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Drug Evaluation
Future Oncology
for the treatment of mucositis
induced by oncological therapies
Paolo Morazzoni1, Giovanna Petrangolini*1, Ezio Bombardelli1,
Massimo Ronchi1, Walter Cabri1 & Antonella Riva1
1
R&D Department, Indena SpA, Viale Ortles 12, Milan, Italy
*Author for correspondence: Tel.: +39 02 57496493 n giovanna.petrangolini@indena.com
Mucositis is a potentially devastating complica mucositis [6]. Although the new targeted drugs
tion of most oncological therapeutic regimens are considered to be less aggressive, they can still
that causes significant patient morbidity and for induce OM [7,8]. OM is increasingly becoming
which the current available therapy is inadequate. a dose-limiting toxicity for a number of treat
Mucositis, characterized by inf lammation, ment regimens, as other side effects of cytotoxic
ulceration, hemorrhage and overinfection of the antineoplastic therapy or RT are more readily
mucosal structures, can occur anywhere along controlled [5,9,10].
the GI tract and other mucosal linings. Oral and The pathological mechanisms underlying
gastrointestinal mucositis are frequent and seri mucositis are known [11,12] and include a first
ous side effects of chemotherapy (CT) and radia step in which the mucosal tissue is injured by CT
tion therapy (RT) in oncology [1]. Myelotoxic or RT. This initial response to damage generates
conditioning regimens, which are required prior reactive oxygen species, upregulating a number
to hematopoietic stem cell transplantation and of transcriptional factors, including NF-κB and
head and neck RT, are associated with the great is followed by a sustained, amplified inflamma
est degree of oral mucositis. According to the tory reaction. The last stage is characterized by
US National Cancer Institute, most patients wound resolution and healing when toxic CT or
with head and neck cancer treated with CT RT treatments are ceased. At all stages soreness
and/or RT (~80–100%) and with hemato and pain can result, potentially limiting eating
logical malignancies undergoing hematopoietic and drinking and often requiring treatment
stem cell transplantation (70–80%) develop with narcotic analgesics. In addition to pain,
severe oral complications, including mucositis, the ulceration of the mucosa is associated with a
with various degrees of severity [2–5]. In Europe, risk of bacterial and viral infections. Specifically,
the likelihood of developing mucositis induced OM has been associated with an increased risk
by CT and/or RT in head and neck cancer of systemic infection with Streptococcus viridans,
patients is estimated to be approximately the presumably originating from the mouth.
same (70–100%). Standard dose CT is associ OM symptoms, which generally appear Keywords
ated with a 40% risk of all-grade mucositis, with 4–5 days after the start of oncological treat
n botanical formulation
grade 3–4 oral mucositis (OM) developing in ment, can resolve 2–3 weeks after cessation of n chemotherapy n head and
5–20% of the patients. The severity of OM cor treatments [1]. The severity of OM varies accord neck cancer n oral mucositis
relates with both the number of cycles of CT and ing to intraindividual variables and depends n radiotherapy n SAMITAL®
the history of mucositis with prior CT. For some on treatment type, duration and intensity [1,13],
agents, such as 5-fluorouracil (5-FU), the drug and may lead to a premature cessation of treat
schedule may alter the incidence and severity of ment. All these aspects have a negative impact part of
10.2217/FON.13.165 © 2013 Future Medicine Ltd Future Oncol. (2013) 9(11), 1717–1725 ISSN 1479-6694 1717
Drug Evaluation Morazzoni, Petrangolini, Bombardelli, Ronchi, Cabri & Riva
on health-related quality of life. Due to inflam efficacy. Both preclinical and clinical studies have
matory lesions and ulcers of the mucosa, OM been conducted to evaluate the potential role
is associated with considerable pain, dysphagia of herbal extracts and other phytochemicals in
and can interfere with nutrition (often leading to the treatment of CT-/RT-induced OM. Cheah
the need for parenteral nutrition) and speech, as et al. showed that grape seed extract ameliorated
well as an increased susceptibility to infections, intestinal damage in a rat model of CT-induced
particularly by bacteria and fungi [9]. mucositis, and protected intestinal epithelial cells
Despite the predictability of mucositis, its fre against 5-FU-induced cytotoxycity in vitro, most
quency, debilitating symptoms, negative impact likely due to the antioxidant and anti-inflamma
on the treatment program, and health- and tory properties of the proanthocyanidins con
economic-related costs of the patients, an effec tained in the extract [24]. Similarly, the herbal
tive therapy for OM is still elusive. A number extract Iberogast® (Flordis Herbal Medicines,
of guidelines and controlled clinical studies have New South Wales, Australia) was shown to
been published to establish treatment protocols improve, at least in part, the histopathological
using topical, systemic and/or nonpharmaco features of 5-FU-induced mucositis in mice [25].
logic interventions with varying success [14–18]. Another herbal extract, obtained from Rhodiola
Treatment guidelines for mucositis emphasize algida, has been demonstrated to have immune-
basic oral hygiene, with an interdisciplinary stimulating effects and to reduce the number of
approach to assessment of oral/dental care, oral ulcers in breast cancer patients undergoing
and pain management using validated instru CT [26]. The efficacy of these botanical com
ments prior to the beginning of cancer therapy. pounds may be attributed to their antioxidant,
In a recent Cochrane meta-analysis reviewing anti-inflammatory and immunomodulatory
131 studies with more than 10,000 patients, ten properties. In fact, RT- and/or CT-induced cel
interventions were found to have benefit in pre lular damage results in the generation of reactive
venting and reducing the severity of mucositis oxygen species and stimulation of proinflamma
associated with cancer treatment; however, the tory pathways, which causes tissue injury and
strength of this evidence was variable [19]. Similar eventually ulcerations and inflammation of the
conclusions were reached by another Cochrane mucosa [27,28]. Three widely used plants have
meta-analysis on the treatment of OM [20]. been identified, based on their mechanism of
Therefore, mucositis remains a debilitating side action, clinical efficacy and tolerability, namely
effect of CT and RT with high health and eco Vaccinium myrtillus (bilberry), Macleaya cordata
nomic costs and for which there is currently no fruits and Echinacea angustifolia roots, and have
effective treatment. There is a general consensus been used to develop SAMITAL® (Indena SpA,
that further research is needed in the prophylaxis Milan, Italy), a ‘multiacting’ formula targeted for
and treatment of OM in cancer patients [5,19–21]. the management of OM in oncological patients.
There are many therapeutic strategies at differ The preclinical and clinical data on SAMITAL
ent stages of development for OM, such as cryo is reviewed in the following paragraphs.
therapy and low-level laser therapy. Kepivance®
(Biovitrum, Stockholm, Sweden; palifermin) is SAMITAL
the first and only pharmaceutical/biological agent Characteristics & functions
specifically approved for the treatment of OM. SAMITAL is composed by three highly stand
The approved indication is limited to patients ardized botanical extracts from V. myrtillus, M.
undergoing stem cell transplantation for hema cordata dried fruits and E. angustifolia dried
tological malignancies; consequently it is only roots. These three active extracts in SAMITAL
effective in a subset of oncological patients [17]. are classified as ‘herbal drug preparations’, and
are standardized and purified. The main active
Potential role of phytochemicals in OM constituents contained in the three botanical
Phytochemicals, plant-based bioactive com extracts of SAMITAL are polyphenols, such as
pounds, have been used traditionally and histori anthocyanosides, alkaloids and alkylamides.
cally for medicinal purposes and form the basis The US FDA’s ‘Guidance for Industry: Botanical
of many modern pharmaceuticals [22]. Generally, Drug Products’ released by the Center for Drug
phytochemicals are used for primary disease pre Evaluation and Research (June 2004) allowed
vention or as adjuncts to conventional therapies the development of SAMITAL in the USA as
but also in the oncological setting [23]. Western a botanical drug [29]. SAMITAL is provided as
and eastern phytotherapy lists an impressive num granules for suspension in sachets. The current
ber of plant derivatives with ‘documented’ clinical dose of SAMITAL for the treatment of OM is
four sachets per day. SAMITAL is intended to act as agonists for TRPV1 receptors, suggesting
act locally; the contents of one sachet is generally an activity on peripheral pain [38]. E. angustifolia
reconstituted with 20 ml of drinkable water to lipophilic extracts have also been used in Europe
allow the formation of a gel-like suspension to for the prevention of viral and bacterial diseases,
be administered in small aliquots and to prolong due to their immunomodulatory activity [39,40].
the exposure of the damaged oral mucosa to the Some of the compounds present in Echinacea
active ingredients. Originally it was formulated as also have healing properties, as acknowledged by
a soluble lozenge dosage form allowing a slow dis the ABC Clinical Guide to Herbs [41] and WHO
solution in the mouth. However, the poor patient pharmacopeia [42], which recommend using
compliance, especially in OM grade 3–4 patients, Echinacea in wound healing.
drove the formulation development towards a ‘less Evidence from pharmacological studies sup
aggressive’ oral dosage form. ports the rationale of the fixed-dose combination
V. myrtillus grows all over Europe and Russia, of SAMITAL in the treatment of OM. Preclinical
and is harvested in a highly standardized man studies have in fact shown the ability of the three
ner for pharmacological purposes in Europe. known components of SAMITAL to interfere
The main active components in V. myrtillus with the mechanisms underlying OM, as refer
fruit extracts comprise a pool of 15 anthocyanins enced and summarized in Table 1. Anthocyanosides
(anthocyanosides), polyphenols that contain a in the V. myrtillus extract may reduce tissue dam
glycosidic residue. A number of pharmacological age and ulceration through their free radical
activities have been documented for V. myrtil- scavenging properties, as well as by increasing
lus, including ophthalmic, anti-inflammatory, wound healing and enhancement of mucosal bar
wound-healing, antiulcer, antiatherosclerotic rier protection [30,43,44] during the initial phases
and vasoprotective properties [30]. These activi of tissue injury induced by CT and/or RT. All
ties are likely due to the mucus protective effect three ingredients of SAMITAL contributed to
and regeneration activity exerted by V. myrtillus, varying extents and their roles were to: protect
through improving fibroblast proliferation and the integrity of capillary vessels (V. myrtillus)
stimulating glycosaminoglycan synthesis [30]. [31,32,45], block the cascade of proinflammatory
V. myrtillus extracts are commonly used for the cytokines through inhibition of NF-κB activa
treatment of conditions linked with fragility and tion (M. cordata) [36], modulate cannabinoid CB2
altered permeability of small vessels and capillar receptors and inhibit leukotriene and prostaglan
ies [31,32], as well as for the symptomatic treatment din E2 synthesis (E. angustifolia) [46]. In addition,
of diarrhea, a number of eye disorders (e.g., poor benzophenanthridinic alkaloids (components of
night vision, eye strain and myopia), diabetes, the M. cordata extract) are thought to prevent
gout, rheumatism, burns and skin infections [23]. viral, bacterial and fungal infections by block
M. cordata (common name: plum poppy) is ing growth of a wide variety of micro-organisms,
a basally lignified, yellow lactiferous, perennial inhibiting bacterial nuclease, altering cell wall
herb belonging to the family of Papaveraceae. permeation and likely playing an important role
The plants grow wild in foothills, forests, among in the mucositis phase of superinfection [47,48].
shrubs or tussocks on low mountains, riversides, Last, it is important to point out that all stages
and between 100 and 800 m in China and Japan. of OM are characterized by soreness and pain. The
The benzophenanthridine alkaloids represent the high affinity of the alkylamides in E. angustifolia
most important active constituents of M. cordata for the human CB2 receptor as well as evidence
fruit and extracts. These are known to exert of agonism with TRPV1 receptors, suggests that
antibacterial/antifungal and antiviral effects, as SAMITAL may reduce peripheral pain. Some
well as anti-inflammatory activities, as shown by unpublished data by our group suggest that topi
preclinical and clinical studies [33–35]. In particu cal application to rat hippocampal slices reduce
lar, M. cordata blocks the cascade of proinflam synaptic transmission [Riva A et al. Analgesic effect
matory cytokines through inhibition of NF-kB of SAMITAL ®: identification of molecules, synergies and
activation [36]. mechanism (2013), Manuscript in preparation].
E. angustifolia lipophilic extract is prepared
from E. angustifolia DC, a perennial herb har Clinical data
vested in a controlled, cultivated environment in From 2008–2011, a total of 140 oncological
Europe. The constituents with known therapeutic patients (120 adults and 20 pediatric subjects)
activity of the lipophilic extracts of E. angustifo- with mucositis induced by CT/RT have been
lia roots are alkylamides showing high affinity treated with SAMITAL (formulated as oral
for the human CB2 receptor [37] and reported to soluble lozenges or granules for suspension
3–4 times/day). The studies were conducted in studies yielded promising results, it should be
patients with head and neck cancer (including a noted that only one of them was placebo con
prophylaxis study), hematological malignancies trolled, and that, to date, no randomized
and in pediatric patients [49–55]. Phase III trials on the efficacy and safety of
Although these studies were only ‘proof- SAMITAL have been conducted. Furthermore,
of-c oncept’, they consistently showed that patients with different clinical characteristics
SAMITAL was effective in controlling symp and cancer sites who were treated with differ
toms of severe mucositis, in improving the recov ent CT and/or RT regimens were enrolled in
ery of lesions and in reducing their progression. these studies, which could possibly confound the
A positive effect on dysphagia was also observed outcomes reported. These confounding factors
and associated with an improvement in painful have carefully been taken into consideration dur
symptoms. Improved quality of life was observed ing the design of new randomized studies with
in all the patients who completed SAMITAL SAMITAL.
treatment. Importantly, these improvements
allowed the schedule of CT/RT to be maintained. Head & neck cancer
SAMITAL was generally well tolerated in all An Italian–Chilean clinical experience allowed
clinical studies. Adverse events were infrequent; the treatment of 28 patients with different
the most common events included vomiting, types of head and neck cancer [54]. Both stud
nausea, dysgeusia, xerostomia and dysphagia. ies were approved by the Institutional Ethical
However, all the events were of mild-to-moderate Committees. Seven patients in the Italian arm
severity and resolved with standard medical were initially treated with SAMITAL in loz
treatment; no alterations of vital signs or labora enge form (four lozenges per day). Thereafter,
tory abnormalities were found under SAMITAL when the revised formulation (granules for oral
treatment. suspension in sachets, four-times a day) became
An overview of the clinical studies conducted available, seven other patients in the Italian
with SAMITAL for the treatment of mucositis arm and 14 in the Chilean arm were included
induced by oncological therapies is provided in in the study. Overall, mucositis significantly
Table 2 and results of each individual study are improved in all 28 patients, and a 90% reduc
described in the sections below. Although these tion in pain and dysphagia was observed. Three
www.futuremedicine.com
Total number of reported subjects: total, 140 (120 adults and 20 pediatrics); SAMITAL: 130 (110 adults and 20 pediatrics).
†
Date initiated and completed (last patient, last visit).
‡
These patients have been classified into four groups for separate reporting, according to their clinical characteristics and etiology of mucositis, as follows: patients with severe mucositis of different etiologies (Part 1,
not reported because of the heterogenicity of the group); children with mucositis secondary to CT (Part 2); adults with mucositis secondary to CT (Part 3); and adults with mucositis secondary to CT/RT for head and
neck cancers (Part 4).
§
One patient was administered SAMITAL lozenges for 14 days followed by SAMITAL granules for suspension for 16 days.
¶
Median.
CT/RT: Chemotherapy and/or radiotherapy; F: Female; M: Male; M–F: Monday to Friday; OL: Open label; PC: Placebo controlled; q.i.d.: Four times a day; R: Randomized.
SAMITAL® for the treatment of mucositis induced by oncological therapies
Drug Evaluation
1721
Drug Evaluation Morazzoni, Petrangolini, Bombardelli, Ronchi, Cabri & Riva
of the lozenge-treated patients (43%) dropped infections. The majority of patients (n = 24;
out due to a stinging, burning sensation (n = 2) 65%) experienced mucositis grade <3, and no
and epigastric pyrosis (n = 1). On the introduc grade 4 mucositis were reported. The overall rate
tion of SAMITAL granules for oral suspension, of discontinuation of SAMITAL was 84% due
no tolerability issues or side effects were reported. to emesis (39%), dysgeusia (19%), xerostomia
A randomized, placebo-controlled, single- (16%) and dysphagia (13%). Considering only
blind, Phase II trial was conducted at the patients that continued SAMITAL after the
Gokhale Hospital (Pune, India) and investigated fourth week, mucositis grade 3–4 reduced to
the safety and efficacy of SAMITAL in the treat 30%, with respect to 41% reported in those not
ment of CT-/RT-induced OM in 30 patients continuing SAMITAL. Overall, the incidence of
with head and neck cancer [49]. After receiving mucositis grade 3–4 was reduced with respect to
approval by the League Health Independent historical controls.
Ethics Committee, patients were randomly
assigned to receive either SAMITAL sachets or Hematological tumors
placebo four times a day for up to 50 days during Bertoglio and colleagues assessed the efficacy
scheduled CT/RT treatment. Severity of OM of SAMITAL in the reduction of the severity
was monitored according to a modified WHO and symptoms of OM in 25 adult patients with
severity scale and pain and quality-of-life assess hematological neoplasms after the approval by
ments were based on the effect of symptoms of the Ethical Committee of the Hospital Clínico
OM on relevant daily activities, according to a Regional de Valdivia (Los Ríos, Chile) [53].
visual analog scale. Overall, mean scores indi The administration of SAMITAL resulted in
cating the severity of OM were significantly significant clinical improvements, when com
(p < 0.05) reduced from day 31 until the end pared with conventional therapy, with a reduc
of treatment in patients receiving SAMITAL tion of pain, mucosal erosions, bleeding and
(n = 20), while no significant improvements were dysphagia/feeding impairment. SAMITAL ame
observed in the placebo group. Pain reduction liorated patients overall condition and quality
reached statistical significance, when compared of life in 95% of patients. SAMITAL was well
with baseline values, from day 4 until the end tolerated, and was not associated with any local
of treatment with SAMITAL and only from or systemic pharmacological, allergic, toxic or
day 7 to 21 in placebo patients. SAMITAL sig synergistic/antagonistic side effects. Of note,
nificantly ameliorated patient quality of life, as patients treated with SAMITAL before the ini
shown by improvements in scores for relevant tiation of a new CT cycle experienced a reduc
daily activities including eating, drinking and tion in the severity and duration of subsequent
sleeping. All SAMITAL patients completed CT-associated mucosal damages.
treatment, while no patients assigned to placebo
were able to complete scheduled CT and/or RT. Pediatric patients
No severe adverse events were observed. Twenty pediatric patients (aged 4 months–17
A prospective, monocentric, single-arm years) undergoing CT for hematological and
Phase II trial was conducted according to a solid neoplasms were treated with SAMITAL
prophylactic approach to OM at the National for gastrointestinal mucositis after protocol
Cancer Institute of Milan, Italy (approved by approval by the Ethical Committee of the
Ethical Committee of the National Cancer Hospital Clínico Regional de Valdivia [50]. The
Institute of Milan, Italy) [51,52]. The study product was also administered prophylactically
included a total of 37 patients with stage III–IV to prevent recurrences with successive cycles of
head and neck squamous cell carcinoma assigned CT. Overall, SAMITAL significantly decreased
to treatment with RT and platinum-based CT, the gastrointestinal mucositis grade after the first
with at least ≥2 cm 2 of oral cavity mucosa in episode with a reduction of mean scores from
the RT field. SAMITAL was administered four- 3.2 ± 0.7 at baseline to 0.4 ± 0.6 at the end of
times daily, 5 days/week, from weeks 2–7 and treatment (p < 0.001). In addition, SAMITAL
for an additional 2 weeks in the case of clinical reduced pain, mucosal erosions, bleeding and
benefit. The primary end points were the inci dysphagia/feeding impairment, improving the
dence of WHO grade 3–4 mucositis and com patients’ overall condition and quality of life. In
pliance to SAMITAL treatment. Secondary end addition, the need for parenteral nutrition was
points included weight loss during treatment, reduced. Of note, treatment with SAMITAL
the proportion of patients requiring a feed allowed CT cycles to be continued without
ing tube and the incidence of grade 3 systemic further relevant complications.
Conclusion & future perspective confounding factors, such as tumor site and
Mucositis is a common side effect of CT/RT, treatment type, should be carefully restricted and
which causes significant pain and discomfort in controlled in order to reliably assess the efficacy
daily activities such as eating, drinking, swallow of SAMITAL on OM.
ing and talking, with the need in most cases for Besides the described clinical studies, one addi
parenteral nutritional support. It is very disabling tional prophylactic double-blind, randomized,
for patients and might also lead to suspension of placebo-controlled clinical trial in patients
the CT/RT. Treatment guidelines for mucositis with head and neck cancer is ongoing in Italy
in oncological patients emphasize the importance (EUDRACT No 2012-002046-20) after the
of an interdisciplinary approach that takes oral approval by the Ethical Committee of the Istituto
care protocols and pain management with several Oncologico Veneto (Padua, Italy). According to
analgesic drugs into account. Currently, despite the protocol, eligible patients are randomized in a
its negative impact on both the quality of life 1:1 ratio in the two treatment arms using a strati
and treatment outcomes of oncological patients, fied block design. Randomization will be strati
mucositis still represents an unmet medical need fied by site of disease and by CT regimen. In the
and new therapeutic approaches to this condi same clinical institute, a trial in pediatric patients
tion are eagerly awaited. So far, the only approved is being planned. Furthermore, in the USA a ther
drug, palifermin, is restricted for hematological apeutic multicenter clinical trial in head and neck
malignancies. cancer patients has been approved by the FDA.
Preliminary data indicate that the new botani Finally, a double-blind, randomized, placebo-
cal formulation SAMITAL, which contains controlled clinical trial investigating the role of
anthocyanosides, alkaloids and alkylamides, SAMITAL in the management of gastrointestinal
could decrease the severity of CT-/RT-induced mucositis induced by CT has been planned in
mucositis in adult and pediatric patients, with Chile to complete the ongoing registration
no treatment-related adverse events. These procedure (Code ISPCh: RK308067).
data support a potential role for SAMITAL in
the effective management of therapy-induced Financial & competing interests disclosure
mucositis. It should be noted, however, that All of the authors are employees of Indena SpA (Milan,
no randomized Phase III trials on the efficacy Italy). The authors have no other relevant affiliations
and safety of SAMITAL have been conducted or financial involvement with any organization or
to date. Therefore, the currently available evi entity with a financial interest in or financial conflict
dence does not allow final conclusions about the with the subject matter or materials discussed in the
impact on clinical outcomes to be drawn, and manuscript apart from those disclosed.
the use of SAMITAL remains investigational Writing assistance was utilized in the production of
until new data from randomized, placebo- this manuscript. The authors received editorial assis-
controlled Phase II and III trials become avail tance from L Giacomelli and C Conte in the preparation
able to confirm its efficacy in the treatment of of this manuscript; this support was funded by
mucositis. Moreover, in future studies, potential Indena SpA.
Executive summary
Background
Mucositis is a debilitating side effect of chemotherapy and radiotherapy with high health and economic costs, and for which there is
SAMITAL®
SAMITAL is composed by botanical extracts from Vaccinium myrtillus (bilberry), Macleaya cordata dried fruits and Echinacea
The use of SAMITAL remains investigational until data from randomized, placebo-controlled Phase III trials become available to confirm
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