions Act of 2012, introduced on May 26, 2011, be- at 9 (1979)).
came Public Law 112–33 on September 30, 2011.
80 8 U.S.C. § 1101(a)(42) (emphasis added). The asy-
74 Fourteenth Amendment (Amendment XIV) to lum provisions under U.S. law contain several refer-
the United States Constitution, adopted July 9, 1868, ences to persons with “no nationality” and such per-
available at: <http://www.archives.gov/exhibits/charters/ sons’ “country of last habitual residence”. See, e.g.,
constitution_amendments_11-27.html>. This provision is 8 U.S.C. § 1158(c)(1)(A) regarding asylum status in
known as the “Citizenship Clause” or the “Naturaliza- general. The regulations subsequently drafted and
tion Clause.” promulgated by the U.S. Department of Justice to
75 The 14th Amendment Citizenship Clause is also provide the procedures and criteria to implement the
consistent with Article 24.3 of the International Cov- statutory requirements replace “no nationality” with
enant on Civil and Political Rights, which guarantees the term “stateless”. See, e.g., 8 C.F.R. § 208.13(b)(2)
the right of every child to acquire a nationality. (i)(A) (“The applicant has a fear of persecution in his
or her country of nationality or, if stateless, in his or
76 Under 8 U.S.C. § 1401, a child born abroad to two
her country of last habitual residence”).
married U.S. citizen parents automatically acquires
U.S. citizenship at birth so long as one of the par- 81 Of course, not all refugees are stateless and not all
ents resided in the U.S. prior to the birth of the child. stateless individuals are refugees. This section refers
Children born to one citizen parent and one foreign only to cases where an individual is both stateless
national will obtain citizenship at birth if the citizen and seeking asylum or relate protection under U.S.
parent resided in the U.S. for the requisite period of law.
time before the child’s birth (the length of required 82 See Guerrero v. United States, 691 F. Supp. 260,
residence is either five years or ten years depend- 264 (D. N. Mar. I. 1988).
ing on the law that was in effect on the date of the
83 Haile v. Holder, 591 F.3d 572 (7th Cir. 2010); Meng-
child’s birth). Children born out of wedlock to a U.S.
stu v. Holder, 560 F.3d 1055, 1059 (9th Cir.2009);
citizen mother will be U.S. citizens if the mother re-
Stserba v. Holder, 646 F.3d 964,(6th Cir. 2011). In all
sided in the United States for at least one year prior
three of these, the courts have sent the case back to
to the child’s birth. Children born out of wedlock to a
the Board of Immigration Appeals to consider this
U.S. citizen father do not automatically acquire U.S.
issue. The 7th Circuit in Haile found that forced de-
citizenship but can if the father agrees in writing to
naturalization is discrimination and remanded to the
financially support the child and can prove a blood
BIA for further proceedings consistent with that un-
relationship. As discussed previously, there are a few
derstanding. In the other two cases, the 6th Circuit
limited situations in which an individual may be na-
in Stserba and the 9th Circuit in Mengstu indicated
tional of the United States and not a citizen.
that forced denaturalization may be discrimination,
77 See also infra note 75. and both courts remanded to the BIA for consider-
78 1951 Refugee Convention, art. 1 A (2). (emphasis ation in the first instance of whether there was dis-
added). crimination in the particular case. Under international
refugee law, where discriminatory denationalization
79 The United States acceded to the 1967 Proto-
is due to a protected ground, it would clearly satisfy
col in 1968. The 1967 Protocol to the 1951 Refugee
the refugee definition.
Convention incorporates by reference all the sub-
stantive provisions of the 1951 Refugee Convention. 84 See, e.g., Faddoul v. Immigration & Naturaliza-
Its primary purpose was to amend the 1951 Refugee tion Service, 37 F.3d 185 (5th Cir. 1994); Fedosseeva
Convention definition of refugee by removing all v. Gonzales, 492 F.3d 840 (7th Cir. 2007); Pavlovich
geographic and temporal references to World War v. Gonzales, 476 F.3d 613 (8th Cir. 2007); Al Najjar v.
II, thereby universalizing the refugee definition. The Ashcroft, 257 F.3d 1262 (11th Cir. 2001).
U.S. Supreme Court has recognized that when Con- 85 8 U.S.C. §1231(b) (governing the designation of a
gress enacted the Refugee Act of 1980, Pub. L. No. country of removal).
96-212, 94 Stat. 102, it made explicit its intention to
86 Id. at §1231(b)(2)(A) (concerning individuals
“bring United States refugee law into conformance
placed in removal proceedings sometime after they
with the 1967 United Nations Protocol Relating to the
have been inside the U.S.).
44 Citizens of Nowhere:
If USCIS does not approve the asylum claim, and the different state regions and the District of Columbia.
applicant does not otherwise have lawful status in There were no reported cases raising stateless issues
the United States, the individual is placed in removal during the 1980 – 2011 period in the Circuit Court of
proceedings and her case is referred to the EOIR im- Appeals for the District of Columbia. The thirteenth
migration court. Once before the court, the individu- court, also located in the District of Columbia, is
al may request asylum as a defense to removal. If un- the United States Court of Appeals for the Federal
successful, the asylum seeker risks having a removal Circuit, which only hears cases on certain specific
order issued against her. See generally INA § 208, 8 subjects, such as customs and patents, but not im-
U.S.C. § 1158, 8 C.F.R § 208. migration matters. The jurisdiction where the most
104 Because affirmative asylum applicants whose of these cases arose was the Ninth Circuit with 15
claims are referred by USCIS have the opportunity cases, and the jurisdiction with the fewest cases was
for a de novo hearing before an Immigration Judge the Tenth Circuit, with one case. The Ninth Circuit has
at EOIR, some of these 359 stateless individuals may jurisdiction over cases arising from the immigration
also be included in the EOIR statistics for 2005 to courts and U.S. District Courts in California, Arizona,
2010. For this reason, there will necessarily be some Nevada, Idaho, Oregon, Washington, Montana, Alas-
overlap between the 2005-2010 USCIS statistics on ka, and Hawaii. The Tenth Circuit has jurisdiction over
affirmative asylum claims filed by stateless individu- cases arising from those cases arising in Colorado,
als and the 2005-2010 EOIR data on defensive asy- Kansas, New Mexico, Oklahoma, Utah, and Wyoming.
lum applications filed by stateless people. As such, 109 See, e.g., Poplavskiy v. Mukasey, 271 Fed.Appx.
the total numbers from both agencies cannot be 130 (2nd Cir. 2008) (native of the Ukraine); Stserba
added together. v. Holder, No. 09-4312 (6th Cir. 2011) (native of Esto-
105 461 represents the total of the last four columns nia).
(Denied, Abandoned, Withdraw, Other) in the EOIR 110 See, e.g. Paripovic v. Gonzales, 418 F.3d 240 (3rd
Asylum Statistics chart Individuals Identified as Cir. 2005) (ethnic Serb born in Croatia rendered
Stateless or “No Nationality”. It should also be noted stateless by the dissolution of the former Yugosla-
that these statistics do not include other categories via); Koljenovic v. Ashcroft, 2006 WL 3325651 (M.D.
from the statistical summary that may represent ad- Pa. 2006) (rendered stateless by successor state
ditional stateless individuals who were miscatego- Serbia and Montenegro).
rized, such as those from the former Soviet Union 111 See, e.g. Tesfamichael v. Gonzales, 469 F.3d 109
and Yugoslavia or Palestinians. (5th Cir. 2006); Dulane v. INS, 46 F.3d 988 (10th Cir.
106 Document on file with UNHCR. 1995) (Eritrean who fled to a refugee camp and nev-
107 Issues concerning statelessness can come before er acquired citizenship).
the federal courts in several ways. Persons in removal 112 See, e.g. Zabadi v. Chertoff, 2005 WL 3157377
proceedings may appeal adverse decisions from the (N.D. Cal. 2005) (person recognized by the court
immigration court to the Board of Immigration Ap- as a stateless Palestinian born in Kuwait); Elfarra v.
peals (Board or BIA), the administrative review body, Ashcroft, 88 Fed.Appx. 141(8th Cir. 2004) (person
and if the BIA affirms that adverse decision, they recognized by the court as a stateless Palestinian
may seek review by a federal circuit court of appeals born in Saudi Arabia).
to review the decision of the Board. Individuals who 113 Bozoian v. Ashcroft, 118 Fed.Appx. 309 (9th Cir.
are detained following a final order of removal can 2005).
challenge their detention by filing a habeas corpus
114 Ahmed v. Keisler, 504 F.3d 1183, 1191 (9th Cir.
petition in one of the U.S. District Courts with juris-
2007) (citing 8 U.S.C. § 1101(a)(42)(A)); see also Aha-
diction over their custodian.
med v. Gonzales, 166 Fed.Appx. 942 (9th Cir. 2006).
108 Some of the inherent limits to this overview of In 2008, the high court of Bangladesh ruled that Bi-
court decisions are that not all stateless individuals haris are nationals of the country and are to be treat-
will have the resources or knowledge to appeal their ed as such. As a result, they are no longer considered
decisions and that the word “stateless” does not nec- stateless. Md. Sadaqat Khan (Fakku) and Others v.
essarily appear in every case that may address issues Chief Election Commissioner, Bangladesh Election
relevant to stateless individuals in the U.S. In all, there Commission, Writ Petition No. 10129 of 2007, Ban-
are 13 federal circuit courts of appeals that cover 11 gladesh: Supreme Court, 18 May 2008, available at:
46 Citizens of Nowhere:
126 2011 also marked the 60th Anniversary of the included language requesting a report to begin to
1951 Refugee Convention, which was also addressed understand the phenomenon of statelessness in the
throughout the year and at the December 2011 Min- United States. See e.g., H.R. 72, 111th Cong. 1st Session
isterial Meeting. See, e.g., UNHCR Intergovernmental (2009) (introduced by Representative Sheila Jack-
meeting at Ministerial level: Closing remarks by the son Lee (D-TX)).
United Nations High Commissioner for Refugees 134 RPA at §17 (b)(1). The language explicitly ex-
(8 December 2011) available at <http://www.unhcr. cludes persons who are inadmissible on certain crim-
org/4ef094a89.html>. inal or security-related grounds, §17 (b)(1)(C) (refer-
127 Id. at 2. ring to inadmissibility grounds under INA §212(a)(2),
128 U.S. Commemorations Pledges, Fact Sheet, (3)); or are determined to be persecutors of others,
Bureau of Population, Refugees, and Migration, De- §17 (b)(1)(E) (referring to INA §241(b)(3)(C)[sic](i))
cember 7, 2011, available at <http://www.state.gov/j/prm/ and Comprehensive Immigration Reform Act of 2010
releases/factsheets/2011/181020.htm>. Early in 2011, UN- S.3932, 11th Cong. §210A(b)(1)(D) (referring to INA
HCR provided “proposed pledges” that it urged the §241(b)(3)(B)(i)).
United States to consider adopting, with a focus on 135 RPA at §17 (c)(1) (stating that an individual is
the protection gaps for refugees and asylum seek- eligible to seek adjustment to lawful permanent resi-
ers. These proposed pledges also contain a section dent status under this Act, if that individual, inter alia,
concerning stateless individuals in the United States. has been physically present in the United States for
That document is available at: <http://www.unhcrwash- at least five years after being granted conditional
ington.org/site/c.ckLQI5NPIgJ2G/b.7794709/k.AA71/Prior- lawful status.)
ity_Pledges.htm>. 136 RPA at §17 (c) (3) (stating that following adjust-
129 See supra FN 5. ment to lawful permanent resident status under this
130 The UNHCR Guidelines on Procedures for Deter- Act, it shall be recorded as having been granted at
mining Whether an Individual is a Stateless Person the time lawful conditional resident status was first
underscore the importance of establishing stateless- granted, thus satisfying the five-year period as a law-
ness status determination procedures and provide ful permanent resident required to become eligible
guidance to states on doing so. UNHCR Guidelines to seek naturalization as a United States citizen. 8
on Statelessness No. 2: Procedures for Determin- U.S.C. §1427(a).
ing whether an Individual is a Stateless Person (5 137 RPA at §17 (b)(4). Providing work authorization
April 2012), available at: <http://www.unhcr.org/refworld/ is discretionary with DHS but, as with most appli-
docid/4f7dafb52.html>. cations that allow for a discretionary grant of work
131 Refugee Protection Act of 2010, S. 3113, 111th authorization, it is reasonable to assume that absent
Cong. 2nd Session §24 (2010). This legislation was compelling reasons to the contrary, work authoriza-
introduced in the Senate by Senator Patrick Leahy tion under this provision would be routinely granted.
(D-VT). The RPA does not indicate whether the individual
may continue to work once in conditional lawful sta-
132 Refugee Protection Act of 2011, S. 1202, 112th
tus but given the intention and purposes of these
Cong. 1st Session (2011) (introduced by Senator Pat-
provisions, it is a reasonable inference that it is in-
rick Leahy (D-VT)); Refugee Protection Act of 2011,
tended that work authorization would continue to
H.R. 2185, 112th Cong. 1st Session (2011) (introduced
be provided throughout the conditional lawful status
by Representative Zoe Lofgren (D-CA)) (collectively
period. To ensure such intent is carried out, it would
referred to as RPA). The RPA is a comprehensive set
need to be made explicit in the statute or the regula-
of measures promoting the rights and protections
tions.
of refugees, asylum seekers, stateless individuals,
and other persons of concern to UNHCR. While the 138 RPA at §17(b)(5).
majority of the bill addresses asylum and refugee is- 139 RPA at §17(a)(1).
sues, one of its 32 sections specifically addresses the 140 See, e.g., Politis v. Dep’t of Homeland Sec., 2009
protection of stateless persons in the United States. WL 650879 (S.D. Tex. 2009) (noting that the individ-
See S. 1202, 112th Cong. 1st Session §17, Protection of ual in removal proceedings had renounced his Greek
stateless persons in the United States. citizenship so as to complicate his removal).
133 Prior to 2010, legislation was introduced that
48